RECITALEmployment Agreement • March 24th, 2000 • Protein Polymer Technologies Inc • Services-commercial physical & biological research • California
ESCROW AGREEMENTEscrow Agreement • March 5th, 2003 • Protein Polymer Technologies Inc • Services-commercial physical & biological research • California
RECITALSVoting Agreement • April 3rd, 2006 • Protein Polymer Technologies Inc • Services-commercial physical & biological research • California
AGREEMENT ---------Employment Agreement • March 27th, 1997 • Protein Polymer Technologies Inc • Services-commercial physical & biological research • California
Exhibit 10.37 [LOGO of PROTEIN POLYMER TECHNOLOGIES] SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • November 14th, 2001 • Protein Polymer Technologies Inc • Services-commercial physical & biological research • Delaware
EXHIBIT 10.42 First Amendment to the License Agreement This Amendment is made as of this first day of October 2002 ("Effective Date") by and between Genencor International, Inc., a Delaware corporation with its principal place of business at 925 Page...License Agreement • March 28th, 2003 • Protein Polymer Technologies Inc • Services-commercial physical & biological research
EXHIBIT 10.23 SECOND AMENDMENT TO LEASE -------------------------Lease • March 27th, 1997 • Protein Polymer Technologies Inc • Services-commercial physical & biological research
RECITAL -------Registration Rights Agreement • January 7th, 1997 • Protein Polymer Technologies Inc • Services-commercial physical & biological research
CONFORMED COPY PROTEIN POLYMER TECHNOLOGIES, INC. SECURITIES PURCHASE AGREEMENT Dated as of January 6, 1997Securities Purchase Agreement • January 7th, 1997 • Protein Polymer Technologies Inc • Services-commercial physical & biological research • Delaware
LOGO] Protein Polymer TECHNOLOGIES SERIES I AMENDED AND RESTATED SECURITIES PURCHASE AGREEMENT May 12, 2003Securities Purchase Agreement • August 15th, 2003 • Protein Polymer Technologies Inc • Services-commercial physical & biological research • Delaware
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (this "Agreement") is entered into as of March 31, 2005 among Protein Polymer Technologies, Inc., a Delaware corporation (the "Company"), and the other Persons listed on...Securities Purchase Agreement • April 7th, 2005 • Protein Polymer Technologies Inc • Services-commercial physical & biological research • Delaware
EXECUTION COPY LICENSE AGREEMENT This Agreement entered into and effective as of December 19, 2005 (the "Effective Date") is between PROTEIN POLYMER TECHNOLOGIES, INC., a Delaware corporation (hereinafter referred to as "Company"), and SURGICA...License Agreement • December 22nd, 2005 • Protein Polymer Technologies Inc • Services-commercial physical & biological research • California
OFWarrant Agreement • November 13th, 2002 • Protein Polymer Technologies Inc • Services-commercial physical & biological research • Delaware
Exhibit 10.41 LICENSE AGREEMENT This Agreement entered into and effective as of December 19, 2005 (the "Effective Date") is between PROTEIN POLYMER TECHNOLOGIES, INC., a Delaware corporation (hereinafter referred to as "Company"), and SURGICA...License Agreement • April 3rd, 2006 • Protein Polymer Technologies Inc • Services-commercial physical & biological research • California
April 13, 1998Stock Exchange Agreement • March 5th, 1999 • Protein Polymer Technologies Inc • Services-commercial physical & biological research • Delaware
SERIES GSecurities Purchase Agreement • November 12th, 1999 • Protein Polymer Technologies Inc • Services-commercial physical & biological research • Delaware
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • November 19th, 2007 • Protein Polymer Technologies Inc • Surgical & medical instruments & apparatus • New York
This Agreement is made pursuant to the Stock Purchase Agreement, dated as of September 27, 2007, by and between the Purchasers and the Company (as amended, modified or supplemented from time to time, the “Purchase Agreement”). The Company and the Purchasers hereby agree as follows:
AGREEMENT ---------Employment Agreement • March 28th, 2003 • Protein Polymer Technologies Inc • Services-commercial physical & biological research • California
AGREEMENT ---------Employment Agreement • March 27th, 1997 • Protein Polymer Technologies Inc • Services-commercial physical & biological research • California
EXHIBIT 10.27 LICENSE AND DEVELOPMENT AGREEMENT This Agreement is between PROTEIN POLYMERS TECHNOLOGIES, INC., a Delaware corporation, having its place of business at 10655 Sorrento Valley Road, San Diego, California 92121 (hereinafter referred to as...License and Development Agreement • March 24th, 2000 • Protein Polymer Technologies Inc • Services-commercial physical & biological research • Delaware
ContractCommon Stock Purchase Warrant • November 19th, 2008 • Protein Polymer Technologies Inc • Surgical & medical instruments & apparatus • Delaware
THIS WARRANT AND ANY SHARES ACQUIRED UPON THE EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 AND MAY NOT BE TRANSFERRED, SOLD OR OTHERWISE DISPOSED OF EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER SUCH ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO THE COMPANY THAT REGISTRATION IS NOT REQUIRED UNDER SUCH ACT.
