EX-10.20 10 file007.htm LETTER AGREEMENTLetter Agreement • May 5th, 2020 • Delaware
Contract Type FiledMay 5th, 2020 Jurisdiction
LETTER AGREEMENTLetter Agreement • May 7th, 2007 • Symmetry Holdings Inc • Non-operating establishments • New York
Contract Type FiledMay 7th, 2007 Company Industry JurisdictionReference is made to the Underwriting Agreement (the “Underwriting Agreement”) proposed to be entered into among Symmetry Holdings Inc., a Delaware corporation (the “Company”), and the Underwriters named in Schedule I thereto (the “Underwriters”), for whom CIBC World Markets is acting as representative (the “Representative”), relating to a proposed firm commitment underwritten initial public offering (the “IPO”) of units (the “Units”), each comprised of one share of the Company's common stock, par value $0. 001 per share (the “Common Stock”), and one warrant, which is initially exercisable to purchase one share of Common Stock. Capitalized terms used herein that are not defined herein shall have the meanings set forth on Schedule 1 attached hereto.
October 23, 2015Letter Agreement • November 13th, 2015 • Global Defense & National Security Systems, Inc. • Blank checks
Contract Type FiledNovember 13th, 2015 Company IndustryThis amended and restated letter (this "Letter Agreement") amends and restates that certain Letter Agreement, dated as of July 21, 2015 (the “Current Letter Agreement”) by and among Global Defense & National Security Systems, Inc., a Delaware corporation (the “Company”) and the undersigned. The Current Letter Agreement was delivered to you in accordance with the Underwriting Agreement (the "Underwriting Agreement") entered into among the Company, Cowen & Company, LLC, Maxim Group LLC, and I-Bankers Securities, Inc. (together with Cowen & Company, LLC and Maxim Group LLC, the “Underwriters”), dated October 24, 2013, relating to an underwritten initial public offering (the “IPO”) of up to 6,900,000 shares of common stock, par value $0.0001 per share (the “Common Stock”) of the Company. The Common Stock have been sold in the IPO pursuant to a registration statement on Form S-1 and prospectus (the "Prospectus") filed by the Company with the Securities and Exchange Commission and the Compan
FIRST TRUST ADVISORS L.P. 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON, ILLINOIS 60187 April 16, 2010 First Trust Exchange-Traded Fund 120 East Liberty Drive Wheaton, Illinois 60187 Ladies and Gentlemen: This letter supercedes that certain letter...Letter Agreement • May 3rd, 2010 • First Trust Exchange-Traded Fund
Contract Type FiledMay 3rd, 2010 CompanyThis letter supercedes that certain letter agreement by and among First Trust Portfolios L.P. and First Trust Exchange-Traded Fund ("Trust"), dated as of June 16, 2009. It is hereby acknowledged that First Trust Portfolios L.P. serves as the distributor of the Shares of each series of the Trust. The Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"), comprised of various exchange-traded funds (each, a "Fund," and, collectively, the "Funds") set forth on Exhibit A attached hereto, which may be amended from time to time.
AMENDMENT TO LETTER AGREEMENTLetter Agreement • April 15th, 2008 • Millennium Pharmaceuticals Inc • Pharmaceutical preparations
Contract Type FiledApril 15th, 2008 Company IndustryWHEREAS, Millennium Pharmaceuticals, Inc. (the “Company”) and Laurie Keating (the “Employee”) are parties to a certain Letter Agreement dated as of September 28, 2004 (the “Letter Agreement”);
Letter AgreementLetter Agreement • October 16th, 2023 • Lotus Technology Inc. • Motor vehicles & passenger car bodies • New York
Contract Type FiledOctober 16th, 2023 Company Industry Jurisdiction
August 10, 2009Letter Agreement • August 14th, 2009 • NRDC Acquisition Corp. • Real estate investment trusts • New York
Contract Type FiledAugust 14th, 2009 Company Industry JurisdictionThis letter (the “Letter Agreement”) is being delivered to you for the purposes of amending the terms of the Letter Agreement (the “Insider Letter”) that you entered into in connection with the Underwriting Agreement, dated October 17, 2007 (the “Underwriting Agreement”), by and between Banc of America Securities LLC, as representative of the several underwriters named in Schedule A thereto, and NRDC Acquisition Corp. (the “Company”), relating to an underwritten initial public offering (the “IPO”) of 41,400,000 of the Company’s Units (including the underwriter’s option to purchase 5,400,000 Units), each comprised of one share of the Company’s common stock, par value $0.0001 per share (“Common Stock”), and one warrant exercisable for one share of Common Stock (a “Warrant”) and cancelling your Shares (as defined below).
