ADDENDUM DATED AS OF FEBRUARY 17, 2012 TO THE AMENDED AND RESTATED PARTICIPATION AGREEMENT DATED AS OF JUNE 30, 2010, BETWEEN AND AMONG MAINSTAY VP FUNDS TRUST, NEW YORK LIFE INVESTMENT MANAGEMENT LLC AND NEW YORK LIFE INSURANCE AND ANNUITY CORPORATION
Exhibit h 1 b
ADDENDUM DATED AS OF FEBRUARY 17, 2012
TO THE AMENDED AND RESTATED PARTICIPATION AGREEMENT
DATED AS OF JUNE 30, 2010, BETWEEN AND AMONG
NEW YORK LIFE INVESTMENT MANAGEMENT LLC AND
NEW YORK LIFE INSURANCE AND ANNUITY CORPORATION
Notwithstanding anything to the contrary contained in the above-cited Amended and Restated Participation Agreement (the “Agreement”) between and among the MainStay VP Funds Trust (the “Fund”), New York Life Investment Management LLC (the “Adviser”), and New York Life Insurance and Annuity Corporation (the “Company”), the Fund, the Adviser and the Company hereby agree that the Agreement is amended to read as follows:
Schedule A is completely deleted and the attached
revised Schedule A is inserted in place of the
original.
IN WITNESS WHEREOF, the Trust, the Adviser and the Company have caused this Addendum to be executed as of February 17, 2012 and thereby is made an integral part thereof.
MAINSTAY VP FUNDS TRUST | NEW YORK LIFE INVESTMENT | |||
MANAGEMENT LLC | ||||
By: | /s/ Xxxx X. Xxxxxxxxxx | By: | /s/ Xxxxxxx X. Xxxxxx | |
Name: | Xxxx X. Xxxxxxxxxx | Name: | Xxxxxxx X. Xxxxxx | |
Title: | Treasurer and Principal Financial Officer |
Title: | Senior Managing Director and Chief Marketing Officer | |
NEW YORK LIFE INSURANCE AND ANNUITY CORPORATION | ||||
By: | /s/ Xxxxxxx X. Xxxxx | |||
Name: | Xxxxxxx X. Xxxxx | |||
Title: | Vice President |
ADDENDUM DATED AS OF FEBRUARY 17, 2012
TO THE AMENDED AND RESTATED PARTICIPATION AGREEMENT
DATED AS OF JUNE 30, 2010
SCHEDULE A
Separate Accounts, Variable Contracts and Designated Portfolios
Subject to the Amended and Restated Participation Agreement
Registered Separate Accounts and Variable Contracts
Name of Separate Account and Date Established by Board of Directors | Names of Contracts Funded by Separate Account and Form Numbers Thereof |
NYLIAC Variable Universal Life Separate Account-I June 4, 1993 |
Variable Universal Life #793-90 Survivorship Variable Universal Life #797-150 Survivorship Variable Universal Life #302-150 Variable Universal Life 2000 #799-90 Variable Universal Life 2000 #302-90 Single Premium Variable Universal Life #301-95 Single Premium Variable Universal Life #302-95 Single Premium Variable Universal Life #303-95 Pinnacle Variable Universal Life #300-80 and #300-82 Pinnacle Survivorship Variable Universal Life #300-81 and #300-83 Variable Universal Life Provider #303-30 Variable Universal Life Provider #303-31 Legacy Creator Single Premium Variable Universal Life #308-95 Variable Universal Life Accumulator #308-30 Survivorship Variable Universal Life Accumulator #308-150 Lifetime Wealth Variable Universal Life #310-91 |
NYLIAC Corporate Sponsored Variable Universal Life Separate Account-I May 24, 1996 |
Corporate Sponsored Variable Universal Life #796-40 Corporate Executive Series Variable Universal Life #300-40, #301-43 and #307-43 Corporate Executive Accumulator Variable Universal Life #309-30 |
NYLIAC Variable Annuity Separate Account-I October 15, 1992 |
LifeStages® Flexible Premium Variable Annuity (The Original) #993-190 |
NYLIAC Variable Annuity Separate Account-II October 15, 1992 |
LifeStages® Flexible Premium Variable Annuity (The Original) #993-190 |
NYLIAC MFA Separate Account-I May 27, 1983
NYLIAC MFA Separate Account-II May 27, 1983 |
Facilitator Multi-Funded Retirement Annuity #983-192 and #983-193
Facilitator Multi-Funded Retirement Annuity #983-190 and #983-191 |
NYLIAC Variable Annuity Separate Account-III November 30, 1994
|