Exhibit 10.38 Portions of this document have been redacted pursuant to a Request for Confidential Treatment filed with the Securities and Exchange Commission. Redacted portions are indicated with the notation "*****" FOUNDER STOCK PURCHASE AGREEMENT...Founder Stock Purchase Agreement • March 5th, 2003 • Protein Polymer Technologies Inc • Services-commercial physical & biological research • California
AGREEMENTLicense Agreement • March 24th, 2000 • Protein Polymer Technologies Inc • Services-commercial physical & biological research • California
AMENDMENT NO. 2 TO SUPPLY AND SERVICES AGREEMENTSupply and Services Agreement • March 30th, 2004 • Protein Polymer Technologies Inc • Services-commercial physical & biological research • California
EXHIBIT 10.3 PROTEIN POLYMER TECHNOLOGIES, INC. FORM OF STOCK OPTION AGREEMENT (NONSTATUTORY OPTION) THIS AGREEMENT is entered into this ___________ between Protein Polymer Technologies, Inc., a Delaware corporation (the "Company"), and _________ (the...Stock Option Agreement • June 5th, 2003 • Protein Polymer Technologies Inc • Services-commercial physical & biological research • California
EXHIBIT 10.34 FIRST AMENDMENT TO STOCKHOLDER PROTECTION AGREEMENT THIS FIRST AMENDMENT TO STOCKHOLDER PROTECTION AGREEMENT (this "Agreement") is entered into as of the 24th day of April, 1998 by and between PROTEIN POLYMER TECHNOLOGIES, INC., a...Stockholder Protection Agreement • August 14th, 1998 • Protein Polymer Technologies Inc • Services-commercial physical & biological research • New York
Exhibit 10.40 ASSET PURCHASE OPTION AGREEMENT BY AND BETWEEN PROTEIN POLYMER TECHNOLOGIES, INC.Asset Purchase Option Agreement • April 3rd, 2006 • Protein Polymer Technologies Inc • Services-commercial physical & biological research • California
EXECUTION COPY SUPPLY AND SERVICES AGREEMENT THIS SUPPLY AND SERVICES AGREEMENT is entered into as of December 19, 2005 (the "Effective Date") by and between PROTEIN POLYMER TECHNOLOGIES, INC., a Delaware corporation ("Company") and SURGICA...Supply and Services Agreement • April 3rd, 2006 • Protein Polymer Technologies Inc • Services-commercial physical & biological research • California
Exhibit 10.44 Portions of this document have been redacted pursuant to a Request for Confidential Treatment filed with the Securities and Exchange Commission. Redacted portions are indicated with the notation "*****" STOCK PURCHASE AND VESTING...Stock Purchase and Vesting Agreement • March 5th, 2003 • Protein Polymer Technologies Inc • Services-commercial physical & biological research • California
BetweenOffice R&d Lease • May 15th, 1998 • Protein Polymer Technologies Inc • Services-commercial physical & biological research
PATENT SECURITY AGREEMENTPatent Security Agreement • May 22nd, 2006 • Protein Polymer Technologies Inc • Surgical & medical instruments & apparatus
This PATENT SECURITY AGREEMENT (this “Agreement”), dated as of April 13, 2006, is made by Protein Polymer Technologies, Inc., a Delaware corporation (“Debtor”) in favor of Matthew J. Szulik (“Secured Party”), with reference to the following:
TABLE OF CONTENTS Protein Polymer Technologies Suite 200 8586 SF Bldg 1 10665 Sorrento Valley Rd MULTI-TENANT OFFICE R & D BUILDING LEASE - MODIFIED GROSSMulti-Tenant Office R&d Building Lease • March 27th, 1997 • Protein Polymer Technologies Inc • Services-commercial physical & biological research
ESCROW AGREEMENTEscrow Agreement • May 22nd, 2006 • Protein Polymer Technologies Inc • Surgical & medical instruments & apparatus • New York
AGREEMENT made as of the 13th day of April, 2006 by and among Taurus Advisory Group, LLC, as agent for Matthew J. Szulik ("Secured Party") and James Tagliaferri, Secured Party’s designee (“Designee”), both with an address at 2 Landmark Square, Suite 211, Stamford, Connecticut 06901, Protein Polymer Technologies, Inc., with an address at 10655 Sorrento Valley Road, San Diego, California 92121 ("Debtor"), and Barry Feiner, Esq., with an office at 170 Harrison Avenue, Harrison, New York 10528 (the "Escrow Agent").
PROTEIN POLYMER TECHNOLOGIES, INC. 10% CONVERTIBLE SECURED NOTE DUE ____________, 200_Convertible Note • November 23rd, 2009 • Protein Polymer Technologies Inc • Surgical & medical instruments & apparatus
THIS NOTE IS ISSUED PURSUANT TO AN EXEMPTION FROM THE REGISTRATION PROVISIONS OF THE SECURITIES ACT OF 1933 (THE "SECURITIES ACT") AND QUALIFICATION PROVISIONS OF APPLICABLE STATE SECURITIES LAWS. NEITHER IT NOR THE SHARES OF COMMON STOCK INTO WHICH IT CAN BE CONVERTED CAN BE SOLD, HYPOTHECATED OR OTHERWISE TRANSFERRED UNLESS REGISTERED PURSUANT TO THE SECURITIES ACT AND QUALIFIED UNDER APPLICABLE STATE LAW OR, IN THE OPINION OF COUNSEL REASONABLY ACCEPTABLE TO MAKER, AN EXEMPTION THEREFROM IS AVAILABLE.
Exhibit 10.43 Portions of this document have been redacted pursuant to a Request for Confidential Treatment filed with the Securities and Exchange Commission. Redacted portions are indicated with the notation "*****" AMENDMENT NO. 1 TO SUPPLY AND...Supply and Services Agreement • March 5th, 2003 • Protein Polymer Technologies Inc • Services-commercial physical & biological research • California
