EXHIBIT 13 SUBSCRIPTION AGREEMENT Subscription Agreement dated August __, 1993 between The Alger Defined Contribution Trust, an unincorporated business trust organized under the laws of the Commonwealth of Massachusetts (the "Fund"), and Alger...Subscription Agreement • February 25th, 1998 • Alger Retirement Fund
Exhibit (h-3) THE ALGER INSTITUTIONAL FUNDS ADMINISTRATION AGREEMENT September 12, 2006 Fred Alger Management, Inc. 111 Fifth Avenue New York, New York 10003 Dear Sirs: The Alger Institutional Funds (the "Fund"), an unincorporated business Trust...Administration Agreement • February 26th, 2007 • Alger Institutional Funds
EXHIBIT 6 DISTRIBUTION AGREEMENT October 15 , 1993 Fred Alger & Company, Incorporated 30 Montgomery Street Jersey City, NJ 07302 Dear Sirs: This is to confirm that, in consideration of the agreements hereinafter contained, the undersigned, The Alger...Distribution Agreement • February 25th, 1998 • Alger Retirement Fund • New York
Exhibit 99.(d)(10) INVESTMENT MANAGEMENT AGREEMENT THE ALGER INSTITUTIONAL FUNDS ALGER CORE FIXED-INCOME INSTITUTIONAL FUND March 1, 2006 Fred Alger Management, Inc. 111 Fifth Avenue New York, NY 10003 Dear Sirs: The Alger Institutional Funds (the...Investment Management Agreement • March 1st, 2006 • Alger Institutional Funds • New York
BETWEENTransfer Agency and Service Agreement • February 18th, 2005 • Alger Institutional Funds • Massachusetts
CUSTODIAN CONTRACT Between THE ALGER RETIREMENT FUND and STATE STREET BANK AND TRUST COMPANYCustodian Contract • February 27th, 1997 • Alger Retirement Fund
EXHIBIT 5(a) INVESTMENT MANAGEMENT AGREEMENT THE ALGER DEFINED CONTRIBUTION TRUST ALGER DEFINED CONTRIBUTION MIDCAP GROWTH PORTFOLIO October 15, 1993 Fred Alger Management, Inc. 75 Maiden Lane New York, NY 10038 Dear Sirs: The Alger Defined...Alger Retirement Fund • February 25th, 1998 • New York
Exhibit (d-3) THE ALGER INSTITUTIONAL FUNDS ALGER MIDCAP GROWTH INSTITUTIONAL FUND AMENDED & RESTATED INVESTMENT MANAGEMENT AGREEMENT September 12, 2006 Fred Alger Management, Inc. 111 Fifth Avenue New York, NY 10003 Dear Sirs: The Alger Institutional...Alger Institutional Funds • February 26th, 2007 • New York
EXHIBIT 1 THE ALGER DEFINED CONTRIBUTION TRUST AGREEMENT AND DECLARATION OF TRUST Dated: July 14, 1993 Principal Office: Fred Alger & Company Incorporated 30 Montgomery Street Jersey City, New Jersey 07302 Address of Initial Trustee and Massachusetts...Agreement and Declaration of Trust • February 25th, 1998 • Alger Retirement Fund
CUSTODIAN AGREEMENTCustodian Agreement • February 23rd, 2012 • Alger Institutional Funds • New York
THIS AGREEMENT, dated as of February 29, 2008, between the management investment companies set forth in Exhibit 1 hereto (each, the Fund) registered with the Securities and Exchange Commission under the Investment Company Act of 1940 (the 1940 Act) acting on behalf of their respective Portfolios thereof, if any (each a Portfolio), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or the Custodian),
EXHIBIT 9 TRANSFER AGENCY AGREEMENT AGREEMENT, dated as of October 15, 1993, between The Alger Defined Contribution Trust (the "Trust"), a Massachusetts business trust, having its principal office and place of business at 75 Maiden Lane, New York, New...Exhibit 9 • February 25th, 1998 • Alger Retirement Fund • New York
CUSTODY AGREEMENT By and Between THE BANK OF NEW YORK MELLON And Each Customer Listed on Appendix ICustody Agreement • February 27th, 2024 • Alger Institutional Funds • New York
This Custody Agreement is made and entered into as of the latest date set forth on the signature page hereto (the “Effective Date”) by and between THE BANK OF NEW YORK MELLON, a New York state chartered bank (“BNY Mellon”), and each investment company identified on Appendix I and each investment company which becomes a party to this Agreement in accordance with the terms hereof, including, if applicable, each series of the investment companies identified on Appendix I and each series which becomes a party to this Agreement in accordance with the terms hereof (each such investment company, or series thereof, severally, and not jointly (the “Customer”). BNY Mellon and Customer are collectively referred to as the “Parties” and individually as a “Party”.
