AMENDMENT NO. 7 TO THE AMENDED AND RESTATED MUTUAL FUNDS SERVICE AGREEMENT
Exhibit(h)(1)(A)(viii)
AMENDMENT NO. 7
TO THE
AMENDED AND RESTATED MUTUAL FUNDS SERVICE AGREEMENT
AMENDMENT NO. 7, effective as of May 1, 2017 (“Amendment No. 7”), to the Amended and Restated Mutual Funds Service Agreement dated as of April 1, 2015 (“Agreement”), as amended, between EQ Advisors Trust, a Delaware statutory trust (“Trust”) and AXA Equitable Funds Management Group, LLC a Delaware limited liability company (“FMG LLC” or “Administrator”).
The Trust and FMG LLC agree to modify the Agreement as follows:
| 1. | Name Changes: The following Portfolio’s names shall be changed as follows: |
| Current Name |
New Name | |
| All Asset Moderate Growth-Alt 15 |
1290 VT DoubleLine Dynamic Allocation | |
| AXA Natural Resources |
1290 VT Natural Resources | |
| AXA Real Estate |
1290 VT Real Estate | |
| AXA SmartBeta Equity |
1290 VT SmartBeta Equity | |
| AXA/DoubleLine Opportunistic Core Plus Bond |
1290 VT DoubleLine Opportunistic Bond | |
| AXA/Horizon Small Cap Value |
1290 VT Small Cap Value | |
| AXA/Lord Xxxxxx Micro Cap |
1290 VT Micro Cap | |
| EQ/Boston Advisors Equity Income |
1290 VT Equity Income | |
| EQ/Convertible Securities |
1290 VT Convertible Securities | |
| EQ/Energy ETF |
1290 VT Energy | |
| EQ/GAMCO Mergers and Acquisitions |
1290 VT GAMCO Mergers & Acquisitions | |
| EQ/GAMCO Small Company Value |
1290 VT GAMCO Small Company Value | |
| EQ/High Yield Bond |
1290 VT High Yield Bond | |
| EQ/Low Volatility Global ETF |
1290 VT Low Volatility Global Equity |
| 2. | Schedule A: With respect to Schedule A of the Agreement, the 1290 VT DoubleLine Dynamic Allocation Portfolio shall be considered part of Single-Advised Portfolios for purposes of determining the compensation to be paid by the Trust to FMG LLC for services rendered pursuant to the Agreement. |
Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 7 as of the date first above set forth.
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AXA EQUITABLE FUNDS MANAGEMENT GROUP, LLC
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| By: |
/s/ Xxxxx Xxxxx |
By: |
/s/ Xxxxxx Xxxx | |||||
| Xxxxx Xxxxx Chief Financial Officer and Treasurer |
Xxxxxx Xxxx Senior Vice President and Chief Operating Officer | |||||||
SCHEDULE A
AMENDMENT NO. 7 TO THE
AMENDED AND RESTATED
MUTUAL FUNDS SERVICE AGREEMENT
Fees and Expenses
Trust Administration, Accounting and Compliance Fees
| Single-Advised Portfolios
The greater of $30,000 per Portfolio or 0.10% of the first $30 billion; 0.0975% of the next $10 billion; 0.0950% of the next $5 billion; and 0.0925% thereafter (based on aggregate average daily net assets of the Single-Advised Portfolios) | ||
|
1290 VT DoubleLine Dynamic Allocation (fka, All Asset Moderate Growth-Alt 15) 1290 VT DoubleLine Opportunistic Bond (fka, AXA/DoubleLine Opportunistic Core Plus Bond) 1290 VT Energy (fka, EQ/Energy ETF) 1290 VT Equity Income (fka, EQ/Boston Advisors Equity Income) 1290 VT GAMCO Mergers & Acquisition (fka, EQ/GAMCO Mergers and Acquisitions) 1290 VT GAMCO Small Company Value (fka, EQ/GAMCO Small Company Value) 1290 VT Low Volatility Global Equity (fka, EQ/Low Volatility Global ETF) 1290 VT Natural Resources (fka, AXA Natural Resources) 1290 VT Real Estate (fka, AXA Real Estate) 1290 VT SmartBeta Equity (fka, AXA SmartBeta Equity) 1290 VT Socially Responsible
AXA/AB Short Duration Government Bond AXA/ClearBridge Large Cap Growth AXA/Janus Enterprise AXA/Xxxxxx Xxxxxx Growth |
