SIXTH SUPPLEMENTAL INDENTURE
Exhibit 10.4
SIXTH SUPPLEMENTAL INDENTURE
THIS SIXTH SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of May 21, 2018, among Xxxxxxxxxxxx Coal Company, a Delaware corporation (the “Issuer”), Xxxxxxxxxxxx San Xxxx Holdings, Inc., a Delaware corporation, Xxxxxxxxxxxx San Xxxx, LLC, a Delaware limited liability company, San Xxxx Coal Company, a Delaware corporation, San Xxxx Transportation Company, a Delaware corporation, Xxxxxxxxxxxx Power, Inc., a Delaware corporation, Xxxxxxxxxxxx Energy Services, Inc. a Delaware Corporation, Xxxxxxxxxxxx Canada LLC, a Delaware limited liability company, Xxxxxxxxxxxx Canadian Investments L.P., a Quebec limited partnership, Basin Resources, Inc., a Colorado corporation, and Absaloka Coal, LLC, a Delaware limited liability company (collectively, the “New Guaranteeing Subsidiaries”), the other Subsidiary Guarantors (as defined in the Indenture referred to herein) and U.S. Bank National Association, as trustee under the Indenture referred to below (the “Trustee”) and as collateral agent under the Indenture referred to below (the “Notes Collateral Agent”).
W I T N E S S E TH
WHEREAS, the Issuer has heretofore executed and delivered to the Trustee and the Notes Collateral Agent an indenture, dated as of December 16, 2014 (as supplemented and/or amended, the “Indenture”) providing for the issuance of 8.75% Senior Secured Notes due 2022 (the “Notes”);
WHEREAS, the Indenture provides that under certain circumstances the Guaranteeing Subsidiaries shall execute and deliver to the Trustee and Notes Collateral Agent a supplemental indenture pursuant to which the Guaranteeing Subsidiaries shall unconditionally guarantee all of the Issuer’s Obligations under the Notes and the Indenture on the terms and conditions set forth herein (the “Note Guarantee”); and
WHEREAS, pursuant to Section 9.01 of the Indenture, the Trustee is authorized to execute and deliver this Supplemental Indenture.
NOW, THEREFORE, in consideration of the foregoing and for other good and valuable consideration, the receipt of which is hereby acknowledged, each Guaranteeing Subsidiary, the Trustee and the Notes Collateral Agent covenant and agree for the equal and ratable benefit of the Holders as follows:
1. CAPITALIZED TERMS. Capitalized terms used herein without definition shall have the meanings assigned to them in the Indenture.
2. AGREEMENT TO GUARANTEE. Each Guaranteeing Subsidiary hereby agrees to provide an unconditional Guarantee on the terms and subject to the conditions set forth in the Note Guarantee and in the Indenture including but not limited to Article 11 thereof.
3. NO RECOURSE AGAINST OTHERS. No director, manager, officer, employee, incorporator, stockholder or member of any Guaranteeing Subsidiary, as such, will have any liability for any obligations of the Issuer or any Guaranteeing Subsidiary under the Notes, the Indenture, any Note Guarantees, the Notes Collateral Documents or this Supplemental Indenture or for any claim based on, in respect of, or by reason of, such obligations or their creation. Each Holder by accepting a Note waives and releases all such liability. The waiver and release are part of the consideration for issuance of the Notes. Such waiver may not be effective to waive liabilities under the federal securities laws.
4. NEW YORK LAW TO GOVERN. THE LAW OF THE STATE OF NEW YORK WILL GOVERN AND BE USED TO CONSTRUE AND ENFORCE THIS SUPPLEMENTAL INDENTURE.
5. COUNTERPARTS. The parties may sign any number of copies of this Supplemental Indenture. Each signed copy shall be an original, but all of them together represent the same agreement. The exchange of copies of this Supplemental Indenture and of signature pages by facsimile or PDF transmission shall constitute effective execution and delivery of this instrument as to the parties hereto and may be used in lieu of the original instrument for all purposes. Signatures of the parties hereto transmitted by facsimile or PDF shall be deemed to be their original signatures for all purposes.
6. EFFECT OF HEADINGS. The Section headings herein are for convenience only and shall not affect the construction hereof.
7. THE TRUSTEE. The Trustee shall not be responsible in any manner whatsoever for or in respect of the validity or sufficiency of this Supplemental Indenture or for or in respect of the recitals contained herein, all of which recitals are made solely by the Guaranteeing Subsidiaries and the Issuer.