Pacific International Group Holdings LLC Las Vegas, NV 89117 May 19, 2011Letter Agreement • May 23rd, 2011 • Platinum Energy Resources Inc • Crude petroleum & natural gas • New York
Contract Type FiledMay 23rd, 2011 Company Industry JurisdictionWe understand that you are the registered and beneficial holder of 10,000 shares of Platinum Energy Resources, Inc. Common Stock, par value $0.0001 per share (“Shares”).
LETTER AGREEMENT May 5, 2022Letter Agreement • May 11th, 2022 • Cartesian Growth Corp II • Blank checks • New York
Contract Type FiledMay 11th, 2022 Company Industry JurisdictionThis letter agreement (this “Letter Agreement”) is being delivered to you in accordance with the Underwriting Agreement (the “Underwriting Agreement”) entered into by and between Cartesian Growth Corporation II, a Cayman Islands exempted company (the “Company”), and Cantor Fitzgerald & Co. as representative (the “Representative”) of the Underwriters (the “Underwriters”), relating to the underwritten initial public offering (the “IPO”) of the Company’s units (the “Units”), each comprised of one Class A ordinary share of the Company, $0.0001 par value per share (the “Ordinary Shares”), and one-third of one warrant. Each whole warrant (each, a “Warrant”) entitles the holder thereof to purchase one Ordinary Share at a price of $11.50 per share, subject to adjustment. The Units shall be sold in the IPO pursuant to a Registration Statement on Form S-1 and prospectus (the “Prospectus”) filed by the Company with the U.S. Securities and Exchange Commission (the “SEC”). Certain capitalized terms
Exhibit N August 2, 2013Letter Agreement • August 5th, 2013 • Michas Alexis P • Motor vehicle parts & accessories • New York
Contract Type FiledAugust 5th, 2013 Company Industry JurisdictionThis Letter Agreement is being delivered by Juniper TGX Investment Partners, LLC (the “Investor”) to Theragenics Corporation, a Delaware corporation (the “Company”), in connection with the execution of that Agreement and Plan of Merger, dated as of the date hereof (as it may be amended from time to time, the “Merger Agreement”), between Juniper Acquisition Corporation, a Delaware corporation (“MergerCo”) and the Company, pursuant to which MergerCo will merge with and into the Company. The Investor and the Company hereby agree as follows:
Harmony Merger Corp.Letter Agreement • March 13th, 2015 • Harmony Merger Corp. • Blank checks
Contract Type FiledMarch 13th, 2015 Company Industry
EX-10.13 10 dex1013.htm FORM OF LETTER AGREEMENT WITH JEFFREY D GOLDSTEIN July , 2006 MERRILL LYNCH & CO. Merrill Lynch, Pierce, Fenner & Smith Incorporated MAXIM GROUP LLC MERRIMAN CURHAN FORD & CO. as Representatives of the several Underwriters c/o...Letter Agreement • May 5th, 2020
Contract Type FiledMay 5th, 2020This letter is being delivered to you in accordance with the Purchase Agreement (the “Purchase Agreement”) entered into by and between Catalytic Capital Investment Corporation, a Delaware corporation (the “Company”), and Merrill Lynch & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Maxim Group LLC and Merriman Curhan Ford & Co., as representatives (the “Representatives”) of the several underwriters named on Schedule I thereto (the “Underwriters”), relating to an underwritten initial public offering (the “IPO”) of the Company’s units (the “Units”), each comprised of one share of the Company’s common stock, par value $0.0001 per share (the “Common Stock”), and one warrant exercisable for one share of Common Stock (a “Warrant”). The capitalized terms set forth on Schedule 1 attached hereto are hereby incorporated by reference.
LETTER AGREEMENT BETWEEN METROPARK, LTD AND ISSUER DATED JULY 31, 2020Letter Agreement • April 28th, 2023 • Capital Properties Inc /Ri/ • Lessors of real property, nec
Contract Type FiledApril 28th, 2023 Company Industry
LETTER AGREEMENTLetter Agreement • August 12th, 2024 • Future Vision II Acquisition Corp. • Blank checks
Contract Type FiledAugust 12th, 2024 Company IndustryThis letter (this “Letter Agreement”) is being delivered to you in accordance with the Underwriting Agreement (the “Underwriting Agreement”) entered into by and between FUTURE VISION II ACQUISITION CORP, a Cayman Islands exempted company (the “Company”), and Kingswood Capital Partners, LLC as representative of the several underwriters (the “Underwriter”), relating to an underwritten initial public offering (the “Public Offering”), of up to 5,000,000 of the Company’s units (the “Units”), each comprised of one of the Company’s ordinary shares, par value $0.0001 per share (the Ordinary Shares”) and one right to receive one-tenth of one Ordinary Share (the “Public Rights”). Holders of each of the Public Rights are entitled to receive one-tenth (1/10) of one Ordinary Share of upon consummation of the Company’s initial business combination, subject to adjustment as described in the Prospectus (as defined below).
