PHOENIX STRATEGIC EQUITY SERIES FUND SUBADVISORY AGREEMENT PHOENIX STRATEGIC EQUITY SERIES FUND SUBADVISORY AGREEMENTPhoenix Strategic Equity Series Fund • May 11th, 2000 • Massachusetts
EXHIBIT d.1 INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • August 26th, 2003 • Phoenix Strategic Equity Series Fund • Connecticut
CLASS C SHARESDistribution Agreement • October 27th, 1997 • Phoenix Strategic Equity Series Fund • Massachusetts
Exhibit h.10 EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • July 28th, 2006 • Phoenix Strategic Equity Series Fund • Delaware
Exhibit 9.1Transfer Agency and Service Agreement • August 20th, 1997 • Phoenix Strategic Equity Series Fund • Connecticut
PHOENIX STRATEGIC EQUITY SERIES FUND PHOENIX FUNDAMENTAL GROWTH FUND SUBADVISORY AGREEMENT PHOENIX STRATEGIC EQUITY SERIES FUND PHOENIX FUNDAMENTAL GROWTH FUNDSubadvisory Agreement • February 15th, 2006 • Phoenix Strategic Equity Series Fund • Delaware
Exhibit 8 Custodian Contract CUSTODIAN CONTRACT Between EACH OF THE PARTIES LISTED ON APPENDIX 1 and STATE STREET BANK AND TRUST COMPANYCustodian Contract • October 27th, 1997 • Phoenix Strategic Equity Series Fund • London
Exhibit 6.1Underwriting Agreement • February 13th, 1998 • Phoenix Strategic Equity Series Fund • Connecticut
SECOND AMENDMENT TO PHOENIX STRATEGIC EQUITY SERIES FUND MANAGEMENT AGREEMENT THIS AMENDMENT made effective as of the 16th day of October, 1995 by and between PHOENIX STRATEGIC EQUITY SERIES FUND, f/k/a Phoenix Equity Opportunities Fund (hereinafter...Management Agreement • August 20th, 1997 • Phoenix Strategic Equity Series Fund
FIRST AMENDMENT TO PHOENIX EQUITY OPPORTUNITIES FUND MANAGEMENT AGREEMENTManagement Agreement • August 20th, 1997 • Phoenix Strategic Equity Series Fund
Exhibit 6.4Phoenix Strategic Equity Series Fund • August 28th, 1998
DEFERRED COMPENSATION AGREEMENTDeferred Compensation Agreement • July 22nd, 2005 • Phoenix Strategic Equity Series Fund
EXHIBIT e.2Sales Agreement • February 15th, 2006 • Phoenix Strategic Equity Series Fund • Connecticut
Exhibit 9.2 Sub-Transfer Agent Agreement SUB-TRANSFER AGENCY AND SERVICE AGREEMENT between PHOENIX EQUITY PLANNING CORPORATION and STATE STREET BANK AND TRUST COMPANYTransfer Agent Agreement • August 28th, 1998 • Phoenix Strategic Equity Series Fund • Massachusetts
FOURTH AMENDMENT TO AMENDED AND RESTATED FINANCIAL AGENT AGREEMENTFinancial Agent Agreement • February 15th, 2006 • Phoenix Strategic Equity Series Fund
Exhibit 8. Custodian Contract CUSTODIAN CONTRACT Between EACH OF THE PARTIES LISTED ON APPENDIX 1 and STATE STREET BANK AND TRUST COMPANYMaster Custodian Contract • August 29th, 1997 • Phoenix Strategic Equity Series Fund • London
FIRST AMENDMENT TO AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT FIRST AMENDMENT --------------- TO AMENDED AND RESTATED ----------------------- INVESTMENT ADVISORY AGREEMENT -----------------------------Phoenix Strategic Equity Series Fund • July 28th, 2006
Exhibit 9.2Phoenix Strategic Equity Series Fund • August 20th, 1997 • Connecticut
PHOENIX EQUITY PLANNING CORPORATION Hartford, CT 06115-0480Sales Agreement • August 27th, 2007 • Phoenix Strategic Equity Series Fund • Connecticut
Phoenix Equity Planning Corporation (“PEPCO”, “we”, “us”, or “our”) invites you to participate in the sale and distribution of shares of registered investment companies (which shall collectively be referred to hereinafter as the “Funds”) for which we are national distributor or principal underwriter, and which may be listed in Annex A hereto which such Annex may be amended by us from time to time. Upon acceptance of this agreement by PEPCO, you may offer and sell shares of each of the Funds (hereafter “Shares”) subject, however, to the terms and conditions hereof including our right to suspend or cease the sale of such shares. For the purposes hereof, the above referenced dealer shall be referred to as “you”.
