EXHIBIT h-1. ADMINISTRATION AGREEMENT This Agreement is made as of this 1st day of June, 2003, by and between Wasatch Funds, Inc. (the "Fund"), and Wasatch Advisors, Inc. (the "Administrator"). WHEREAS, the Fund is registered as a management...Administration Agreement • January 28th, 2004 • Wasatch Funds Inc • Utah
EXPENSE LIMITATION AGREEMENT This EXPENSE LIMITATION AGREEMENT (the "Agreement") is entered into effective as of November 21, 2005 by and between Wasatch Advisors, Inc. (the "Advisor") and Wasatch Funds, Inc. (the "Company"), on behalf of the series...Expense Limitation Agreement • January 31st, 2006 • Wasatch Funds Inc
WASATCH SMALL CAP GROWTH FUND WASATCH CORE GROWTH FUND WASATCH-HOISINGTON U.S. TREASURY FUND WASATCH ULTRA GROWTH FUND WASATCH MICRO CAP FUND WASATCH GLOBAL SCIENCE & TECHNOLOGY FUND WASATCH SMALL CAP VALUE FUND WASATCH INTERNATIONAL GROWTH FUNDCustody Agreement • November 27th, 2002 • Wasatch Funds Inc
The following open-end management investment companies ("Funds") are hereby made parties to the Custody Agreement dated February 16, 1996, with UMB Bank, n.a. ("Custodian") and Wasatch Funds, Inc., and agree to be bound by all the terms and conditions contained in said Agreement:
ARTICLE I DEFINITIONSTransfer Agency Agreement • January 28th, 2004 • Wasatch Funds Inc • Wisconsin
Exhibit h-1 ADMINISTRATION AGREEMENT Agreement dated as of July 1, 2005 by and between State Street Bank and Trust Company, a Massachusetts trust company (the "Administrator") and Wasatch Funds, Inc. (the "Fund"). WHEREAS, the Fund is registered as a...Administration Agreement • November 16th, 2005 • Wasatch Funds Inc • Massachusetts
WITNESSETH:Custodian Agreement • May 2nd, 2003 • Wasatch Funds Inc • Massachusetts
EXHIBIT D-6. Exhibit A to Advisory and Service Contract between Wasatch Funds, Inc. and Wasatch Advisors, Inc.Wasatch Funds Inc • November 30th, 2004
DISTRIBUTION AGREEMENTDistribution Agreement • December 2nd, 2010 • Wasatch Funds Trust • Colorado
AGREEMENT dated as of March 31, 2010, between Wasatch Funds Trust (the “Fund”), an open-end, management investment company organized as a business trust under the laws of the Commonwealth of Massachusetts, having its principal place of business at 150 Social Hall Avenue, 4th Floor, Salt Lake City, Utah 84111 and ALPS Distributors, Inc., a Colorado corporation and a registered broker-dealer under the Securities Exchange Act of 1934, having its principal place of business at 1290 Broadway, Suite 1100, Denver, CO 80203 (the “Distributor”).
SCHEDULE A TO THE TRANSFER AGENCY AGREEMENT BY AND BETWEEN WASATCH FUNDS, INC. AND SUNSTONE INVESTOR SERVICES, LLCThe Transfer Agency Agreement • September 22nd, 1997 • Wasatch Advisors Funds Inc
AMENDMENT TO CUSTODY AGREEMENT AMENDMENT, dated as of July 2, 2001, to the Custody Agreement dated February 16, 1996 ("Agreement"), by and between UMB Bank, n. a. ("Custodian"), having a place of business at 928 Grand Avenue, 10th Floor, Kansas City,...Custody Agreement • November 27th, 2002 • Wasatch Funds Inc
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • March 31st, 2010 • Wasatch Funds Trust
This EXPENSE LIMITATION AGREEMENT (the “Agreement”) is entered into effective as of March 31, 2010 by and between Wasatch Advisors, Inc. (the “Advisor”) and Wasatch Funds, Inc. (the “Company”), on behalf of the series of the Company (the “Funds”).
RULE 17F-5 DELEGATION AGREEMENT By its execution of this Delegation Agreement by and between UMB Bank, n.a. (the CUSTODIAN), a national banking association, with its principal office in Kansas City, Missouri, and each of the registered investment...Delegation Agreement • November 27th, 2002 • Wasatch Funds Inc • Missouri
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • December 2nd, 2010 • Wasatch Funds Trust • Utah
Agreement, dated as of March 31, 2010, by and between Wasatch Advisors, Inc., a Utah corporation (the “Adviser”), and Hoisington Investment Management Company, a Texas Corporation (the “Sub-Adviser”).
ALPS SERIES TRUST SEVEN CANYONS STRATEGIC INCOME FUND SEVEN CANYONS WORLD INNOVATORS FUND INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • June 11th, 2018 • ALPS Series Trust • Colorado
This Agreement is made and entered into effective as of ______________ ___, 2018, by and between the ALPS Series Trust (the “Trust”), a Delaware statutory trust, on behalf of the Seven Canyons Strategic Income Fund (the “Strategic Income Fund”) and the Seven Canyons World Innovators Fund (the “World Innovators Fund”), each a series of shares of the Trust (collectively, the “Funds” and individually, a “Fund”), and Seven Canyons Advisors, LLC, a Delaware corporation (the “Adviser”).
FORM OF ADDENDUM TO TRANSFER AGENCY AGREEMENTTransfer Agency Agreement • August 30th, 2007 • Wasatch Funds Inc
THIS ADDENDUM, dated effective as of November 1, 2006, modifies the Transfer Agency Agreement by and between UMB Fund Services, Inc. (“UMBFS”) and Wasatch Funds, Inc. (the “Funds”), such Agreement being hereinafter referred to as the “Agreement.”
ADVISORY AND SERVICE CONTRACTAdvisory and Service Contract • December 15th, 2008 • Wasatch Funds Inc
This Agreement, made as of December 15, 2008 by and between Wasatch Funds, Inc., a Minnesota corporation (the “Corporation”), on behalf of each Fund represented by a series of shares of common stock of the Fund that adopts this Agreement (each a “Fund” and, collectively, the “Funds”) (the Funds, together with the date each Fund adopts this Agreement, are set forth in Exhibit A hereto, which shall be updated from time to time to reflect additions, deletions or other changes thereto), and Wasatch Advisors, Inc., a Utah corporation (the “Adviser”).
August 23, 2019 State Street Bank and Trust CompanyWasatch Funds Trust • September 30th, 2019
September 3, 2021 State Street Bank and Trust CompanyWasatch Funds Trust • September 30th, 2021
November 23, 2020 State Street Bank and Trust CompanyWasatch Funds Trust • November 23rd, 2020
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • December 15th, 2008 • Wasatch Funds Inc • Utah
Agreement, dated as of December 15, 2008, by and between Wasatch Advisors, Inc., a Utah corporation (the “Advisor”), and 1st Source Corporation Investment Advisors, Inc. an Indiana corporation (the “Sub-Advisor”).
AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • January 28th, 2021 • Wasatch Funds Trust
This AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT (the “Agreement”) is entered into effective as of January 31, 2021 by and between Wasatch Advisors, Inc. d/b/a Wasatch Global Investors (the “Advisor”) and Wasatch Funds Trust (the “Trust”), on behalf of the series of the Trust (the “Funds”).
ADVISORY AND SERVICE CONTRACTAdvisory and Service Contract • December 2nd, 2010 • Wasatch Funds Trust • Utah
This Agreement, made as of March 31, 2010, by and between Wasatch Funds Trust, a Massachusetts business Trust (the “Trust”), on behalf of each series of shares of common stock of the Trust that adopts this Agreement and as listed in Exhibit A hereto, as such Exhibit may be amended from time to time (each such series hereinafter referred to as a “Fund” and, collectively, the “Funds”), and Wasatch Advisors, Inc., a corporation registered as an investment adviser under the Investment Advisers Act of 1940 (the “Adviser”).
