Warrant Agreement Dated as of March 27, 2002 WARRANT AGREEMENT, dated as of March 27, 2002, between BioTime, Inc., a California corporation (the "Company"), and Alfred D. Kingsley (the "Lender"). The Company proposes to issue a Common Share Purchase...Warrant Agreement • April 1st, 2002 • Biotime Inc • Biological products, (no disgnostic substances) • California
LINEAGE CELL THERAPEUTICS, INC., Issuer AND [TRUSTEE], Trustee INDENTURE Dated as of [●], 20__ Debt SecuritiesIndenture • March 11th, 2021 • Lineage Cell Therapeutics, Inc. • Biological products, (no disgnostic substances) • New York
Indenture, dated as of [●], 20__, among Lineage Cell Therapeutics, Inc., a California corporation (the “Company”), and [Trustee], as trustee (the “Trustee”):
Lineage Cell Therapeutics, Inc. and ________, as Warrant Agent Form of Preferred Share Warrant Agreement Dated as of ___________Warrant Agreement • May 1st, 2020 • Lineage Cell Therapeutics, Inc. • Biological products, (no disgnostic substances) • New York
This Preferred Share Warrant Agreement (this “Agreement”), dated as of between Lineage Cell Therapeutics, Inc., a California corporation (the “Company”) and , a [corporation] [national banking association] organized and existing under the laws of and having a corporate trust office in , as warrant agent (the “Warrant Agent”).
Lineage Cell Therapeutics, Inc. Common Shares (no par value per share) Sales AgreementSales Agreement • March 22nd, 2024 • Lineage Cell Therapeutics, Inc. • Biological products, (no disgnostic substances) • New York
EXHIBIT 4.4 Warrant Agreement Dated as of ________ , 2003 WARRANT AGREEMENT, dated as of _________, 2003, between BioTime, Inc., a California corporation (the "Company"), and American Stock Transfer & Trust Company ("Warrant Agent") for the benefit of...Warrant Agreement • November 13th, 2003 • Biotime Inc • Biological products, (no disgnostic substances) • California
Exhibit 10.20 EXCLUSIVE LICENSE AGREEMENT Between BioTime, Inc. and CJ Corp. TABLE OF CONTENTSExclusive License Agreement • March 31st, 2003 • Biotime Inc • Biological products, (no disgnostic substances) • California
Exhibit (a) MONTGOMERY SECURITIES CUSTOMER AGREEMENT This agreement sets forth the terms and conditions pursuant to which we, Montgomery Securities, and our successors and assigns, will maintain your account for purchases and sales of "securities and...Customer Agreement • September 25th, 1997 • Biotime Inc • Biological products, (no disgnostic substances) • New York
W I T N E S S E T H:Employment Agreement • May 17th, 1999 • Biotime Inc • Biological products, (no disgnostic substances)
EXHIBIT 10.21 Warrant Agreement Dated as of April 9, 2003 WARRANT AGREEMENT, dated as of April 9, 2003, between BioTime, Inc., a California corporation (the "Company"), and the persons named on Exhibit A (the "Lenders"). The Lenders have granted the...Warrant Agreement • April 14th, 2003 • Biotime Inc • Biological products, (no disgnostic substances) • California
Lineage Cell Therapeutics, Inc. and ________, as Warrant Agent Form of Debt Securities Warrant Agreement Dated as of ______________Securities Warrant Agreement • May 1st, 2020 • Lineage Cell Therapeutics, Inc. • Biological products, (no disgnostic substances) • New York
This Debt Securities Warrant Agreement (this “Agreement”), dated as of ________ between Lineage Cell Therapeutics, Inc., a California corporation (the “Company”) and _________, a [corporation] [national banking association] organized and existing under the laws of _________ and having a corporate trust office in _______, as warrant agent (the “Warrant Agent”).
Certificate No. Warrant to Purchase ------ [Insert number of Shares]Biotime Inc • August 18th, 2000 • Biological products, (no disgnostic substances)
THIS WARRANT HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR UNDER APPLICABLE STATE SECURITIES LAWS. THIS WARRANT MAY NOT BE EXERCISED, SOLD, PLEDGED, HYPOTHECATED, TRANSFERRED OR ASSIGNED EXCEPT UNDER AN EFFECTIVE REGISTRATION STATEMENT UNDER SUCH ACT AND APPLICABLE STATE SECURITIES LAWS, UNLESS AN EXEMPTION FROM SUCH REGISTRATION IS AVAILABLE AND THE HOLDER SHALL HAVE DELIVERED AN OPINION OF COUNSEL ADDRESSED TO THE COMPANY TO SUCH EFFECT; PROVIDED, THAT SUCH OPINION SHALL BE IN FORM AND SUBSTANCE AND FROM COUNSEL REASONABLY SATISFACTORY TO THE COMPANY.
