ASSIGNMENT AND ASSUMPTION AGREEMENT This Assignment and Assumption Agreement is entered into this 25th day of November, 2003 by and among Aquila Management Corporation ("Former Adviser"), a New York corporation, Tax-Free Trust of Arizona, a...Assignment and Assumption Agreement • October 28th, 2004 • Tax Free Trust of Arizona
5. Transactions Not Requiring Instructions. (a) In the absence of contrary Written Instructions, ADM is authorized to take and to the extent set forth in the Activities List shall take the following actions: (i) issuance, transfer and redemption of...Transfer Agency Agreement • October 29th, 1997 • Tax Free Trust of Arizona
TRANSFER AGENCY SERVICES AGREEMENT THIS AGREEMENT is made as of November 7, 1997 by and between PFPC INC., a Delaware corporation ("PFPC"), and TAX-FREE TRUST OF ARIZONA, a Massachusetts business trust (the "Fund"). W I T N E S S E T H: WHEREAS, the...Transfer Agency Services Agreement • October 28th, 1998 • Tax Free Trust of Arizona
ARTICLE ICustody Agreement • October 29th, 1997 • Tax Free Trust of Arizona • Ohio
Date: October 26, 2001 SHAREHOLDER SERVICES AGREEMENT Aquila Distributors, Inc. (the "Distributor") 380 Madison Avenue Suite 2300 New York, NY 10017 Dear Sirs: TAX-FREE TRUST OF ARIZONA (the "Trust") confirms its agreement with Aquila Distributors,...Shareholder Services Agreement • October 22nd, 2002 • Tax Free Trust of Arizona • Arizona
CUSTODY AGREEMENT by and between EACH FUND LISTED ON THE SIGNATURE PAGE HERETO and THE BANK OF NEW YORK MELLONCustody Agreement • July 25th, 2016 • Aquila Municipal Trust • New York
CUSTODY AGREEMENT, dated as of the latest date set forth on the signature page hereto, between each investment company listed on the signature page hereto (each, a "Fund" and collectively, the "Funds") and THE BANK OF NEW YORK MELLON, a bank organized under the laws of the state of New York (the "Custodian").
AQUILA TAX-FREE TRUST OF OREGON ADVISORY AND ADMINISTRATION AGREEMENTAdvisory and Administration Agreement • July 24th, 2020 • Aquila Municipal Trust
THIS AGREEMENT, made as of June 26, 2020 by and between AQUILA MUNICIPAL TRUST (the “Trust”), a Massachusetts business trust, on behalf of its series AQUILA TAX-FREE TRUST OF OREGON (the "Fund"), 120 West 45th Street, Suite 3600, New York, New York 10036 and AQUILA INVESTMENT MANAGEMENT LLC (the "Manager"), a Delaware limited liability company, 120 West 45th Street, Suite 3600, New York, New York 10036.
SHAREHOLDER SERVICES AGREEMENTShareholder Services Agreement • July 24th, 2014 • Aquila Municipal Trust • Utah
AQUILA MUNICIPAL TRUST, on behalf of its series AQUILA TAX-FREE FUND FOR UTAH (the "Fund") confirms its agreement with Aquila Distributors, Inc. (the "Distributor") with respect to the servicing of shareholder accounts. This Agreement is entered into pursuant to the Fund's Shareholder Services Plan dated as of October 11, 2013; such Shareholder Services Plan, in its current form and as it may subsequently be amended from time to time, is hereby incorporated by reference and referred to herein as “the Plan.” All terms defined in the Plan shall have the same meanings when used herein. It is understood that in the event of a conflict between any provision of this Agreement and the terms of the Plan, the Plan shall govern. Part I of this Agreement applies solely to the Level-Payment Class ("Class C"), Part II solely to the Financial Intermediary Class ("Class I") and Part III to both classes of shares.
ANTI-MONEY LAUNDERING AMENDMENT This ANTI-MONEY LAUNDERING AMENDMENT (this "Amendment") amends as of the 23rd day of October 2002 (the "Effective Date"), the Transfer Agency Service Agreement, dated as of November 7, 1997, between Tax-Free Trust of...Tax Free Trust of Arizona • October 29th, 2003
AQUILA NARRAGANSETT TAX-FREE INCOME FUND SUB-ADVISORY AGREEMENTSub-Advisory Agreement • July 25th, 2016 • Aquila Municipal Trust
THIS AGREEMENT, made as of December 1, 2015 by and between AQUILA INVESTMENT MANAGEMENT LLC, a Delaware limited liability company (the "Manager"), 120 West 45th Street, Suite 3600, New York, New York 10036 and CITIZENS INVESTMENT ADVISORS, (the "Sub-Adviser"), a department of Citizens Bank, N.A., One Citizens Plaza, Providence, Rhode Island 02903-1339.
