EXHIBIT 10.1 ------------ Exhibit 7B to SC 13D STOCK PURCHASE AGREEMENT This Stock Purchase Agreement ("Agreement") is entered into by and between Zions First National Bank, a national banking association ("Zions") and Atlas Management Partners, LLC,...Stock Purchase Agreement • August 8th, 2003 • Macc Private Equities Inc • Utah
RECITALSShareholder Agreement • October 10th, 2003 • Macc Private Equities Inc • Utah
GUARANTYGuaranty • May 17th, 2004 • Macc Private Equities Inc • Delaware
AGREEMENT AND PLAN OF MERGER BY AND BETWEEN MACC PRIVATE EQUITIES INC., A DELAWARE CORPORATION, AND MORAMERICA CAPITAL CORPORATION, AN IOWA CORPORATIONMerger Agreement • May 1st, 2008 • Macc Private Equities Inc
EXHIBIT 10.2.b. SECOND AMENDMENT TO INVESTMENT ADVISORY AGREEMENT BETWEEN MORAMERICA CAPITAL CORPORATION AND INVESTAMERICA INVESTMENT ADVISORS, INC.Investment Advisory Agreement • December 27th, 2002 • Macc Private Equities Inc
LETTER AGREEMENT REGARDING SUBSIDIARY SUPPORT March 1, 2004Letter Agreement • May 17th, 2004 • Macc Private Equities Inc • Delaware
RECITALSBusiness Loan Agreement • May 1st, 2008 • Macc Private Equities Inc • Iowa
Exhibit 10(i).5 PROMISSORY NOTE --------- ---------- ---------- ---------- --------- ------- ------- -------- Principal Loan Date Maturity Loan No Call/Coll Account Officer Initials $500,000.00 08-30-2007 08-28-2009 1089921655 410 / 4 703 ---------...Promissory Note • September 6th, 2007 • Macc Private Equities Inc
--------- ---------- ---------- ---------- --------- ------- ------- -------- Principal Loan Date Maturity Loan No Call/Coll Account Officer Initials $500,000.00 08-30-2007 08-28-2009 1089921655 410 / 4 703 --------- ---------- ---------- ---------- --------- ------- ------- -------- References in the shaded area are for Lender's use only and do not limit the applicability of this document to any particular loan or item. Any item above containing "***" has been omitted due to text length limitations.
INVESTMENT SUBADVISORY AGREEMENTInvestment Subadvisory Agreement • May 1st, 2008 • Macc Private Equities Inc • Delaware
This INVESTMENT SUBADVISORY AGREEMENT (this "Agreement") is made and entered into by and among MACC PRIVATE EQUITIES INC., a Delaware corporation ("MACC"), EUDAIMONIA ASSET MANAGEMENT, LLC, a California limited liability company ("Eudaimonia") and INVESTAMERICA INVESTMENT ADVISORS, INC., a Delaware corporation ("InvestAmerica"), dated as of the 29th day of April, 2008.
Exhibit 10(i).4 COMMERCIAL SECURITY AGREEMENT --------- ---------- ---------- ---------- --------- ------- ------- -------- Principal Loan Date Maturity Loan No Call/Coll Account Officer Initials $6,250,000.00 08-30-2007 08-28-2009 1089921654 410 / 4...Commercial Security Agreement • September 6th, 2007 • Macc Private Equities Inc • Iowa
Exhibit 10(i).6 PROMISSORY NOTE --------- ---------- ---------- ---------- --------- ------- ------- -------- Principal Loan Date Maturity Loan No Call/Coll Account Officer Initials $6,250,000.00 08-30-2007 08-28-2009 1089921654 410 / 4 703 ---------...Promissory Note • September 6th, 2007 • Macc Private Equities Inc
--------- ---------- ---------- ---------- --------- ------- ------- -------- Principal Loan Date Maturity Loan No Call/Coll Account Officer Initials $6,250,000.00 08-30-2007 08-28-2009 1089921654 410 / 4 703 --------- ---------- ---------- ---------- --------- ------- ------- -------- References in the shaded area are for Lender's use only and do not limit the applicability of this document to any particular loan or item. Any item above containing "***" has been omitted due to text length limitations.
