1 CORE BOND PLUS FUND TAX FREE BOND FUND SUB-ADVISORY AGREEMENT Agreement made as of _____________, 2000 (the "Agreement") between New York Life Investment Management LLC, a Delaware limited liability company (the "Manager"), and MacKay Shields LLC, a...Sub-Advisory Agreement • October 18th, 2000 • Mainstay Institutional Funds Inc • New York
Exhibit (d)(I)(e) ECLIPSE FUNDS INC. MAINSTAY FLOATING RATE FUND FORM OF MANAGEMENT AGREEMENT Agreement, made as of the th day of April, 2004 between Eclipse Funds Inc., a Maryland corporation (the "Company"), on behalf of the MainStay Floating Rate...Management Agreement • April 15th, 2004 • Eclipse Funds Inc • New York
AGREEMENT betweenTransfer Agency and Service Agreement • December 29th, 2000 • Mainstay Institutional Funds Inc • New Jersey
Exhibit (d)(I)(1)(e) Eclipse Funds Inc. MainStay Income Manager Fund Form of Expense Limitation Agreement As of January 1, 2006 Board of Directors Eclipse Funds Inc. 51 Madison Avenue New York, NY 10010 RE: Expense Reimbursement Dear Board of...Expense Limitation Agreement • March 1st, 2006 • Eclipse Funds Inc.
EXHIBIT 23(D)(I)(2)(D) AMENDED AND RESTATED SUBADVISORY AGREEMENT Amended and Restated Agreement made as of December 7, 2007, (the "Agreement") between New York Life Investment Management LLC, a Delaware limited liability company (the "Manager"), and...Subadvisory Agreement • December 14th, 2007 • Eclipse Funds Inc. • New York
ECLIPSE FUNDS INC.Management Agreement • March 1st, 2006 • Eclipse Funds Inc.
EXHIBIT (d)(I)(1)(a) ECLIPSE FUNDS INC. AMENDED AND RESTATED MANAGEMENT AGREEMENT The Amended and Restated Management Agreement, made between Eclipse Funds Inc., a Maryland corporation (the "Company"), effective as of June 29, 2005, as amended, is...Management Agreement • February 16th, 2007 • Eclipse Funds Inc. • New York
AMENDMENT TO MASTER CUSTODIAN AGREEMENT This amendment (the "Amendment") to Master Custodian Agreement is made as of the 7th day of December, 2007 by and between each Fund listed on Appendix A and State Street Bank & Trust Company ("Bank") (formerly...Master Custodian Agreement • February 22nd, 2008 • Eclipse Funds Inc.
1 MAINSTAY INSTITUTIONAL FUNDS INC. MID CAP CORE FUND CORE BOND PLUS FUND TAX FREE BOND FUND MANAGEMENT AGREEMENT Agreement, made as of the ____ day of _________, 2000 between Mainstay Institutional Funds Inc., a Maryland corporation (the "Company"),...Management Agreement • October 18th, 2000 • Mainstay Institutional Funds Inc • New York
RECITALSService Agreement • April 30th, 1997 • Mainstay Institutional Funds Inc • New York
FORM N-SAR Exhibits 77Q1(e) ECLIPSE FUNDS INC. For Period Ended 4/30/09 ECLIPSE FUNDS INC. SUBADVISORY AGREEMENTSubadvisory Agreement • June 29th, 2009 • Eclipse Funds Inc. • New York
This Subadvisory Agreement, made as of the 1st day of January, 2009 (the “Agreement”), between New York Life Investment Management LLC, a Delaware limited liability company (the “Manager”) and Madison Square Investors LLC, a Delaware limited liability company (the “Subadvisor”).
MAINSTAY INSTITUTIONAL FUNDS INC. CORE BOND PLUS FUND MID CAP CORE FUND TAX FREE BOND FUND FORM OF MANAGEMENT AGREEMENT Agreement, made as of the 5th day of December, 2000 between Mainstay Institutional Funds Inc., a Maryland corporation (the...Management Agreement • April 15th, 2002 • Eclipse Funds Inc • New York
FORM OF SUBSTITUTION AGREEMENT AGREEMENT, made this 29th day of December, 2000, by and between MainStay Institutional Funds, Inc., MainStay Management LLC ("MainStay Management") and New York Life Investment Management Company LLC ("NYLIM"). WHEREAS,...Substitution Agreement • April 15th, 2002 • Eclipse Funds Inc
AMENDMENT TO MASTER FUND SUB-ACCOUNTING AND SUB-ADMINISTRATION AGREEMENT This amendment (the "Amendment") to Master Fund Sub-Accounting and Sub- Administration Agreement is made as of the 7th day of December 2007, by and between New York Life...Master Fund Sub-Accounting and Sub-Administration Agreement • February 22nd, 2008 • Eclipse Funds Inc.
AMENDMENT TO MASTER DELEGATION AGREEMENT This amendment (the "Amendment") to Master Delegation Agreement is made as of the 7th day of December, 2007, by and between State Street Bank & Trust Company (formerly Investors Bank & Trust Company) and each...Master Delegation Agreement • February 22nd, 2008 • Eclipse Funds Inc.