Exhibit m.1Phoenix Strategic Equity Series Fund • September 29th, 2006
AMENDMENT TO SCHEDULE A of ADMINISTRATION AGREEMENTAdministration Agreement • August 27th, 2007 • Phoenix Strategic Equity Series Fund
THIS AMENDMENT made effective as of the 27th day of June, 2007 amends that certain administration agreement, dated as of July 1, 2006 between the trusts listed on Schedule A (each, a “Trust” and together the “Trusts”) including the funds listed under each Trust (each, a “Fund” and together the “Funds”) and Phoenix Equity Planning Corporation, a Connecticut Corporation (the “Administration Agreement”) as herein below provided.
the "Fund") CLASS A SHARES AMENDED AND RESTATED DISTRIBUTION PLAN PURSUANT TO RULE 12b-1 under the INVESTMENT COMPANY ACT OF 1940Phoenix Strategic Equity Series Fund • October 27th, 1997
AMENDED AND RESTATED TRANSFER AGENCY AND SERVICE AGREEMENT between PHOENIX FUNDS and PHOENIX EQUITY PLANNING CORPORATIONTransfer Agency and Service Agreement • August 27th, 2007 • Phoenix Strategic Equity Series Fund • Connecticut
This AGREEMENT, effective the 1st day of July, 2006, is made by and between the undersigned entities (hereinafter each referred to as the “Fund” and collectively referred to as the “Phoenix Funds”) and PHOENIX EQUITY PLANNING CORPORATION (hereinafter referred to as the “Transfer Agent”). This Agreement supercedes any previous Transfer Agency and Service Agreement entered into between the above-referenced parties.
ADMINISTRATION AGREEMENTAdministration Agreement • August 27th, 2007 • Phoenix Strategic Equity Series Fund • Connecticut
This agreement is effective as of the 1st day of July, 2006 by and between the trusts listed on Schedule A (each a “Trust” and together the “Trusts”) including the funds listed under each Trust (each, a “Fund” and together the “Funds”), and Phoenix Equity Planning Corporation, a Connecticut corporation (the “Administrator”).
Exhibit 15Phoenix Strategic Equity Series Fund • August 29th, 1997
SECOND AMENDMENT TO SUBADVISORY AGREEMENTSubadvisory Agreement • December 27th, 2006 • Phoenix Strategic Equity Series Fund
Exhibit m.2 PHOENIX STRATEGIC EQUITY SERIES FUND (the "Fund") CLASS B SHARES AMENDED AND RESTATED DISTRIBUTION PLAN PURSUANT TO RULE 12b-1 under the INVESTMENT COMPANY ACT OF 1940 PHOENIX STRATEGIC EQUITY SERIES FUND (the "Fund") CLASS B SHARES...Phoenix Strategic Equity Series Fund • May 11th, 2000
OFAgreement • August 28th, 2000 • Phoenix Strategic Equity Series Fund • Delaware
PHOENIX STRATEGIC EQUITY SERIES FUND (the “Fund”) CLASS B SHARES AMENDED AND RESTATED DISTRIBUTION PLAN PURSUANT TO RULE 12b-1 under the INVESTMENT COMPANY ACT OF 1940Phoenix Strategic Equity Series Fund • August 27th, 2007 • Phoenix Strategic Equity Series Fund
FIRST AMENDMENT TO THE TRANSFER AGENCY AND SERVICE AGREEMENT FIRST AMENDMENT TO THE TRANSFER AGENCY AND SERVICE AGREEMENTPhoenix Strategic Equity Series Fund • July 28th, 2006
EXHIBIT INDEX EXHIBIT A: Attachment to item 77Q1: Exhibits EXHIBIT B: Attachment to item 77Q3: Clarification of certain NSAR information EXHIBIT A: (3 DOCUMENTS) DOCUMENT 1 OF 3 AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT THIS AGREEMENT...Subadvisory Agreement • December 29th, 2003 • Phoenix Strategic Equity Series Fund • Connecticut
SECOND AMENDMENT TO AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT THIS AMENDMENT effective as of the 7th day of October, 2006 amends that certain Amended and Restated Investment Advisory Agreement dated as of November 20, 2002, as amended on July...Investment Advisory Agreement • June 28th, 2007 • Phoenix Strategic Equity Series Fund
PHOENIX STRATEGIC EQUITY SERIES FUND (the “Fund”) CLASS A SHARES AMENDED AND RESTATED DISTRIBUTION PLAN PURSUANT TO RULE 12b-1 under the INVESTMENT COMPANY ACT OF 1940Phoenix Strategic Equity Series Fund • August 27th, 2007 • Phoenix Strategic Equity Series Fund
EXHIBIT 5.2Management Agreement • October 16th, 1995 • Phoenix Equity Opportunities Fund • Massachusetts
SECOND AMENDMENT TO SUBADVISORY AGREEMENTSubadvisory Agreement • August 27th, 2007 • Phoenix Strategic Equity Series Fund
THIS AMENDMENT, effective as of the 1st day of September, 2006 amends that certain Subadvisory Agreement effective August 6, 1999, as amended on November 20, 2002 (the “Agreement”), among Phoenix Strategic Equity Series Fund, a Delaware statutory trust on behalf of its series Phoenix Strategic Growth Fund (the “Fund”), Phoenix Investment Counsel, Inc., a Massachusetts corporation (the “Adviser”) and Seneca Capital Management LLC, a California limited liability company (the “Subadviser”) as follows:
