HSBC USA INC. Issuer TOSupplemental Indenture • April 3rd, 2002 • HSBC Usa Inc /Md/ • National commercial banks • New York
EXHIBIT 4 THE TRANSFER OF THIS AGREEMENT IS SUBJECT TO CERTAIN PROVISIONS CONTAINED HEREIN AND TO RESALE RESTRICTIONS UNDER THE SECURITIES ACT OF 1933, AS AMENDED STOCK OPTION AGREEMENT, dated May 10, 1999 between Republic New York Corporation, a...Stock Option Agreement • May 14th, 1999 • Republic New York Corp • National commercial banks • New York
Section of Trust Indenture Act Section of of 1939, as amended Guarantee AgreementGuarantee Agreement • January 31st, 1997 • Republic New York Corp • National commercial banks • New York
Exhibit 10(b) EMPLOYMENT AGREEMENT AGREEMENT, dated as of the 30th day of April, 1999, between Republic New York Corporation, a Maryland corporation having its principal executive offices in New York, New York (including as successor thereto, the...Employment Agreement • November 12th, 1999 • Republic New York Corp • National commercial banks • New York
Exhibit 9.1 AMENDMENT NO. 1 TO STOCKHOLDERS AGREEMENT This AMENDMENT NO. 1 TO STOCKHOLDERS AGREEMENT (this "Amendment"), dated as of November 8, 1999, is entered into by and among RNYC Holdings Limited, a Gibraltar corporation, ("Principal...Stockholders Agreement • November 8th, 1999 • Republic New York Corp • National commercial banks • New York
Exhibit 10(c) EMPLOYMENT AGREEMENT AGREEMENT, dated as of the 30th day of April, 1999, between Republic New York Corporation, a Maryland corporation having its principal executive offices in New York, New York (including as successor thereto, the...Employment Agreement • November 12th, 1999 • Republic New York Corp • National commercial banks • New York
SECTION 1Employment Agreement • March 6th, 1998 • Republic New York Corp • National commercial banks • New York
REPUBLIC NEW YORK CORPORATION REGISTRATION AGREEMENTRepublic New York Corp • January 24th, 1997 • National commercial banks • New York
REPUBLIC NEW YORK CORPORATION REGISTRATION AGREEMENTRepublic New York Corp • January 31st, 1997 • National commercial banks • New York
GUARANTEE ---------Common Securities Guarantee Agreement • April 3rd, 2002 • HSBC Usa Inc /Md/ • National commercial banks
HSBC AMERICAS, INC. Issuer TO BANKERS TRUST COMPANY TrusteeSupplemental Indenture • April 3rd, 2002 • HSBC Usa Inc /Md/ • National commercial banks • New York
EXHIBIT 9 STOCKHOLDERS AGREEMENT This STOCKHOLDERS AGREEMENT (this "Agreement"), dated as of May 10, 1999, is entered into by and among RNYC Holdings Limited, a Gibraltar corporation, ("Principal Stockholder"), Congregation Beit Yaakov (solely as...Exhibit 9 • May 14th, 1999 • Republic New York Corp • National commercial banks • New York
HSBC USA INC. HSBC BANK USA, N.A., As Depositary AND THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY RECEIPTS DESCRIBED HEREINDeposit Agreement • September 2nd, 2005 • HSBC Usa Inc /Md/ • National commercial banks • New York
WITNESSETH:Stock Option Agreement • October 2nd, 1995 • Republic New York Corp • National commercial banks • New York
HSBC USA INC. Underwriting AgreementUnderwriting Agreement • March 22nd, 2012 • HSBC Usa Inc /Md/ • National commercial banks • New York
HSBC USA Inc., a Maryland corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters”) the securities (the “Securities”) specified in Schedule II hereto. HSBC Securities (USA) Inc. is acting as representative of the Underwriters (the “Representative”). The obligations of the Underwriters under this Agreement shall be several and not joint.
SECTION 1Employment Agreement • March 6th, 1998 • Republic New York Corp • National commercial banks • New York
HSBC USA INC. AMENDED AND RESTATED DISTRIBUTION AGREEMENTDistribution Agreement • February 21st, 2024 • HSBC Usa Inc /Md/ • National commercial banks
HSBC USA Inc., a Maryland corporation (the “Company”), confirms its agreement with you and any other agent who may become a party to this Distribution Agreement after the date hereof (each an “Agent” and collectively the “Agents”) with respect to the issue and sale by the Company of certain securities under the Registration Statement identified below (collectively, the “Securities”). Securities constituting part of a series of senior debt securities will be issued under the Indenture dated as of March 31, 2009, as supplemented by the First Supplemental Indenture, dated as of March 22, 2012, the Second Supplemental Indenture, dated as of March 5, 2015, the Third Supplemental Indenture, dated as of September 29, 2023, and the Fourth Supplemental Indenture, dated as of February 21, 2024 (as it may be further amended, modified or supplemented from time to time, the “Indenture”), between the Company and Computershare Trust Company, N.A., a national banking association, as successor trustee
HSBC USA INC. SENIOR DEBT SECURITIES AMENDED AND RESTATED DISTRIBUTION AGREEMENT February 21, 2024Distribution Agreement • February 21st, 2024 • HSBC Usa Inc /Md/ • National commercial banks • New York
Each of the parties to this letter agrees to perform its respective duties and obligations specifically provided to be performed by each of the parties in accordance with the terms and provisions of the Distribution Agreement and the Administrative Procedures, as amended or supplemented hereby.
by and amongAgreement and Plan of Merger • October 2nd, 1995 • Republic New York Corp • National commercial banks • New York
HSBC USA INC. Underwriting AgreementUnderwriting Agreement • February 21st, 2024 • HSBC Usa Inc /Md/ • National commercial banks
HSBC USA Inc., a Maryland corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters”) the securities (the “Securities”) specified in Schedule II hereto. HSBC Securities (USA) Inc. is acting as representative of the Underwriters (the “Representative”). The obligations of the Underwriters under this Agreement (the “Agreement”) shall be several and not joint.
HSBC USA INC. 13,000,000 DEPOSITARY SHARES EACH REPRESENTING ONE-FORTIETH OF A SHARE OF FLOATING RATE NON-CUMULATIVE PREFERRED STOCK, SERIES G Underwriting Agreement October 6, 2005Underwriting Agreement • October 14th, 2005 • HSBC Usa Inc /Md/ • National commercial banks • New York
HSBC USA Inc., a Maryland corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”), for whom HSBC Securities (USA) Inc. is acting as Representative, an aggregate of 13,000,000 Depositary Shares (the “Firm Preferred Shares”), each representing one-fortieth of a share of Floating Rate Non-Cumulative Preferred Stock, Series G, with a stated value of $1,000 per share and a liquidation preference of $1,000 per share (the “Series G Shares”), of the Company. In addition to the purchase of the Firm Preferred Shares, subject to the terms and conditions herein, the Company proposes to grant the Underwriters an option to purchase up to 1,950,000 additional Depositary Shares (the “Optional Preferred Shares”). The Firm Preferred Shares and any Optional Preferred Shares purchased by the Underwriters are referred to herein as the “Preferred Shares.” The Preferred Shares will, when is
HSBC USA INC. Underwriting AgreementUnderwriting Agreement • March 5th, 2015 • HSBC Usa Inc /Md/ • National commercial banks • New York
HSBC USA Inc., a Maryland corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters”) the securities (the “Securities”) specified in Schedule II hereto. HSBC Securities (USA) Inc. is acting as representative of the Underwriters (the “Representative”). The obligations of the Underwriters under this Agreement shall be several and not joint.