LifeStages® Variable Annuity #995-190 MainStay Plus Variable Annuity #999-190 (Supersedes (998-190)) New LifeStages® Flexible Premium Variable Annuity #000-190 LifeStages® Premium Plus Variable Annuity #200-195 (Original) LifeStages® Access Variable Annuity #200-090 MainStay Access Variable Annuity #200-090 MainStay Premium Plus Variable Annuity #200-190 LifeStages® Essentials Variable Annuity #202-192 MainStay Plus II Variable Annuity #202-192 LifeStages® Select Variable Annuity #202-190 MainStay Select Variable Annuity #202-190 LifeStages® Premium Plus II #203-195 MainStay Premium Plus II #203-190 AmSouth Premium Plus #200-190 AmSouth Premium Plus II #203-190 LifeStages® Access Variable Annuity #204-191 Complete Access Variable Annuity #208-190 Flexible Premium Variable Annuity II #ICC11-P110 Premier Variable Annuity #208-191 Premier Plus Variable Annuity #208-192 |
NYLIAC Variable Annuity Separate Account-IV June 10, 2003 |
LifeStages® Elite Variable Annuity #203-193 MainStay Elite Variable Annuity #203-193 LifeStages® Premium Plus Elite Variable Annuity #204-193 LifeStages® Longevity Benefit Variable Annuity #206-193 MainStay Longevity Benefit Variable Annuity #206-193 Flexible Premium Variable Annuity II #ICC11-P110 Premier Variable Annuity #208-191 Premier Plus Variable Annuity #208-192 |
Non-registered Separate Accounts and Variable Contracts
NYLIAC PPVUL Separate Account-I
|
Pinnacle Private Placement Variable Universal Life #301-41 CERT (group policies) and #301-42 (individual policies)
Magnastar Private Placement Variable Universal Life #302-10C (group policies) and #301-11 (individual policies)
CorpExec Private Placement Variable Universal Life #304-47 (individual policies) and #304-46C (group policies)
Magnastar Survivorship Private Placement Variable Universal Life #302-14 (individual policies) and #304-12C (group policies)
|
NYLIAC PPVUL Separate Account-II
|
Pinnacle Private Placement Variable Universal Life #301-41 CERT (group policies) and #301-42 (individual policies)
Magnastar Private Placement Variable Universal Life #302-10C (group policies) and #301-11 (individual policies)
CorpExec Private Placement Variable Universal Life #304-47 (individual policies) and #304-46C (group policies)
Magnastar Survivorship Private Placement Variable Universal Life #302-14 (individual policies) and #304-12C (group policies) |
Designated Portfolios
MainStay VP Balanced – Initial Class and Service Class
MainStay XX Xxxx – Initial Class and Service Class
MainStay VP Cash Management – Initial Class
MainStay VP Common Stock – Initial Class and Service Class
MainStay VP Conservative Allocation – Initial Class and Service Class
MainStay VP Convertible – Initial Class and Service Class
MainStay VP DFA/DuPont Capital Emerging Markets Equity – Initial and Service Class
MainStay VP Eagle Small Cap Growth – Initial and Service Class
MainStay VP Flexible Bond Opportunities – Initial and Service Class
MainStay VP Floating Rate – Initial Class and Service Class
MainStay VP Government – Initial Class and Service Class
MainStay VP Growth Allocation – Initial Class and Service Class
MainStay VP Growth Equity – Initial Class and Service Class
MainStay VP High Yield Corporate Bond – Initial Class and Service Class
MainStay VP ICAP Select Equity – Initial Class and Service Class
MainStay VP Income Builder – Initial Class and Service Class
MainStay VP International Equity – Initial Class and Service Class
MainStay XX Xxxxx Balanced – Initial and Service Class
MainStay VP Large Cap Growth – Initial Class and Service Class
MainStay VP MFS Utilities – Initial and Service Class
MainStay VP Mid Cap Core – Initial Class and Service Class
MainStay VP Moderate Allocation – Initial class and Service Class
MainStay VP Moderate Growth Allocation – Initial Class and Service Class
MainStay VP PIMCO Real Return – Initial and Service Class
MainStay VP S&P 500 Index – Initial Class and Service Class
MainStay VP X. Xxxx Price Equity Income – Initial and Service Class
MainStay VP U.S. Small Cap – Initial Class and Service Class
MainStay XX Xxx Xxx Global Hard Assets – Initial Class