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FIRST SUPPLEMENTAL INDENTURE
This FIRST SUPPLEMENTAL INDENTURE, dated as of October 14, 1999, is
among American Plumbing & Mechanical, Inc., a Delaware corporation (the
"Company"), each of the parties identified under the caption "Guarantors" on the
signature page hereto (the "Guarantors") and State Street Bank and Trust
Company, as Trustee:
RECITALS
WHEREAS, the Company, the subsidiaries of the Company named therein and
the Trustee entered into an Indenture, dated as of May 19, 1999 (as amended or
supplemented, the "Indenture"), pursuant to which the Company has originally
issued $125,000,000 in principal amount of 11 5/8% Senior Subordinated Notes due
2008 (the "Securities"); and
WHEREAS, Section 9.1(i) of the Indenture provides that the Company and
the Trustee may amend or supplement the Indenture in order to execute and
deliver a guarantee (a "Guarantee") to comply with Section 10.17 thereof without
the consent of the Holders of the Securities; and
WHEREAS, all acts and things prescribed by the Indenture, by law and by
the certificate of incorporation and the bylaws (or comparable constituent
documents) of the Company, of the Guarantors and of the Trustee necessary to
make this First Supplemental Indenture a valid instrument legally binding on the
Company, the Guarantors and the Trustee, in accordance with its terms, have been
duly done and performed;
NOW, THEREFORE, to comply with the provisions of the Indenture and in
consideration of the above premises, the Company, the Guarantors and the Trustee
covenant and agree for the equal and proportionate benefit of the respective
Holders of the Securities as follows:
ARTICLE 1
Section 1.01. This First Supplemental Indenture is supplemental to the
Indenture and does and will be deemed to form a part of, and will be construed
in connection with and as part of, the Indenture for any and all purposes.
Section 1.02. This First Supplemental Indenture will become effective
immediately upon its execution and delivery by each of the Company, the
Guarantors and the Trustee.
ARTICLE 2
From this date, in accordance with Section 10.17 and by executing this
First Supplemental Indenture, the Guarantors whose signatures appear below are
Guarantors for all purposes under the Indenture and are subject to the
provisions of the Indenture to the extent provided for in Article XIII
thereunder.
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ARTICLE 3
Section 3.01. Except as specifically modified herein, the Indenture and
the Securities are in all respects ratified and confirmed (mutatis mutandis) and
shall remain in full force and effect in accordance with their terms with all
capitalized terms used herein without definition having the same respective
meanings ascribed to them as in the Indenture.
Section 3.02. Except as otherwise expressly provided herein, no duties,
responsibilities or liabilities are assumed, or shall be construed to be
assumed, by the Trustee by reason of this First Supplemental Indenture. This
First Supplemental Indenture is executed and accepted by the Trustee subject to
all the terms and conditions set forth in the Indenture with the same force and
effect as if those terms and conditions were repeated at length herein and made
applicable to the Trustee with respect hereto.
Section 3.03. THE LAW OF THE STATE OF NEW YORK SHALL GOVERN AND BE USED
TO CONSTRUE AND ENFORCE THIS FIRST SUPPLEMENTAL INDENTURE, WITHOUT REGARD TO
PRINCIPALS OF CONFLICTS OF LAW.
Section 3.04. The parties may sign any number of copies of this First
Supplemental Indenture. Each signed copy shall be an original, but all of such
executed copies together shall represent the same agreement.
[NEXT PAGE IS SIGNATURE PAGE]
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IN WITNESS WHEREOF, the parties hereto have caused this First
Supplemental Indenture to be duly executed, all as of the date first written
above.
AMERICAN PLUMBING & MECHANICAL, INC.
By: /s/ XXXXX X. XXXXXXX
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Xxxxx X. Xxxxxxx
Chief Financial Officer
GUARANTORS
PARKS MECHANICAL CONSTRUCTION
CORPORATION, a Delaware Corporation
ATLAS PLUMBING & MECHANICAL, L.L.C.
A Delaware limited liability company
By: /s/ XXXXX X. XXXXXXX
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Xxxxx X. Xxxxxxx
Vice President
STATE STREET BANK AND TRUST
COMPANY, as Trustee
By: /s/ XXXXXXX XXXXXXX
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Name: Xxxxxxx Xxxxxxx
Title: Vice President
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