THE ALGER INSTITUTIONAL FUNDS FUND ADMINISTRATION AGREEMENTFund Administration Agreement • February 26th, 2021 • Alger Institutional Funds
FUND ADMINISTRATION AND ACCOUNTING AGREEMENTFund Administration and Accounting Agreement • February 27th, 2024 • Alger Institutional Funds • New York
THIS AGREEMENT is made as of June 1, 2023 by and between each investment company referenced on the signature page hereto (each, a “Fund” and collectively, the “Funds” as applicable) and The Bank of New York Mellon, a New York corporation authorized to do a banking business (“BNY Mellon”).
FOREIGN CUSTODY MANAGER AGREEMENTForeign Custody Manager Agreement • February 27th, 2024 • Alger Institutional Funds
AGREEMENT made as of June 1, 2023 by and between each entity listed on Annex I attached hereto (each such entity severally, not jointly, the “Fund”) and The Bank of New York Mellon (“BNY”).
THE ALGER INSTITUTIONAL FUNDS AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST Dated: September 13, 2012Agreement and Declaration of Trust • February 22nd, 2013 • Alger Institutional Funds
AMENDMENT TO CUSTODIAN AGREEMENTCustodian Agreement • February 28th, 2020 • Alger Institutional Funds
THIS AMENDMENT to Custodian Agreement (this “Amendment”) is dated as of December 20, 2017 , by and between each of the management investment companies (each, the “Fund”) set forth on Exhibit I to the Agreement (defined below) registered with the Securities and Exchange Commission under the Investment Company Act of 1940 acting on behalf of their respective portfolios thereof, if any (each, a “Portfolio”) and Brown Brothers Harriman & Co. (“BBH&Co.”).
FIRST AMENDMENT To Transfer Agency and Service Agreement between Certain Investment Companies Managed by Fred Alger Management Inc., as listed on Schedule A thereto and State Street Bank and Trust CompanyAgency and Service Agreement • February 23rd, 2012 • Alger Institutional Funds
This First Amendment is made as of this 9th day of March, 2006, between each of the investment management companies managed by Fred Alger Management Inc., as listed on Schedule A to the Transfer Agency and Service Agreement (the “Funds”) and State Street Bank and Trust Company (the “Transfer Agent”). In accordance with Section 15.1 (Amendment) of the Transfer Agency and Service Agreement between each of the Funds and the Transfer Agent dated as of November 22, 2004, (the “Agreement”) the parties desire to amend the Agreement, to, among other things, reflect that effective May 1, 2006, State Street Bank and Trust Company shall serve as custodian for the Retirement Accounts defined in Section 1.1(o)(i).
AMENDMENT TO ACCOUNTING AGENCY AGREEMENTAccounting Agency Agreement • February 28th, 2020 • Alger Institutional Funds
This Amendment to Accounting Agency Agreement (the “Amendment”) is dated as of August 17, 2017, by and between the management investment companies set forth on Exhibit A attached hereto (the “Funds”), and Brown Brothers Harriman & Co., a New York limited partnership with an office in Boston, Massachusetts (the “Administrator”).