REVOLVING LINE OF CREDIT AGREEMENT by and between BIOTIME, INC. as "Borrower"Credit Agreement • April 1st, 2002 • Biotime Inc • Biological products, (no disgnostic substances) • California
9,615,385 Shares* BioTime, Inc. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • October 13th, 2017 • Biotime Inc • Biological products, (no disgnostic substances) • New York
BioTime, Inc., a California corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”), an aggregate of 9,615,385 shares of its Common Stock, no par value per share (the “Common Stock”). The aggregate of 9,615,385 shares to be purchased from the Company are called the “Firm Shares.” In addition, the Company has agreed to sell to the Underwriters, upon the terms and conditions stated herein, up to an additional 1,442,308 shares of Common Stock (the “Additional Shares”) to cover over-allotments by the Underwriters, if any. The Firm Shares and the Additional Shares are collectively referred to in this Agreement as the “Shares.” Raymond James & Associates, Inc. is acting as the representative of the several Underwriters and in such capacity is referred to in this Agreement as the “Representative.”
LEASE by and between BMR-6300 DUMBARTON CIRCLE LP, a Delaware limited partnership and ASTERIAS BIOTHERAPEUTICS, INC., a Delaware corporationLease • March 17th, 2014 • Biotime Inc • Biological products, (no disgnostic substances)
Notwithstanding anything to the contrary in the above chart, during the first fifteen (15) months of the Term (and provided that Tenant is not then in default (beyond any applicable notice and cure periods) of any of its obligations under this Lease), Tenant’s Base Rent shall be calculated based upon twenty-two thousand (22,000) square feet of Rentable Area; provided, however, that Tenant shall have access to and use of the entire Premises subject to and in accordance with the terms and provisions of the Lease.
7,322,176 Shares BIOTIME, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • June 17th, 2016 • Biotime Inc • Biological products, (no disgnostic substances) • New York
BioTime, Inc., a California corporation (the “Company”), proposes, subject to the terms and conditions contained herein, to sell to you and the other underwriters named on Schedule I to this Agreement (the “Underwriters”), for whom you are acting as representative (the “Representative”), an aggregate of 7,322,176 shares (the “Firm Shares”) of the Company’s common stock, no par value per share (the “Common Stock”). The respective amounts of the Firm Shares to be purchased by each of the several Underwriters are set forth opposite their names on Schedule I hereto. In addition, the Company proposes to grant to the Underwriters an option to purchase up to an additional 1,098,326 shares (the “Option Shares”) of Common Stock from the Company for the purpose of covering over‑allotments in connection with the sale of the Firm Shares. The Firm Shares and the Option Shares are collectively called the “Shares.”
Exhibit (b) Representation letter FOR AFFILIATES of a Company whose Stock is used as collateral for Margin Montgomery Securities 600 Montgomery Street San Francisco, CA 94111. Attn: Margin Department Gentlemen: Reference is made to the Customer...Biotime Inc • September 25th, 1997 • Biological products, (no disgnostic substances)
ADDENDUM NO. 3 TO LEASE This is an Addendum to the Lease dated June 1, 1993 in which BioTime, Inc., a California corporation, is referred to as "Lessee." The following changes are hereby incorporated. In the event of a conflict of terms, those of this...Lease • March 31st, 1999 • Biotime Inc • Biological products, (no disgnostic substances)
LEASE AGREEMENT By and Between SKS HARBOR BAY ASSOCIATES, LLC, a Delaware limited liability company (“Landlord”) and BIOTIME, INC., a California corporation (“Tenant”) October 28, 2010Lease Agreement • March 15th, 2011 • Biotime Inc • Biological products, (no disgnostic substances) • California
EMPLOYMENT AGREEMENT THIS AGREEMENT is made April 1, 1997 by and between BioTime, Inc. (the "Company"), and Ronald S. Barkin, Esq. (the "Employee"). W I T N E S S E T H: WHEREAS, the Company desires to employ Employee, and Employee is willing to...Employment Agreement • May 15th, 1997 • Biotime Inc • Biological products, (no disgnostic substances) • California
Warrant Agreement Dated as of January 14, 2013Warrant Agreement • March 18th, 2013 • Biotime Inc • Biological products, (no disgnostic substances) • California
WARRANT AGREEMENT, (this “Agreement”) dated as of January 14, 2013, by BioTime, Inc., a California corporation (the “Company”), for the benefit of each registered holder of a Warrant described herein (a “Holder”).
