Standard Contracts
ECLIPSE FUNDSManagement Agreement • February 16th, 2007 • Eclipse Funds • New York
OFDeclaration of Trust • February 16th, 2007 • Eclipse Funds
AMENDMENT TO MASTER CUSTODIAN AGREEMENT This amendment (the "Amendment") to Master Custodian Agreement is made as of the 27th day of September, 2006 by and between each Fund listed on Appendix A and Investors Bank & Trust Company ("Bank"). WHEREAS,...Master Custodian Agreement • February 16th, 2007 • Eclipse Funds
EXHIBIT (23)(G)(I)(1)(D) EXHIBIT (23)(G)(II)(2)(B) EXTENSION AGREEMENT THIS EXTENSION AGREEMENT is made as of January 31,2008 by and between the funds listed on Appendix I hereto (each a Fund and collectively "the Funds") and STATE STREET BANK AND...Extension Agreement • February 22nd, 2008 • Eclipse Funds
THE MAINSTAY FUNDS AND MAINSTAY VP SERIES FUND, INC. SUBADVISORY AGREEMENTSubadvisory Agreement • July 17th, 2009 • Mainstay Funds • New York
This Subadvisory Agreement, made as of the 29th day of June, 2009 (the “Agreement”), between New York Life Investment Management LLC, a Delaware limited liability company (the “Manager”) and Epoch Investment Partners Inc., a Delaware corporation (the “Subadvisor”).
BETWEENSub-Transfer Agency and Service Agreement • December 29th, 2000 • Eclipse Funds • Massachusetts
EXHIBIT (23)(H)(I)(10)(C) EXHIBIT (23)(H)(II)(9)(B) EXTENSION AGREEMENT THIS EXTENSION AGREEMENT is made as of January 31, 2008 by and between NEW YORK LIFE INVESTMENT MANAGEMENT, LLC ("NYLIM") and STATE STREET BANK AND TRUST COMPANY, a Massachusetts...Master Fund Sub-Accounting and Sub-Administration Agreement • February 22nd, 2008 • Eclipse Funds
EXHIBIT g(11)(2) MASTER DELEGATION AGREEMENT AGREEMENT, dated as of June 30, 2005 by and between INVESTORS BANK & TRUST COMPANY, a Massachusetts trust company (the "Delegate"), and each of the registered investment companies (each a "Fund" and...Master Delegation Agreement • February 16th, 2007 • Eclipse Funds
ECLIPSE FUNDS, ECLIPSE FUNDS INC. AND MAINSTAY VP SERIES FUND, INC. INTERIM SUBADVISORY AGREEMENTInterim Subadvisory Agreement • December 17th, 2009 • Eclipse Funds • New York
This Interim Subadvisory Agreement, made as of the 29th day of June, 2009 (the “Agreement”), between New York Life Investment Management LLC, a Delaware limited liability company (the “Manager”) and Epoch Investment Partners Inc., a Delaware corporation (the “Subadvisor”).
AGREEMENT AND PLAN OF REORGANIZATION MAINSTAY SMALL CAP GROWTH FUND MAINSTAY U.S. SMALL CAP FUNDAgreement and Plan of Reorganization • April 20th, 2010 • Eclipse Funds
This agreement is intended to be and is adopted as a plan of reorganization and liquidation (the “Plan”) within the meaning of Section 368(a)(1) of the United States Internal Revenue Code of 1986, as amended (the “Code”). The reorganization and liquidation will consist of the transfer of all of the assets of the Acquired Fund to the Acquiring Fund in exchange solely for Investor Class, Class A, Class B, Class C and Class I shares of beneficial interest of the Acquiring Fund (“Acquiring Fund Shares”), the assumption by the Acquiring Fund of all liabilities of the Acquired Fund, and the distribution of the Acquiring Fund Shares to the shareholders of the Acquired Fund in complete liquidation of the Acquired Fund, as provided herein (“Reorganization”), all upon the terms and conditions hereinafter set forth in this Plan.