EQ/BlackRock Basic Value Equity EQ/Capital Guardian Research EQ/Common Stock Index EQ/Core Bond Index EQ/Equity 500 Index EQ/Intermediate Government Bond EQ/International Equity Index EQ/Invesco Xxxxxxxx EQ/JPMorgan Value Opportunities EQ/Large Cap Growth Index EQ/Large Cap Value Index EQ/MFS International Growth EQ/Mid Cap Index EQ/Money Market EQ/Xxxxxxxxxxx Global EQ/PIMCO Global Real Return EQ/PIMCO Ultra Short Bond EQ/Small Company Index EQ/X. Xxxx Price Growth Stock EQ/UBS Growth and Income | |
| Hybrid Portfolios*
The greater of $32,500 per Portfolio or 0.150% of the average daily net assets of the Portfolios for the first $25 billion; 0.110% of the next $10 billion; 0.100% of the next $5 billion; and 0.095% thereafter (based on aggregate average daily net assets of the Hybrid Portfolios and the ATM Portfolios) | ||
|
1290 VT Convertible Securities (fka, EQ/Convertible Securities) 1290 VT High Xxxxx Xxxx (xxx, XX/Xxxx Xxxxx Xxxx) 0000 VT Micro Cap (fka, AXA/Lord Xxxxxx Micro Cap) 1290 VT Small Cap Value (fka, AXA/Horizon Small Cap Value)
AXA Global Equity Managed Volatility AXA International Core Managed Volatility AXA International Value Managed Volatility AXA Large Cap Core Managed Volatility AXA Large Cap Growth Managed Volatility AXA Large Cap Value Managed Volatility AXA Mid Cap Value Managed Volatility
AXA/AB Small Cap Growth AXA/Franklin Balanced Managed Volatility AXA/Xxxxxx Xxxxxxx Small Cap Growth AXA/Mutual Large Cap Equity Managed Volatility AXA/Franklin Small Cap Value Managed Volatility AXA/Pacific Global Small Cap Value AXA/Templeton Global Equity Managed Volatility |
EQ/Quality Bond PLUS EQ/Emerging Markets Equity PLUS EQ/Global Bond PLUS
Multimanager Aggressive Equity Multimanager Core Bond Multimanager Mid Cap Growth Multimanager Mid Cap Value Multimanager Technology | |
| ATM Portfolios*
The greater of $32,500 per Portfolio or 0.15% of the average daily net assets of the Portfolios for the first $25 billion; 0.11% of the next $10 billion; 0.10% of the next $5 billion; and 0.095% thereafter (based on aggregate average daily net assets of the ATM Portfolios and the Hybrid Portfolios)
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| ATM International Managed Volatility ATM Large Cap Managed Volatility ATM Mid Cap Managed Volatility ATM Small Cap Managed Volatility AXA 2000 Managed Volatility AXA 400 Managed Volatility AXA 500 Managed Volatility AXA International Managed Volatility
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AXA/AB Dynamic Moderate Growth AXA/AB Dynamic Growth AXA/Xxxxxxx Sachs Strategic Allocation AXA/Invesco Strategic Allocation AXA/Xxxx Xxxxx Strategic Allocation | |
| Allocation Portfolios (Funds-of-Funds)*
The greater of $32,500 per Portfolio or 0.15% of the average daily net assets of the Portfolios for the first $35 billion; 0.11% of the next $10 billion, and 0.10% of the next 5 billion; and 0.095% thereafter (based on aggregate average daily net assets of the Allocation Portfolios and the Portfolios of AXA Premier VIP Trust)
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| All Asset Growth-Alt 20 All Asset Aggressive-Alt 25 All Asset Aggressive-Alt 50 All Asset Aggressive-Alt 75 AXA Aggressive Strategy AXA Balanced Strategy
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AXA Ultra Conservative Strategy AXA Conservative Strategy AXA Conservative Growth Strategy AXA Growth Strategy AXA Moderate Growth Strategy AXA/Franklin Xxxxxxxxx Allocation Managed Volatility
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| * | Assets of these Portfolios are not included in the calculation of the single-advised Portfolio asset based fee. |
