Exhibit 99.h(2) FORM OF TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENT THIS AGREEMENT is made as of this ___ day of ________, 2012, by and between _______________ (the "Trust"), a ____________________________ having its principal place of business...Transfer Agent and Shareholder Services Agreement • December 13th, 2012 • Broadmark Funds • Ohio
FRANKLIN TEMPLETON INVESTOR SERVICES, LLC AMENDED AND RESTATED TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENTTransfer Agent and Shareholder Services Agreement • April 25th, 2024 • Templeton Developing Markets Trust
The parties to this Agreement are the Investment Company named above ("Investment Company"), an open-end investment company registered as such under the Investment Company Act of 1940 ("1940 Act"), on behalf of each class of shares of each series, if any, of the Investment Company which now exists or may hereafter be created (individually, a "Fund" and collectively, the "Funds") and FRANKLIN TEMPLETON INVESTOR SERVICES, LLC ("FTIS"), a registered transfer agent. This Agreement supersedes the Amended and Restated Transfer Agent and Shareholder Services Agreement between the parties.
FRANKLIN TEMPLETON INVESTOR SERVICES, LLC AMENDED AND RESTATEDTransfer Agent and Shareholder Services Agreement • June 28th, 2018 • Franklin Strategic Series • California
As the registered transfer agent and shareholder servicing agent for the Funds, FTIS is responsible for providing overall support for the customers of each Fund, including shareholders, financial advisors, distribution intermediaries, and other authorized representatives. FTIS controls the flow of the customer interactions, processes transactions, and handles inquiries while ensuring mitigation of operational, financial, regulatory, and reputational risk. FTIS is responsible for affecting activity in accordance with fund policies, (e.g. Rule 12b-1 payments, fund openings, reorganizations, closings), as well as required trade confirmations, statements, and tax reporting. FTIS maintains relationships with the back offices of intermediaries and ensures appropriate payments to intermediaries and other service vendors in accordance with this Agreement.
TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENTTransfer Agent and Shareholder Services Agreement • May 22nd, 2017 • Ultimus Managers Trust • Ohio
THIS AGREEMENT is made as of January 24, 2017, by and between ULTIMUS MANAGERS TRUST (the “Trust”), an Ohio business trust having its principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246, and ULTIMUS FUND SOLUTIONS, LLC (“Ultimus”), a limited liability company organized under the laws of the State of Ohio and having its principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246.
FRANKLIN TEMPLETON INVESTOR SERVICES, LLC TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENTTransfer Agent and Shareholder Services Agreement • August 26th, 2021 • Franklin ETF Trust • California
As the registered transfer agent and shareholder servicing agent for the Funds, FTIS is responsible for providing overall support for the customers of each Fund, including shareholders, financial advisors, distribution intermediaries, and other authorized representatives. FTIS controls the flow of the customer interactions, processes transactions, and handles inquiries while ensuring mitigation of operational, financial, regulatory, and reputational risk. FTIS is responsible for affecting activity in accordance with fund policies, (e.g. Rule 12b-1 payments, fund openings, reorganizations, closings), as well as required trade confirmations, statements, and tax reporting. FTIS maintains relationships with the back offices of intermediaries and ensures appropriate payments to intermediaries and other service vendors in accordance with this Agreement.
FORM OF FRANKLIN TEMPLETON INVESTOR SERVICES, LLC AMENDED AND RESTATED TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENTTransfer Agent and Shareholder Services Agreement • July 27th, 2017 • Franklin Federal Tax Free Income Fund • California
The parties to this Agreement are the Investment Company named above (“Investment Company”), an open-end investment company registered as such under the Investment Company Act of 1940 (“1940 Act”), on behalf of each class of shares of the Investment Company (the “Fund”) and FRANKLIN TEMPLETON INVESTOR SERVICES, LLC (“FTIS”), a registered transfer agent formerly known as Franklin Administrative Services, Inc. This Agreement supersedes prior Shareholder Services Agreements between the parties, as stated below in section 16(d).