AMENDMENT TO MASTER DELEGATION AGREEMENTMaster Delegation Agreement • March 2nd, 2009 • Eclipse Funds
This Amendment (the “Amendment”) to Master Delegation Agreement is made as of the 13th day of February, 2009, by and between The MainStay Funds, MainStay VP Series Fund, Inc., Eclipse Funds Inc., Eclipse Funds and ICAP Funds, Inc. and State Street Bank & Trust Company (formerly, Investors Bank & Trust Company). WHEREAS, the parties hereto have entered into a Master Delegation Agreement (the “Agreement”) dated as of June 30, 2005, as amended; and WHEREAS, the parties hereto wish to amend Appendix A of the Agreement in order to revise the list of funds covered by the Agreement. NOW, THEREFORE, for good and adequate consideration, the receipt of which is hereby acknowledged, the parties hereto agree as follows:
AMENDMENT TO MASTER CUSTODIAN AGREEMENTMaster Custodian Agreement • March 2nd, 2009 • Eclipse Funds
This Amendment (the “Amendment”) to the Master Custodian Agreement is made as of the 13th day of February, 2009 by and between each Fund listed on Appendix A and State Street Bank & Trust Company (formerly, Investors Bank & Trust Company). WHEREAS, the parties hereto have entered into a Master Custodian Agreement (the “Agreement”) dated as of June 30, 2005, as amended; and WHEREAS, the parties hereto wish to amend Appendix A of the Agreement in order to revise the list of funds covered by the Agreement. NOW, THEREFORE, for good and adequate consideration, the receipt of which is hereby acknowledged, the parties hereto agree as follows:
AMENDMENT TO MASTER DELEGATION AGREEMENTMaster Delegation Agreement • March 2nd, 2009 • Eclipse Funds
This Amendment (the “Amendment”) to Master Delegation Agreement is made as of the 29th day of September, 2008, by and between The MainStay Funds, MainStay VP Series Fund, Inc., Eclipse Funds Inc., Eclipse Funds and ICAP Funds, Inc. and State Street Bank & Trust Company. WHEREAS, the parties hereto have entered into a Master Delegation Agreement (the “Agreement”) dated as of June 30, 2005, as amended; and WHEREAS, the parties hereto wish to amend Appendix A of the Agreement in order to revise the list of funds covered by the Agreement. NOW, THEREFORE, for good and adequate consideration, the receipt of which is hereby acknowledged, the parties hereto agree as follows:
Exhibit g (II)(1) MASTER CUSTODIAN AGREEMENT AGREEMENT made as of the 30th day of June, 2005, between each Fund listed on Appendix A (each a Fund and collectively "the Funds"), and INVESTORS BANK & TRUST COMPANY, a Massachusetts trust company (the...Master Custodian Agreement • February 6th, 2006 • Eclipse Funds • Massachusetts
EXHIBIT (H)(II)(9) FORM OF INDEMNIFICATION AGREEMENT This Indemnification Agreement (the "Agreement") is made as of the date set forth on the signature page by and between Eclipse Funds, a Massachusetts business trust (the "Trust"), and the trustee of...Indemnification Agreement • April 7th, 2006 • Eclipse Funds • Massachusetts
AMENDMENT TO MASTER CUSTODIAN AGREEMENTMaster Custodian Agreement • March 2nd, 2009 • Eclipse Funds
This Amendment (the “Amendment”) to the Master Custodian Agreement is made as of the 29th day of September, 2008 by and between each Fund listed on Appendix A and State Street Bank & Trust Company (the “Bank”). WHEREAS, the parties hereto have entered into a Master Custodian Agreement, as amended (the “Agreement”); and WHEREAS, the parties hereto wish to amend Appendix A of the Agreement in order to revise the list of funds covered by the Agreement. NOW, THEREFORE, for good and adequate consideration, the receipt of which is hereby acknowledged, the parties hereto agree as follows:
AMENDMENT TO MASTER FUND SUB-ACCOUNTING AND SUB-ADMINISTRATION AGREEMENTMaster Fund Sub-Accounting and Sub-Administration Agreement • March 2nd, 2009 • Eclipse Funds
This Amendment (the “Amendment”) to Master Fund Sub-Accounting and Sub-Administration Agreement is made as of the 29th day of September, 2008, by and between New York Life Investment Management LLC (“NYLIM”) and State Street Bank & Trust Company (the “Bank”). WHEREAS, the parties hereto have entered into a Master Fund Sub-Accounting and Sub-Administration Agreement, as amended (the “Agreement”); and WHEREAS, the parties hereto wish to amend Appendix A of the Agreement in order to revise the list of funds covered by the Agreement. NOW, THEREFORE, for good and adequate consideration, the receipt of which is hereby acknowledged, the parties hereto agree as follows:
AMENDED AND RESTATED TRANSFER AGENCY AND SERVICE AGREEMENT AMONG THE MAINSTAY FUNDS, ECLIPSE FUNDS, ECLIPSE FUNDS INC. AND ICAP FUNDS, INC. AND NYLIM SERVICE COMPANY LLCTransfer Agency and Service Agreement • March 2nd, 2009 • Eclipse Funds • New Jersey
This AMENDED AND RESTATED TRANSFER AGENCY AND SERVICE AGREEMENT made as of the 1st day of October, 2008, by and among The MainStay Funds and Eclipse Funds, each a Massachusetts business trust, and Eclipse Funds Inc. and ICAP Funds, Inc., each a Maryland corporation (each, a “Fund” and collectively, the “Funds”) and NYLIM SERVICE COMPANY LLC, a Delaware limited liability company, having its principal office and place of business at 169 Lackawanna Avenue, Parsippany, New Jersey 07054 (“NSC”).
ECLIPSE FUNDS AMENDED AND RESTATED MANAGEMENT AGREEMENTManagement Agreement • March 2nd, 2009 • Eclipse Funds • New York
This Amended and Restated Management Agreement is hereby made as of the 1st day of August, 2008 (the “Agreement”) between Eclipse Funds, a Massachusetts business trust (the “Trust”), further amended from time to time, on behalf of its series as set forth on Schedule A (each, a “Fund,” and collectively, the “Funds”) and New York Life Investment Management LLC, a Delaware limited liability company (“NYLIM” or the “Manager”).
Exhibit g (II)(1) MASTER CUSTODIAN AGREEMENT AGREEMENT made as of the 30th day of June, 2005, between each Fund listed on Appendix A (each a Fund and collectively "the Funds"), and INVESTORS BANK & TRUST COMPANY, a Massachusetts trust company (the...Master Custodian Agreement • April 7th, 2006 • Eclipse Funds • Massachusetts
ContractExpense Limitation Agreement • February 28th, 2011 • Eclipse Funds
SIXTH AMENDMENT TO THE DECLARATION OF TRUST OF ECLIPSE FUNDSDeclaration of Trust • June 29th, 2007 • Eclipse Funds
WHEREAS, the Agreement and Declaration of Trust (the “Declaration) of Eclipse Equity Trust (the “Trust”), a trust with transferable shares under the laws of Massachusetts, was signed and delivered by Bryan G. Tyson of Brookline, Massachusetts, as settler, and Thomas E. Weesner of Boston, Massachusetts, as trustee, at One Post Office Square, City of Boston, in the County of Suffolk, and in the Commonwealth of Massachusetts, on July 30, 1986, and thereafter filed in the offices of the Secretary of the Commonwealth of Massachusetts and the Clerk of the City of Boston; and
ECLIPSE FUNDS AMENDMENT TO THE AMENDED AND RESTATED MANAGEMENT AGREEMENTManagement Agreement • December 30th, 2008 • Eclipse Funds
This Amendment (the “Amendment”) to the Amended and Restated Management Agreement is made as of the 29th day of September, 2008, by and between Eclipse Funds, a Massachusetts business trust (the “Trust”), and New York Life Investment Management LLC, a Delaware limited liability company (“NYLIM” or the “Manager”).
FORM N-SAR ECLIPSE FUNDS For Period Ended 10/31/10Expense Limitation Agreement • December 30th, 2010 • Eclipse Funds
AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT As of August 1, 2009, as Amended August 1, 2010 Board of Trustees Eclipse Funds New York, NY 10010 Re: Expense Limitation Agreement Dear Board of Trustees:Expense Limitation Agreement • February 28th, 2011 • Eclipse Funds
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • February 28th, 2011 • Eclipse Funds
ECLIPSE FUNDS AMENDMENT TO THE AMENDED AND RESTATED MANAGEMENT AGREEMENTManagement Agreement • February 28th, 2011 • Eclipse Funds
This Amendment (the “Amendment”) to the Amended and Restated Management Agreement is made as of the 30th day of October, 2009, by and between Eclipse Funds, a Massachusetts business trust (the “Trust”), and New York Life Investment Management LLC, a Delaware limited liability company (“NYLIM” or the “Manager”).
FORM N-SAR ECLIPSE FUNDS FOR PERIOD ENDED 4/30/12 ECLIPSE FUNDS AMENDED AND RESTATED MANAGEMENT AGREEMENTManagement Agreement • June 28th, 2012 • Eclipse Funds • New York
This Amended and Restated Management Agreement is hereby made as of the 28th day of February, 2012 (the “Agreement”) between Eclipse Funds, a Massachusetts business trust (the “Trust”), further amended from time to time, on behalf of its series as set forth on Schedule A (each, a “Fund,” and collectively, the “Funds”) and New York Life Investment Management LLC, a Delaware limited liability company (“NYLIM” or the “Manager”).
ECLIPSE FUNDS AMENDMENT TO THE AMENDED AND RESTATED MANAGEMENT AGREEMENTManagement Agreement • February 28th, 2011 • Eclipse Funds
This Amendment (the “Amendment”) to the Amended and Restated Management Agreement is made as of the 23rd day of October, 2009, by and between Eclipse Funds, a Massachusetts business trust (the “Trust”), and New York Life Investment Management LLC, a Delaware limited liability company (“NYLIM” or the “Manager”).
AMENDMENT TO SUB-TRANSFER AGENCY AND SERVICE AGREEMENTSub-Transfer Agency and Service Agreement • March 2nd, 2009 • Eclipse Funds
This Amendment to the Sub-Transfer Agency and Service Agreement (the “Amendment”) is made as of the 1st day of October, 2008 by and between NYLIM Service Company LLC (“Transfer Agent”) and Boston Financial Data Services, Inc. (“Sub-Transfer Agent”).
ECLIPSE FUNDS AMENDMENT TO THE AMENDED AND RESTATED MANAGEMENT AGREEMENTManagement Agreement • March 2nd, 2009 • Eclipse Funds
This Amendment (the “Amendment”) to the Amended and Restated Management Agreement is made as of the 29th day of September, 2008, by and between Eclipse Funds, a Massachusetts business trust (the “Trust”), and New York Life Investment Management LLC, a Delaware limited liability company (“NYLIM” or the “Manager”).
ECLIPSE FUNDS AMENDMENT TO THE SUBADVISORY AGREEMENTSubadvisory Agreement • March 2nd, 2009 • Eclipse Funds
This Amendment (the “Amendment”) to the Subadvisory Agreement is made as of the 31st day of January, 2009, by and between New York Life Investment Management LLC, a Delaware limited liability company (the “Manager”) and Madison Square Investors LLC, a Delaware limited liability company (the “Subadvisor”).
SECOND AMENDMENTAmendment of Trust Agreement • February 27th, 1998 • Eclipse Funds
OF ECLIPSE FUNDSFifth Amendment to the Declaration of Trust • December 31st, 2003 • Eclipse Funds
ECLIPSE FUNDS INC., THE MAINSTAY FUNDS AND MAINSTAY VP SERIES FUND, INC. AMENDMENT TO THE SUBADVISORY AGREEMENTSubadvisory Agreement • February 28th, 2011 • Eclipse Funds
This Amendment to the Subadvisory Agreement, is made as of the 16th day of October 2009, between New York Life Investment Management LLC, a Delaware limited liability company (the “Manager”) and Epoch Investment Partners, Inc., a Delaware corporation (the “Subadvisor”).