LEASE BETWEENBiotime Inc • May 24th, 2005 • Biological products, (no disgnostic substances) • California
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • August 29th, 2016 • Biotime Inc • Biological products, (no disgnostic substances) • California
This Securities Purchase Agreement (this “Agreement”) is dated as of August 29, 2016, between OncoCyte Corporation, a California corporation (the “Company”), and each purchaser identified on Exhibit A hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
WARRANTBiotime Inc • August 29th, 2016 • Biological products, (no disgnostic substances) • Delaware
NEITHER THIS WARRANT, NOR THE SECURITIES ISSUABLE UPON EXERCISE OF THIS WARRANT (COLLECTIVELY, THE “SECURITIES”), HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR UNDER ANY STATE SECURITIES OR BLUE SKY LAWS. THE SECURITIES ARE SUBJECT TO RESTRICTIONS ON TRANSFERABILITY AND RESALE AND MAY NOT BE OFFERED, SOLD, PLEDGED, HYPOTHECATED OR OTHERWISE TRANSFERRED EXCEPT AS PERMITTED UNDER THE SECURITIES ACT AND APPLICABLE STATE SECURITIES OR BLUE SKY LAWS, PURSUANT TO REGISTRATION OR QUALIFICATION OR EXEMPTION THEREFROM. INVESTORS SHOULD BE AWARE THAT THEY MAY BE REQUIRED TO BEAR THE FINANCIAL RISKS OF THIS INVESTMENT FOR AN INDEFINITE PERIOD OF TIME. THE COMPANY MAY REQUIRE AN OPINION OF COUNSEL IN FORM AND SUBSTANCE REASONABLY SATISFACTORY TO THE COMPANY TO THE EFFECT THAT ANY PROPOSED TRANSFER IS IN COMPLIANCE WITH THE SECURITIES ACT AND ANY APPLICABLE STATE SECURITIES OR BLUE SKY LAWS. THIS WARRANT IS SUBJECT TO THE TRANSFER RESTRICTIONS SET FORT
Lineage Cell Therapeutics, Inc. and ________, As Warrant Agent Form of Common Share Warrant Agreement Dated as of _____________Common Share Warrant Agreement • March 11th, 2021 • Lineage Cell Therapeutics, Inc. • Biological products, (no disgnostic substances) • New York
This Common Share Warrant Agreement (this “Agreement”), dated as of __________between Lineage Cell Therapeutics, Inc., a California corporation (the “Company”) and _________, a [corporation] [national banking association] organized and existing under the laws of __________ and having a corporate trust office in ________ , as warrant agent (the “Warrant Agent”).
ASTERIAS BIOTHERAPEUTICS, INC. 384,615 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • February 6th, 2015 • Biotime Inc • Biological products, (no disgnostic substances) • New York
Asterias Biotherapeutics, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions of this Underwriting Agreement (this “Agreement”), to issue and sell to MLV & Co. LLC (the “Underwriter”), an aggregate of 384,615 shares (the “Shares”) of the Company’s Series A common stock, par value $0.0001 per share (the “Common Stock”).
EMPLOYMENT AGREEMENTEmployment Agreement • March 12th, 2020 • Lineage Cell Therapeutics, Inc. • Biological products, (no disgnostic substances) • California
EMPLOYMENT AGREEMENT (“Agreement”) is made May 20, 2019 (“Effective Date”), by and between BioTime, Inc. (“Company”), a California corporation, and Chase C. Leavitt (“Executive”).
Exhibit (d) Representation letter FOR AFFILIATES of a Company whose Stock is used as collateral for Margin Montgomery Securities 600 Montgomery Street San Francisco, CA 94111. Attn: Margin Department Gentlemen: Reference is made to the Customer...Biotime Inc • September 25th, 1997 • Biological products, (no disgnostic substances)
LICENSE AGREEMENTLicense Agreement • May 24th, 2016 • Biotime Inc • Biological products, (no disgnostic substances) • Pennsylvania
This LICENSE AGREEMENT (the “Agreement”) is made as of the 22nd day of January, 2016 (the “Effective Date”), by and between THE WISTAR INSTITUTE OF ANATOMY AND BIOLOGY, a nonprofit corporation organized and existing under the laws of the Commonwealth of Pennsylvania located at 3601 Spruce Street, Philadelphia, PA 19104 (“Wistar”), and ONCOCYTE CORPORATION, a corporation organized and existing under the laws of the State of California, with a principal place of business located at 1301 Harbor Bay Parkway, Alameda, CA 94502 (“Company”).
PURCHASE AGREEMENT ASTERIAS BIOTHERAPEUTICS, INC. 1,000,000 BioTime Inc. Common Shares with 1,000,000 Asterias Series B Common Stock Purchase Warrants Total Purchase Price $2,500,000 READ THIS AGREEMENT CAREFULLY BEFORE YOU INVESTPurchase Agreement • August 11th, 2014 • Biotime Inc • Biological products, (no disgnostic substances) • Delaware
This Agreement is entered into by Broadwood Partners, L.P. (“Purchaser”) and Asterias Biotherapeutics, Inc., a Delaware corporation (the “Company).
STOCK OPTION AGREEMENT (Director)Stock Option Agreement • November 12th, 2013 • Biotime Inc • Biological products, (no disgnostic substances) • California
THIS AGREEMENT made and entered into as of ______, 20___, by and between BioTime, Inc., a California corporation (the "Company"), and _________, a director (the "Optionee") of the Company or of a subsidiary of the Company (hereinafter included within the term "Company") within the meaning of Section 425(f) of the Internal Revenue Code of 1986, as amended (the "Code"),
EXHIBIT 10.19 STAND-BY PURCHASE AGREEMENTStand-by Purchase Agreement • October 3rd, 2003 • Biotime Inc • Biological products, (no disgnostic substances) • California
STOCK PURCHASE AGREEMENTStock Purchase Agreement • November 9th, 2015 • Biotime Inc • Biological products, (no disgnostic substances) • New York
THIS STOCK PURCHASE AGREEMENT (this “Agreement”) is entered into as of September 14, 2015 (the “Effective Date”) by and between BioTime, Inc., a California corporation (the “Company”) and the undersigned identified on the signature page attached hereto (“Purchaser”).
INCENTIVE*][NON-QUALIFIED**] STOCK OPTION AGREEMENTNon-Qualified • October 16th, 2017 • Biotime Inc • Biological products, (no disgnostic substances) • Delaware
THIS AGREEMENT made and entered into as of _______, 20XX, by and between AgeX Therapeutics, Inc., a Delaware corporation (the “Company”), and __________, an employee (the “Employee”) of the Company or of a subsidiary of the Company (hereinafter included within the term “Company”) within the meaning of Section 425(f) of the Internal Revenue Code of 1986, as amended (the “Code”),
CROSS LICENSE AGREEMENT between ASTERIAS and BIOTIME and ESICross-License Agreement • February 22nd, 2016 • Biotime Inc • Biological products, (no disgnostic substances) • Delaware
This CROSS-LICENSE AGREEMENT (the “Agreement”) is entered into on February 16, 2016 (the “Effective Date”) by and between Asterias Biotherapeutics, Inc., a Delaware corporation, having a place of business at 6300 Dumbarton Circle, Fremont, CA 94555 (“Asterias”), BioTime, Inc., a California corporation, having a place of business at 1301 Harbor Bay Parkway, Alameda, CA 94502 (“BioTime”), and ES Cell International Pte Ltd., a corporation wholly owned by BioTime organized under the laws of Singapore and having a place of business at 1301 Harbor Bay Parkway, Alameda, CA 94502 (“ESI”) (each individually referred to as “Party” and collectively as the “Parties”).
SHARE TRANSFER AGREEMENT BY AND AMONG ASTERIAS BIOTHERAPEUTICS, INC., BIOTIME, INC. AND ES CELL INTERNATIONAL PTE LTDShare Transfer Agreement • February 22nd, 2016 • Biotime Inc • Biological products, (no disgnostic substances) • Delaware
This SHARE TRANSFER AGREEMENT (the “Agreement”) is entered into on February 16, 2016 (the “Effective Date”) by and among Asterias Biotherapeutics, Inc., a Delaware corporation having a place of business at 6300 Dumbarton Circle, Fremont, CA 94555 (“Asterias”), BioTime, Corp., a Delaware corporation having a place of business at 1301 Harbor Bay Parkway, Alameda, California 94502 (“BioTime”), and ES Cell International Pte Ltd, a Singapore corporation having a place of business at 11 Biopolis Way, #05-06 Helios, Singapore 138667 (“ESI”). Each of Asterias, BioTime and ESI is individually referred to as “Party” and collectively as the “Parties.”
