FORM OF INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • November 13th, 1995 • Smith Barney Investment Trust
AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • January 29th, 2007 • Legg Mason Partners Investment Trust • Maryland
SUBADVISORY AGREEMENTSubadvisory Agreement • December 22nd, 2021 • Legg Mason Partners Investment Trust • New York
This SUBADVISORY AGREEMENT (“Agreement”) is made this 31st day of July, 2020, by and between Legg Mason Partners Fund Advisor, LLC (the “Manager”), and Western Asset Management Company, LLC, a California limited liability company (the “Subadviser”).
SMITH BARNEY INVESTMENT TRUST - SMITH BARNEY S&P 500 ADVANTAGE FUND ADMINISTRATION AGREEMENTAdministration Agreement • November 13th, 1995 • Smith Barney Investment Trust
MANAGEMENT AGREEMENT Legg Mason Partners Fund Advisor, LLCManagement Agreement • December 22nd, 2021 • Legg Mason Partners Investment Trust • New York
This MANAGEMENT AGREEMENT (“Agreement”) is made this 31st day of July, 2020, by and between Legg Mason Partners Equity Trust (the “Trust”) and Legg Mason Partners Fund Advisor, LLC, a Delaware limited liability company (the “Manager”).
AMENDED AND RESTATED BY-LAWS OF SMITH BARNEY INVESTMENT TRUST ARTICLE 1By-Laws • March 28th, 2003 • Smith Barney Investment Trust
MANAGEMENT AGREEMENT Legg Mason Partners Fund Advisor, LLC This MANAGEMENT AGREEMENT ("Agreement") is made this 1st day of August, 2006, by and between Legg Mason Partners Investment Trust (the "Trust") and Legg Mason Partners Fund Advisor, LLC, a...Management Agreement • January 29th, 2007 • Legg Mason Partners Investment Trust
CUSTODIAN SERVICES AGREEMENTCustodian Services Agreement • January 26th, 2018 • Legg Mason Partners Equity Trust
THIS AGREEMENT is made as of January 1, 2018 by and among each Fund (as defined below) on behalf of each of its Portfolios (as defined below) and The Bank of New York (the “Custodian”).
signature page to follow] IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be executed by their officers thereunto duly authorized. LEGG MASON PARTNERS FUND ADVISOR, LLCSubadvisory Agreement • February 28th, 2007 • Legg Mason Partners Investment Trust • New York
SUBADVISORY AGREEMENT This SUBADVISORY AGREEMENT ('Agreement') is made this 28th day of April, 2008, by and between Legg Mason Partners Fund Advisor, LLC, a Delaware limited liability company (the 'Manager'), and Batterymarch Financial Management,...Subadvisory Agreement • August 29th, 2008 • Legg Mason Partners Equity Trust • New York
DISTRIBUTION AGREEMENTDistribution Agreement • December 21st, 2020 • Legg Mason Partners Equity Trust • Maryland
This DISTRIBUTION AGREEMENT (this “Agreement”) is made this 31st day of July, 2020 by and between Legg Mason Partners Equity Trust (“Investment Company”), a Maryland statutory trust, and Legg Mason Investor Services, LLC (“Distributor”).
SUBADVISORY AGREEMENTSubadvisory Agreement • December 14th, 2007 • Legg Mason Partners Equity Trust • New York
This SUBADVISORY AGREEMENT (“Agreement”) is made this 13th day of April, 2007, by and between Western Asset Management Company, a corporation organized under the laws of California (the “Subadviser”) and Western Asset Management Company Limited, a corporation organized under the laws of England and Wales (“WAML”).