WITNESSETH:Management Agreement • June 18th, 2007 • Eclipse Funds Inc. • New York
ECLIPSE FUNDS, ECLIPSE FUNDS INC. AND MAINSTAY VP SERIES FUND, INC. INTERIM SUBADVISORY AGREEMENTInterim Subadvisory Agreement • December 17th, 2009 • Eclipse Funds Inc. • New York
This Interim Subadvisory Agreement, made as of the 29th day of June, 2009 (the “Agreement”), between New York Life Investment Management LLC, a Delaware limited liability company (the “Manager”) and Epoch Investment Partners Inc., a Delaware corporation (the “Subadvisor”).
SUBADMINISTRATION AGREEMENT SUPPLEMENTSSubadministration Agreement • February 28th, 1996 • Mainstay Institutional Funds Inc
AGREEMENT AND PLAN OF REORGANIZATION MAINSTAY INSTITUTIONAL BOND FUND MAINSTAY INTERMEDIATE TERM BOND FUNDAgreement and Plan of Reorganization • April 20th, 2010 • Eclipse Funds Inc.
This agreement is intended to be and is adopted as a plan of reorganization and liquidation (the “Plan”) within the meaning of Section 368(a)(1) of the United States Internal Revenue Code of 1986, as amended (the “Code”). The reorganization and liquidation will consist of the transfer of all of the assets of the Acquired Fund to the Acquiring Fund in exchange solely for Class I shares of beneficial interest of the Acquiring Fund (“Acquiring Fund Shares”), the assumption by the Acquiring Fund of all liabilities of the Acquired Fund, and the distribution of the Acquiring Fund Shares to the shareholders of the Acquired Fund in complete liquidation of the Acquired Fund, as provided herein (“Reorganization”), all upon the terms and conditions hereinafter set forth in this Plan.
Exhibit (g)(I)(1) MASTER CUSTODIAN AGREEMENT AGREEMENT made as of the 30th day of June, 2005, between each Fund listed on Appendix A (each a Fund and collectively "the Funds"), and INVESTORS BANK & TRUST COMPANY, a Massachusetts trust company (the...Master Custodian Agreement • April 7th, 2006 • Eclipse Funds Inc. • Massachusetts
FORM N-SAR Exhibits 77Q1(e) ECLIPSE FUNDS INC. For Period Ended 4/30/09 ECLIPSE FUNDS INC. SUBADVISORY AGREEMENTSubadvisory Agreement • December 30th, 2009 • Eclipse Funds Inc. • New York
This Subadvisory Agreement, made as of the 1st day of January, 2009 (the “Agreement”), between New York Life Investment Management LLC, a Delaware limited liability company (the “Manager”) and Madison Square Investors LLC, a Delaware limited liability company (the “Subadvisor”).
FORM N-SAR EXHIBITS 77Q1(E) ECLIPSE FUNDS INC. FOR PERIOD ENDED 4/30/12 ECLIPSE FUNDS INC. AMENDED AND RESTATED MANAGEMENT AGREEMENTManagement Agreement • June 28th, 2012 • Eclipse Funds Inc. • New York
This Amended and Restated Management Agreement is hereby made as of the 28th day of February, 2012 (the “Agreement”) between Eclipse Funds Inc., a Maryland corporation (the “Company”), further amended from time to time, on behalf of its series as set forth on Schedule A (each, a “Fund,” and collectively, the “Funds”) and New York Life Investment Management LLC, a Delaware limited liability company (“NYLIM” or the “Manager”).
ECLIPSE FUNDS INC. AMENDED AND RESTATED MANAGEMENT AGREEMENTManagement Agreement • June 29th, 2006 • Eclipse Funds Inc. • New York
The Amended and Restated Management Agreement, made between Eclipse Funds Inc., a Maryland corporation (the “Company”), effective as of March 30, 2005, as amended, is hereby amended and restated effective as of June 29, 2005, on behalf of its series as set forth on Schedule A (each, a “Fund,” and collectively, the “Funds”) and New York Life Investment Management LLC, a Delaware limited liability company (the “Manager”).
AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • February 28th, 2013 • Eclipse Funds Inc.
THIS AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT, dated February 28, 2012, between The MainStay Funds, MainStay Funds Trust, Eclipse Funds, and Eclipse Funds Inc. (each a “Company” and collectively, the “Companies”), on behalf of each series of the Companies (each a “Fund” and collectively, “Funds”), and New York Life Investment Management LLC (the “Adviser”)(“Agreement”).
AMENDMENT TO SUB-TRANSFER AGENCY AND SERVICE AGREEMENT This amendment (the "Amendment") to Sub-Transfer Agency and Service Agreement is made as of the 7th day of December 2007, by and between NYLIM Service Company LLC and Boston Financial Data...Sub-Transfer Agency and Service Agreement • December 14th, 2007 • Eclipse Funds Inc.
