ARTICLE I DEFINITIONSAsset Purchase Agreement • March 5th, 2004 • Greg Manning Auctions Inc • Services-business services, nec • California
Contract Type FiledMarch 5th, 2004 Company Industry Jurisdiction
Exhibit 10.1 STOCK PURCHASE AGREEMENT This STOCK PURCHASE AGREEMENT, is made and entered into as of this 15th day of July, 2005 by and between Spectrum PMI, Inc., a Delaware corporation (the "Buyer"), on the one hand, and A-Mark Holding, Inc. ("A-Mark...Stock Purchase Agreement • July 21st, 2005 • Greg Manning Auctions Inc • Services-business services, nec • California
Contract Type FiledJuly 21st, 2005 Company Industry Jurisdiction
Exhibit 10.1 LOAN AGREEMENT Dated as of May 28, 2004Loan Agreement • June 3rd, 2004 • Greg Manning Auctions Inc • Services-business services, nec • New Jersey
Contract Type FiledJune 3rd, 2004 Company Industry Jurisdiction
CONSULTING AGREEMENT This Consulting Agreement ("Agreement"), effective as of October 29, 1998 (the "Effective Date"), by and between Greg Manning Auctions, Inc. (the "Company"), a New York corporation, and Leon Liebman, a United States citizen...Consulting Agreement • November 13th, 1998 • Greg Manning Auctions Inc • Services-business services, nec • New York
Contract Type FiledNovember 13th, 1998 Company Industry Jurisdiction
Exhibit 10.1 EMPLOYMENT AGREEMENT THIS AGREEMENT (the "Agreement"), made in New York, New York as of September 27, 2005, between Greg Manning Auctions, Inc., a Delaware corporation (the "Company"), and Jose Miguel Herrero ("Executive"). WHEREAS, the...Employment Agreement • October 3rd, 2005 • Escala Group Inc • Services-business services, nec • New York
Contract Type FiledOctober 3rd, 2005 Company Industry Jurisdiction
Exhibit 10.1 RESTATED SECOND AMENDMENT TO LOAN AGREEMENT RESTATED SECOND AMENDMENT TO LOAN AGREEMENT ("Second Amendment") made as of August 10, 2005 by and among GREG MANNING AUCTIONS, INC., a Delaware corporation (the "Borrower"), GREG MANNING...Loan Agreement • August 17th, 2005 • Greg Manning Auctions Inc • Services-business services, nec
Contract Type FiledAugust 17th, 2005 Company Industry
Exhibit 2.1 MERGER AGREEMENT This merger agreement is dated January 25th , 2001, and is between GREG MANNING AUCTIONS, INC., a New York corporation ("GM New York"), and GREG MANNING DELAWARE, INC., a Delaware corporation ("GM Delaware"). GM New York...Merger Agreement • February 27th, 2001 • Greg Manning Auctions Inc • Services-business services, nec • Delaware
Contract Type FiledFebruary 27th, 2001 Company Industry Jurisdiction
Exhibit 10.1 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AGREEMENT (the "Agreement"), made in New York, New York as of December 5, 2006, between Escala Group, Inc., a Delaware corporation (the "Company"), and Matthew Walsh ("Executive"). WHEREAS,...Agreement • February 7th, 2007 • Escala Group Inc • Services-business services, nec • New York
Contract Type FiledFebruary 7th, 2007 Company Industry Jurisdiction
FIFTH AMENDMENT TO EMPLOYMENT AGREEMENTEmployment Agreement • September 12th, 2003 • Greg Manning Auctions Inc • Services-business services, nec
Contract Type FiledSeptember 12th, 2003 Company Industry
Exhibit 10.1 EMPLOYMENT AGREEMENT THIS AGREEMENT (the "Agreement"), made in New York, New York as of May 11, 2006, between Escala Group, Inc., a Delaware corporation (the "Company"), and Matthew Walsh ("Executive"). WHEREAS, the Company desires to...Employment Agreement • July 28th, 2006 • Escala Group Inc • Services-business services, nec • New York
