MANAGEMENT AGREEMENT THIS MANAGEMENT AGREEMENT made as of January 28, 2000, by and between California Investment Trust, a Massachusetts business trust (the "Trust"), on behalf the series of the Trust identified in the Appendix attached hereto (the...Management Agreement • December 29th, 2000 • California Investment Trust • California
INVESTMENT ADVISORY AGREEMENT THIS INVESTMENT ADVISORY AGREEMENT is made this 1st day ofJanuary, 2007 (this "Agreement"), by and between California Investment Trust, a Delaware statutory trust (the "Trust"), on behalf of the series of the Trust...Investment Advisory Agreement • December 29th, 2006 • California Investment Trust • California
Exhibit 99e CALIFORNIA INVESTMENT TRUST 44 Montgomery Street, Suite 2100 San Francisco, California 94104 Date: January 1, 2007 RFS Partners 44 Montgomery Street, Suite 2100 San Francisco, California 94104Underwriting Agreement • October 31st, 2006 • California Investment Trust • New York
First Amendment to the Transfer Agency and Service Agreement Dated December 3, 2004, by and among California Investment Trust and California Investment Trust II and ALPS Mutual Funds Services, Inc.Transfer Agency and Service Agreement • October 31st, 2006 • California Investment Trust • Colorado
Exhibit 23 (d) (2) Investment Advisory Contract INVESTMENT MANAGEMENT AGREEMENT ------------------------------- THIS INVESTMENT MANAGEMENT AGREEMENT made as of the 15th day of October, 1992, by and between CALIFORNIA INVESTMENT TRUST, a Massachusetts...Investment Management Agreement • December 22nd, 1999 • California Investment Trust
Exhibit 23 (h)(1) Administration Agreement ADMINISTRATION AGREEMENT ------------------------ THIS AGREEMENT is made as of the 27th day of December, 1990 by and between CALIFORNIA INVESTMENT TRUST, a Massachusetts business trust (the Trust"), and CCM...Administration Agreement • December 22nd, 1999 • California Investment Trust
AGREEMENT AND DECLARATION OF TRUST of CALIFORNIA INVESTMENT TRUST I A Massachusetts Business Trust Dated: September 11, 1985Agreement and Declaration of Trust • December 22nd, 1999 • California Investment Trust • Massachusetts
CALIFORNIA INVESTMENT TRUST I BY-LAWSBy-Laws • December 22nd, 1999 • California Investment Trust
TRANSFER AGENCY AND SERVICE AGREEMENT ------------------------------------- Transfer Agency and Services Agreement (the "Agreement") made this __ day of December, 2004, between California Investment Trust and California Investment Trust II, two trusts...Transfer Agency and Services Agreement • January 4th, 2005 • California Investment Trust • Colorado
AMENDED AND RESTATED CUSTODY AGREEMENTCustody Agreement • December 28th, 2017 • Shelton Funds • Minnesota
THIS AMENDED AND RESTATED AGREEMENT is made and entered into as of this 12 day of December, 2017, by and between Shelton Funds, a Massachusetts business trust (the “Trust”), and U.S. Bank National Association, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
CALIFORNIA INVESTMENT TRUST RESTATED FUND ADMINISTRATION SERVICING AGREEMENT THIS AGREEMENT (as amended, supplemented or restated from time to time, this "Agreement") is made and entered into as of this 1st day of January, 2007, by and between...Fund Administration Servicing Agreement • December 29th, 2006 • California Investment Trust • California
Exhibit 23 (g) Form of Custodian Agreement CUSTODIAN AGREEMENT ------------------- THIS AGREEMENT made on April. 24, 1994, between California Investment Trust Fund Group, which currently consists of two diversified, open- end management investment...Custodian Agreement • December 22nd, 1999 • California Investment Trust
WITNESSETH:Operating Expenses Agreement • December 29th, 2006 • California Investment Trust • California
First Amendment to the Fund Accounting and Services Agreement Dated December 3, 2004, by and among California Investment Trust and California Investment Trust II and ALPS Mutual Funds Services, Inc.Fund Accounting and Services Agreement • October 31st, 2006 • California Investment Trust • Colorado
AGREEMENT AND PLAN OF REORGANIZATION AMONG CALIFORNIA INVESTMENT TRUST, A MASSACHUSETTS BUSINESS TRUST, CALIFORNIA INVESTMENT TRUST II, A MASSACHUSETTS BUSINESS TRUST, AND CALIFORNIA INVESTMENT TRUST, A A DELAWARE STATUTORY TRUST This Agreement and...Reorganization Agreement • April 27th, 2007 • California Investment Trust • Delaware