FIRST TRUST PORTFOLIOS L.P. 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON, ILLINOIS 60187 June 16, 2009 First Trust Exchange-Traded Fund 120 East Liberty Drive Wheaton, Illinois 60187 Ladies and Gentlemen: This letter amends and restates that certain...Letter Agreement • June 25th, 2009 • First Trust Exchange-Traded Fund
Contract Type FiledJune 25th, 2009 CompanyThis letter amends and restates that certain letter dated May 15, 2009 and supercedes that certain letter agreement by and among First Trust Portfolios L.P. and the Trust, dated as of June 18, 2008 with respect to the Trust only. It is hereby acknowledged that First Trust Portfolios L.P. serves as the distributor of the Shares of each series of First Trust Exchange-Traded Fund ("Trust"). The Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"), comprised of various exchange-traded funds (each, a "Fund," and, collectively, the "Funds") set forth on Exhibit A attached hereto, which may be amended from time to time.
Exhibit 10.3 Eric A. Jonas, Jr. Senior Vice President Human Resources (804)527-4000 eric_jonas@circuitcity.com June 26, 2006 Fiona P. Dias 9950 Mayland Drive Richmond, VA 23233 Re: Letter Agreement Dear Fiona: The purpose of this letter is to advise...Letter Agreement • June 29th, 2006 • Circuit City Stores Inc • Retail-radio, tv & consumer electronics stores
Contract Type FiledJune 29th, 2006 Company Industry
JPE, INC.Letter Agreement • May 22nd, 2003 • Jpe Inc • Wholesale-motor vehicle supplies & new parts • Michigan
Contract Type FiledMay 22nd, 2003 Company Industry Jurisdiction
Khosla Ventures Acquisition Co. IV Menlo Park, California 94025Letter Agreement • April 5th, 2021 • Khosla Ventures Acquisition Co. IV • Blank checks • New York
Contract Type FiledApril 5th, 2021 Company Industry JurisdictionThis letter agreement (this “Letter Agreement”) is being delivered to you in accordance with the underwriting agreement (the “Underwriting Agreement”) entered into by and between Khosla Ventures Acquisition Co. IV, a Delaware corporation (the “Company”), and Goldman Sachs & Co. LLC, as representative (the “Representative”) of the several underwriters named in Schedule I thereto (the “Underwriters”), relating to an underwritten initial public offering (the “IPO”) of the Company’s shares (the “Shares”) of Class A common stock, par value $0.0001 per share (the “Class A Common Stock”). Certain capitalized terms used herein are defined in paragraph 14 hereof.
Imara, Inc. Boston, MA 02116 Info@Imaratx.comLetter Agreement • February 14th, 2020 • IMARA Inc. • Pharmaceutical preparations • Massachusetts
Contract Type FiledFebruary 14th, 2020 Company Industry JurisdictionOn behalf of IMARA Inc., a Delaware corporation (the “Company”), I am very pleased to offer you this revised “letter agreement” with the Company. This letter agreement shall supersede, amend and restate in all respects the letter agreement between you and the Company dated April 17, 2018, as amended and restated by the letter agreement between you and the Company dated August 12, 2019 (as amended and restated, the “Former Letter Agreement”), provided, and for the avoidance of doubt, that nothing herein supersedes the Invention and Non-Disclosure Agreement or the Non-Competition and Non-Solicitation Agreement signed by you concurrently with the Former Letter Agreement (the “Restrictive Covenant Agreements”), which remain in effect, unaltered, in all respects.
