Amendment No. 9 To Transfer Agency Agreement
Amendment No. 9
To
This Amendment No. 9 To Transfer Agency Agreement, executed as of April 29, 2020 (“Amendment No. 9”), is being entered into by and between BNY Mellon Investment Servicing (US) Inc. (“BNYM”) and Xxxxxxx Xxxxxxx Funds (the “Investment Company”), on its own behalf and on behalf of each series of the Investment Company listed on Schedule B to the Amended Agreement (as defined below), in its individual and separate capacity.
Background
BNYM and the Investment Company previously entered into the Transfer Agency Agreement, dated as of September 1, 2014 (“Original Agreement”), Amendment Agreement, dated as of July 20, 2016, Amendment No. 1 To Transfer Agency Agreement effective as of August 4, 2017, Amendment No. 2 to Transfer Agency Agreement dated as of February 20, 2018, Amendment No. 4 To Transfer Agency Agreement dated as of September 28, 2018 but effective as of June 30, 2018, Amendment No. 5 To Transfer Agency Agreement dated as of December 14, 2018, Amendment No. 6 To Transfer Agency Agreement dated as of December 13, 2018, Amendment No. 7 to Transfer Agency Agreement dated as of November 25, 2019, and Amendment No. 8 to Transfer Agency Agreement dated as of December 19, 2019 (collectively, the “Current Agreement”). The parties wish to amend the Current Agreement as set forth in this Amendment No. 9.
Terms
In consideration of the mutual promises contained herein and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties, intending to be legally bound, agree to all statements made above and as follows:
1. Modifications to Current Agreement. The Current Agreement is hereby amended by deleting Schedule B in its entirety and replacing it with the Schedule B attached to Amendment No. 9, executed as of April 29, 2020, between BNYM and the Investment Company.
2. Adoption of Amended Agreement by New Fund. The Fund that has been added to Schedule B by virtue of this Amendment No. 9 acknowledges and agrees that (i) by virtue of its execution of this Amendment No. 9, it becomes and is a party to the Current Agreement as amended by this Amendment No. 9 (“Amended Agreement”) as of the date first written above, or if BNYM commenced providing services to the Fund prior to the date first written above, as of the date BNYM first provided services to the Fund, and (ii) it is bound by all terms and conditions of the Amended Agreement as of such date. The term “Fund” has the same meaning in this Amendment No. 9 as it has in the Current Agreement.
3. Remainder of Current Agreement. Except as specifically modified by this Amendment No. 9, all terms and conditions of the Current Agreement shall remain in full force and effect.
4. Governing Law. The governing law provision of the Current Agreement shall be the governing law provision of this Amendment No. 9.
5. Entire Agreement. This Amendment No. 9 constitutes the final, complete, exclusive and fully integrated record of the agreement of the parties with respect to the subject matter herein and the amendment of the Current Agreement with respect to such subject matter, and supersedes all prior and contemporaneous proposals, agreements, contracts, representations and understandings, whether written, oral or electronic, between the parties with respect to the same subject matter.
6. Facsimile Signatures; Counterparts. This Amendment No. 9 may be executed in one or more counterparts; such execution of counterparts may occur by manual signature, facsimile signature, manual signature transmitted by means of facsimile transmission or manual signature contained in an imaged document attached to an email transmission; and each such counterpart executed in accordance with the foregoing shall be deemed an original, with all such counterparts together constituting one and the same instrument. The exchange of executed copies of this Amendment No. 9 or of executed signature pages to this Amendment No. 9 by facsimile transmission or as an imaged document attached to an email transmission shall constitute effective execution and delivery hereof and may be used for all purposes in lieu of a manually executed copy of this Amendment No. 9.
IN WITNESS WHEREOF, the parties hereto have caused this Amendment No. 9 to be executed by their duly authorized officers, as of the day and year first above written.
BNY Mellon Investment Servicing (US) Inc.
By: /s/ Xxxxxx Xxxxxx
Name: Xxxxxx Xxxxxx
Title: Director
Xxxxxxx Xxxxxxx Funds
On its own behalf and on behalf of each Fund, each in its individual
capacity, and not on behalf of any other Fund
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By: |
/s/ Xxxxx Xxxx |
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Name: |
Xxxxx Xxxx |
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Title: |
Vice President |
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SCHEDULE B
(Dated: April 29, 2020)
THIS SCHEDULE B is Schedule B to that certain Transfer Agency Agreement dated as of September 1, 2014 between BNY Mellon Investment Servicing (US) Inc. and Xxxxxxx Xxxxxxx Funds, as amended.
Portfolios
Xxxxxxx Xxxxxxx Asia Ex Japan Fund:
Xxxxxxx Xxxxxxx Asia Ex Japan Fund – Institutional Class
Xxxxxxx Xxxxxxx Asia Ex Japan Fund – Class K
Xxxxxxx Xxxxxxx China A Shares Fund:
Xxxxxxx Xxxxxxx China A Shares Fund – Institutional Class
Xxxxxxx Xxxxxxx China A Shares Fund – Class K
Xxxxxxx Xxxxxxx Developed EAFE All Cap Fund:
Xxxxxxx Xxxxxxx Developed EAFE All Cap Fund – Institutional Class
Xxxxxxx Xxxxxxx Developed EAFE All Cap Fund Class 2
Xxxxxxx Xxxxxxx Developed EAFE All Cap Fund Class 3
Xxxxxxx Xxxxxxx Developed EAFE All Cap Fund Class 4
Xxxxxxx Xxxxxxx Developed EAFE All Cap Fund Class 5
Xxxxxxx Xxxxxxx Developed EAFE All Cap Fund Class K
Xxxxxxx Xxxxxxx EAFE Plus All Cap Fund:
Xxxxxxx Xxxxxxx EAFE Plus All Cap Fund – Institutional Class
Xxxxxxx Xxxxxxx EAFE Plus All Cap Fund Class 2
Xxxxxxx Xxxxxxx EAFE Plus All Cap Fund Class 3
Xxxxxxx Xxxxxxx EAFE Plus All Cap Fund Class 4
Xxxxxxx Xxxxxxx EAFE Plus All Cap Fund Class 5
Xxxxxxx Xxxxxxx EAFE Plus All Cap Fund Class K
Xxxxxxx Xxxxxxx Emerging Markets Equities Fund:
Xxxxxxx Xxxxxxx Emerging Markets Equities Fund – Institutional Class
Xxxxxxx Xxxxxxx Emerging Markets Equities Fund Class 2
Xxxxxxx Xxxxxxx Emerging Markets Equities Fund Class 3
Xxxxxxx Xxxxxxx Emerging Markets Equities Fund Class 4
Xxxxxxx Xxxxxxx Emerging Markets Equities Fund Class 5
Xxxxxxx Xxxxxxx Emerging Markets Equities Fund Class K
Xxxxxxx Xxxxxxx Global Alpha Equities Fund:
Xxxxxxx Xxxxxxx Global Alpha Equities Fund – Institutional Class
Xxxxxxx Xxxxxxx Global Alpha Equities Fund Class 2
Xxxxxxx Xxxxxxx Global Alpha Equities Fund Class 3
Xxxxxxx Xxxxxxx Global Alpha Equities Fund Class 4
Xxxxxxx Xxxxxxx Global Alpha Equities Fund Class 5
Xxxxxxx Xxxxxxx Global Alpha Equities Fund Class K
Xxxxxxx Xxxxxxx Global Stewardship Equities Fund:
Xxxxxxx Xxxxxxx Global Stewardship Equities Fund – Institutional Class
Xxxxxxx Xxxxxxx Global Stewardship Equities Fund Class K
Xxxxxxx Xxxxxxx International All Cap Fund:
Xxxxxxx Xxxxxxx International All Cap Fund Class 2
Xxxxxxx Xxxxxxx International All Cap Fund Class 3
Xxxxxxx Xxxxxxx International All Cap Fund Class 4
Xxxxxxx Xxxxxxx International All Cap Fund Class 5
Xxxxxxx Xxxxxxx International Alpha Fund:
Xxxxxxx Xxxxxxx International Alpha Fund – Institutional Class
Xxxxxxx Xxxxxxx International Alpha Fund Class 2
Xxxxxxx Xxxxxxx International Alpha Fund Class 3
Xxxxxxx Xxxxxxx International Alpha Fund Class 4
Xxxxxxx Xxxxxxx International Alpha Fund Class 5
Xxxxxxx Xxxxxxx International Alpha Fund Class K
Xxxxxxx Xxxxxxx International Concentrated Growth Equities Fund:
Xxxxxxx Xxxxxxx International Concentrated Growth Equities Fund – Institutional Class
Xxxxxxx Xxxxxxx International Concentrated Growth Equities Fund Class K
Xxxxxxx Xxxxxxx International Growth Fund:
Xxxxxxx Xxxxxxx International Growth Fund – Institutional Class
Xxxxxxx Xxxxxxx International Growth Fund Class 2
Xxxxxxx Xxxxxxx International Growth Fund Class 3
Xxxxxxx Xxxxxxx International Growth Fund Class 4
Xxxxxxx Xxxxxxx International Growth Fund Class 5
Xxxxxxx Xxxxxxx International Growth Fund Class K
Xxxxxxx Xxxxxxx International Smaller Companies Fund:
Xxxxxxx Xxxxxxx International Smaller Companies Fund – Institutional Class
Xxxxxxx Xxxxxxx International Smaller Companies Fund Class K
Xxxxxxx Xxxxxxx Japan Growth Fund: *
Xxxxxxx Xxxxxxx Japan Growth Fund – Institutional Class *
Xxxxxxx Xxxxxxx Japan Growth Fund – Class K *
Xxxxxxx Xxxxxxx Long Term Global Growth Fund:
Xxxxxxx Xxxxxxx Long Term Global Growth Fund – Institutional Class
Xxxxxxx Xxxxxxx Long Term Global Growth Fund Class 2
Xxxxxxx Xxxxxxx Long Term Global Growth Fund Class 3
Xxxxxxx Xxxxxxx Long Term Global Growth Fund Class 4
Xxxxxxx Xxxxxxx Long Term Global Growth Fund Class 5
Xxxxxxx Xxxxxxx Long Term Global Growth Fund Class K
Xxxxxxx Xxxxxxx Multi Asset Fund:
Xxxxxxx Xxxxxxx Multi Asset Fund – Institutional Class
Xxxxxxx Xxxxxxx Multi Asset Fund Class K
Xxxxxxx Xxxxxxx Positive Change Equities Fund:
Xxxxxxx Xxxxxxx Positive Change Equities Fund – Institutional Class
Xxxxxxx Xxxxxxx Positive Change Equities Fund Class K
Xxxxxxx Xxxxxxx U.S. Equity Growth Fund:
Xxxxxxx Xxxxxxx U.S. Equity Growth Fund – Institutional Class
Xxxxxxx Xxxxxxx U.S. Equity Growth Fund Class K
* Services expected to commence April 29, 2020.