AMENDMENTAlger Retirement Fund • February 25th, 1998
This is an amendment, made as of September 11.1996, to that certain Distribution Agreement Dated October 15.1993 (the "Distribution Agreement") between Fred Alger & Company, Incorporated and The Alger Defined Contribution Trust (the "Fund").
AMENDMENT NO. 6 TO SHAREHOLDER ADMINISTRATIVE SERVICES AGREEMENTShareholder Administrative Services Agreement • February 26th, 2021 • Alger Institutional Funds
WHEREAS, Each of the investment companies listed in Schedule A hereto (each, a “Fund” and collectively, the “Funds”) and Fred Alger Management, Inc. entered into a Shareholder Administrative Services Agreement dated February 28, 2005, as amended June 30, 2007, May 18, 2010, December 29, 2010, August 1, 2016, and December 28, 2017 (the “Agreement”); and
TRANSFER AGENCY AGREEMENTTransfer Agency Agreement • February 28th, 2020 • Alger Institutional Funds • Wisconsin
THIS TRANSFER AGENCY AGREEMENT (the “Agreement”) is made as of this 5th day of October, 2019, by and between The Alger Funds, The Alger Institutional Funds, The Alger Portfolios, The Alger Funds II, and Alger Global Focus Fund, each a Massachusetts Business Trust (each a “Trust” collectively, the “Trusts”), and UMB Fund Services, Inc., a Wisconsin corporation, its successors and assigns (the “Transfer Agent”).
SECOND AMENDMENT To Transfer Agency and Service Agreement between Certain Investment Companies Managed by Fred Alger Management Inc., as listed on Schedule A thereto and State Street Bank and Trust CompanyAgency and Service Agreement • February 23rd, 2012 • Alger Institutional Funds
This Second Amendment is made as of this 21 day of November, 2009, between each of the investment management companies managed by Fred Alger Management Inc., as listed on Schedule A to the Transfer Agency and Service Agreement (the “Funds”) and State Street Bank and Trust Company (the “Transfer Agent”). In accordance with Section 15.1 (Amendment) of the Transfer Agency and Service Agreement between each of the Funds and the Transfer Agent dated as of November 22, 2004, (the “Agreement”) the parties desire to amend the Agreement as set forth herein.
AMENDMENT NO. 3 TO SHAREHOLDER ADMINISTRATIVE SERVICES AGREEMENTAdministrative Services Agreement • February 23rd, 2012 • Alger Institutional Funds
Each of the investment companies listed in Schedule A hereto (each, a “Fund” and collectively, the “Funds”) and Fred Alger Management, Inc. (“Alger Management”) entered into a Shareholder Administrative Services Agreement dated February 28, 2005, as amended June 30, 2007 and May 18, 2010 (the “Agreement”), and wish to amend the Agreement as follows:
AMENDMENT TO ACCOUNTING AGENCY AGREEMENTAccounting Agency Agreement • February 23rd, 2012 • Alger Institutional Funds
This Amendment to Accounting Agency Agreement (the “Amendment”) is dated as of June 1, 2009, by and between the management investment companies set forth on Exhibit A attached hereto (the “Funds”), and Brown Brothers Harriman & Co., a New York limited partnership with an office in Boston, Massachusetts (the “Administrator”).
AMENDMENT TO ACCOUNTING AGENCY AGREEMENTAccounting Agency Agreement • February 28th, 2020 • Alger Institutional Funds
THIS AMENDMENT TO ACCOUNTING AGENCY AGREEMENT (this “Amendment”) is made as of June 1, 2018 by and between BROWN BROTHERS HARRIMAN & CO., a New York limited partnership the (“Administrator”), and the management investment companies set forth on Appendix A to the Agreement (as defined below) (the “Funds”). All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement.
AMENDMENT TO ACCOUNTING AGENCY AGREEMENTAccounting Agency Agreement • February 23rd, 2012 • Alger Institutional Funds
This Amendment to Accounting Agency Agreement (the “Amendment”) is dated as of October 24, 2011, by and between the management investment companies set forth on Exhibit A attached hereto (the “Funds”), and Brown Brothers Harriman & Co., a New York limited partnership with an office in Boston, Massachusetts (the “Administrator”).