FORM OF SUB-TRANSFER AGENCY AGREEMENTSub-Transfer Agency Agreement • November 13th, 1995 • Smith Barney Investment Trust • New York
MANAGEMENT AGREEMENT Legg Mason Partners Fund Advisor, LLC This MANAGEMENT AGREEMENT ("Agreement") is made this 13th day of April, 2007, by and between Legg Mason Partners Equity Trust (the "Trust") and Legg Mason Partners Fund Advisor, LLC, a...Management Agreement • November 29th, 2007 • Legg Mason Partners Equity Trust
FORM OFFee Waiver and Expense Reimbursement Agreement • December 5th, 2006 • Legg Mason Partners Investment Trust
April 10, 2007 Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013 Re: Distribution Agreement Ladies and Gentlemen: Reference is made to the Distribution Agreements (each, as amended to date, an Agreement and, collectively, the...Distribution Agreement • September 27th, 2007 • Legg Mason Partners Equity Trust
Reference is made to the Distribution Agreements (each, as amended to date, an Agreement and, collectively, the Agreements), by and between each investment management company identified as an Old Fund on Exhibit A hereto (each, an Investment Company and, collectively, the Investment Companies), with respect to one or more of its series, if any, identified as an Old Portfolio on Exhibit A hereto (each, a Portfolio and, collectively, the Portfolios), and Citigroup Global Markets Inc. In connection with a restructuring of the complex of which the Investment Companies and Portfolios are a part, as of the close of business on April 13, 2007 or April 27, 2007, as indicated on Exhibit A hereto (each, a Closing Date), many of the Investment Companies and Portfolios will be reorganized as set forth on Exhibit A hereto. Additionally, as indicated on Exhibit A hereto, several the Investment Companies and Portfolios shall cease operations following fund combinations as of the close of business on
SMITH BARNEY INVESTMENT TRUST DISTRIBUTION AGREEMENT October 8, 1998 CFBDS, Inc. 21 Milk Street Boston, MA 02109 Dear Sirs: This is to confirm that, in consideration of the agreements hereinafter contained, the above-named investment company (the...Distribution Agreement • November 12th, 1998 • Smith Barney Investment Trust • New York
TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • January 27th, 2006 • Smith Barney Investment Trust • New York
AGREEMENT, dated as of January 1, 2006 by and between each of the investment companies listed on Schedule A hereto, as amended from time to time (each a “Fund” and collectively the “Funds”) and each having its principal place of business at 125 Broad Street, New York, New York 1004 and PFPC, Inc. (“Transfer Agent”), a Massachusetts corporation with principal offices at 301 Bellevue Parkway, Wilmington, Delaware 19809.
RULE 12d1-4 FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • April 25th, 2022 • Legg Mason Partners Investment Trust • Delaware
THIS AGREEMENT, dated as of [___________], is made among each entity listed on Schedule A (as amended from time to time), severally and not jointly (each, an “Acquiring Fund”), and each Acquired Fund listed on Schedule A (as amended from time to time), severally and not jointly (each, an “Acquired Fund” and together with the Acquiring Funds, the “Funds”).
DISTRIBUTION AGREEMENT This DISTRIBUTION AGREEMENT, made this 1st day of December, 2005 by and between Smith Barney Investment Trust ("Investment Company"), a Massachusetts business trust and Legg Mason Investor Services, LLC ("Distributor"). WHEREAS,...Distribution Agreement • August 29th, 2006 • Legg Mason Partners Investment Trust • Maryland
SUBADVISORY AGREEMENTSubadvisory Agreement • May 24th, 2016 • Legg Mason Partners Equity Trust • New York
This SUBADVISORY AGREEMENT (“Agreement”) is made this day of , 2016, by and between EnTrustPermal Management LLC (the “Manager”), the investment manager to Permal Alternative Select Fund (“Fund”), a series of the Legg Mason Partners Equity Trust (the “Trust”), a Maryland statutory trust registered as a management investment company under the Investment Company Act of 1940, as amended (the “1940 Act”), and First Quadrant, L. P., a Delaware limited partnership (the “Subadviser”).