MICHAEL H. MCCONNELL LETTER AGREEMENTLetter Agreement • March 31st, 2006 • JK Acquisition Corp. • Blank checks
Contract Type FiledMarch 31st, 2006 Company IndustryThe undersigned director and stockholder of JK Acquisition Corp. (“Company”), in consideration of Ferris, Baker Watts, Incorporated (“FBW”) entering into a letter of intent (“Letter of Intent”) to underwrite an initial public offering of the securities of the Company (“IPO”) and embarking on the IPO process, hereby agrees as follows (certain capitalized terms used herein are defined in paragraph 11 hereof):
Harmony Merger Corp.Letter Agreement • March 20th, 2015 • Harmony Merger Corp. • Blank checks
Contract Type FiledMarch 20th, 2015 Company Industry
Harmony Merger Corp.Letter Agreement • March 13th, 2015 • Harmony Merger Corp. • Blank checks
Contract Type FiledMarch 13th, 2015 Company Industry
As of September 8, 2005 Mr. Peter Dolphin Dear Peter:Letter Agreement • September 14th, 2005 • Monster Worldwide Inc • Services-advertising agencies
Contract Type FiledSeptember 14th, 2005 Company IndustryThe letter agreement between you and Monster Worldwide, Inc., formerly known as TMP Worldwide Inc. (the “Company”), dated September 11, 2002 (the “Letter Agreement”), is hereby amended as follows:
January 31, 2002 Reference is hereby made to (i) that certain Note Agreement dated as of December 7, 1995 between Russell Corporation (the "Borrower") and The Prudential Insurance Company of America ("Prudential"), as amended to the date hereof...Letter Agreement • March 28th, 2002 • Russell Corp • Knit outerwear mills • Georgia
Contract Type FiledMarch 28th, 2002 Company Industry Jurisdiction
MAJESCO LIMITED MNDC, MBP-P-136, Mahape, Navi Mumbai – 400 710, Maharashtra, IndiaLetter Agreement • August 14th, 2020 • Majesco • Services-prepackaged software • California
Contract Type FiledAugust 14th, 2020 Company Industry Jurisdiction
PERSONAL & CONFIDENTIAL AGREEMENTLetter Agreement • January 14th, 2009 • Mead Johnson Nutrition Co • Food and kindred products • New York
Contract Type FiledJanuary 14th, 2009 Company Industry JurisdictionOn behalf of Bristol-Myers Squibb Company (“BMS”), I am pleased to offer you this Letter Agreement. If the BMS Board of Directors decides to proceed with a sale, spin-off, divestiture or other disposition (hereinafter, collectively the “Transformation”) of Mead Johnson Nutritionals (the “Business”), you are being offered the following incentives to ensure that the Business is managed and operated efficiently throughout the process, the terms and conditions of which are outlined herein:
LETTER AGREEMENT May 5, 2022Letter Agreement • May 11th, 2022 • Cartesian Growth Corp II • Blank checks • New York
Contract Type FiledMay 11th, 2022 Company Industry JurisdictionThis letter agreement (this “Letter Agreement”) is being delivered to you in accordance with the Underwriting Agreement (the “Underwriting Agreement”) entered into by and between Cartesian Growth Corporation II, a Cayman Islands exempted company (the “Company”), and Cantor Fitzgerald & Co. as representative (the “Representative”) of the Underwriters (the “Underwriters”), relating to the underwritten initial public offering (the “IPO”) of the Company’s units (the “Units”), each comprised of one Class A ordinary share of the Company, $0.0001 par value per share (the “Ordinary Shares”), and one-third of one warrant. Each whole warrant (each, a “Warrant”) entitles the holder thereof to purchase one Ordinary Share at a price of $11.50 per share, subject to adjustment. The Units shall be sold in the IPO pursuant to a Registration Statement on Form S-1 and prospectus (the “Prospectus”) filed by the Company with the U.S. Securities and Exchange Commission (the “SEC”). Certain capitalized terms
June 11, 2015Letter Agreement • June 12th, 2015 • Chart Acquisition Corp. • Blank checks • New York
Contract Type FiledJune 12th, 2015 Company Industry JurisdictionThis third amended and restated letter agreement (“Letter Agreement”) amends and restates that certain second amended and restated Letter Agreement, dated as of March 11, 2015 (the “Original Letter Agreement”) by and among Chart Acquisition Corp., a Delaware corporation (the “Company”), Deutsche Bank Securities, Inc. and Cowen and Company, LLC, as the representatives of the underwriters (the “Underwriters”) and the Insiders (as defined below). The Original Letter Agreement was delivered to you in accordance with the Underwriting Agreement (the “Underwriting Agreement”) entered into by and between the Company and the Underwriters, relating to the Company’s underwritten initial public offering (the “Offering”), of 7,500,000 of the Company’s units (the “Units”), each comprised of one share of the Company’s common stock, par value $0.0001 per share (the “Common Stock”), and one warrant exercisable for one share of Common Stock (each, a “Warrant”). The Units sold in the Offering have been l