FRANKLIN TEMPLETON INVESTOR SERVICES, LLC FORM OF TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENTTransfer Agent and Shareholder Services Agreement • April 17th, 2023 • Legg Mason Partners Variable Equity Trust
The parties to this Agreement are the Investment Company named above (“Investment Company”), an open-end investment company registered as such under the Investment Company Act of 1940 (“1940 Act”), on behalf of each class of shares of each series, if any, of the Investment Company which now exists or may hereafter be created (individually, a “Fund” and collectively, the “Funds”) and FRANKLIN TEMPLETON INVESTOR SERVICES, LLC (“FTIS”), a registered transfer agent.
FRANKLIN TEMPLETON INVESTOR SERVICES, LLC AMENDED AND RESTATED TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENTTransfer Agent and Shareholder Services Agreement • March 2nd, 2010 • Templeton Global Opportunities Trust • California
The parties to this Agreement are the Investment Company named above (“Investment Company”), an open-end investment company registered as such under the Investment Company Act of 1940 (“1940 Act”), on behalf of each class of shares of the Investment Company and FRANKLIN TEMPLETON INVESTOR SERVICES, LLC (“FTIS”), a registered transfer agent formerly known as Franklin Administrative Services, Inc. This Agreement supersedes prior Shareholder Services Agreements between the parties, as stated below in section 16(d).
FRANKLIN TEMPLETON INVESTOR SERVICES, LLC AMENDED AND RESTATED TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENTTransfer Agent and Shareholder Services Agreement • December 28th, 2011 • Templeton Income Trust • California
The parties to this Agreement are the Investment Company named above (“Investment Company”), an open-end investment company registered as such under the Investment Company Act of 1940 (“1940 Act”), on behalf of each class of shares of each series of the Investment Company which now exists or may hereafter be created (individually, a “Fund” and collectively, the “Funds”) and FRANKLIN TEMPLETON INVESTOR SERVICES, LLC (“FTIS”), a registered transfer agent formerly known as Franklin Administrative Services, Inc. This Agreement supersedes prior Shareholder Services Agreements between the parties, as stated below in section 16(d).
FRANKLIN TEMPLETON INVESTOR SERVICES, LLCTransfer Agent and Shareholder Services Agreement • October 8th, 2021 • Templeton Global Investment Trust • California
o Maintain records of (i) issued Shares and (ii) number of Shareholders and their aggregate Shareholdings classified according to their residence in each State of the United States or foreign country;
AMENDED AND RESTATED TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENTTransfer Agent and Shareholder Services Agreement • October 25th, 2024 • Hussman Investment Trust • Ohio
THIS AMENDED AND RESTATED TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENT (this “Agreement”), dated as of the 7th day of June, 2012, and amended and restated as of this 10th day of October, 2023, by and between Hussman Investment Trust (the “Trust”), an Ohio business trust having its principal place of business at 6021 University Boulevard, Suite 490, Ellicott City, Maryland 21043, and ULTIMUS FUND SOLUTIONS, LLC (“Ultimus”), a limited liability company organized under the laws of the State of Ohio and having its principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246. This Agreement replaces and supersedes all other prior understandings and agreements between the parties hereto for the services described below.
TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENTTransfer Agent and Shareholder Services Agreement • February 18th, 2011 • New Century Portfolios • Ohio
THIS AGREEMENT is made as of this 1st day of November, 2000, by and between NEW CENTURY PORTFOLIOS (the "Trust"), a Massachusetts business trust having its principal place of business at 40 William Street, Suite 100, Wellesley, Massachusetts 02481, and ULTIMUS FUND SOLUTIONS, LLC ("Ultimus"), a limited liability company organized under the laws of the State of Ohio and having its principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246.
FRANKLIN TEMPLETON INVESTOR SERVICES, LLC AMENDED AND RESTATEDTransfer Agent and Shareholder Services Agreement • October 24th, 2014 • Franklin Templeton Money Fund Trust • California
o Maintain records of (i) issued Shares and (ii) number of Shareholders and their aggregate Shareholdings classified according to their residence in each State of the United States or foreign country;
FRANKLIN TEMPLETON INVESTOR SERVICES, LLC SECOND AMENDED AND RESTATED TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENTTransfer Agent and Shareholder Services Agreement • April 27th, 2023 • Franklin Fund Allocator Series
The parties to this Agreement are the Investment Company named above ("Investment Company"), an open-end investment company registered as such under the Investment Company Act of 1940 ("1940 Act"), on behalf of each class of shares of each series, if any, of the Investment Company which now exists or may hereafter be created (individually, a "Fund" and collectively, the "Funds") and FRANKLIN TEMPLETON INVESTOR SERVICES, LLC ("FTIS"), a registered transfer agent. This Agreement supersedes the Amended and Restated Transfer Agent and Shareholder Services Agreement between the parties.