ACCOUNTING AGENCY AGREEMENTAccounting Agency Agreement • February 23rd, 2012 • Alger Institutional Funds • New York
THIS AGREEMENT is made as of February 29, 2008 by and between BROWN BROTHERS HARRIMAN & CO., a limited partnership organized under the laws of the State of New York (the “Administrator”), and the management investment companies set forth in Appendix A hereto (each, the “Fund”) registered with the Commission under the Investment Company Act of 1940 (“the 1940 Act”) acting on behalf of their respective Portfolios thereof, if any (each a “Portfolio” and collectively, the “Portfolios”).
THE ALGER INSTITUTIONAL FUNDS ADMINISTRATION AGREEMENTAdministration Agreement • February 23rd, 2012 • Alger Institutional Funds
AMENDMENT TO CUSTODIAN AGREEMENTCustodian Agreement • February 28th, 2020 • Alger Institutional Funds
THIS AMENDMENT to Custodian Agreement (this “Amendment”) is dated as of October 15, 2018, by and between each of the management investment companies (each, the “Fund”) set forth on Exhibit 1 hereto registered with the Securities and Exchange Commission under the Investment Company Act of 1940 acting on behalf of their respective portfolios thereof, if any (each a “Portfolio”) and Brown Brothers Harriman & Co. (“BBH&Co.”).
Exhibit h-2 SHAREHOLDER ADMINISTRATIVE SERVICES AGREEMENT This Agreement is made and entered into between each of the investment companies listed in Schedule A hereto (each, a "Fund" and collectively, the "Funds") and Alger Shareholder Services, Inc....Shareholder Administrative Services Agreement • February 18th, 2005 • Alger Institutional Funds • New York
AMENDMENT TO ACCOUNTING AGENCY AGREEMENTAccounting Agency Agreement • February 28th, 2020 • Alger Institutional Funds
THIS AMENDMENT to Accounting Agency Agreement (this “Amendment”) is dated as of January 6, 2017, by and between each of the management investment companies (each, the “Fund”) set forth on Exhibit 1 hereto registered with the Securities and Exchange Commission under the Investment Company Act of 1940 acting on behalf of their respective portfolios thereof, if any (each a “Portfolio”) and Brown Brothers Harriman & Co. (“BBH&Co.”).
AMENDMENT TO ACCOUNTING AGENCY AGREEMENTAccounting Agency Agreement • February 28th, 2020 • Alger Institutional Funds
THIS AMENDMENT to Accounting Agency Agreement (this “Amendment”) is dated as of October 15, 2018, by and between each of the management investment companies (each, the “Fund”) set forth on Appendix A hereto registered with the Securities and Exchange Commission under the Investment Company Act of 1940 acting on behalf of their respective portfolios thereof, if any (each a “Portfolio”) and Brown Brothers Harriman & Co. (“BBH&Co.”).
EXHIBIT g-1 AMENDMENT TO CUSTODIAN CONTRACT This Amendment to the Custodian Contract is made as of October 29, 2004, by and between THE ALGER INSTITUTIONAL FUNDS (formerly The Alger Retirement Fund) (the "Fund"), a Massachusetts business trust, and...Custodian Contract • February 18th, 2005 • Alger Institutional Funds
AMENDMENT NO. 1 TO SHAREHOLDER ADMINISTRATIVE SERVICES AGREEMENTShareholder Administrative Services Agreement • February 28th, 2020 • Alger Institutional Funds
Each of the investment companies listed in Schedule A hereto (each, a “Fund” and collectively, the “Funds”) and Alger Shareholder Services, Inc. (“Alger Services”) entered into a Shareholder Administrative Services Agreement (the “Agreement”) dated February 28, 2005, and wish to amend the Agreement as follows:
