Exhibit 10.2 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION...Trans Lux Corp • June 23rd, 2011 • Miscellaneous manufacturing industries
WITNESSETH:Security Agreement • August 15th, 2008 • Trans Lux Corp • Miscellaneous manufacturing industries • Connecticut
INDENTURETrans Lux Corp • March 22nd, 2004 • Miscellaneous manufacturing industries • New York
EXHIBIT 10.5 SIXTH AMENDMENT AGREEMENT AGREEMENT, made as of November 5, 1998, among TRANS-LUX CORPORATION, a Delaware corporation, TRANS-LUX CONSULTING CORPORATION, a Delaware corporation, TRANS-LUX SIGN CORPORATION, a Delaware corporation, TRANS-LUX...Agreement • April 1st, 1999 • Trans Lux Corp • Miscellaneous manufacturing industries • Connecticut
CLASS B WARRANT TRANS-LUX CORPORATIONTrans Lux Corp • November 18th, 2011 • Miscellaneous manufacturing industries
THIS CLASS B WARRANT (the “Warrant”) certifies that, for value received, ____________ (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on the three-year anniversary of the Closing Date of the Offering described in the Purchase Agreement (as hereinafter defined) (the “Termination Date”) but not thereafter, to subscribe for and purchase from Trans-Lux Corporation, a Delaware corporation (the “Company”), up to _______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock of the Company. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
Exhibit 1 _____% Convertible Subordinated Notes due 2006 TRANS-LUX CORPORATION UNDERWRITING AGREEMENTTrans Lux Corp • December 9th, 1996 • Miscellaneous manufacturing industries
AMENDMENT TO EMPLOYMENT AGREEMENT EXHIBIT 10(a) AGREEMENT (the "Amendment") made as of May 31, 2001 by and between TRANS-LUX CORPORATION, a Delaware corporation having an office at 110 Richards Avenue, Norwalk, Connecticut 06856-5090 (hereinafter...Employment Agreement • August 14th, 2001 • Trans Lux Corp • Miscellaneous manufacturing industries • New York
Exhibit 10(a) AGREEMENT made June 27, 2002, as of the 1st day of June 2002 by and between TRANS-LUX CORPORATION, a Delaware corporation having an office at 110 Richards Avenue, Norwalk, Connecticut 06856-5090 (hereinafter called "Employer"), and...Agreement • August 14th, 2002 • Trans Lux Corp • Miscellaneous manufacturing industries • New York
SECOND AMENDMENT AGREEMENT --------------------------Second Amendment Agreement • November 12th, 1996 • Trans Lux Corp • Miscellaneous manufacturing industries
Exhibit 14(a) SECOND AMENDMENT TO THE COMMERCIAL LOAN AND SECURITY AGREEMENTLoan and Security Agreement • June 10th, 2004 • Trans Lux Corp • Miscellaneous manufacturing industries • Connecticut
Exhibit 10.6 CONSULTING AGREEMENT made as of December 1, 2004, by and between TRANS-LUX CORPORATION, a Delaware corporation, transacting business at 110 Richards Avenue, Norwalk, Connecticut (hereinafter referred to as "TLX"), and MOVING IMAGES, LLC,...Consulting Agreement • March 31st, 2005 • Trans Lux Corp • Miscellaneous manufacturing industries
Exhibit 10.1 AGREEMENT made as of the 1st day of April 2008 by and between TRANS-LUX --- CORPORATION, a Delaware corporation having an office at 110 Richards Avenue, Norwalk, Connecticut 06856-5090 (hereinafter called "Employer"), and KARL HIRSCHAUER...Agreement • May 20th, 2008 • Trans Lux Corp • Miscellaneous manufacturing industries • New York
Exhibit 10.1 SUBSCRIPTION AGREEMENT SUBSCRIPTION AGREEMENT (this "Agreement") made as of the last date set forth on the signature page hereof between Trans- Lux Corporation, a Delaware corporation (the "Company"), and Hackel Family Associates LLC (the...Subscription Agreement • June 23rd, 2011 • Trans Lux Corp • Miscellaneous manufacturing industries • New York
Exhibit 10(a) DATED March 28, 2003 ASSET PURCHASE AGREEMENTAsset Purchase Agreement • April 2nd, 2003 • Trans Lux Corp • Miscellaneous manufacturing industries • Delaware
Agreement ---------Seventh Amendment Agreement • May 12th, 1999 • Trans Lux Corp • Miscellaneous manufacturing industries • Connecticut
Agreement ---------Eighth Amendment Agreement • August 16th, 1999 • Trans Lux Corp • Miscellaneous manufacturing industries • Connecticut
EMPLOYMENT AGREEMENTEmployment Agreement • October 26th, 2018 • TRANS LUX Corp • Miscellaneous manufacturing industries • New York
THIS EMPLOYMENT AGREEMENT (hereinafter referred to as this “Agreement” or the “Employment Agreement”) is made as of the 22nd day of October, 2018, between TRANS-LUX CORPORATION, a Delaware corporation (the “Company”), and TODD DUPEE (the “Employee”).
