FIRST AMENDMENT TO THE TRUST FOR PROFESSIONAL MANAGERS AMENDED AND RESTATED OPERATING EXPENSE LIMITATION AGREEMENT with JENSEN INVESTMENT MANAGEMENT, INC.
FIRST AMENDMENT TO THE
AMENDED AND RESTATED OPERATING EXPENSE LIMITATION AGREEMENT
with
XXXXXX INVESTMENT MANAGEMENT, INC.
THIS FIRST AMENDMENT dated as of October 23, 2019, to the Operating Expense Limitation Agreement, dated as of February 28, 2018 (the “Agreement”), is entered into by and between TRUST FOR PROFESSIONAL MANAGERS (the “Trust”), on behalf of the series of the Trust as indicated on Appendix A to the Agreement, as may be amended from time to time (each, a “Fund,” and collectively, the “Funds”), and XXXXXX INVESTMENT MANAGEMENT, INC. (hereinafter called the “Adviser”).
RECITALS
WHEREAS, the parties have entered into the Agreement; and
WHEREAS, the Trust and the Adviser desire to amend the Agreement to add the Xxxxxx Global Quality Growth Fund; and
WHEREAS, the Agreement allows for the amendment of Appendix A to the Agreement by a written instrument executed by both parties;
NOW, THEREFORE, the parties agree as follows:
Appendix A of the Agreement is hereby superseded and replaced with Amended Appendix A attached hereto, for the purpose of adding the Xxxxxx Global Quality Growth Fund, to be effective at the time the Xxxxxx Global Quality Growth Fund commences operation pursuant to an effective amendment to the Trust’s Registration Statement under the Securities Act of 1933, as amended.
Except to the extent amended hereby, the Agreement shall remain in full force and effect.
IN WITNESS WHEREOF, the parties hereto have caused this First Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year first written above.
XXXXXX INVESTMENT MANAGEMENT, |
on behalf its series listed on Amended Appendix A | INC. |
By: /s/ Xxxx X. Xxxxxx By: /s/ Xxxxxxx X. Xxxxxxx
Name: Xxxx X. Xxxxxx Name: Xxxxxxx X. Xxxxxxx
Title: President Title: Managing Director
1
Amended Appendix A
to the
AMENDED AND RESTATED OPERATING EXPENSE LIMITATION AGREEMENT
with
XXXXXX INVESTMENT MANAGEMENT, INC.
Series and Class of Trust for Professional Managers | Operating Expense Limitation as a Percentage of Average Daily Net Assets |
Xxxxxx Quality Value Fund | 0.80% |
Xxxxxx Global Quality Growth Fund | 1.00% |
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