SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • June 22nd, 2011 • Vu1 CORP • Communications equipment, nec • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of June 16, 2011, between Vu1 Corporation, a California corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
Ex-10.56 Regulation S Securities Purchase Agreement by and between the Company and certain foreign investors executed in October 2001Securities Purchase Agreement • April 1st, 2002 • Telegen Corp /Co/ • Computer & office equipment • California
EXHIBIT 2.4Agreement and Plan of Reorganization • December 8th, 2000 • Telegen Corp /Co/ • Telephone & telegraph apparatus • California
SHAREHOLDERS AGREEMENT RG.OBL.J5912.97 A:\0617-12F3\NAVIN-SH.AGT KHATTAR WONG & PARTNERS SINGAPORE TABLE OF CONTENTSShareholders Agreement • July 8th, 1997 • Telegen Corp /Co/ • Telephone & telegraph apparatus
EXHIBIT 20.1 SUBSCRIPTION AGREEMENT SERIES "A" CONVERTIBLE PREFERRED STOCK PRIVATE PLACEMENT UNDER "REGULATION D" THE SECURITIES REFERRED TO HEREIN HAVE NOT BEEN REGISTERED UNDER THE U.S. SECURITIES ACT OF 1933 OR ANY APPLICABLE STATE SECURITIES LAWS...Subscription Agreement • March 25th, 1997 • Telegen Corp /Co/ • Telephone & telegraph apparatus • California
EXHIBIT 10.21 EMPLOYMENT AGREEMENT This Employment Agreement (the "Agreement") is entered into as of October 31, 1997, by and between Telegen, a California corporation (the "Company"), and Fred Kashkooli (the "Executive"). WHEREAS, the Company desires...Employment Agreement • April 15th, 1998 • Telegen Corp /Co/ • Telephone & telegraph apparatus • California
RECITALSAsset Purchase Agreement • April 15th, 1998 • Telegen Corp /Co/ • Telephone & telegraph apparatus • California
ORIGINAL ISSUE DISCOUNT CONVERTIBLE DEBENTURE DUE JUNE ____, 20131Vu1 CORP • June 22nd, 2011 • Communications equipment, nec • New York
THIS ORIGINAL ISSUE DISCOUNT CONVERTIBLE DEBENTURE is one of a series of duly authorized and validly issued Original Issue Discount Convertible Debentures of Vu1 Corporation, a California corporation (the “Company”), having its principal place of business at 469 Seventh Avenue, Suite 356, New York, New York 10018, designated as its Original Issue Discount Convertible Debenture due June ___, 2013 (this debenture, the “Debenture” and, collectively with the other debentures of such series, the “Debentures”).
EXHIBIT 4.2 TELEGEN CORPORATION OUTSIDE DIRECTOR STOCK OPTION AGREEMENT I. NOTICE OF STOCK OPTION GRANT ---------------------------- [Optionee's Name and Address] You have previously been granted an option to purchase Common Stock of Telegen...Option Agreement • December 6th, 1996 • Solar Energy Research Corp /Co/ • Telephone & telegraph apparatus • California
EXHIBIT 10.36Selling Agreement • December 13th, 2000 • Telegen Corp /Co/ • Telephone & telegraph apparatus • California
COMMON STOCK PURCHASE WARRANT VU1 CORPORATIONVu1 CORP • June 22nd, 2011 • Communications equipment, nec
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on the five (5) year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Vu1 Corporation, a California corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
EXHIBIT 4.1 TELEGEN CORPORATION STOCK OPTION AGREEMENT I. NOTICE OF STOCK OPTION GRANT ---------------------------- [Optionee's Name and Address] You have previously been granted an option to purchase Common Stock of Telegen Corporation, a California...Stock Option Agreement • December 6th, 1996 • Solar Energy Research Corp /Co/ • Telephone & telegraph apparatus • California
AMENDMENT AGREEMENT to 8% Series "A" Convertible Preferred Stock of TELEGEN CORPORATIONAgreement • August 11th, 1997 • Telegen Corp /Co/ • Telephone & telegraph apparatus
EXHIBIT 10.53Financial Consulting Agreement • August 14th, 2001 • Telegen Corp /Co/ • Computer & office equipment • California
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • June 22nd, 2011 • Vu1 CORP • Communications equipment, nec
This Registration Rights Agreement (this “Agreement”) is made and entered into as of June 16, 2011, between Vu1 Corporation, a California corporation (the “Company”), and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” and, collectively, the “Purchasers”).