Contract Type FiledJuly 28th, 2006 Company Industry Jurisdiction
Tenant. LEASE __________Escala Group Inc • October 3rd, 2005 • Services-business services, nec
Company FiledOctober 3rd, 2005 Industry
Exhibit 99.1 NONCOMPETITION AGREEMENT THIS NONCOMPETITION AGREEMENT (this "Agreement") is dated July 15, 2005, and is between SPECTRUM PMI, INC. (the "Buyer"), A-MARK PRECIOUS METALS, INC., a New York corporation ("PMI") and STEVEN C. MARKOFF, an...Noncompetition Agreement • July 21st, 2005 • Greg Manning Auctions Inc • Services-business services, nec
Contract Type FiledJuly 21st, 2005 Company Industry
EXHIBIT 10.10 AMENDMENT TO EMPLOYMENT AGREEMENT This Amendment to Employment Agreement (this "Agreement"), dated as of November 7, 2002 and effective as of October 23, 2002 (the "Effective Date"), is between GREG MANNING AUCTIONS, INC, a Delaware...Employment Agreement • September 12th, 2003 • Greg Manning Auctions Inc • Services-business services, nec • New York
Contract Type FiledSeptember 12th, 2003 Company Industry Jurisdiction
Exhibit 10.1Employment Agreement • January 15th, 2008 • Escala Group Inc • Services-business services, nec • California
Contract Type FiledJanuary 15th, 2008 Company Industry Jurisdiction
STOCK PURCHASE AGREEMENTStock Purchase Agreement • November 13th, 1998 • Greg Manning Auctions Inc • Services-business services, nec • New York
Contract Type FiledNovember 13th, 1998 Company Industry Jurisdiction
Exhibit 10.1 FIRST AMENDMENT TO LOAN AGREEMENT FIRST AMENDMENT TO LOAN AGREEMENT ("First Amendment") made as of December 22, 2004 by and among GREG MANNING AUCTIONS, INC., a Delaware corporation (the "Borrower"), GREG MANNING AUCTIONS REAL ESTATE,...Loan Agreement • December 29th, 2004 • Greg Manning Auctions Inc • Services-business services, nec
Contract Type FiledDecember 29th, 2004 Company Industry
Exhibit 10.1 LOAN AGREEMENT Dated as of May 28, 2004Loan Agreement • June 4th, 2004 • Greg Manning Auctions Inc • Services-business services, nec • New Jersey
Contract Type FiledJune 4th, 2004 Company Industry Jurisdiction
SECOND AMENDMENT TO EMPLOYMENT AGREEMENTEmployment Agreement • October 14th, 1997 • Greg Manning Auctions Inc • Services-business services, nec
Contract Type FiledOctober 14th, 1997 Company Industry
EXHIBIT 10.1Employment Agreement • August 27th, 2008 • Escala Group Inc • Services-business services, nec • California
Contract Type FiledAugust 27th, 2008 Company Industry Jurisdiction
Exhibit 10.7 AMENDMENT TO EMPLOYMENT AGREEMENT This Amendment to Employment Agreement (this "Agreement") is dated June 17, 2002, and is between SPECTRUM NUMISMATICS INTERNATIONAL, INC., a California corporation ("Spectrum"), GREG MANNING AUCTIONS,...Employment Agreement • September 26th, 2002 • Greg Manning Auctions Inc • Services-business services, nec • California
Contract Type FiledSeptember 26th, 2002 Company Industry Jurisdiction
Exhibit 10.2 THIS MORTGAGE AND SECURITY AGREEMENT (this "Mortgage") is made as of the 22nd day of December, 2004, by GREG MANNING AUCTIONS REAL ESTATE, LLC, a Delaware limited liability company (the "Mortgagor"), with an address at 775 Passaic Avenue,...Mortgage and Security Agreement • December 29th, 2004 • Greg Manning Auctions Inc • Services-business services, nec
Contract Type FiledDecember 29th, 2004 Company Industry