LETTER AGREEMENT WITH JACK KANGLetter Agreement • January 24th, 2007 • China Healthcare Acquisition Corp. • Blank checks
Contract Type FiledJanuary 24th, 2007 Company IndustryThe undersigned officer and director and stockholder of China Healthcare Acquisition Corp. (“Company”), in consideration of Ferris, Baker Watts, Incorporated (“FBW”) entering into a letter of intent (“Letter of Intent”) to underwrite an initial public offering of the securities of the Company (“IPO”) and embarking on the IPO process, hereby agrees as follows (certain capitalized terms used herein are defined in paragraph 11 hereof):
Exhibit 10.7 AMENDED AND RESTATED LETTER AGREEMENT This Amended and Restated Letter Agreement is entered into as of April 1, 2004, by and between CenterStaging Musical Productions, Inc. (the "Company") and Howard Livingston (the "Executive"). The...Letter Agreement • August 19th, 2005 • Knight Fuller Inc • Services-business services, nec • California
Contract Type FiledAugust 19th, 2005 Company Industry Jurisdiction
EX-10.17 10 dex1017.htm FORM OF LETTER AGREEMENT WITH SHARON D. GARRETT July , 2006 MERRILL LYNCH & CO. Merrill Lynch, Pierce, Fenner & Smith Incorporated MAXIM GROUP LLC MERRIMAN CURHAN FORD & CO. as Representatives of the several Underwriters c/o...Letter Agreement • May 5th, 2020
Contract Type FiledMay 5th, 2020This letter is being delivered to you in accordance with the Purchase Agreement (the “Purchase Agreement”) entered into by and between Catalytic Capital Investment Corporation, a Delaware corporation (the “Company”), and Merrill Lynch & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Maxim Group LLC and Merriman Curhan Ford & Co., as representatives (the “Representatives”) of the several underwriters named on Schedule I thereto (the “Underwriters”), relating to an underwritten initial public offering (the “IPO”) of the Company’s units (the “Units”), each comprised of one share of the Company’s common stock, par value $0.0001 per share (the “Common Stock”), and one warrant exercisable for one share of Common Stock (a “Warrant”). The capitalized terms set forth on Schedule 1 attached hereto are hereby incorporated by reference.
March 12, 1999Letter Agreement • March 25th, 1999 • Autobytel Com Inc • Retail-miscellaneous retail • California
Contract Type FiledMarch 25th, 1999 Company Industry Jurisdiction
LETTER AGREEMENT THIS LETTER AGREEMENT (the "Letter") is entered into this 7th day of December, 2000 by and between MINING SERVICES INTERNATIONAL CORPORATION, a Utah corporation ("MSI"), O'Brien Design Associates, Inc., a Delaware corporation ("ODA"...Letter Agreement • August 15th, 2001 • Mining Services International Corp/ • Miscellaneous chemical products • Utah
Contract Type FiledAugust 15th, 2001 Company Industry Jurisdiction
LETTER AGREEMENTLetter Agreement • June 15th, 2021 • Nexters Inc. • Services-computer programming services • New York
Contract Type FiledJune 15th, 2021 Company Industry JurisdictionThis letter (“Letter Agreement”) is being delivered to you in accordance with the Underwriting Agreement (the “Underwriting Agreement”) entered into by and between Kismet Acquisition One Corp, a company incorporated in the British Virgin Islands with limited liability (the “Company”), and Credit Suisse Securities (USA) LLC and BofA Securities, Inc. as representatives (the “Representatives”) of the several Underwriters named in Schedule I thereto (the “Underwriters”), relating to an underwritten initial public offering (the “IPO”) of the Company’s units (the “Units”), each comprised of one ordinary share of the Company, no par value (the “Ordinary Shares”), and one-half of one warrant (“Warrant”) to purchase one Ordinary Share at a price of $11.50 per share, subject to adjustment. The Units shall be sold in the IPO pursuant to a registration statement on Form S-1 (the “Registration Statement”) and prospectus (the “Prospectus”) filed with the Securities and Exchange Commission (the “SEC”
Re: Initial Public OfferingLetter Agreement • November 30th, 2006 • Freedom Acquisition Holdings, Inc. • Blank checks
Contract Type FiledNovember 30th, 2006 Company IndustryThis Amended Letter Agreement amends and supersedes the Letter Agreement, dated July 20, 2006, by and among the above referenced parties and the undersigned.