MACC PRIVATE EQUITIES INC. INVESTMENT ADVISORY AGREEMENT This INVESTMENT ADVISORY AGREEMENT dated as of March 1, 1998 (the "Agreement") by MACC Private Equities Inc., a company organized under the laws of the State of Delaware ("the Company"), and...Investment Advisory Agreement • December 29th, 1998 • Macc Private Equities Inc • Iowa
Exhibit 10(i).2 COMMERCIAL GUARANTYCommercial Guaranty • September 6th, 2007 • Macc Private Equities Inc
CONTINUING GUARANTEE OF PAYMENT AND PERFORMANCE. For good and valuable consideration, Guarantor absolutely and unconditionally guarantees full and punctual payment and satisfaction of the Indebtedness of Borrower to Lender, and the performance and discharge of all Borrower's obligations under the Note and the Related Documents. This is a guaranty of payment and performance and not of collection, so Lender can enforce this Guaranty against Guarantor even when Lender has not exhausted Lender's remedies against anyone else obligated to pay the Indebtedness or against any collateral securing the Indebtedness, this Guaranty or any other guaranty of the Indebtedness. Guarantor will make any payments to Lender or its order, on demand, in legal tender of the United States of America, in same-day funds, without set-off or deduction or counterclaim, and will otherwise perform Borrower's obligations under the Note and Related Documents. Under this Guaranty, Guarantor's liability is unlimited and
Exhibit 10.2 INTERIM INVESTMENT ADVISORY AGREEMENT MORAMERICA CAPITAL CORPORATION, An Iowa Corporation This INTERIM INVESTMENT ADVISORY AGREEMENT dated as of April 30, 2005 (the "Agreement") by MorAmerica Capital Corporation, a corporation organized...Interim Investment Advisory Agreement • May 3rd, 2005 • Macc Private Equities Inc • Delaware
EMPLOYMENT AGREEMENT BETWEEN DAVID R. SCHRODER AND MACC PRIVATE EQUITIES INC.Employment Agreement • May 17th, 2004 • Macc Private Equities Inc • Iowa
EXHIBIT (10.2)Investment Advisory Agreement • May 12th, 1999 • Macc Private Equities Inc • Iowa
FIRST AMENDMENT TO AGREEMENT This First Amendment to Agreement (this "First Amendment") is made this 29th day of April, 1998, among and between Zions Bancorporation, a Utah corporation ("Bancorporation"), Zions First National Bank, a national banking...First Amendment to Agreement • December 29th, 1998 • Macc Private Equities Inc
Exhibit 10(i).9 MACC PRIVATE EQUITIES INC. MORAMERICA CAPITAL CORPORATION 101 Second Street S.E., Suite 800 Cedar Rapids, Iowa 52401 September 1, 2007 SAFEKEEPING AGREEMENT (Pursuant to Rule 17F-2) Cedar Rapids Bank & Trust 500 1st Ave. NE, Suite 100...Safekeeping Agreement • September 6th, 2007 • Macc Private Equities Inc
This letter will confirm our agreement with respect to our designation of Cedar Rapids Bank & Trust (the "Bank") as the safekeeping agent for the securities and similar investments of MACC Private Equities Inc. and MorAmerica Capital Corporation (the "Corporations").
EXHIBIT 10.1.d.Investment Advisory Agreement • May 14th, 2003 • Macc Private Equities Inc
THIS FOURTH AMENDMENT TO MACC PRIVATE EQUITIES INC. INVESTMENT ADVISORY AGREEMENT (this "Fourth Amendment"), dated as of February 25, 2003, amends the terms of the MACC Private Equities Inc. Investment Advisory Agreement (the "Agreement") dated as of March 1, 1998, between MACC Private Equities Inc. (the "Corporation") and InvestAmerica Investment Advisors, Inc. ("InvestAmerica"), as amended by the First Amendment to MACC Private Equities Inc. Investment Advisory Agreement, dated as of February 22, 2000 (the "First Amendment"), and as further amended by the Second Amendment to MACC Private Equities Inc. Investment Advisory Agreement, dated as of February 27, 2001 (the "Second Amendment") and the Third Amendment to MACC Private Equities Inc. Investment Advisory Agreement, dated as of February 26, 2002 (the "Third Amendment"). All terms and conditions of the Agreement shall remain in full force and effect except as expressly amended herein. All capitalized terms used but not defined here
Exhibit 10.1 INVESTMENT ADVISORY AGREEMENT This INVESTMENT ADVISORY AGREEMENT (this "Agreement") is entered into as of April 29, 2008, 2008 by and between MACC PRIVATE EQUITIES INC., a corporation organized under the laws of the State of Delaware (the...Investment Advisory Agreement • May 1st, 2008 • Macc Private Equities Inc • Delaware