WITNESSETH:Security Agreement • August 14th, 2007 • Trans Lux Corp • Miscellaneous manufacturing industries • Connecticut
EX-10.a AMENDED AND RESTATED AGREEMENT made September 11, 1998 as of July 1, 1998, by and between TRANS-LUX CORPORATION, a Delaware corporation, transacting business at 110 Richards Avenue, Norwalk, Connecticut (hereinafter referred to as "Company"),...Agreement • November 12th, 1998 • Trans Lux Corp • Miscellaneous manufacturing industries • New York
CREDIT AND SECURITY AGREEMENT by and among TRANS-LUX CORPORATION, TRANS-LUX DISPLAY CORPORATION, TRANS-LUX MIDWEST CORPORATION, TRANS-LUX ENERGY CORPORATION, AND ANY ADDITIONAL ENTITY THAT MAY HEREAFTER BE ADDED AS A BORROWER each a Borrower, and...Credit and Security Agreement • July 13th, 2016 • TRANS LUX Corp • Miscellaneous manufacturing industries • New York
THIS CREDIT AND SECURITY AGREEMENT (the “Agreement”) dated as of July 12, 2016, is entered into by and among TRANS-LUX CORPORATION, a Delaware corporation (“Trans-Lux”), TRANS-LUX DISPLAY CORPORATION, a Delaware corporation (“TDC”), TRANS-LUX MIDWEST CORPORATION, an Iowa corporation (“TMC”), TRANS-LUX ENERGY CORPORATION, a Connecticut corporation (“TEC”), and any additional borrower that may hereafter be added to this Agreement (together with Trans-Lux, TDC, TMC, and TEC, individually as a “Borrower,” and collectively as “Borrowers”), and SCM SPECIALTY FINANCE OPPORTUNITIES FUND, L.P., a Delaware limited partnership (the “Lender”).
EXHIBIT 10 CREDIT AGREEMENT Dated as of August 28, 1995Credit Agreement • November 13th, 1995 • Trans Lux Corp • Miscellaneous manufacturing industries • Connecticut
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • September 2nd, 2014 • TRANS LUX Corp • Miscellaneous manufacturing industries • New York
This Securities Purchase Agreement (this "Agreement"), dated as of August 27, 2014, is entered into by and between TRANS-LUX CORPORATION, a Delaware corporation (the "Company") and ALBERTO SHAIO, an individual ("Investor").
Exhibit 10 CONSULTING AGREEMENT made as of June 1, 2003, by and between TRANS- LUX CORPORATION, a Delaware corporation, transacting business at 110 Richards Avenue, Norwalk, Connecticut (hereinafter referred to as "Company"), and RICHARD BRANDT,...Consulting Agreement • August 14th, 2003 • Trans Lux Corp • Miscellaneous manufacturing industries
MUTUAL LIEN INTERCREDITOR AGREEMENTMutual Lien Intercreditor Agreement • November 9th, 2017 • TRANS LUX Corp • Miscellaneous manufacturing industries • New York
THIS Mutual Lien Intercreditor Agreement (this “Agreement”) dated as of October 10, 2017 is entered into between SCM SPECIALTY FINANCE OPPORTUNITIES FUND, L.P., a Delaware limited partnership (“Lender”), and CARLISLE INVESTMENTS INC, a British Virgin Islands company (“Creditor”).
ASSET PURCHASE AGREEMENTAsset Purchase Agreement • June 3rd, 2014 • Trans Lux Corp • Miscellaneous manufacturing industries • New York
This Asset Purchase Agreement (this "Agreement"), dated as of May 27, 2014, is entered into between ADVANCED CUSTOM ENERGY SOLUTIONS, INC., a Delaware corporation ("Seller") and TRANS-LUX ENERGY CORPORATION, a Connecticut corporation ("Buyer").
CREDIT AGREEMENT between TRANS-LUX CORPORATION, as Borrower and CARLISLE INVESTMENTS INC, as Lender Dated November 6, 2017Credit Agreement • November 9th, 2017 • TRANS LUX Corp • Miscellaneous manufacturing industries • New York
CREDIT AGREEMENT, dated November 6, 2017, between TRANS-LUX CORPORATION, having an address at 445 Park Avenue, Suite 2001, New York, New York 10022 (the "Borrower"), and CARLISLE INVESTMENTS INC, with an address at Trident Chambers, Wickhams Cay, P.O. Box 146, Road Town, Tortola, British Virgin Islands. (the "Lender").