AMENDMENT NO. 2 to TRANSFER AGENT AND SHAREHOLER SERVICES Agreement Between THE FIRST WESTERN FUNDS Trust and Ultimus Fund Solutions, LLCTransfer Agent and Shareholder Services Agreement • June 15th, 2021 • F/M Funds Trust
This Amendment No. 2 amends and revises the Transfer Agent and Shareholder Services Agreement, dated August 16, 2012, as amended July 1, 2018 (collectively, the “Agreement”), between The First Western Funds Trust (the “Trust”), an Ohio business trust and Ultimus Fund Solutions, LLC (“Ultimus”), an Ohio limited liability company (collectively the “Parties”). Except as set forth in this Amendment, the Agreement is unaffected and shall continue in full force and effect in accordance with its terms. If there is a conflict between this Amendment and the Agreement, the terms of this Amendment will prevail.
h)(1) TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENT THIS AGREEMENT is made as of this 17 th day of Feb, 2005, by and between WM Trust I, WM Trust II and WM Variable Trust, each a Massachusetts business trust, and WM Strategic Asset Management...Transfer Agent and Shareholder Services Agreement • December 30th, 2005 • Wm Strategic Asset Management Portfolios • Massachusetts
SECOND AMENDMENT TO TFS CAPITAL INVESTMENT TRUST TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENTTransfer Agent and Shareholder Services Agreement • December 30th, 2009 • TFS Capital Investment Trust
WHEREAS, TFS Capital Investment Trust, an Ohio business trust (the “Trust”) and Ultimus Fund Solutions, LLC (the “Transfer Agent”), an Ohio limited liability company, have entered into a Transfer Agent and Shareholder Services Agreement as of June 23, 2004 (the “Agreement”);
TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENTTransfer Agent and Shareholder Services Agreement • November 28th, 2022 • Investment House Funds • Ohio
THE GKM FUNDS (the "Trust"), an Ohio business trust having its principal place of business at 11150 Santa Monica Boulevard, Suite 850, Los Angeles, California 90025, and ULTIMUS FUND SOLUTIONS, LLC ("Ultimus"), a limited liability company organized under the laws of the State of Ohio and having its principal place of business at 135 Merchant Street, Suite 230, Cincinnati, Ohio 45246.
THIRD AMENDMENT TO TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENTTransfer Agent and Shareholder Services Agreement • November 25th, 2020 • Investment House Funds
WHEREAS, The Investment House Funds, an Ohio business trust (the "Trust"), and Ultimus Fund Solutions, LLC ("Ultimus"), an Ohio limited liability company, have entered into a Transfer Agent and Shareholder Services Agreement as of December 17, 2001 and any amendments thereto (the "Agreement");
AMENDMENT TO FRANKLIN TEMPLETON INVESTOR SERVICES, LLC TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENTTransfer Agent and Shareholder Services Agreement • July 29th, 2008 • Templeton Global Investment Trust
Effective as of May 22, 2007, the undersigned parties hereby amend Schedule C, attached hereto and incorporated herein by reference, of the Transfer Agent and Shareholder Services Agreement between Templeton Global Investment Trust and Franklin Templeton Investor Services, LLC (“FTIS”).
FRANKLIN TEMPLETON INVESTOR SERVICES, LLC AMENDED AND RESTATED TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENTTransfer Agent and Shareholder Services Agreement • November 24th, 2009 • Franklin Resources Inc • Investment advice • California
The parties to this Agreement are the Investment Company named above (“Investment Company”), an open-end investment company registered as such under the Investment Company Act of 1940 (“1940 Act”), on behalf of each class of shares of each series of the Investment Company which now exists or may hereafter be created (individually, a “Fund” and collectively, the “Funds”) and FRANKLIN TEMPLETON INVESTOR SERVICES, LLC (“FTIS”), a registered transfer agent formerly known as Franklin Administrative Services, Inc. This Agreement supersedes prior Shareholder Services Agreements between the parties, as stated below in section 16(d).