AGREEMENT BY AND BETWEEN HSBC BANK USA, N.A. McLEAN, VIRGINIA AND THE OFFICE OF THE COMPTROLLER OF THE CURRENCYAgreement • December 12th, 2012 • HSBC Usa Inc /Md/ • National commercial banks
HSBC Bank USA, N.A., McLean, Virginia (“Bank”) is a national bank subject to the limitations on controlling or holding an interest in financial subsidiaries set forth in 12 U.S.C. § 24a and 12 C.F.R. § 5.39.
UNITED STATES DISTRICT COURT EASTERN DISTRICT OF NEW YORK UNITED STATES OF AMERICA -against- Cr. No. 12-763 HSBC BANK USA, N.A. and HSBC HOLDINGS PLC, Defendants.Deferred Prosecution Agreement • December 12th, 2012 • HSBC Usa Inc /Md/ • National commercial banks
Defendant HSBC Bank USA, N.A., a federally chartered banking institution and subsidiary of HSBC North America Holdings, Inc., and defendant HSBC Holdings plc, a financial institution holding company organized under the laws of England and Wales (collectively, “the HSBC Parties”), by their undersigned representatives, pursuant to authority granted by the HSBC Parties’ Boards of Directors, and the United States Department of Justice, Criminal Division, Asset Forfeiture and Money Laundering Section, the United States Attorney’s Office for the Eastern District of New York, and the United States Attorney’s Office for the Northern District of West Virginia (collectively, the “Department”), enter into this deferred prosecution agreement (the “Agreement”). The terms and conditions of this Agreement are as follows:
ii) after December 31, 1999, Parent, after consulting with the Company, may by written notice to the Company and SRH elect to schedule the Closing for any date not less than two business days or more than 35 calendar days after the satisfaction or...Transaction Agreement and Plan of Merger • November 8th, 1999 • Republic New York Corp • National commercial banks • New York
GLOBAL SECURITY FOR WARRANTS, SERIES 1 HSBC USA Inc.Global Security • May 16th, 2016 • HSBC Usa Inc /Md/ • National commercial banks
THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF that certain Indenture dated as of MAY 16, 2016 (as IT MAY BE amended, modified or supplemented from time to time, the “Indenture”) between HSBC USA Inc. and Wells fargo bank, national association, as trustee (THE “TRUSTEE”, which TERM INCLUDES ANY SUCCESSOR TRUSTEE UNDER THE INDENTURE) AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. THIS SECURITY MAY NOT BE EXCHANGED IN WHOLE OR IN PART FOR A SECURITY REGISTERED, AND NO TRANSFER OF THIS SECURITY IN WHOLE OR IN PART MAY BE REGISTERED, IN THE NAME OF ANY PERSON OTHER THAN SUCH DEPOSITARY OR A NOMINEE THEREOF, EXCEPT IN THE LIMITED CIRCUMSTANCES DESCRIBED IN THE INDENTURE.
13,000,000 DEPOSITARY SHARES EACH REPRESENTING ONE-FORTIETH OF A SHARE OF Underwriting Agreement May 16, 2005Underwriting Agreement • May 22nd, 2006 • HSBC Usa Inc /Md/ • National commercial banks • New York
HSBC USA Inc., a Maryland corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”), for whom HSBC Securities (USA) Inc. is acting as representative of the Underwriters (the “Representative”), an aggregate of 13,000,000 Depositary Shares (the “Firm Depositary Shares”), each representing one-fortieth of a share of 6.50% Non-Cumulative Preferred Stock, Series H, with a stated value of $1,000 per share and a liquidation preference of $1,000 per share (the “Preferred Shares”), of the Company. In addition to the purchase of the Firm Depositary Shares, subject to the terms and conditions herein, the Company proposes to grant the Underwriters an option to purchase up to 1,950,000 additional Depositary Shares (the “Optional Depositary Shares”). The Firm Depositary Shares and any Optional Depositary Shares purchased by the Underwriters are referred to herein as the “Depositary S
1 Exhibit 10e [REPUBLIC NEW YORK CORPORATION LETTERHEAD] December 23, 1997 Mr. Walter H. Weiner 452 Fifth Avenue New York, New York 10018 Dear Walter: This letter agreement confirms our agreement concerning (i) the consulting services you shall render...Republic New York Corp • March 6th, 1998 • National commercial banks
HSBC USA INC. Underwriting AgreementUnderwriting Agreement • September 2nd, 2005 • HSBC Usa Inc /Md/ • National commercial banks • New York
SECTION 01.00 BANK MERGERBank Merger Agreement • March 15th, 1996 • Republic New York Corp • National commercial banks • New York
Floating Rate Senior Notes due 2027Underwriting Agreement • March 4th, 2024 • HSBC Usa Inc /Md/ • National commercial banks
HSBC USA Inc., a Maryland corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters”) the securities (the “Securities”) specified in Schedule II hereto. HSBC Securities (USA) Inc. is acting as representative of the Underwriters (the “Representative”). The obligations of the Underwriters under this Agreement (the “Agreement”) shall be several and not joint.