Exhibit 10.9 EMPLOYMENT AGREEMENT This Employment Agreement (this "Agreement") is effective as of April 23, 2001, and is between GREG MANNING AUCTIONS, INC, a Delaware corporation ("GMAI"), and LARRY CRAWFORD, an individual ("Mr. Crawford"). GMAI...Employment Agreement • September 12th, 2003 • Greg Manning Auctions Inc • Services-business services, nec • New York
Contract Type FiledSeptember 12th, 2003 Company Industry Jurisdiction
EXHIBIT 10.2 AMENDMENT TO EMPLOYMENT AGREEMENT This Amendment to Employment Agreement (this "Agreement"), dated as of August 12, 2008 and effective as of March 5, 2008 (the "Amendment Date"), is between ESCALA GROUP, INC., a Delaware corporation (the...Employment Agreement • August 27th, 2008 • Escala Group Inc • Services-business services, nec • New York
Contract Type FiledAugust 27th, 2008 Company Industry Jurisdiction
EMPLOYMENT AGREEMENTEmployment Agreement • February 19th, 2013 • Spectrum Group International, Inc. • Wholesale-jewelry, watches, precious stones & metals • California
Contract Type FiledFebruary 19th, 2013 Company Industry JurisdictionThis Employment Agreement (this "Agreement") is an amendment and restatement as of February 14, 2013 of that Employment Agreement originally dated December 28, 2007 and most recently amended and restated as of May 13, 2010, and is between SPECTRUM GROUP INTERNATIONAL, INC., a Delaware corporation (the "Company"), and GREGORY N. ROBERTS, an individual ("Mr. Roberts").
SEPARATION AND DISTRIBUTION AGREEMENTSeparation and Distribution Agreement • February 14th, 2014 • Spectrum Group International, Inc. • Wholesale-jewelry, watches, precious stones & metals
Contract Type FiledFebruary 14th, 2014 Company IndustryTHIS SEPARATION AND DISTRIBUTION AGREEMENT (the “Agreement”) is made and entered into as of February 12, 2014, by and between SPECTRUM GROUP INTERNATIONAL, INC., a Delaware corporation (“SGI”) and A-MARK PRECIOUS METALS, INC., a Delaware corporation and a wholly-owned subsidiary of SGI (“A-Mark”). Capitalized terms used and not otherwise defined in this Agreement shall have the meaning set forth in Article 1 of this Agreement.
SECONDMENT AGREEMENTSecondment Agreement • February 14th, 2014 • Spectrum Group International, Inc. • Wholesale-jewelry, watches, precious stones & metals • California
Contract Type FiledFebruary 14th, 2014 Company Industry JurisdictionTHIS SECONDMENT AGREEMENT (the “Agreement”) is made on February 12, 2014, by and between A-MARK PRECIOUS METALS, INC., a Delaware corporation (“A-Mark”), and SPECTRUM GROUP INTERNATIONAL, INC., a Delaware corporation (“SGI”).
TAX SEPARATION AGREEMENTTax Separation Agreement • February 14th, 2014 • Spectrum Group International, Inc. • Wholesale-jewelry, watches, precious stones & metals • Delaware
Contract Type FiledFebruary 14th, 2014 Company Industry JurisdictionTHIS TAX SEPARATION AGREEMENT (this “Agreement”) is entered into as of February 12, 2014 between SPECTRUM GROUP INTERNATIONAL, INC., a Delaware corporation (“SGI”), and A-MARK PRECIOUS METALS, INC., a New York corporation and wholly owned subsidiary of SGI (“AMPMI,” and together with SGI, the “Parties”). Capitalized terms used in this Agreement and not otherwise defined herein shall have the meanings ascribed to such terms in the Separation and Distribution Agreement, dated as of the date hereof, by and between SGI and AMPMI (the “Separation Agreement”).