IN WITNESS WHEREOF, the parties hereto have caused this Supplemental Indenture to be duly executed as of the date first above written.
XXXXXXXXXXXX COAL COMPANY | ||
By: | /s/ Xxxxxxxx X. Xxxxxxx | |
Name: Xxxxxxxx X. Xxxxxxx | ||
Title: Chief Administrative Officer, Chief Legal Officer and Secretary | ||
XXXXXXXXXXXX SAN XXXX HOLDINGS, INC. | ||
By: | /s/ Xxxxxx X. Xxxxxxx | |
Name: Xxxxxx X. Xxxxxxx | ||
Title: Secretary | ||
XXXXXXXXXXXX SAN XXXX, LLC | ||
By: | /s/ Xxxxxx X. Xxxxxxx | |
Name: Xxxxxx X. Xxxxxxx | ||
Title: Secretary | ||
SAN XXXX COAL COMPANY | ||
By: | /s/ Xxxxxx X. Xxxxxxx | |
Name: Xxxxxx X. Xxxxxxx | ||
Title: Secretary and General Counsel | ||
SAN XXXX TRANSPORTATION COMPANY | ||
By: | /s/ Xxxxxx X. Xxxxxxx | |
Name: Xxxxxx X. Xxxxxxx | ||
Title: Secretary |
[Signature Page to Sixth Supplemental Indenture]
XXXXXXXXXXXX POWER, INC. | ||
By: | /s/ Xxxxxx X. Xxxxxxx | |
Name: Xxxxxx X. Xxxxxxx | ||
Title: Secretary | ||
XXXXXXXXXXXX ENERGY SERVICES, INC. | ||
By: | /s/ Xxxxxx X. Xxxxxxx | |
Name: Xxxxxx X. Xxxxxxx | ||
Title: General Counsel and Secretary | ||
XXXXXXXXXXXX CANADA LLC | ||
By: | /s/ Xxxxxxxx X. Xxxxxxx | |
Name: Xxxxxxxx X. Xxxxxxx | ||
Title: Vice President and Secretary | ||
XXXXXXXXXXXX CANADIAN INVESTMENTS L.P. | ||
By: | Xxxxxxxxxxxx Canada LLC, as General Partner of Xxxxxxxxxxxx Canadian Investments L.P. | |
By: | /s/ Xxxxxxxx X. Xxxxxxx | |
Name: Xxxxxxxx X. Xxxxxxx | ||
Title: Vice President and Secretary | ||
BASIN RESOURCES, INC. | ||
By: | /s/ Xxxxxx X. Xxxxxxx | |
Name: Xxxxxx X. Xxxxxxx | ||
Title: Secretary | ||
ABSALOKA COAL, LLC | ||
By: | /s/ Xxxxxx X. Xxxxxxx | |
Name: Xxxxxx X. Xxxxxxx | ||
Title: Secretary and General Counsel |
[Signature Page to Sixth Supplemental Indenture]
XXXXXXXXXXXX TEXAS XXXXXX COAL COMPANY | ||
By: | /s/ Xxxxxx X. Xxxxxxx | |
Name: Xxxxxx X. Xxxxxxx | ||
Title: Secretary | ||
XXXXXXXXXXXX COAL COMPANY ASSET CORP. | ||
By: | /s/ Xxxxxxxx X. Xxxxxxx | |
Name: Xxxxxxxx X. Xxxxxxx | ||
Title: Secretary | ||
XXXXXXXXXXXX ENERGY SERVICES NEW YORK, INC. | ||
By: | /s/ Xxxxxxxx X. Xxxxxxx | |
Name: Xxxxxxxx X. Xxxxxxx | ||
Title: Secretary | ||
HAYSTACK COAL COMPANY | ||
By: | /s/ Xxxxxx X. Xxxxxxx | |
Name: Xxxxxx X. Xxxxxxx | ||
Title: Secretary | ||
BUCKINGHAM COAL COMPANY, LLC | ||
By: | /s/ Xxxxxx X. Xxxxxxx | |
Name: Xxxxxx X. Xxxxxxx | ||
Title: Secretary | ||
XXXXXXXXXXXX NORTH CAROLINA POWER, L.L.C. | ||
By: | /s/ Xxxxxx X. Xxxxxxx | |
Name: Xxxxxx X. Xxxxxxx | ||