Exhibit g (I)(3) MASTER CUSTODIAN AGREEMENT AGREEMENT made as of the 30th day of June, 2005, between each Fund listed on Appendix A (each a Fund and collectively "the Funds"), and INVESTORS BANK & TRUST COMPANY, a Massachusetts trust company (the...Master Custodian Agreement • July 26th, 2005 • Eclipse Funds Inc • Massachusetts
AMENDMENT TO AMENDED AND RESTATED TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • February 28th, 2013 • Eclipse Funds Inc.
This Amendment to the Amended and Restated Transfer Agency and Service Agreement (“Amendment”) is made on the 1st day of January, 2012, by and among The MainStay Funds and Eclipse Funds, each a Massachusetts business trust, Eclipse Funds Inc., Inc., a Maryland corporation, and MainStay Funds Trust, a Delaware statutory trust (each, a “Fund” and collectively, the “Funds”) and NYLIM Service Company LLC, a Delaware limited liability company, having its principal office and place of business at 169 Lackawanna Avenue, Parsippany, New Jersey 07054 (“NSC”).
AMENDED AND RESTATED TRANSFER AGENCY AND SERVICE AGREEMENT AMONG THE MAINSTAY FUNDS, ECLIPSE FUNDS, ECLIPSE FUNDS INC. AND ICAP FUNDS, INC. AND NYLIM SERVICE COMPANY LLCTransfer Agency and Service Agreement • March 2nd, 2009 • Eclipse Funds Inc. • New Jersey
This AMENDED AND RESTATED TRANSFER AGENCY AND SERVICE AGREEMENT made as of the 1st day of October, 2008, by and among The MainStay Funds and Eclipse Funds, each a Massachusetts business trust, and Eclipse Funds Inc. and ICAP Funds, Inc., each a Maryland corporation (each, a “Fund” and collectively, the “Funds”) and NYLIM SERVICE COMPANY LLC, a Delaware limited liability company, having its principal office and place of business at 169 Lackawanna Avenue, Parsippany, New Jersey 07054 (“NSC”).
ECLIPSE FUNDS INC. FOR PERIOD ENDED 10/31/08 ECLIPSE FUNDS INC. AMENDED AND RESTATED MANAGEMENT AGREEMENTManagement Agreement • December 30th, 2008 • Eclipse Funds Inc. • New York
This Amended and Restated Management Agreement is hereby made as of the 1st day of August, 2008 (the “Agreement”) between Eclipse Funds Inc., a Maryland corporation (the “Company”), further amended from time to time, on behalf of its series as set forth on Schedule A (each, a “Fund,” and collectively, the “Funds”) and New York Life Investment Management LLC, a Delaware limited liability company (“NYLIM” or the “Manager”).
ECLIPSE FUNDS INC., THE MAINSTAY FUNDS AND MAINSTAY VP SERIES FUND, INC. AMENDMENT TO THE SUBADVISORY AGREEMENTSubadvisory Agreement • December 17th, 2009 • Eclipse Funds Inc.
This Amendment to the Subadvisory Agreement, is made as of the 16th day of October 2009, between New York Life Investment Management LLC, a Delaware limited liability company (the “Manager”) and Epoch Investment Partners, Inc., a Delaware corporation (the “Subadvisor”).
Exhibit (e)(I)(1) AMENDED AND RESTATED DISTRIBUTION AGREEMENT AGREEMENT made as of this 30th day of March, 2005, between ECLIPSE FUNDS INC., a Maryland corporation (the "Company"), and NYLIFE DISTRIBUTORS INC., a Delaware. corporation (the...Distribution Agreement • April 7th, 2006 • Eclipse Funds Inc. • New York
AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT As of August 1, 2009, as Amended August 1, 2010 Board of Directors Eclipse Funds Inc. New York, NY 10010 Re: Expense Limitation Agreement Dear Board of Directors:Expense Limitation Agreement • February 28th, 2011 • Eclipse Funds Inc.
EXHIBIT (I)(1)(e) ECLIPSE FUNDS INC. MAINSTAY CONSERVATIVE ALLOCATION FUND MAINSTAY GROWTH ALLOCATION FUND MAINSTAY MODERATE ALLOCATION FUND MAINSTAY MODERATE GROWTH ALLOCATION FUND FORM OF MANAGEMENT AGREEMENT Agreement, made as of the ____th day of...Management Agreement • April 1st, 2005 • Eclipse Funds Inc • New York
AMENDMENT TO MASTER DELEGATION AGREEMENTMaster Delegation Agreement • March 2nd, 2009 • Eclipse Funds Inc.
This Amendment (the “Amendment”) to Master Delegation Agreement is made as of the 13th day of February, 2009, by and between The MainStay Funds, MainStay VP Series Fund, Inc., Eclipse Funds Inc., Eclipse Funds and ICAP Funds, Inc. and State Street Bank & Trust Company (formerly, Investors Bank & Trust Company).
WITNESSETH:Management Agreement • December 14th, 2007 • Eclipse Funds Inc. • New York
