AMENDMENT TO MASTER FUND SUB-ACCOUNTING AND SUB-ADMINISTRATION AGREEMENT
Exhibit
h.5.(xii)
AMENDMENT
TO
MASTER
FUND SUB-ACCOUNTING AND
SUB-ADMINISTRATION
AGREEMENT
This Amendment (the “Amendment”) to the
Master Fund Sub-Accounting and Sub-Administration Agreement is made on the
24th
day of November, 2009 by and between New York Life Investment Management LLC
(“NYLIM”) and State Street Bank & Trust Company (the “Bank”).
WHEREAS, the parties hereto have
entered into a Master Fund Sub-Accounting and Sub-Administration Agreement, as
amended (the “Agreement”); and
WHEREAS, the parties hereto wish to
amend Appendix A of the Agreement in order to revise the list of
series/portfolios covered by the Agreement to reflect the liquidation and
dissolution of the MainStay Capital Appreciation Fund, MainStay Small Cap Growth
Fund, and MainStay Mid Cap Value Fund (each a “Liquidation” and, collectively,
the “Liquidations”).
NOW, THEREFORE, for good and adequate
consideration, the receipt of which is hereby acknowledged, the parties hereto
agree as follows:
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1.
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Amendment of Appendix
A. Appendix A of the Agreement is hereby amended by
deleting it in its entirety and replacing it with the Appendix A attached
hereto, effective with respect to each Liquidation upon its
completion.
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2.
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Except
as modified hereby, the Agreement shall remain in full force and
effect.
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IN WITNESS WHEREOF, the parties have
executed this Amendment as of the date first written above.
STATE
STREET BANK & TRUST COMPANY
By: /s/ Xxxxx X.
Xxxx
Name: Xxxxx X. Xxxx
Title: Senior Vice
President
ECLIPSE
FUNDS
ECLIPSE
FUNDS INC.
ICAP
FUNDS, INC.
MAINSTAY
VP SERIES FUND, INC.
THE
MAINSTAY FUNDS
By: /s/ Xxxxxxx X.
Xxxxxx
Name: Xxxxxxx X. Xxxxxx
Title: President
Appendix
A
to
by
and between
New
York Life Investment Management LLC
and
State
Street Bank & Trust Company
(as
of November 24, 2009)*
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FUND
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SERIES /
PORTFOLIO
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The
MainStay Funds
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Common
Stock Fund
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Convertible
Fund
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Diversified
Income Fund
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Equity
Index Fund
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Global
High Income Fund
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Government
Fund
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High
Yield Corporate Bond Fund
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Income
Builder Fund
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International
Equity Fund
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Large
Cap Growth Fund
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MAP
Fund
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Money
Market Fund
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Principal Preservation
Fund
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Tax
Free Bond Fund
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Eclipse
Funds Inc.
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130/30
Core Fund
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130/30
Growth Fund
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130/30
High Yield Fund
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130/30
International Fund
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Cash
Reserves Fund
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Conservative
Allocation Fund
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Epoch
U.S. All Cap Fund
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Floating
Rate Fund
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Growth
Allocation Fund
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Growth
Equity Fund
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Indexed
Bond Fund
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Intermediate
Term Bond Fund
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Moderate
Allocation Fund
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Moderate
Growth Allocation Fund
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Retirement
2010 Fund
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Retirement
2020 Fund
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Retirement
2030 Fund
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Retirement
2040 Fund
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Retirement
2050 Fund
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S&P
500 Index Fund
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Short
Term Bond Fund
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2
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FUND
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SERIES /
PORTFOLIO
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Eclipse
Funds
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Balanced
Fund
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U.S.
Small Cap Fund
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ICAP
Funds, Inc.
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ICAP
Equity Fund
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ICAP
Global Fund
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ICAP
International Fund
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ICAP
Select Equity Fund
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MainStay
VP Series Fund, Inc.
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Balanced
Portfolio
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Bond
Portfolio
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Cash
Management Portfolio
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Common
Stock Portfolio
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Conservative
Allocation Portfolio
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Convertible
Portfolio
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Floating
Rate Portfolio
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Government
Portfolio
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Growth
Allocation Portfolio
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Growth
Equity Portfolio
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High
Yield Corporate Bond Portfolio
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ICAP
Select Equity Portfolio
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Income
Builder Portfolio
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International
Equity Portfolio
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Large
Cap Growth Portfolio
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Mid
Cap Core Portfolio
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Moderate
Allocation Portfolio
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Moderate
Growth Allocation Portfolio
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S&P
500 Index Portfolio
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U.S.
Small Cap Portfolio
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MainStay
Funds Trust
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Epoch
Global Choice Fund
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Epoch
Global Equity Yield Fund
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Epoch
International Small Cap Fund
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Epoch
U.S. Equity Fund
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*
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The
removal of each of the MainStay Capital Appreciation Fund, MainStay Mid
Cap Value Fund, and MainStay Small Cap Growth Fund from this Appendix is
effective upon the completion of each respective series’ liquidation and
dissolution, which commenced on November 24,
2009
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