EXHIBIT 10.1 Spectrum Group International, Inc. Amendment to Employment Agreement This Amendment to Employment Agreement (the "Agreement"), entered into on December 22, 2009 and effective as of July 1, 2009 (or as otherwise indicated) (the "Amendment...Employment Agreement • December 23rd, 2009 • Spectrum Group International, Inc. • Services-business services, nec • California
Contract Type FiledDecember 23rd, 2009 Company Industry Jurisdiction
EXHIBIT 10.15 Continuing Guaranty dated February 18, 2000 between Bank of America, NA and Greg Manning Bank of America, National Association Continuing Guaranty BORROWER: SPECTRUM NUMISMATICS INTERNATIONAL, INC. GUARANTOR: GREG MANNING To: BANK OF...Greg Manning Auctions Inc • October 5th, 2000 • Services-business services, nec
Company FiledOctober 5th, 2000 Industry
Spectrum Group International, Inc. Employee Restricted Stock Grant AgreementRestricted Stock Grant Agreement • October 8th, 2009 • Spectrum Group International, Inc. • Services-business services, nec • New York
Contract Type FiledOctober 8th, 2009 Company Industry JurisdictionWHEREAS, the Company has adopted and maintains its 1997 Stock Incentive Plan (the “Plan”) to provide for officers, other employees and directors of, and consultants to, the Company and its subsidiaries an incentive (a) to enter into and remain in the service of the Company, (b) to enhance the long-term performance of the Company, and (c) to acquire a proprietary interest in the success of the Company;
Spectrum Group International, Inc. EMPLOYMENT AGREEMENT As Amended and Restated as of May 13, 2010Employment Agreement • May 14th, 2010 • Spectrum Group International, Inc. • Services-business services, nec • California
Contract Type FiledMay 14th, 2010 Company Industry JurisdictionThis Employment Agreement (this “Agreement”) is an amendment and restatement as of May 13, 2010 of that Employment Agreement dated December 28, 2007, and is between SPECTRUM GROUP INTERNATIONAL, INC., a Delaware corporation (the “Company”), and GREGORY N. ROBERTS, an individual (“Mr. Roberts”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • September 26th, 2012 • Spectrum Group International, Inc. • Wholesale-jewelry, watches, precious stones & metals • New York
Contract Type FiledSeptember 26th, 2012 Company Industry JurisdictionThis REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is entered into as of September 25, 2012, by and among Spectrum Group International, Inc., a Delaware limited liability company (the “Company”), and each of the persons appearing as an investor on the signature pages hereto (the “Holders”).
JOINT FILING AGREEMENTJoint Filing Agreement • October 5th, 2012 • Spectrum Group International, Inc. • Wholesale-jewelry, watches, precious stones & metals
Contract Type FiledOctober 5th, 2012 Company IndustryThis Joint Filing Agreement may be executed in any number of counterparts each of which shall be deemed to be an original and all of which together shall be deemed to constitute one and the same Agreement.
CONTRIBUTION AND ASSUMPTION AGREEMENTContribution and Assumption Agreement • December 29th, 2010 • Spectrum Group International, Inc. • Services-business services, nec • Delaware
Contract Type FiledDecember 29th, 2010 Company Industry JurisdictionThis CONTRIBUTION AND ASSUMPTION AGREEMENT (this “Agreement”), is dated as of December 22nd, 2010, by and among STACK'S-BOWERS NUMISMATICS, LLC, a Delaware limited liability company (“LLC”), BOWERS & MERENA AUCTIONS, LLC., a Delaware limited liability company (“B&M”), and STACK'S, LLC, a Delaware limited liability company (“Stack's”).
EMPLOYMENT AGREEMENTEmployment Agreement • October 8th, 2009 • Spectrum Group International, Inc. • Services-business services, nec • California
Contract Type FiledOctober 8th, 2009 Company Industry JurisdictionTHIS EMPLOYMENT AGREEMENT (this “Agreement”) is dated as of July ___, 2005, and is between A-MARK PRECIOUS METALS, INC., a New York corporation (“Company”), and RAND LeSHAY, an individual (“Mr. LeShay”), and is made with reference to the following facts.