Exhibit 23 (d) (1) Investment Advisory Contract INVESTMENT MANAGEMENT AGREEMENT THS INVESTMENT MANAGEMENT AGREEMENT made as of the 27st day of December, 1985, by and between CALIFORNIA INVESTMENT TRUST I, a Massachusetts Business Trust (hereinafter...Investment Management Agreement • December 22nd, 1999 • California Investment Trust
FUND SERVICES AGREEMENT between Shelton Funds Trust and Shelton Greater China Fund Trust andFund Services Agreement • December 28th, 2017 • Shelton Funds • Nebraska
THIS FUND SERVICES AGREEMENT (this “Agreement”) is effective as of the 21st day of March, 2014, by and between GEMINI FUND SERVICES, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“GFS”), SHELTON FUNDS TRUST, a Delaware statutory trust having its principal office and place of business at 44 Montgomery Street, Suite 2100, San Francisco, California 94104 (the “Shelton Funds Trust”), and SHELTON GREATER CHINA FUND TRUST, a Massachusetts business trust having its principal office and place of business at 44 Montgomery Street, Suite 2100, San Francisco, California 94104 (the “China Fund Trust”; and together with the Shelton Funds Trust, the “Fund Family” and each a “Trust”). For convenience of drafting the term “Trust” when used herein shall refer to each of the Trusts in its separate legal capacity with the effect that any obligation of a “Trust” will be the separate legal obligation of both the She
CALIFORNIA INVESTMENT TRUST AND CODE OF ETHICS (Revised August 2010)Code of Ethics • December 30th, 2010 • California Investment Trust
Rule 17j-1 under the Investment Company Act of 1940, as amended (the “1940 Act”), requires every investment company (as well as its investment advisor and principal underwriter) to have a written Code of Ethics, which specifically deals with “insider trading” by “access persons.” Access Persons are defined to include officers of California Investment Trust, a Delaware statutory trust (the “Trust”), directors and officers of CCM Partners (the “Adviser”), advisory personnel of the Adviser with substantial responsibility or with knowledge of the investments of the Funds constituting series of the Trust (each, a “Fund”), and each member of the Board of Trustees. The Rule also requires that reasonable diligence be used and procedures instituted to prevent violations of this Code of Ethics.
AGREEMENT AND DECLARATION OF TRUSTTrust Agreement • October 31st, 2006 • California Investment Trust • Delaware
DISCRETIONARY INVESTMENT MANAGEMENT AGREEMENTDiscretionary Investment Management Agreement • November 29th, 2012 • Shelton Funds • New York
THIS AGREEMENT (this “Agreement”), is made and entered into as of _______________, and shall be effective as of __________________, by and between CCM Partners, L.P. dba Shelton Capital Management, a company incorporated and existing under the laws of California whose principal place of business is at 44 Montgomery Street, Suite 2100, San Francisco, California (“you” or the “Investment Adviser”), and ____________________., a company incorporated and existing under the laws of __________________ whose principal place of business is at ______________________ (“we,” “us,” “our” or the “Sub-Adviser”).
SHELTON FUNDS AMENDED AND RESTATED DISTRIBUTION AGREEMENTDistribution Agreement • December 29th, 2020 • Shelton Funds • Delaware
THIS AGREEMENT is made as of February 8, 2018, between Shelton Funds (the “Trust”), a Delaware statutory trust, and RFS Partners, LP (the “Distributor”), a California limited partnership.
AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • January 11th, 2023 • Shelton Funds
THIS AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT is made this 4th day of March, 2022 (this "Agreement"), by and between Shelton Funds, a Delaware statutory trust (the "Trust"), on behalf of the series of the Trust identified herein, and CCM Partners, a limited partnership organized and existing under the laws of the State of California (the "Adviser").
TRANSFER AGENT INTERACTIVE CLIENT SERVICES AGREEMENTTransfer Agent Interactive Client Services Agreement • December 29th, 2011 • Shelton Funds • Colorado
AGREEMENT made this 3rd day of December, 2004, (the "Effective Date") between California Investment Trust and California Investment Trust II, two trusts established under the laws of the State of Massachusetts (collectively the "Funds") and ALPS Mutual Funds Services, Inc., a Colorado corporation having its principal office at 1625 Broadway, Suite 2200, Denver, Colorado 80202 ("ALPS''). ALPS and the Funds are collectively referred to herein as the "Parties" and individually as the "Party".