Title: Secretary |
[Signature Page to Sixth Supplemental Indenture]
WEI ROANOKE VALLEY, INC. | ||
By: | /s/ Xxxxxx X. Xxxxxxx | |
Name: Xxxxxx X. Xxxxxxx | ||
Title: Secretary | ||
XXXXXXXXXXXX ROANOKE VALLEY, L.P. | ||
By: | WEI Roanoke Valley, Inc., as General Partner of Xxxxxxxxxxxx Roanoke Valley, L.P. | |
By: | /s/ Xxxxxx X. Xxxxxxx | |
Name: Xxxxxx X. Xxxxxxx | ||
Title: Secretary | ||
By: | Xxxxxxxxxxxx Energy LLC, as Limited Partner of Xxxxxxxxxxxx Roanoke Valley, L.P. | |
By: | /s/ Xxxxxx X. Xxxxxxx | |
Name: Xxxxxx X. Xxxxxxx | ||
Title: Secretary | ||
XXXXXXXXXXXX ENERGY LLC | ||
By: | /s/ Xxxxxx X. Xxxxxxx | |
Name: Xxxxxx X. Xxxxxxx | ||
Title: Secretary | ||
XXXXXXXXXXXX RESOURCES, INC. | ||
By: | /s/ Xxxxxx X. Xxxxxxx | |
Name: Xxxxxx X. Xxxxxxx | ||
Title: Secretary |
[Signature Page to Sixth Supplemental Indenture]
WRI PARTNERS, INC. | ||
By: | /s/ Xxxxxx X. Xxxxxxx | |
Name: Xxxxxx X. Xxxxxxx | ||
Title: Secretary | ||
XXXXXXXXXXXX COAL SALES COMPANY, INC. | ||
By: | /s/ Xxxxxx X. Xxxxxxx | |
Name: Xxxxxx X. Xxxxxxx | ||
Title: Secretary | ||
WCC LAND HOLDING COMPANY, INC. | ||
By: | /s/ Xxxxxx X. Xxxxxxx | |
Name: Xxxxxx X. Xxxxxxx | ||
Title: Secretary | ||
XXXXXXXXXXXX MINING LLC | ||
By: | /s/ Xxxxxx X. Xxxxxxx | |
Name: Xxxxxx X. Xxxxxxx | ||
Title: Secretary | ||
DAKOTA XXXXXXXXXXXX CORPORATION | ||
By: | /s/ Xxxxxx X. Xxxxxxx | |
Name: Xxxxxx X. Xxxxxxx | ||
Title: Secretary | ||
TEXAS XXXXXXXXXXXX COAL CO. | ||
By: | /s/ Xxxxxx X. Xxxxxxx | |
Name: Xxxxxx X. Xxxxxxx | ||
Title: Secretary |
[Signature Page to Sixth Supplemental Indenture]
XXXXXXXXXXXX ENERGY COMPANY | ||
By: | /s/ Xxxxxx X. Xxxxxxx | |
Name: Xxxxxx X. Xxxxxxx | ||
Title: Secretary | ||
XXXXXXXXXXXX XXXXXX CORPORATION | ||
By: | /s/ Xxxxxx X. Xxxxxxx | |
Name: Xxxxxx X. Xxxxxxx | ||
Title: Secretary | ||
XXXXXXXXXXXX PARTNERS | ||
By: | Xxxxxxxxxxxx North Carolina Power, L.L.C., its general partner | |
By: | /s/ Xxxxxx X. Xxxxxxx | |
Name: Xxxxxx X. Xxxxxxx | ||
Title: Secretary |
By: | Xxxxxxxxxxxx Roanoke Valley, L.P., its general partner | |||
By: WEI Roanoke Valley, Inc., its general partner | ||||
By: | /s/ Xxxxxx X. Xxxxxxx | |||
Name: Xxxxxx X. Xxxxxxx | ||||
Title: Secretary |
[Signature Page to Sixth Supplemental Indenture]
U.S. BANK NATIONAL ASSOCIATION as Trustee and Notes Collateral Agent | ||
By: | /s/ Xxxxxxxxxxx Xxxxxx | |
Name: Xxxxxxxxxxx Xxxxxx Title: Vice President |
[Signature Page to Sixth Supplemental Indenture]