WARRANT AGREEMENT dated as of _________, 2000 between Delcath Systems, Inc., a Delaware corporation (the "Company"), and Whale Securities Co., L.P. (hereinafter referred to as the "Representative"). W I T N E S S E T H: - - - - - - - - - - WHEREAS,...Warrant Agreement • August 23rd, 2000 • Delcath Systems Inc • Services-commercial physical & biological research • New York
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • March 19th, 2024 • Delcath Systems, Inc. • Surgical & medical instruments & apparatus • New York
THIS SECURITIES PURCHASE AGREEMENT (this “Agreement”) is dated as of March 14, 2024, between DELCATH SYSTEMS, INC., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
EXHIBIT 4.5 ----------- WARRANT AGREEMENT dated as of January 5, 2001 between Delcath Systems, Inc., a Delaware corporation (the "Company"), and Euroland Marketing Solutions, LTD. (hereinafter referred to as the "Consultant"). W I T N E S S E T H: - -...Warrant Agreement • March 30th, 2001 • Delcath Systems Inc • Services-commercial physical & biological research • Connecticut
REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this "Agreement") is made and entered into as of December 7, 2004, by and among Delcath Systems, Inc., a Delaware corporation (the "Company"), and the purchasers listed on Schedule I...Registration Rights Agreement • December 27th, 2004 • Delcath Systems Inc • Services-commercial physical & biological research • New York
EXHIBIT 1.1 Delcath Systems, Inc. 2,000,000 Shares of Common Stock (Par Value $.01 Per Share) UNDERWRITING AGREEMENT ---------------------- Whale Securities Co., L.P. New York, New York as Representative of the ____________, 2000 Secured Underwriters...Underwriting Agreement • August 23rd, 2000 • Delcath Systems Inc • Services-commercial physical & biological research • New York
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • March 19th, 2024 • Delcath Systems, Inc. • Surgical & medical instruments & apparatus
This Agreement is made pursuant to the Securities Purchase Agreement, dated as of the date hereof, between the Company and each Purchaser (the “Purchase Agreement”).
DELCATH SYSTEMS, INC. 2004 STOCK INCENTIVE PLAN Incentive Stock Option Agreement To: [NAME OF OPTIONEE] We are pleased to notify you that, by action of the Compensation and Stock Option Committee (hereinafter called the "Committee") on [DATE OF...Incentive Stock Option Agreement • August 11th, 2005 • Delcath Systems Inc • Surgical & medical instruments & apparatus
EXHIBIT 10.8 DELCATH SYSTEMS, INC. PROMISSORY NOTEPromissory Note • September 20th, 2000 • Delcath Systems Inc • Services-commercial physical & biological research
PRE-FUNDED COMMON STOCK PURCHASE WARRANT DELCATH SYSTEMS, INC.Security Agreement • March 19th, 2024 • Delcath Systems, Inc. • Surgical & medical instruments & apparatus
THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, [•] or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and until this Warrant is exercised in full, to subscribe for and purchase from Delcath Systems, Inc., a Delaware corporation (the “Company”), up to [•] shares of Common Stock (as subject to adjustment hereunder, the “Warrant Shares”). The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
Delcath Systems, Inc. (a Delaware corporation) 1,460,027 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • December 11th, 2020 • Delcath Systems, Inc. • Surgical & medical instruments & apparatus • New York
Units, each Unit Consisting of Five Shares of Common Stock and Five Redeemable Common Stock Purchase Warrants Each to Purchase One Share ofUnderwriting Agreement • March 17th, 2003 • Delcath Systems Inc • Services-commercial physical & biological research • Delaware
REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this "Agreement") is made and entered into as of March 19, 2004, by and among Delcath Systems, Inc., a Delaware corporation (the "Company"), and the purchasers listed on Schedule I...Registration Rights Agreement • March 22nd, 2004 • Delcath Systems Inc • Services-commercial physical & biological research • New York
RECITALSEmployment Agreement • July 5th, 2007 • Delcath Systems Inc • Surgical & medical instruments & apparatus • New York
AGREEMENTCommon Stock Purchase Agreement • November 30th, 2005 • Delcath Systems Inc • Surgical & medical instruments & apparatus • New York
DELCATH SYSTEMS, INC., Issuer AND [TRUSTEE], Trustee INDENTURE Dated as of [], 20__ Debt SecuritiesIndenture • June 28th, 2024 • Delcath Systems, Inc. • Surgical & medical instruments & apparatus • New York
Whereas, for its lawful corporate purposes, the Company has duly authorized the execution and delivery of this Indenture to provide for the issuance of debt securities (hereinafter referred to as the “Securities”), in an unlimited aggregate principal amount to be issued from time to time in one or more series as in this Indenture provided, as registered Securities without coupons, to be authenticated by the certificate of the Trustee;
OFWarrant Agreement • November 30th, 2005 • Delcath Systems Inc • Surgical & medical instruments & apparatus • New York
EXHIBIT 4.2 WARRANT AGREEMENT dated as of _________, 2000 between Delcath Systems, Inc., a Delaware corporation (the "Company"), and Whale Securities Co., L.P. (hereinafter referred to as the "Underwriter"). W I T N E S S E T H: - - - - - - - - - -...Warrant Agreement • June 16th, 2000 • Delcath Systems Inc • New York
EXHIBIT 10.9 ------------ CONSULTING SERVICES AGREEMENT This CONSULTING SERVICES AGREEMENT (the "Agreement") is made as of this 5th day of January, 2001, between DELCATH SYSTEMS, INC., a Delaware corporation (the "Company"), and EUROLAND MARKETING...Consulting Services Agreement • March 30th, 2001 • Delcath Systems Inc • Services-commercial physical & biological research • Delaware
DELCATH SYSTEMS, INC. Shares of Common Stock (par value $0.01 per share) Controlled Equity OfferingSM Sales AgreementSales Agreement • August 18th, 2020 • Delcath Systems, Inc. • Surgical & medical instruments & apparatus • New York