AMENDED AND RESTATED DISTRIBUTION AGREEMENT AGREEMENT, made as of this 2nd day of April, 1990, by and between TAX FREE TRUST OF ARIZONA (hereinafter called the "Trust"), and Aquila Distributors, Inc. (hereinafter called the "Distributor"). W I T N E S...Distribution Agreement • October 29th, 1997 • Tax Free Trust of Arizona
AQUILA TAX-FREE TRUST OF OREGON DISTRIBUTION AGREEMENTDistribution Agreement • July 24th, 2020 • Aquila Municipal Trust • Oregon
THIS AGREEMENT, made as of this 26th day of June, 2020 by and between AQUILA MUNICIPAL TRUST (hereinafter called the “Trust”), on behalf of its series AQUILA TAX-FREE TRUST OF OREGON (hereinafter called the "Fund"), and AQUILA DISTRIBUTORS LLC, (hereinafter called the "Distributor").
Agreement And Plan Of ReorganizationAgreement and Plan of Reorganization • May 29th, 2014 • Aquila Municipal Trust • Massachusetts
This Agreement And Plan Of Reorganization (the “Agreement”) is made as of the 11th day of October, 2013, by and between Aquila Municipal Trust, a Massachusetts business trust (the “Successor Trust”), on behalf of its series Aquila Tax-Free Fund of Colorado (the “Successor Fund”), with its principal place of business at 380 Madison Avenue, Suite 2300, New York, New York 10017, and Tax-Free Fund of Colorado, a Massachusetts business trust (the “Current Trust”), on behalf of its sole series Tax-Free Fund of Colorado (the “Current Fund”), with its principal place of business at 380 Madison Avenue, Suite 2300, New York, New York 10017. The Successor Fund and the Current Fund are sometimes referred to collectively herein as the “Funds” and individually as a “Fund.”
TAX-FREE TRUST OF ARIZONA AMENDMENT OF ADVISORY AND ADMINISTRATION AGREEMENTAdvisory and Administration Agreement • October 23rd, 2006 • Tax-Free Trust of Arizona
TAX-FREE TRUST OF ARIZONA DISTRIBUTION AGREEMENT AGREEMENT, made as of this 28th day of May, 1999 by and between TAX-FREE TRUST OF ARIZONA (hereinafter called the "Trust"), and AQUILA DISTRIBUTORS, INC., (hereinafter called the "Distributor"). W I T N...Distribution Agreement • October 28th, 1999 • Tax Free Trust of Arizona
AGREEMENT AMONG INSUREDS PURSUANT TO RULE 17G-1Agreement • November 7th, 2017 • Aquila Municipal Trust
This Agreement shall be effective as of October 31, 2017 (and supersedes in its entirety any previous Agreement) and may be amended, assigned, or terminated only in accordance with the 1940 Act and the rules and regulations thereunder. This Agreement may be executed in counterparts, each of which shall be deemed an original.
AMENDED AND RESTATED ADMINISTRATION AGREEMENT THIS AGREEMENT, made the 18th day of October, 1993, by and between TAX-FREE TRUST OF ARIZONA (the "Trust"), a Massachusetts business Trust, 380 Madison Avenue, Suite 2300, New York, New York 10017 and...Administration Agreement • October 29th, 1997 • Tax Free Trust of Arizona
AQUILA TAX-FREE TRUST OF OREGON SUB‑ADVISORY AGREEMENTSub‑advisory Agreement • July 24th, 2020 • Aquila Municipal Trust
THIS AGREEMENT, made as of June 26, 2020 by and between AQUILA INVESTMENT MANAGEMENT LLC, a Delaware limited liability company (the "Manager"), 120 West 45th Street, Suite 3600, New York, New York 10036 and DAVIDSON FIXED INCOME MANAGEMENT, INC. doing business as KIRKPATRICK PETTIS CAPITAL MANAGEMENT (the "Sub-Adviser"), 222 S.W. Columbia Street, Suite 1400, Portland, OR 97201.
CUSTOMER IDENTIFICATION SERVICES AMENDMENT This Customer Identification Services Amendment (this "Amendment") amends, as of the 1st day of October, 2003 (the "Effective Date"), the Transfer Agency Services Agreement, dated as of November 7, 1997,...Tax Free Trust of Arizona • October 29th, 2003
AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT THIS AGREEMENT, made as of October 18, 1993 by and between TAX-FREE TRUST OF ARIZONA (the "Trust"), a Massachusetts business trust, 380 Madison Avenue, Suite 2300, New York, NY 10017 and BANK ONE,...Investment Advisory Agreement • October 29th, 1997 • Tax Free Trust of Arizona
SCHEDULE A to Amended and Restated Agreement and Declaration of Trust of Aquila Municipal Trust Series of Shares of Beneficial Interests (Effective as of December 7, 2019)Aquila Municipal Trust • July 24th, 2020
WHEREAS, the Trustees of the Trust, acting pursuant to the Trust’s agreement and declaration of trust as then in effect, have previously established and designated one or more series of shares of beneficial interest in the Trust (each, a “Series”) pursuant to one or more designations of series (the “Prior Designations”);
draft 11/29/95 SHAREHOLDER SERVICING AGREEMENT Aquila Distributors, Inc. (the "Distributor") 380 Madison Avenue Suite 2300 New York, NY 10017 Dear Sirs: TAX- FREE TRUST OF ARIZONA (the "Trust") confirms its agreement with Aquila Distributors, Inc....Shareholder Servicing Agreement • January 12th, 1996 • Tax Free Trust of Arizona
ANTI-MONEY LAUNDERING AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • October 29th, 2003 • Tax Free Trust of Arizona
AQUILA DISTRIBUTORS, INC. SALES AGREEMENT (for use with financial institutions)Tax Free Trust of Arizona • October 29th, 1997
AMENDED AGREEMENT AMONG INSUREDS UNDER FIDELITY BONDAmended Agreement • November 16th, 2020 • Aquila Municipal Trust
AGREEMENT made as of November 1, 2020, by and among the investment companies (which include all series thereof) listed on Schedule A (the “Funds”) and the corporations (the “Service Providers”) listed on Schedule A, being providers of services to the Funds, on the date hereof consisting of Aquila Investment Management LLC (“Aquila”) and Aquila Distributors, Inc. (the Funds and Service Providers being referred to collectively as the “Parties” and separately as a “Party”).
AQUILA INVESTMENT MANAGEMENT LLCAquila Municipal Trust • July 24th, 2020
AGREEMENT AMONG INSUREDS PURSUANT TO RULE 17G-1Aquila Municipal Trust • December 18th, 2013
This Agreement shall be effective as of October 31, 2013 (and supersedes in its entirety any previous Agreement) and may be amended, assigned, or terminated only in accordance with the 1940 Act and the rules and regulations thereunder. This Agreement may be executed in courterparts, each of which shall be deemed an original.
AQUILA INVESTMENT MANAGEMENT LLCAdministration Agreement • July 22nd, 2021 • Aquila Municipal Trust
AQUILA INVESTMENT MANAGEMENT LLC.Aquila Municipal Trust • July 24th, 2019
AQUILA INVESTMENT MANAGEMENT LLCAquila Municipal Trust • July 20th, 2023
AQUILA INVESTMENT MANAGEMENT LLC.Aquila Municipal Trust • July 24th, 2020
AQUILA INVESTMENT MANAGEMENT LLCAquila Municipal Trust • July 23rd, 2015
AMENDMENT AGREEMENTAmendment Agreement • July 24th, 2014 • Aquila Municipal Trust
THIS AMENDMENT AGREEMENT (the “Amendment Agreement”) is dated as of October 11, 2013, by and among SEI Investments Global Funds Services (the “Fund Accounting Agent”), Tax-Free Fund For Utah (the “Predecessor Fund”) and Aquila Municipal Trust, a Massachusetts business trust (the “Trust”), on behalf of its series Aquila Tax-Free Fund For Utah (the “Successor Fund”).
AQUILA INVESTMENT MANAGEMENT LLCAquila Municipal Trust • July 20th, 2023
AQUILA INVESTMENT MANAGEMENT LLCAquila Municipal Trust • July 20th, 2023