EXHIBIT 2.3 STOCK PURCHASE AGREEMENTStock Purchase Agreement • January 15th, 1998 • Telegen Corp /Co/ • Telephone & telegraph apparatus • California
EXHIBIT 10.47Employment Agreement • December 13th, 2000 • Telegen Corp /Co/ • Telephone & telegraph apparatus • California
CONTRACT FOR SERVICES TELEGEN CORPORATION, a California corporation, located at 353 Vintage Park Drive, Suite H, Foster City, California, hereinafter referred to as Contractor, and WARREN M. DILLARD, hereinafter referred to as the Consultant, in...Contract for Services • April 15th, 1998 • Telegen Corp /Co/ • Telephone & telegraph apparatus
AGREEMENT AND PLAN OF REORGANIZATION AND MERGERAffiliates Agreement • January 15th, 1997 • Telegen Corp /Co/ • Telephone & telegraph apparatus • California
EXHIBIT 10.26Note and Warrant Purchase Agreement • December 8th, 2000 • Telegen Corp /Co/ • Telephone & telegraph apparatus • California
LEASELease • March 31st, 1997 • Telegen Corp /Co/ • Telephone & telegraph apparatus • California
CONTRACT FOR EMPLOYMENT TELEGEN CORPORATION, a California corporation, located at 353 Vintage Park Drive, Suite H, Foster City, California, hereinafter referred to as Employer, and JESSICA LYNN STEVENS, hereinafter referred to as the Employee, in...Telegen Corp /Co/ • April 15th, 1998 • Telephone & telegraph apparatus • California
EXECUTIVE EMPLOYMENT AGREEMENTExecutive Employment Agreement • November 22nd, 2010 • Vu1 CORP • Communications equipment, nec • Washington
This Executive Employment Agreement is entered into as of October 4, 2010 (the “Effective Date”) by and between Vu1 Corporation, a California corporation (the “Company”), and Philip Styles (“Executive”).
ContractVu1 CORP • January 31st, 2013 • Communications equipment, nec • New York
THIS WARRANT AND THE COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND HAVE BEEN ACQUIRED FOR INVESTMENT AND NOT WITH A VIEW TO, OR IN CONNECTION WITH, THE SALE OR DISTRIBUTION THEREOF. THIS WARRANT AND THE COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER SAID ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO THE COMPANY THAT SUCH REGISTRATION IS NOT REQUIRED.
EXHIBIT 10.32Employment Agreement • December 8th, 2000 • Telegen Corp /Co/ • Telephone & telegraph apparatus • California
TELEGEN CORPORATION STOCK OPTION AGREEMENTStock Option Agreement • November 21st, 2007 • Telegen Corp /Co/ • Communications equipment, nec • Washington
This Stock Option Agreement (“Agreement”) is made and entered into as of the date of grant set forth below (the “Date of Grant”) by and between Telegen Corporation, a California corporation (the “Company”), and the participant named below (“Participant”). Capitalized terms not defined herein shall have the respective meanings ascribed to them in the Company’s 2007 Stock Incentive Plan (the “Plan”).
PLACEMENT AGENT AGREEMENT JULY 5, 2001Telegen Corp /Co/ • August 14th, 2001 • Computer & office equipment • California
EXHIBIT 10.23Note and Warrant Purchase Agreement • December 8th, 2000 • Telegen Corp /Co/ • Telephone & telegraph apparatus • California
AMENDMENT NO. 2 to THE PURCHASE AGREEMENT DATED NOVEMBER 25, 2008The Purchase Agreement • December 28th, 2009 • Vu1 CORP • Communications equipment, nec
while the remaining payment conditions agreed in the Purchase Agreement, in particular the payment method, as well as securing of the payments, remained unaffected. The remaining installments (advance payments) of the purchase price pursuant to the Art. III. (2) (iv) and (v) of the Purchase Agreement remained unaffected by the Amendment No. 1.
CONTRACT FOR EMPLOYMENT TELEGEN CORPORATION, a California corporation, located at 353 Vintage Park Drive, Suite H, Foster City, California, hereinafter referred to as Employer, and BONNIE CRYSTAL, hereinafter referred to as the Employee, in...Telegen Corp /Co/ • April 15th, 1998 • Telephone & telegraph apparatus • California
EXHIBIT 10.46Employment Agreement • December 13th, 2000 • Telegen Corp /Co/ • Telephone & telegraph apparatus • California
ContractVu1 CORP • June 10th, 2009 • Communications equipment, nec • California
THIS WARRANT AND THE COMMON SHARES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND HAVE BEEN ACQUIRED FOR INVESTMENT AND NOT WITH A VIEW TO, OR IN CONNECTION WITH, THE SALE OR DISTRIBUTION THEREOF. THIS WARRANT AND THE COMMON SHARES ISSUABLE UPON EXERCISE OF THIS WARRANT MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER SAID ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO THE COMPANY THAT SUCH REGISTRATION IS NOT REQUIRED.
LEASELease • January 31st, 2014 • Vu1 CORP • Communications equipment, nec • California
THIS LEASE AGREEMENT (the “Agreement”) is made as of the 25th day of January, 2014, (the “Effective Date”), by and between Maffei Family Leasing ("Landlord") and Vu1 Corporation, ("Tenant"). Landlord and Tenant hereby agree as follows:
Agreement on the Lease of Non-Residential PremisesTelegen Corp /Co/ • November 6th, 2007 • Communications equipment, nec
Annex No. 2 - Description of utilities provided by public suppliers and connections thereto and the parameters of the DI water
Manufacturing Agreement between Vu1 and Huayi Lighting CompanyVu1 CORP • October 19th, 2011 • Communications equipment, nec
Statement of Work: Vu1 has developed a new lighting technology, ESL, which it has patented and protected. Its first product, the R30, is developed and production orders have been placed by Vu1 customers. Huayi has agreed to manufacture this product, and future products, for Vu1 under the following conditions.