Item #77E Legg Mason Partners Equity Trust Legg Mason Partners Target Retirement 2015 MANAGEMENT AGREEMENT Legg Mason Partners Fund Advisor, LLC This MANAGEMENT AGREEMENT (Agreement) is made this ____ day of August, 2008, by and between Legg Mason...Management Agreement • April 1st, 2009 • Legg Mason Partners Equity Trust
April 9, 2007 State Street Bank and Trust Company One Lincoln Street Boston, Massachusetts 02111 Re: Custodian Services Agreement Ladies and Gentlemen: Reference is made to the Custodian Services Agreement, dated as of January 1, 2007 (as amended to...Custodian Services Agreement • November 27th, 2007 • Legg Mason Partners Equity Trust
April 9, 2007 State Street Bank and Trust Company One Lincoln Street Boston, Massachusetts 02111 Re: Custodian Services Agreement Ladies and Gentlemen: Reference is made to the Custodian Services Agreement, dated as of January 1, 2007 (as amended to date, the Agreement), by and among State Street Bank and Trust Company, a Massachusetts trust company, and each management investment company identified as an Existing Fund on Schedule I hereto (each, a Fund and, collectively, the Funds) on behalf of each of its series, if any, identified as Existing Portfolio on Schedule I hereto (each, a Portfolio and, collectively, the Portfolios) and certain other affiliated management investment companies. In connection with a restructuring of the complex of which the Funds are a part, as of the close of business on April 13, 2007 or April 27, 2007, as indicated on Schedule I hereto (each, a Closing Date), many of the Funds and Portfolios will be reorganized as set forth on Schedule I hereto. Additiona
AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • January 27th, 2006 • Smith Barney Investment Trust
Reference is made to that certain distribution agreement (the “Agreement”), dated as of June 5, 2000, between Smith Barney Investment Trust (the “Investment Company”), with respect to one or more separate series listed on Exhibit A (each a “Fund”) and Citigroup Global Markets Inc. This letter agreement (the “Amendment”) amends or supplements certain terms of the Agreement as set forth below. Except as expressly amended hereby, the provisions of the Agreement are and shall remain in full force and effect. Capitalized terms not defined in this Amendment shall have the meanings given to them in the Agreement.
FUND ACCOUNTING SERVICES AGREEMENTFund Accounting Services Agreement • January 26th, 2018 • Legg Mason Partners Equity Trust
THIS AGREEMENT is made as of January 1, 2018 by and between The Bank of New York Mellon (the “Fund Accounting Agent”), and each Fund (as defined below) on behalf of each of its Portfolios (as defined below).
SUBADVISORY AGREEMENT This SUBADVISORY AGREEMENT ("Agreement") is made this 13th day of April, 2007, by and between Western Asset Management Company, a corporation organized under the laws of California (the "Subadviser") and Western Asset Management...Subadvisory Agreement • August 29th, 2007 • Legg Mason Partners Equity Trust • New York
LICENSE AGREEMENTLicense Agreement • January 27th, 2006 • Smith Barney Investment Trust
THIS LICENSE AGREEMENT (this “Agreement”), dated as of December 1, 2005 (the “Effective Date”), by and among Citigroup Inc., a corporation incorporated in the State of Delaware (“Citigroup”), and each investment company signing this Agreement (on behalf of itself and each series thereof, as applicable) (each investment company and series separately, a “Licensee”).
FUND ACCOUNTING SERVICES AGREEMENTFund Accounting Services Agreement • November 30th, 2012 • Legg Mason Partners Equity Trust
THIS AGREEMENT is made as of October 5, 2012 by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Fund Accounting Agent”), and each Fund (as defined below) on behalf of each of its Portfolios (as defined below).
AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • August 29th, 2006 • Legg Mason Partners Investment Trust
TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • December 15th, 2014 • Legg Mason Partners Equity Trust • New York
AGREEMENT, dated as of December 19, 2013 by and between each of the investment companies listed on Schedule A attached hereto, as amended from time to time (each a “Fund” and collectively the “Funds”) and each having its principal place of business as listed on Schedule A, as amended from time to time, and BNY Mellon Investment Servicing (US) Inc. (“Transfer Agent” or “BNYM”), a Massachusetts corporation with principal corporate offices at 301 Bellevue Parkway, Wilmington, Delaware 19809. Any references herein to “the Fund” are meant to encompass each applicable Fund or series thereof, as the context requires.