RECITALSStrategic Agreement • October 10th, 2003 • Macc Private Equities Inc • Utah
1 EXHIBIT (10)(3)(c)Second Amendment to Agreement • May 14th, 2001 • Macc Private Equities Inc
Exhibit 10.4 INVESTMENT ADVISORY AGREEMENT MACC PRIVATE EQUITIES INC. A Delaware Corporation This INVESTMENT ADVISORY AGREEMENT dated as of March 1, 2004 (the "Agreement") by MACC Private Equities Inc., a company organized under the laws of the State...Investment Advisory Agreement • May 17th, 2004 • Macc Private Equities Inc • Delaware
Exhibit 10(i).3 COMMERCIAL PLEDGE AND SECURITY AGREEMENT --------- ---------- ---------- ---------- --------- ------- ------- -------- Principal Loan Date Maturity Loan No Call/Coll Account Officer Initials $6,250,000.00 08-30-2007 08-28-2009...Commercial Pledge and Security Agreement • September 6th, 2007 • Macc Private Equities Inc • Iowa
Exhibit 10.5 INVESTMENT ADVISORY AGREEMENT MORAMERICA CAPITAL CORPORATION, An Iowa Corporation This INVESTMENT ADVISORY AGREEMENT dated as of March 1, 2004 (the "Agreement") by MorAmerica Capital Corporation, a corporation organized under the laws of...Investment Advisory Agreement • May 17th, 2004 • Macc Private Equities Inc • Delaware
SBA AGREEMENTSba Agreement • June 16th, 2005 • Macc Private Equities Inc
THIRD AMENDMENT TO INVESTMENT ADVISORY AGREEMENT BETWEEN MORAMERICA CAPITAL CORPORATION AND INVESTAMERICA INVESTMENT ADVISORS, INC.Investment Advisory Agreement • May 14th, 2003 • Macc Private Equities Inc
EXHIBIT 99.1 TERMINATION AND WAIVER AGREEMENT This TERMINATION AND WAIVER AGREEMENT (this "Agreement") is made and entered into as of April 29, 2008 by and among MACC PRIVATE EQUITIES INC., a Delaware corporation ("MACC"), MORAMERICA CAPITAL...Termination and Waiver Agreement • May 1st, 2008 • Macc Private Equities Inc • Delaware
EXHIBIT 10.3Agreement and Waiver of Rights Under Section 203 of the Delaware General Corporation Law • December 29th, 2003 • Macc Private Equities Inc • Delaware
AGREEMENT OF SETTLEMENT AND MUTUAL RELEASE This Agreement of Settlement and Mutual Release ("Agreement") is made and entered into by and among Rocky Mountain Mezzanine Fund II, L.P.; Hanifen Imhoff Mezzanine Fund, L.P.; MorAmerica Capital Corporation...Settlement Agreement • January 13th, 2005 • Macc Private Equities Inc • Delaware
This Agreement of Settlement and Mutual Release ("Agreement") is made and entered into by and among Rocky Mountain Mezzanine Fund II, L.P.; Hanifen Imhoff Mezzanine Fund, L.P.; MorAmerica Capital Corporation and NDSBIC, L.P. (collectively the "Investors"), and TransCore Holdings, Inc. ("TransCore") (each a "Party" and collectively the "Parties").
THIRD AMENDMENT TO BUSINESS LOAN AGREEMENTBusiness Loan Agreement • April 13th, 2010 • Macc Private Equities Inc • Iowa
This THIRD AMENDMENT TO BUSINESS LOAN AGREEMENT (“Third Amendment”) is dated as of March 31, 2010 (“Third Amendment Effective Date”), by and between CEDAR RAPIDS BANK & TRUST COMPANY (the “Lender”) and MACC Private Equities, Inc., f/k/a MorAmerica Capital Corporation (the “Borrower”).
MACC PRIVATE EQUITIES INC. MORAMERICA CAPITAL CORPORATIONSafekeeping Agreement • September 11th, 2008 • Macc Private Equities Inc
This letter will confirm our agreement with respect to our designation of Cedar Rapids Bank & Trust (the “Bank”) as the safekeeping agent for the securities and similar investments of MACC Private Equities Inc. and MorAmerica Capital Corporation (the “Corporations”).
SECOND AMENDMENT TO BUSINESS LOAN AGREEMENT AND SECURITY AGREEMENTSBusiness Loan Agreement • December 28th, 2009 • Macc Private Equities Inc • Iowa
This SECOND AMENDMENT TO BUSINESS LOAN AGREEMENT AND SECURITY AGREEMENTS (“Second Amendment”) is dated as of August 14, 2009 (“Second Amendment Effective Date”), by and between CEDAR RAPIDS BANK & TRUST COMPANY (the “Lender”) and MACC Private Equities Inc., f/k/a MorAmerica Capital Corporation (the “Borrower”).
EXHIBIT 10.7 CONVERTIBLE NOTE AND SECURITY AGREEMENTConvertible Note and Security Agreement • May 17th, 2004 • Macc Private Equities Inc • Utah
ContractBusiness Loan Agreement • January 26th, 2011 • Macc Private Equities Inc • Iowa