AMENDMENT NO. 2 TO ADVISORY AGREEMENTAdvisory Agreement • December 29th, 2020 • Shelton Funds
WHEREAS, Shelton Funds, a Delaware statutory trust (the “Trust”) and CCM Partners, LP a California limited partnership d/b/a Shelton Capital Management (the “Adviser”), are parties to that certain Investment Advisory Agreement dated January 1, 2007, as amended by that certain Amendment to Advisory Agreement dated February 14, 2019 (the “Agreement”); and
GREEN ALPHA ADVISORS, LLC DISCRETIONARY SUB-ADVISORY AGREEMENTDiscretionary Sub-Advisory Agreement • December 28th, 2017 • Shelton Funds • California
THIS AGREEMENT (this “Agreement”), is made and entered into as of February 14, 2013, and shall be effective as of March 8, 2013, by and between CCM Partners, L.P., a company incorporated and existing under the laws of California whose principal place of business is at 44 Montgomery Street, Suite 2100, San Francisco, California (“you” or the “Advisor”), and Green Alpha Advisors, LLC., a company incorporated and existing under the laws of Colorado whose principal place of business is at 1906 13th Street Suite 302, Boulder, Colorado (“we,” “us,” “our” or the “Sub-Advisor”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 28th, 2017 • Shelton Funds • California
This Investment Advisory Agreement (the “Agreement”) is made as of February 14, 2013, and shall be effective as of March 8, 2013, by and between the Shelton Funds, a Delaware business trust (the “Trust”) and CCM Partners, a limited partnership organized and existing under the laws of the State of California (the “Advisor”).
Amendment No. 1 to Investment Advisory AgreementInvestment Advisory Agreement • January 11th, 2023 • Shelton Funds
This Amendment dated effective as of October 10, 2022 (this “Amendment”) is to the Investment Advisory Agreement dated as of February 14, 2013 (the “Agreement”), by and between Shelton Funds, a Delaware statutory trust (the “Trust”), and CCM Partners, LP a California limited partnership d/b/a Shelton Capital Management (the “Adviser”).
FUND ACCOUNTING AND SERVICES AGREEMENT Fund Accounting and Services Agreement (the "Agreement") made this __ day of December, 2004, between California Investment Trust and California Investment Trust II, two trusts established under the laws of the...Fund Accounting and Services Agreement • January 4th, 2005 • California Investment Trust • Colorado
RECITALSShareholder Servicing Plan • October 31st, 2006 • California Investment Trust
SHELTON FUNDS SHAREHOLDER SERVICING PLAN (Non-Rule 12b-1 Plan)Shareholder Servicing Plan • October 7th, 2022 • Shelton Funds
THIS SHAREHOLDER SERVICING PLAN (this "Plan") is made as of January 1, 2007, as amended and restated as of October 10, 2022, by and between Shelton Funds (the "Trust"), a Delaware statutory trust, and CCM Partners (the "Advisor"), a California limited partnership.
SHELTON FUNDS AMENDMENT NO. 1 TO RESTATED FUND ADMINISTRATION SERVICING AGREEMENTRestated Fund Administration Servicing Agreement • December 29th, 2020 • Shelton Funds
THIS AMENDMENT No. 1 effective as of January 1, 2011, to the Restated Fund Administration Servicing Agreement dated as of January 7, 2007, (the “Agreement”), is entered into by and between SHELTON FUNDS, a Delaware statutory trust, (the “Trust”) and CCM PARTNERS, LP, a limited partnership organized under the laws of the State of California (“CCM”).
BLUE SKY SERVICES AGREEMENTBlue Sky Services Agreement • December 29th, 2011 • Shelton Funds • Colorado
Blue Sky Services Agreement (the “Agreement”) made this 3rd day of December, 2004, between California Investment Trust and California Investment Trust II, two Funds established under the laws of the State of Massachusetts (collectively the “Funds”) and ALPS Mutual Funds Services, Inc., a Colorado corporation having its principal office at 1625 Broadway, Suite 2200, Denver, Colorado 80202 (the “Blue Sky Agent”).
AMENDMENT TO INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 27th, 2019 • Shelton Funds
WHEREAS, Shelton Funds, a Delaware statutory trust (the “Trust”) and CCM Partners, LP, a California limited partnership d/b/a Shelton Capital Management (the “Adviser”), are parties to that certain Investment Advisory Agreement dated January 1, 2007 (the “Agreement”); and
Second Amendment to the Fund Accounting and Services Agreement Dated December 3, 2004 by and among California Investment Trust and ALPS Fund Services, Inc.Fund Accounting and Services Agreement • December 29th, 2011 • Shelton Funds
WHEREAS, effective May 6, 2010, Class A and Class B will be added to the Equity Income Fund and the U.S. Government Securities Fund, each a series of the Trust;
SCM TRUST FIRST AMENDMENT TO THE CUSTODY AGREEMENTCustody Agreement • March 13th, 2018 • SCM Trust
THIS FIRST AMENDMENT dated as of August 19, 2016 to the Custody Agreement, dated as of May 17, 2013, (the “Agreement”), is entered into by and between SCM TRUST, f/k/a the SHELTON GREATER CHINA FUND, a Massachusetts business trust, (the “Trust”) and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”).
