AMENDMENT TO THE ADVISORS SERIES TRUST TRANSFER AGENT SERVICING AGREEMENT
AMENDMENT
TO THE
TRANSFER
AGENT SERVICING AGREEMENT
THIS AMENDMENT dated as of the
25th
day of November, 2008, to the Transfer Agent Servicing Agreement, dated as of
June 8, 2006, as amended (the "Transfer Agent Agreement"), is entered into by
and between Advisors Series
Trust, a Delaware statutory trust (the "Trust") on behalf of its separate
series, the Xx Xxxxx Fund
and the Xx Xxxxx
Dividend Value Fund and U.S. Bancorp Fund Services, LLC,
a Wisconsin limited liability company ("USBFS").
RECITALS
WHEREAS, the parties have
entered into a Transfer Agent Agreement; and
WHEREAS, the parties desire to
amend the series of the Trust to amend the fees; and
WHEREAS, Section 12 of the
Transfer Agent Agreement allows for its amendment by a written instrument
executed by both parties.
NOW, THEREFORE, the parties
agree to amend the following:
Exhibit B
is hereby superseded and replaced with Exhibit B attached hereto.
Except to
the extent amended hereby, the Transfer Agent Agreement shall remain in full
force and effect.
IN WITNESS WHEREOF, the
parties hereto have caused this Amendment to be executed by a duly authorized
officer on one or more counterparts as of the date and year first written
above.
U.S.
BANCORP FUND SERVICES, LLC
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|
By: /s/ Xxxxxxx X.
Xxxx
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By:
/s/ Xxxxxxx X.
XxXxx
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Printed
Name: Xxxxxxx X. Xxxx
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Printed
Name: Xxxxxxx X. XxXxx
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Title: President
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Title:
Executive Vice President
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1
Exhibit
B to the Advisors Series Trust Transfer Agent Servicing Agreement
Name of Series
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Date Added
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Xx
Xxxxx Fund
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11/18/2002
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Xx
Xxxxx Dividend Value Fund
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09/30/2004
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TRANSFER
AGENT & SHAREHOLDER SERVICES ANNUAL
FEE
SCHEDULE EFFECTIVE: 12/1/2008
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Service Charges to the Fund*
Shareholder
Account Fee (Subject to Minimum)
¨ No-Load -
$[__]
/account
¨ Closed
Accounts - $[__]
/account
Annual
Minimum – Up to [__] accounts
per fund
¨ $[__] per
no-load fund
¨ $[__] first
load or daily accrual fund
¨ $[__] each
additional class
Annual
Minimum – Over [__] accounts
per fund
¨ $[__] per
no-load fund
¨ $[__] per load
or daily accrual fund
¨ $[__] each
additional class
Activity Charges
¨ Telephone
Calls - $[__]
/minute
¨ E-mail
Services
$[__] /month
administration
$[__] /e-mail
received
¨ Draft
Check Processing - $[__]
/draft
¨ Daily
Valuation Trades - $[__]
/trade
¨ Lost
Shareholder Search - $[__]
/search
¨ AML
New Account Service - $1.00/new domestic accounts and $[__]/new
foreign account
¨ ACH/EFT
Shareholder Services:
$[__]
/month/fund group
$[__] /ACH
item, setup, change
$[__]
/correction, reversal
Out
of Pocket costs to be paid by Funds.
Fees
are billed monthly.
*
Subject to CPI increase, Milwaukee MSA.
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Service Charges to
Investors/Shareholders
Qualified
Plan Fees (Billed to Investors)
¨ $[__]
/qualified plan acct (Cap at $[__]/SSN)
¨ $[__]
/Xxxxxxxxx ESA acct (Cap at $[__]/SSN)
¨ $[__]
/transfer to successor trustee
¨ $[__]
/participant distribution (Excluding SWPs)
¨ $[__] /refund
of excess contribution
Additional
Shareholder Fees (Billed to Investors)
¨ $[__]
/outgoing wire transfer
¨ $[__]
/overnight delivery
¨ $[__]
/telephone exchange
¨ $[__] /return
check or ACH
¨ $[__] /stop
payment
¨ $[__]
/research request (Cap at $[__]/request)
(For
requested items of the second calendar year [or previous] to the
request)
Technology Charges
1. Fund
Group Setup (first cusip) - $[__] /fund
group
2. Fund
Setup - $[__] /cusip
(beyond first cusip)
3. NSCC
Service Interface – All NSCC Services
¨ Setup
- $[__]
/fund group
¨ Annual
- $[__]
cusip/year
4. Telecommunications
and Voice Services
¨ Service
Setup - $[__] ATT
transfer connect
¨ VRU
Setup - $[__] /fund
group
¨ VRU
Maintenance -$[__]
/cusip/month
¨ $[__] /voice
response call
¨ $[__] /voice
recognition call
5. Asset
Allocation Services - $[__] /account
group/year ([__]
reallocations)
5. 12b-1
Aging - $[__]
/account/year
6. Average
Cost - $[__]
/account/year
7. Development/Programming
- $[__]
/hour
8. File
Transmissions – subject to requirements
9. Selects
- $[__]
per select
10. ReportSource
- $[__]
/month – Web reporting
11. Extraordinary
services – charged as incurred
¨ Conversion
of Records (if necessary) – Estimate to be provided.
¨ Custom
processing, re-processing
¨ All
other extraordinary services
12. Omnibus
Account Transaction - $[__]/transaction
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Advisor’s
Signature below acknowledges approval of the Exhibit B fee schedule
above.
XX
XXXXX ASSET MANAGEMENT, INC.
By:
/s/ Xxxxx
Xxxx
Printed
Name: Xxxxx
Xxxx
Title:
CFO and
CCO
Date:
4/16/2009