EMPLOYMENT AGREEMENTEmployment Agreement • August 14th, 2014 • TRANS LUX Corp • Miscellaneous manufacturing industries • New York
THIS EMPLOYMENT AGREEMENT (hereinafter referred to as this “Agreement” or the “Employment Agreement”) is made as of the 27th day of May, 2014, between TRANS-LUX CORPORATION, a Delaware corporation (the “Company”), and DAVID PAVLIK (the “Employee”).
Exhibit 10.2 AGREEMENT made as of the 1st day of April, 2005 by and between TRANS-LUX CORPORATION, a Delaware corporation having an office at 110 Richards Avenue, Norwalk, Connecticut 06856-5090 (hereinafter called "Employer"), and JOHN LONG, residing...Agreement • August 15th, 2005 • Trans Lux Corp • Miscellaneous manufacturing industries • New York
AMENDMENT NO. 22 TO AMENDED AND RESTATED COMMERCIAL LOAN AND SECURITY AGREEMENTLoan and Security Agreement • February 7th, 2013 • Trans Lux Corp • Miscellaneous manufacturing industries • Connecticut
This AMENDMENT NO. 22 TO AMENDED AND RESTATED COMMERCIAL LOAN AND SECURITY AGREEMENT (this “Agreement”) is made as of the 30th day of January, 2013, by and among TRANS-LUX CORPORATION, a Delaware corporation, with its chief executive office and principal place of business located at 26 Pearl Street, Norwalk, Connecticut 06850 (“Borrower”), each of the other corporations signatory hereto as guarantors (collectively, the “Guarantors”), and PEOPLE’S UNITED BANK (formerly known as People’s Bank), a Connecticut chartered banking corporation with an office located at 350 Bedford Street, Stamford, Connecticut 06901 (“Lender”).
THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR APPLICABLE STATE SECURITIES LAWS. IT MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER...TRANS LUX Corp • June 15th, 2018 • Miscellaneous manufacturing industries • New York
THIS NOTE AND RIGHT TO PAYMENT AND COLLATERAL SECURITY HEREUNDER ARE SUBJECT TO THE SUBORDINATION AND INTERCREDITOR AGREEMENT IN FAVOR OF CNH FINANCE FUND I, L.P. AS MORE FULLY SET FORTH THEREIN AND IN SECTION 5 HEREOF.
LOAN AND SECURITY AGREEMENT (ALL ASSETS)Loan and Security Agreement • September 20th, 2019 • TRANS LUX Corp • Miscellaneous manufacturing industries • Massachusetts
THIS LOAN AND SECURITY AGREEMENT (ALL ASSETS) (as amended, modified, restated or supplemented, this "Agreement"), is entered into as of September 16, 2019, by and among MidCap Business Credit LLC, a Texas limited liability company, the secured party hereunder ("Lender"), Trans-Lux Corporation, a Delaware corporation ("Trans-Lux"), and Fairplay Corporation, an Iowa corporation ("Fairplay"; and together with Trans-Lux and any Person that at any time after the date hereof becomes an additional borrower to this Agreement, jointly, severally and collectively, "Borrowers" and each a "Borrower"), and Trans-Lux Canada Ltd., a Canadian corporation, Trans-Lux Energy Corporation, a Connecticut corporation, Trans-Lux Display Corporation, a Delaware corporation, Trans-Lux Investment Corporation, a Delaware corporation, and together with any Person (other than an individual) that at any time after the date hereof becomes a guarantor to this Agreement, jointly, severally and collectively, "Guarantors
Exhibit 10(a) COMMERCIAL LOAN AND SECURITY AGREEMENTLoan and Security Agreement • February 18th, 2003 • Trans Lux Corp • Miscellaneous manufacturing industries • Connecticut
FORM OF SUBSCRIPTION AGREEMENTSubscription Agreement • November 18th, 2011 • Trans Lux Corp • Miscellaneous manufacturing industries • New York
SUBSCRIPTION AGREEMENT (this “Agreement”) dated as of September 28, 2011, and made as of the date set forth on the Signature Page hereof between Trans-Lux Corporation, a Delaware corporation (“Company”) and the undersigned, as identified on the “Signature Page” (the “Subscriber”).
Exhibit 10.1 AMENDMENT NO. 15 TO AMENDED AND RESTATED COMMERCIAL LOAN AND ------------------------------------------------------------ SECURITY AGREEMENT AND WAIVER AGREEMENT --------------------------------------- This AMENDMENT NO. 15 TO AMENDED AND...Security Agreement and Waiver Agreement • August 18th, 2010 • Trans Lux Corp • Miscellaneous manufacturing industries • Connecticut
Exhibit 10.1 AGREEMENT (the "Agreement") made as of the 16th day of February, 2010 by and between TRANS-LUX CORPORATION, a Delaware corporation having an office at 26 Pearl Street, Norwalk, Connecticut 06850 (hereinafter called "Employer"), and...Agreement • February 19th, 2010 • Trans Lux Corp • Miscellaneous manufacturing industries