ADMINISTRATION AGREEMENTAdministration Agreement • December 2nd, 2010 • Wasatch Funds Trust • Massachusetts
Agreement dated as of March 31, 2010 by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Administrator”) and Wasatch Funds Trust (the “Fund”).
December 15, 2008 The Coventry GroupWasatch Funds Inc • January 30th, 2009
AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • January 26th, 2024 • Wasatch Funds Trust
This AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT (the “Agreement”) is entered into effective as of January 31, 2024 by and between Wasatch Advisors LP d/b/a Wasatch Global Investors (the “Advisor”) and Wasatch Funds Trust (the “Trust”), on behalf of the below listed series of the Trust (collectively, the “Funds,” each a “Fund”).
DISTRIBUTION AGREEMENTDistribution Agreement • November 30th, 2018 • Wasatch Funds Trust • Colorado
Distribution Agreement (the “Agreement”) made as of April 16, 2018, between Wasatch Funds Trust, a Massachusetts business trust (the “Trust”) and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • January 27th, 2017 • Wasatch Funds Trust
This AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT (the “Agreement”) is entered into effective as of January 31, 2017 by and between Wasatch Advisors, Inc. (the “Advisor”) and Wasatch Funds Trust (the “Trust”), on behalf of the series of the Trust (the “Funds”).
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • June 13th, 2022 • Wasatch Funds Trust
This EXPENSE LIMITATION AGREEMENT (the “Agreement”) is entered into effective as of February 8, 2022, by and between Wasatch Advisors, Inc. d/b/a Wasatch Global Investors (the “Advisor”) and Wasatch Funds Trust (the “Trust”), on behalf of the U.S. Select Fund (the “Fund”).
EXHIBIT h-4. ADDENDUM TO TRANSFER AGENCY AGREEMENT THIS ADDENDUM, dated as of September 1, 2003, modifies the Transfer Agency Agreement by and between UMB Fund Services, Inc. ("UMBFS") and Wasatch Funds, Inc. (the "Funds"), such Agreement being...Transfer Agency Agreement • January 28th, 2004 • Wasatch Funds Inc
WITNESSETH:Investment Accounting Agreement • May 2nd, 2003 • Wasatch Funds Inc • Massachusetts
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • December 15th, 2008 • Wasatch Funds Inc
This EXPENSE LIMITATION AGREEMENT (the “Agreement”) is entered into effective as of December 15, 2008 by and between Wasatch Advisors, Inc. (the “Advisor”) and Wasatch Funds, Inc. (the “Company”), on behalf of the Wasatch-1 st Source Income Equity Fund (the “Fund”).
ADVISORY AND SERVICE CONTRACTAdvisory and Service Contract • September 22nd, 1997 • Wasatch Advisors Funds Inc
INVESTMENT ACCOUNTING AGREEMENTInvestment Accounting Agreement • December 2nd, 2010 • Wasatch Funds Trust • Massachusetts
THIS AGREEMENT is made effective as of March 31, 2010, by and between STATE STREET BANK AND TRUST COMPANY, a trust company chartered under the laws of the commonwealth of Massachusetts, having its principal office and place of business at 225 Franklin Street, Boston, Massachusetts 02110 (“State Street”), and WASATCH FUNDS TRUST, a business trust organized under the laws of the commonwealth of Massachusetts, having its principal office and place of business at 150 Social Hall Avenue, Suite 400, Salt Lake City, Utah 84111 (“Trust”).
Exhibit A to Advisory and Service Contract between Wasatch Funds, Inc. and Wasatch Advisors, Inc.Wasatch Funds Inc • January 31st, 2006
CUSTODIAN AGREEMENTCustodian Agreement • March 31st, 2010 • Wasatch Funds Trust • Massachusetts
This Agreement between WASATCH FUNDS TRUST a business trust organized and existing under the laws of the Commonwealth of Massachusetts (the “Trust”), and STATE STREET BANK and TRUST COMPANY, a Massachusetts trust company (the “Custodian”),