Delcath Systems, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with Cantor Fitzgerald & Co. (the “Agent”), as follows:
WARRANT AGREEMENT dated as of _________, 2000 between Delcath Systems, Inc., a Delaware corporation (the "Company"), and Whale Securities Co., L.P. (hereinafter referred to as the "Underwriter"). W I T N E S S E T H: WHEREAS, the Company proposes to...Warrant Agreement • September 28th, 2000 • Delcath Systems Inc • Services-commercial physical & biological research • New York
MODIFICATION AGREEMENTModification Agreement • April 16th, 2007 • Delcath Systems Inc • Surgical & medical instruments & apparatus
EXECUTION COPY REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this "Agreement") is made and entered into as of November 27, 2005, by and among Delcath Systems, Inc., a Delaware corporation (the "Company"), and the purchasers listed...Registration Rights Agreement • November 30th, 2005 • Delcath Systems Inc • Surgical & medical instruments & apparatus • New York
PRE-FUNDED COMMON STOCK PURCHASE WARRANT DELCATH SYSTEMS, INC.Pre-Funded Common Stock Purchase Warrant • July 20th, 2022 • Delcath Systems, Inc. • Surgical & medical instruments & apparatus
THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, [___] or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and UNTIL THIS Warrant is exercised in full (the “Termination Date”) but not thereafter, to subscribe for and purchase from Delcath Systems, Inc., a Delaware corporation (the “Company”), up to [___] shares of Common Stock (as subject to adjustment hereunder, the “Warrant Shares”). The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
COMMON STOCK PURCHASE WARRANT DELCATH SYSTEMS, INC.Common Stock Purchase Warrant • July 11th, 2019 • Delcath Systems, Inc. • Surgical & medical instruments & apparatus
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the Reverse Stock Split Date (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) five year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Delcath, Systems, Inc., a Delaware corporation (the “Company”), up to shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
AMENDED AND RESTATED SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • July 12th, 2017 • Delcath Systems, Inc. • Surgical & medical instruments & apparatus • New York
This AMENDED AND RESTATED SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of July 5, 2017, is by and among Delcath Systems, Inc., a Delaware corporation with offices located at 1633 Broadway, Suite 22C, New York, New York 10019 (the “Company”), and each of the investors listed on the Schedule of Buyers attached hereto (individually, a “Buyer” and collectively, the “Buyers”).
andRights Agreement • November 14th, 2001 • Delcath Systems Inc • Services-commercial physical & biological research • Delaware
and AMERICAN STOCK TRANSFER & TRUST COMPANY Warrant AgentWarrant Agreement • August 11th, 2005 • Delcath Systems Inc • Surgical & medical instruments & apparatus • New York
VOTING AGREEMENTVoting Agreement • November 30th, 2005 • Delcath Systems Inc • Surgical & medical instruments & apparatus
REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this "Agreement") is made and entered into as of November 24, 2004, by and among Delcath Systems, Inc., a Delaware corporation (the "Company"), and the purchasers listed on Schedule I...Registration Rights Agreement • December 1st, 2004 • Delcath Systems Inc • Services-commercial physical & biological research • New York
Redington, Inc. Engagement Agreement Delcath Systems, Inc. FIVE PAGES IN ALLEngagement Agreement • March 12th, 2002 • Delcath Systems Inc • Services-commercial physical & biological research
DELCATH SYSTEMS, INC. UNDERWRITING AGREEMENT [•] Shares of Common Stock [•] Pre-Funded Warrants to Purchase Up to [•] Shares of Common Stock Series F Warrants to Purchase Up to [•] Shares of Common StockUnderwriting Agreement • April 20th, 2020 • Delcath Systems, Inc. • Surgical & medical instruments & apparatus • New York
Delcath Systems, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters,” or each, an “Underwriter”), for whom Roth Capital Partners, LLC is acting as the representative (the “Representative”), (i) an aggregate of [•] authorized but unissued shares (the “Firm Shares”) of Common Stock, par value $0.01 per share, of the Company (the “Common Stock”), (ii) pre-funded warrants (the “Pre-Funded Warrants”) to purchase up to an aggregate of [•] shares of Common Stock at an exercise price of $0.01 per share (the “Pre-Funded Warrant Shares”), and (iii) Series F warrants (the “Firm Warrants”) to purchase up to an aggregate of [•] shares of Common Stock (the “Firm Warrant Shares”). The Firm Shares, the Pre-Funded Warrants, the Pre-Funded Warrant Shares, the Firm Warrants and the Firm Warrant Shares are collectively referred to as the “Firm Securities.” The Company
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • December 13th, 2022 • Delcath Systems, Inc. • Surgical & medical instruments & apparatus • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of December 7, 2022, between Delcath Systems, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
and American Stock Transfer & Trust Company Warrant Agent and Whale Securities Co., L.P. UnderwriterWarrant Agreement • October 12th, 2000 • Delcath Systems Inc • Services-commercial physical & biological research
EXHIBIT 10.10 ------------- AMENDMENT TO KEY EMPLOYEE AGREEMENT ----------------------------------- THIS AMENDMENT dated October 30, 2001 to the KEY EMPLOYEE AGREEMENT effective as of April 30, 1996 by and between DELCATH SYSTEMS, INC., a Delaware...Key Employee Agreement • November 14th, 2001 • Delcath Systems Inc • Services-commercial physical & biological research
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • January 17th, 2018 • Delcath Systems, Inc. • Surgical & medical instruments & apparatus • New York