FRANKLIN TEMPLETON INVESTOR SERVICES, LLC TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENTTransfer Agent and Shareholder Services Agreement • December 22nd, 2022 • Legg Mason Partners Investment Trust
The parties to this Agreement are the Investment Company named above (“Investment Company”), an open-end investment company registered as such under the Investment Company Act of 1940 (“1940 Act”), on behalf of each class of shares of each series, if any, of the Investment Company which now exists or may hereafter be created (individually, a “Fund” and collectively, the “Funds”) and FRANKLIN TEMPLETON INVESTOR SERVICES, LLC (“FTIS”), a registered transfer agent.
SUBADVISORY AGREEMENT This SUBADVISORY AGREEMENT (Agreement) is made this 13th day of April, 2007, by and between Legg Mason Partners Fund Advisor, LLC, a Delaware limited liability company (the Manager), and Legg Mason Global Asset Allocation, LLC, a...Subadvisory Agreement • September 27th, 2007 • Legg Mason Partners Equity Trust • New York
FEE WAIVER AND EXPENSE REIMBURSEMENT AGREEMENTFee Waiver and Expense Reimbursement Agreement • August 28th, 2008 • Legg Mason Partners Equity Trust
April 9, 2007 PFPC, Inc. 301 Bellevue Parkway Wilmington, DE 19809 Re: Transfer Agency and Services Agreement Ladies and Gentlemen: Reference is made to the Transfer Agency and Services Agreement (as amended to date, the ?Agreement?), dated as of...Transfer Agency and Services Agreement • November 27th, 2007 • Legg Mason Partners Equity Trust
April 9, 2007 PFPC, Inc. 301 Bellevue Parkway Wilmington, DE 19809 Re: Transfer Agency and Services Agreement Ladies and Gentlemen: Reference is made to the Transfer Agency and Services Agreement (as amended to date, the ?Agreement?), dated as of January 1, 2006, by and among PFPC, Inc., a Massachusetts corporation, and each investment company identified as an ?Old Fund? on Exhibit A hereto (each, a ?Fund? and, collectively, the ?Funds?) on behalf of each of its series identified as ?Old Portfolios? on Exhibit A hereto (each, a ?Portfolio? and, collectively, the ?Portfolios?). In connection with a restructuring of the complex of which the Funds and Portfolios are a part, as of the close of business on April 13, 2007 or April 27, 2007, as indicated on Exhibit A hereto (each, a ?Closing Date?), many of the Funds and Portfolios will be reorganized as set forth on Exhibit A hereto. Additionally, as indicated on Exhibit A, several Funds and Portfolios have recently ceased or shall cease ope
FORM OF SUBADVISORY AGREEMENT This SUBADVISORY AGREEMENT ("Agreement") is made this ___ day of ____, 201_, by and between Legg Mason Partners Fund Advisor, LLC (the "Manager"), and Western Asset Management Company, a California corporation (the...Subadvisory Agreement • August 29th, 2011 • Legg Mason Partners Equity Trust
This SUBADVISORY AGREEMENT ("Agreement") is made this ___ day of ____, 201_, by and between Legg Mason Partners Fund Advisor, LLC (the "Manager"), and Western Asset Management Company, a California corporation (the "Subadviser"). WHEREAS, the Manager has been retained by Legg Mason Partners Equity Trust (the "Trust"), a Maryland statutory trust registered as a management investment company under the Investment Company Act of 1940, as amended (the "1940 Act") to provide investment advisory, management, and administrative services to the Trust with respect to certain series of the Trust; and WHEREAS, the Manager wishes to engage the Subadviser to provide certain investment advisory services to the Trust with respect to the series of the Trust designated in Schedule A annexed hereto (the "Fund") and Subadviser is willing to furnish such services on the terms and conditions hereinafter set forth; NOW THEREFORE, in consideration of the promises and mutual covenants herein contained, it is a