HSBC USA INC. REGISTERED WARRANT PROGRAM PAYING AGENT AND SECURITY REGISTRAR AGREEMENT BETWEEN HSBC USA INC. AND HSBC BANK USA, National Association DATED AS OF MAY 16, 2016Paying Agent and Security Registrar Agreement • May 16th, 2016 • HSBC Usa Inc /Md/ • National commercial banks • New York
HSBC Securities (USA) Inc., a Delaware corporation, may offer warrants (“Warrants”) sold under a registration statement and issued by HSBC USA Inc., a Maryland corporation (the “Issuer”), under and pursuant to, the terms of an indenture (the “Indenture”) dated as of May 16, 2016, between the Issuer and Wells Fargo Bank, National Association (in such capacity, the “Trustee”).
HSBC USA INC. and DEUTSCHE BANK TRUST COMPANY AMERICAS, Original Trustee and WELLS FARGO BANK, NATIONAL ASSOCIATION, Series Trustee FIRST SUPPLEMENTAL INDENTURE Dated as of April 21, 2008 To INDENTURE Dated as of March 31, 2006 Senior Debt SecuritiesFirst Supplemental Indenture • April 21st, 2008 • HSBC Usa Inc /Md/ • National commercial banks • New York
FIRST SUPPLEMENTAL INDENTURE, dated as of April 21, 2008, among HSBC USA Inc., a Maryland corporation (the “Company”), Deutsche Bank Trust Company Americas, as Trustee (the “Original Trustee”), and Wells Fargo Bank, National Association, as trustee with respect to the Notes (as hereinafter defined) (the “Series Trustee”).
HSBC USA INC. and DEUTSCHE BANK TRUST COMPANY AMERICAS, Original Trustee and WELLS FARGO BANK, NATIONAL ASSOCIATION, Series Trustee SECOND SUPPLEMENTAL INDENTURE Dated as of August 15, 2008 To INDENTURE Dated as of March 31, 2006 Senior Debt SecuritiesSecond Supplemental Indenture • August 15th, 2008 • HSBC Usa Inc /Md/ • National commercial banks • New York
SECOND SUPPLEMENTAL INDENTURE, dated as of August 15, 2008, among HSBC USA Inc., a Maryland corporation (the “Company”), Deutsche Bank Trust Company Americas, as Trustee (the “Original Trustee”), and Wells Fargo Bank, National Association, as trustee with respect to the Notes (as hereinafter defined) (the “Series Trustee”).
HSBC USA INC. Underwriting Agreement May 17, 2022Underwriting Agreement • May 24th, 2022 • HSBC Usa Inc /Md/ • National commercial banks • New York
HSBC USA Inc., a Maryland corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters”) the securities (the “Securities”) specified in Schedule II hereto. HSBC Securities (USA) Inc. is acting as representative of the Underwriters (the “Representative”). The obligations of the Underwriters under this Agreement (the “Agreement”) shall be several and not joint.