AMENDMENT NO. 4 to TRANSFER AGENT AND SHAREHOLER SERVICES Agreement Between THE FIRST WESTERN FUNDS Trust and Ultimus Fund Solutions, LLCTransfer Agent and Shareholder Services Agreement • January 21st, 2022 • F/M Funds Trust
This Amendment No. 4 amends and revises the Transfer Agent and Shareholder Services Agreement, dated August 16, 2012, as last amended August 2, 2021 (collectively, the “Agreement”), between The First Western Funds Trust (the “Trust”), an Ohio business trust and Ultimus Fund Solutions, LLC (“Ultimus”), an Ohio limited liability company (collectively the “Parties”). Except as set forth in this Amendment, the Agreement is unaffected and shall continue in full force and effect in accordance with its terms. If there is a conflict between this Amendment and the Agreement, the terms of this Amendment will prevail.
TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENTTransfer Agent and Shareholder Services Agreement • May 2nd, 2013 • Broadmark Funds • Ohio
THIS AGREEMENT is made as of this 3rd day of December, 2012, by and between BROADMARK FUNDS (the "Trust"), a Delaware statutory trust having its principal place of business at 300 Drake's Landing Road, Suite 150, Greenbrae, California 94904, and ULTIMUS FUND SOLUTIONS, LLC ("Ultimus"), a limited liability company organized under the laws of the State of Ohio and having its principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246.
FIRST AMENDMENT TO TFS CAPITAL INVESTMENT TRUST TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENT WHEREAS, TFS Capital Investment Trust, an Ohio business trust (the "Trust") and Ultimus Fund Solutions, LLC (the "Transfer Agent"), an Ohio limited...Transfer Agent and Shareholder Services Agreement • October 27th, 2006 • TFS Capital Investment Trust
AMENDMENT NO. 5Transfer Agent and Shareholder Services Agreement • October 28th, 2022 • F/M Funds Trust
This Amendment No. 5 (this “Amendment”) amends and revises the Transfer Agent and Shareholder Services Agreement, dated August 16, 2012, as last amended January 18, 2022 (collectively, the “Agreement”), between F/m FUNDS TRUST (f/k/a THE FIRST WESTERN FUNDS TRUST) (the “Trust”), an Ohio business trust and ULTIMUS FUND SOLUTIONS, LLC (“Ultimus”), an Ohio limited liability company (collectively the “Parties”). Except as set forth in this Amendment, the Agreement is unaffected and shall continue in full force and effect in accordance with its terms. If there is a conflict between this Amendment and the Agreement, the terms of this Amendment will prevail.
AMENDMENT to TRANSFER AGENT AND SHAREHOLDER SERVICES Agreement Between THE FIRST WESTERN FUNDS Trust and Ultimus Fund Solutions, LLCTransfer Agent and Shareholder Services Agreement • December 20th, 2018 • First Western Funds Trust
This Amendment revises the Transfer Agent and Shareholder Services Agreement, dated August 16, 2012, (the “Agreement”) by and between The First Western Funds Trust (the “Trust”), an Ohio business trust, and Ultimus Fund Solutions, LLC (“Ultimus”), an Ohio limited liability company (collectively the “Parties”).
BROADMARK FUNDS FIRST AMENDMENT TO THE TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENTTransfer Agent and Shareholder Services Agreement • May 2nd, 2013 • Broadmark Funds
THIS FIRST AMENDMENT, dated as of the 18th day of April, 2013, to the Transfer Agent and Shareholder Services Agreement dated as of December 3, 2012, the ("Transfer Agent and Shareholder Services Agreement"), is entered into by and between BROADMARK FUNDS, a Delaware statutory trust (the "Trust"), and ULTIMUS FUND SOLUTIONS, LLC, a limited liability company organized and existing under the laws of the State of Ohio (the "Transfer Agent").
TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENTTransfer Agent and Shareholder Services Agreement • October 26th, 2012 • Hussman Investment Trust • Ohio
THIS AGREEMENT is made as of this 7th day of June, 2012, by and between Hussman Investment Trust (the “Trust”), an Ohio business trust having its principal place of business at 5136 Dorsey Hall Drive, Ellicott City, Maryland 21042, and ULTIMUS FUND SOLUTIONS, LLC (“Ultimus”), a limited liability company organized under the laws of the State of Ohio and having its principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246.
THIRD AMENDMENT to TRANSFER AGENT AND SHAREHOLDER SERVICES Agreement Between THE F/M FUNDS Trust (Formerly, THE FIRST WESTERN FUNDS TRUST) and Ultimus Fund Solutions, LLCTransfer Agent and Shareholder Services Agreement • January 21st, 2022 • F/M Funds Trust
This Third Amendment (the “Amendment”) amends and revises the Transfer Agent and Shareholder Services Agreement, dated August 16, 2012, as amended July 1, 2018 and December 29, 2020 (collectively, the “Agreement”), between The F/M FUNDS TRUST (the “Trust”), an Ohio business trust (formerly known as The First Western Funds Trust) and Ultimus Fund Solutions, LLC (“Ultimus”), an Ohio limited liability company (collectively, the “Parties”). Except as set forth in this Amendment, the Agreement is unaffected and shall continue in full force and effect in accordance with its terms. If there is a conflict between this Amendment and the Agreement, the terms of this Amendment will prevail.
TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENTTransfer Agent and Shareholder Services Agreement • February 28th, 2017 • Meehan Mutual Funds, Inc. • Ohio
THIS AGREEMENT is made as of November 1, 2016, by and between Meehan Mutual Funds, Inc. (the “Company”), an Maryland corporation, and Ultimus Fund Solutions, LLC (“Ultimus”), an Ohio limited liability company.
TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENTTransfer Agent and Shareholder Services Agreement • December 24th, 2015 • Ultimus Managers Trust • Ohio
THIS AGREEMENT is made as of December 27, 2015, by and between ULTIMUS MANAGERS TRUST (the “Trust”), an Ohio business trust having its principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246, and ULTIMUS FUND SOLUTIONS, LLC (“Ultimus”), a limited liability company organized under the laws of the State of Ohio and having its principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246.
TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENTTransfer Agent and Shareholder Services Agreement • May 28th, 2015 • Walthausen Funds • Ohio
THIS AGREEMENT is made as of April 10, 2015, between Walthausen Funds (the “Trust”), an Ohio business trust having its principal place of business at 9 Executive Park Drive, Suite B, Clifton Park, NY 12065, and Ultimus Fund Solutions, LLC (“Ultimus”), a limited liability company organized under the laws of the State of Ohio and having its principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246.
AMENDMENT TO TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENTTransfer Agent and Shareholder Services Agreement • June 28th, 2018 • Cm Advisors Family of Funds
THIS AMENDMENT, made and entered into effective as of the close of business on February 23, 2018, by and between CM Advisors Family of Funds, a Delaware statutory trust (the “Trust”) and Ultimus Fund Solutions, LLC, an Ohio limited liability company (“Ultimus”).
SECOND AMENDMENT TO TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENTTransfer Agent and Shareholder Services Agreement • November 28th, 2018 • Investment House Funds
WHEREAS, The Investment House Funds, an Ohio business trust (the "Trust"), and Ultimus Fund Solutions, LLC ("Ultimus"), an Ohio limited liability company, have entered into a Transfer Agent and Shareholder Services Agreement as of December 17, 2001 and any amendments thereto (the "Agreement");
AMENDMENT TO TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENTTransfer Agent and Shareholder Services Agreement • June 28th, 2024 • Cm Advisors Family of Funds
THIS Amendment TO TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENT (this “Amendment”) effective as of February 5, 2024, by and among CM Advisors Family of Funds, a limited liability company organized under the laws of the state of Delaware (the “Trust”), and Ultimus Fund Solutions, LLC, an Ohio limited liability company (“Ultimus”).
