EXHIBIT 5 MANAGEMENT AGREEMENT Agreement, made as of February 12, 1996 by and between SPECTRA FUND, a Massachusetts business trust (hereinafter sometimes called the "Trust"), and FRED ALGER MANAGEMENT, INC., a New York corporation (hereinafter...Management Agreement • February 27th, 1998 • Spectra Fund Inc
BETWEENTransfer Agency and Service Agreement • February 18th, 2005 • Spectra Fund • Massachusetts
EXHIBIT 6Distribution Agreement • February 27th, 1998 • Spectra Fund Inc • New York
CUSTODY AGREEMENT CUSTODIAN CONTRACT Between SPECTRA FUND and STATE STREET BANK AND TRUST COMPANYCustody Agreement • February 28th, 1997 • Spectra Fund Inc
EXHIBIT g-1 AMENDMENT TO CUSTODIAN CONTRACT This Amendment to the Custodian Contract is made as of November 10, 2004, by and between SPECTRA FUND (the "Fund"), a Massachusetts business trust, and State Street Bank and Trust Company (the "Custodian")....Custodian Contract • February 18th, 2005 • Spectra Fund
Exhibit (d-1) SPECTRA FUND INVESTMENT ADVISORY AGREEMENT Agreement, made as of December 12, 2006 by and between SPECTRA FUND, a Massachusetts business trust (hereinafter sometimes called the "Trust"), and FRED ALGER MANAGEMENT, INC., a New York...Investment Advisory Agreement • February 27th, 2007 • Spectra Fund
Exhibit (h-4) THE SPECTRA FUND ADMINISTRATION AGREEMENT September 12, 2006 Fred Alger Management, Inc. 111 Fifth Avenue New York, New York 10003 Dear Sirs: The Spectra Fund (the "Fund"), an unincorporated business Trust organized under the laws of the...Administration Agreement • February 27th, 2007 • Spectra Fund
Exhibit 1 SPECTRA FUND AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST Dated: February 18, 1997 Principal Place of Business: c/o Fred Alger Management, Inc. 75 Maiden Lane New York, New York 10038 Massachusetts Office and Name and Name and...Agreement and Declaration of Trust • February 27th, 1998 • Spectra Fund Inc
EXHIBIT 9 SHAREHOLDER SERVICING AGREEMENT Fred Alger & Company, Incorporated 75 Maiden Lane New York, NY 10038 Dear Sirs: Spectra Fund (the "Fund") confirms its agreement with Fred Alger & Company, Incorporated ("Alger Inc.") with respect to the...Shareholder Servicing Agreement • February 27th, 1998 • Spectra Fund Inc
WITNESSETH:Custodian Agreement • February 27th, 2007 • Spectra Fund • Massachusetts
CUSTODIAN AGREEMENTCustodian Agreement • June 26th, 2008 • Spectra Funds • New York
THIS AGREEMENT, dated as of February 29, 2008, between the management investment companies set forth in Exhibit 1 hereto (each, the Fund) registered with the Securities and Exchange Commission under the Investment Company Act of 1940 (the 1940 Act) acting on behalf of their respective Portfolios thereof, if any (each a Portfolio), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or the Custodian),
E-1Custody Agreement • February 20th, 1996 • Spectra Fund Inc • New Jersey
CUSTODY AGREEMENT By and Between THE BANK OF NEW YORK MELLON And Each Customer Listed on Appendix ICustody Agreement • February 27th, 2024 • Alger Funds Ii • New York
This Custody Agreement is made and entered into as of the latest date set forth on the signature page hereto (the “Effective Date”) by and between THE BANK OF NEW YORK MELLON, a New York state chartered bank (“BNY Mellon”), and each investment company identified on Appendix I and each investment company which becomes a party to this Agreement in accordance with the terms hereof, including, if applicable, each series of the investment companies identified on Appendix I and each series which becomes a party to this Agreement in accordance with the terms hereof (each such investment company, or series thereof, severally, and not jointly (the “Customer”). BNY Mellon and Customer are collectively referred to as the “Parties” and individually as a “Party”.
THE ALGER FUNDS II FUND ADMINISTRATION AGREEMENTFund Administration Agreement • February 26th, 2021 • Alger Funds Ii
FUND ADMINISTRATION AND ACCOUNTING AGREEMENTFund Administration and Accounting Agreement • February 27th, 2024 • Alger Funds Ii • New York
THIS AGREEMENT is made as of June 1, 2023 by and between each investment company referenced on the signature page hereto (each, a “Fund” and collectively, the “Funds” as applicable) and The Bank of New York Mellon, a New York corporation authorized to do a banking business (“BNY Mellon”).
FOREIGN CUSTODY MANAGER AGREEMENTForeign Custody Manager Agreement • February 27th, 2024 • Alger Funds Ii
AGREEMENT made as of June 1, 2023 by and between each entity listed on Annex I attached hereto (each such entity severally, not jointly, the “Fund”) and The Bank of New York Mellon (“BNY”).
THE ALGER FUNDS II AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST DATED SEPTEMBER 13, 2012Agreement and Declaration of Trust • February 22nd, 2013 • Alger Funds Ii
AMENDMENT TO CUSTODIAN AGREEMENTCustodian Agreement • February 28th, 2020 • Alger Funds Ii
THIS AMENDMENT to Custodian Agreement (this “Amendment”) is dated as of December 20, 2017, by and between each of the management investment companies (each, the “Fund”) set forth on Exhibit I to the Agreement (defined below) registered with the Securities and Exchange Commission under the Investment Company Act of 1940 acting on behalf of their respective portfolios thereof, if any (each, a “Portfolio”) and Brown Brothers Harriman & Co. (“BBH&Co.”).
FIRST AMENDMENT To Transfer Agency and Service Agreement between Certain Investment Companies Managed by Fred Alger Management Inc., as listed on Schedule A thereto and State Street Bank and Trust CompanyTransfer Agency and Service Agreement • February 22nd, 2012 • Alger Funds Ii
This First Amendment is made as of this 9th day of March, 2006, between each of the investment management companies managed by Fred Alger Management Inc., as listed on Schedule A to the Transfer Agency and Service Agreement (the “Funds”) and State Street Bank and Trust Company (the “Transfer Agent”). In accordance with Section 15.1 (Amendment) of the Transfer Agency and Service Agreement between each of the Funds and the Transfer Agent dated as of November 22, 2004, (the “Agreement”) the parties desire to amend the Agreement, to, among other things, reflect that effective May 1, 2006, State Street Bank and Trust Company shall serve as custodian for the Retirement Accounts defined in Section 1.1(o)(i).
AMENDMENT TO ACCOUNTING AGENCY AGREEMENTAccounting Agency Agreement • February 28th, 2020 • Alger Funds Ii
This Amendment to Accounting Agency Agreement (the “Amendment”) is dated as of August 17, 2017, by and between the management investment companies set forth on Exhibit A attached hereto (the “Funds”), and Brown Brothers Harriman & Co., a New York limited partnership with an office in Boston, Massachusetts (the “Administrator”).
AMENDMENT NO. 6 TO SHAREHOLDER ADMINISTRATIVE SERVICES AGREEMENTShareholder Administrative Services Agreement • February 26th, 2021 • Alger Funds Ii
WHEREAS, Each of the investment companies listed in Schedule A hereto (each, a “Fund” and collectively, the “Funds”) and Fred Alger Management, Inc. entered into a Shareholder Administrative Services Agreement dated February 28, 2005, as amended June 30, 2007, May 18, 2010, December 29, 2010, August 1, 2016, and December 28, 2017 (the “Agreement”); and
TRANSFER AGENCY AGREEMENTTransfer Agency Agreement • February 28th, 2020 • Alger Funds Ii • Wisconsin
THIS TRANSFER AGENCY AGREEMENT (the “Agreement”) is made as of this 5th day of October, 2019, by and between The Alger Funds, The Alger Institutional Funds, The Alger Portfolios, The Alger Funds II, and Alger Global Focus Fund, each a Massachusetts Business Trust (each a “Trust” collectively, the “Trusts”), and UMB Fund Services, Inc., a Wisconsin corporation, its successors and assigns (the “Transfer Agent”).
SECOND AMENDMENT To Transfer Agency and Service Agreement between Certain Investment Companies Managed by Fred Alger Management Inc., as listed on Schedule A thereto and State Street Bank and Trust CompanyTransfer Agency and Service Agreement • February 22nd, 2012 • Alger Funds Ii
This Second Amendment is made as of this 21 day of November, 2009, between each of the investment management companies managed by Fred Alger Management Inc., as listed on Schedule A to the Transfer Agency and Service Agreement (the “Funds”) and State Street Bank and Trust Company (the “Transfer Agent”). In accordance with Section 15.1 (Amendment) of the Transfer Agency and Service Agreement between each of the Funds and the Transfer Agent dated as of November 22, 2004, (the “Agreement”) the parties desire to amend the Agreement as set forth herein.
AMENDMENT NO. 3 TO SHAREHOLDER ADMINISTRATIVE SERVICES AGREEMENTShareholder Administrative Services Agreement • February 22nd, 2012 • Alger Funds Ii
Each of the investment companies listed in Schedule A hereto (each, a “Fund” and collectively, the “Funds”) and Fred Alger Management, Inc. (“Alger Management”) entered into a Shareholder Administrative Services Agreement dated February 28, 2005, as amended June 30, 2007 and May 18, 2010 (the “Agreement”), and wish to amend the Agreement as follows:
December 7, 2007 SM&R Investments, Inc.Agreement and Plan of Reorganization • December 20th, 2007 • Spectra Funds
AMENDMENT TO ACCOUNTING AGENCY AGREEMENTAccounting Agency Agreement • February 22nd, 2012 • Alger Funds Ii
This Amendment to Accounting Agency Agreement (the “Amendment”) is dated as of June 1, 2009, by and between the management investment companies set forth on Exhibit A attached hereto (the “Funds”), and Brown Brothers Harriman & Co., a New York limited partnership with an office in Boston, Massachusetts (the “Administrator”).
AMENDMENT TO ACCOUNTING AGENCY AGREEMENTAccounting Agency Agreement • February 28th, 2020 • Alger Funds Ii
THIS AMENDMENT TO ACCOUNTING AGENCY AGREEMENT (this “Amendment”) is made as of June 1, 2018 by and between BROWN BROTHERS HARRIMAN & CO., a New York limited partnership the (“Administrator”), and the management investment companies set forth on Appendix A to the Agreement (as defined below) (the “Funds”). All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement.
AMENDMENT TO ACCOUNTING AGENCY AGREEMENTAccounting Agency Agreement • February 22nd, 2012 • Alger Funds Ii
This Amendment to Accounting Agency Agreement (the “Amendment”) is dated as of October 24, 2011, by and between the management investment companies set forth on Exhibit A attached hereto (the “Funds”), and Brown Brothers Harriman & Co., a New York limited partnership with an office in Boston, Massachusetts (the “Administrator”).
SUB-INVESTMENT ADVISORY AGREEMENT FRED ALGER MANAGEMENT, LLCSub-Investment Advisory Agreement • February 27th, 2024 • Alger Funds Ii
As you are aware, The Alger Funds, The Alger Funds II and Alger Global Focus Fund (the “Funds”) desire to employ the capital of the series named on Schedule 1 hereto, as such Schedule may be revised from time to time (each, a “Series”), by investing and reinvesting the same in investments of the type and in accordance with the limitations specified in the relevant Series’ Prospectus and Statement of Additional Information as from time to time in effect, copies of which have been or will be submitted to you, and in such manner and to such extent as from time to time may be approved by each Fund’s Board. Each Fund employs Fred Alger Management, LLC (the “Adviser”) to act as the Series’ investment adviser pursuant to a written agreement (the “Management Agreement”), a copy of which has been furnished to you. The Adviser is authorized to and desires to retain you, and you hereby agree to accept such retention, to act as the Series’ sub-investment adviser with respect to that portion of eac
ACCOUNTING AGENCY AGREEMENTAccounting Agency Agreement • June 26th, 2008 • Spectra Funds • New York
THIS AGREEMENT is made as of February 29, 2008 by and between BROWN BROTHERS HARRIMAN & CO., a limited partnership organized under the laws of the State of New York (the “Administrator”), and the management investment companies set forth in Appendix A hereto (each, the “Fund”) registered with the Commission under the Investment Company Act of 1940 (“the 1940 Act”) acting on behalf of their respective Portfolios thereof, if any (each a “Portfolio” and collectively, the “Portfolios”).
THE ALGER FUNDS II ADMINISTRATION AGREEMENTAdministration Agreement • February 22nd, 2012 • Alger Funds Ii
FORM OF SUB-INVESTMENT ADVISORY AGREEMENT FRED ALGER MANAGEMENT, INC. 360 Park Avenue South New York, New York 10010Sub-Investment Advisory Agreement • March 1st, 2017 • Alger Funds Ii • New York
As you are aware, The Alger Funds, The Alger Funds II and The Alger Portfolios (the “Funds”) desire to employ the capital of the series named on Schedule 1 hereto, as such Schedule may be revised from time to time (each, a “Series”), by investing and reinvesting the same in investments of the type and in accordance with the limitations specified in the relevant Series’ Prospectus and Statement of Additional Information as from time to time in effect, copies of which have been or will be submitted to you, and in such manner and to such extent as from time to time may be approved by each Fund’s Board. Each Fund employs Fred Alger Management, Inc. (the “Adviser”) to act as the Series’ investment adviser pursuant to a written agreement (the “Management Agreement”), a copy of which has been furnished to you. The Adviser is authorized to and desires to retain you, and you hereby agree to accept such retention, to act as the Series’ sub-investment adviser with respect to that portion of each
Exhibit h-1 SHAREHOLDER ADMINISTRATIVE SERVICES AGREEMENT This Agreement is made and entered into between each of the investment companies listed in Schedule A hereto (each, a "Fund" and collectively, the "Funds") and Alger Shareholder Services, Inc....Shareholder Administrative Services Agreement • February 18th, 2005 • Spectra Fund • New York
AMENDED AND RESTATED DISTRIBUTION AGREEMENT OF THE ALGER FUNDS IIDistribution Agreement • February 22nd, 2012 • Alger Funds Ii • New York
This is to confirm that, in consideration of the agreements hereinafter contained, the undersigned, The Alger Funds II (the “Fund”), an unincorporated business trust organized under the laws of the Commonwealth of Massachusetts, has agreed that Fred Alger & Company, Incorporated (“Alger”) shall be, for the period of this Agreement, the distributor of shares of beneficial interest of the Fund issued in respect of the Fund’s several portfolios (each a “Portfolio”).
AMENDMENT TO SUB-INVESTMENT ADVISORY AGREEMENTSub-Investment Advisory Agreement • February 27th, 2023 • Alger Funds Ii
WHEREAS, Fred Alger Management, LLC (the “Adviser”) and Weatherbie Capital, LLC (“Weatherbie”) entered into a sub-investment advisory agreement dated March 1, 2017 (as amended, supplemented and/or restated to date, the “Agreement”) for Weatherbie to provide certain sub-investment advisory services to certain series of each of The Alger Funds, The Alger Funds II and The Alger Portfolios; and
