AMENDMENT NO. 16 AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENT

Exhibit (6)(a)(xvii)

AMENDMENT NO. 16

AMENDED AND RESTATED

INVESTMENT MANAGEMENT AGREEMENT

Amendment No. 16, effective as of June 5, 2009 (“Amendment No. 16”) to the Amended and Restated Investment Management Agreement, dated as of May 1, 2000, as amended (“Agreement”), between EQ Advisors Trust, a Delaware statutory trust (“Trust”) and AXA Equitable Life Insurance Company, a New York stock life insurance company (“AXA Equitable” or “Manager”).

The Trust and AXA Equitable agree to modify and amend the Agreement as follows:

 

  1. Conversion to Index Portfolios: Effective as of June 5, 2009, the investment strategy for the XX/Xxxxxxxxxxx Xxxx Xxxxxx Xxxxxxxxxxx Xxxxxxxxx and EQ/Xxxxxxxxxxx Main Street Small Cap Portfolio will change from an actively managed investment strategy to a passive investment strategy.

 

  2. Name Changes: Effective on or about June 5, 2009, the names of the XX/Xxxxxxxxxxx Xxxx Xxxxxx Xxxxxxxxxxx Xxxxxxxxx and EQ/Xxxxxxxxxxx Main Street Small Cap Portfolio will change to EQ/Common Stock Index II Portfolio and EQ/Small Company Index II Portfolio, respectively.

 

  2. Appendix A: Appendix A to the Agreement, which sets forth the Portfolios of the Trust for which AXA Equitable is appointed investment manager is hereby replaced in its entirety by Appendix A attached hereto, and

 

  3. Appendix B: Appendix B to the Agreement, which sets forth the fees payable to AXA Equitable with respect to each Portfolio is hereby replaced in its entirety by Appendix B attached hereto.

Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.

IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 16 as of the date first above set forth.

 

EQ ADVISORS TRUST     AXA EQUITABLE LIFE INSURANCE COMPANY
By:  

 

     By:  

 

  Xxxxx Xxxxx       Xxxxxx X. Xxxxx
  Chief Financial Officer and Treasurer       Senior Vice President

APPENDIX A

AMENDMENT NO. 16

AMENDED AND RESTATED

INVESTMENT MANAGEMENT AGREEMENT

Portfolios

 

AXA Tactical Manager 500 Portfolio-I, II, III

AXA Tactical Manager 2000 Portfolio-I, II, III

AXA Tactical Manager 400 Portfolio-I, II, III

AXA Tactical Manager International Portfolio-I, II, III

EQ/AllianceBernstein International Portfolio

EQ/AllianceBernstein Small Cap Growth Portfolio

EQ/Ariel Appreciation II Portfolio

EQ/AXA Franklin Income Core Portfolio (formerly, EQ/Franklin Income Portfolio)

EQ/AXA Franklin Small Cap Value Core Portfolio (formerly, EQ/Franklin Small Cap Value Portfolio)

EQ/AXA Mutual Shares Core Portfolio (formerly, EQ/Mutual Shares Portfolio)

EQ/AXA Xxxxxxxxx Value Long/Short Equity Portfolio

EQ/AXA Xxxxxxxxx Growth Core Portfolio (formerly, EQ/Xxxxxxxxx Growth Portfolio)

EQ/BlackRock Basic Value Equity Portfolio

EQ/BlackRock International Value Portfolio

EQ/Xxxxxxx Socially Responsible Portfolio

EQ/Capital Guardian Growth Portfolio

EQ/Capital Guardian Research Portfolio

EQ/Common Stock Index Portfolio (formerly, EQ/AllianceBernstein Common Stock Portfolio)

EQ/Common Stock Index II Portfolio (formerly, EQ/Xxxxxxxxxxx Main Street Opportunity Portfolio)

EQ/Core Bond Index Portfolio (formerly, EQ/JPMorgan Core Bond Portfolio)

EQ/Xxxxx New York Venture Portfolio

EQ/Equity 500 Index Portfolio

EQ/Evergreen Omega Portfolio

EQ/Focus PLUS Portfolio (formerly, EQ/Xxxxxxx Focus Portfolio)

  

EQ/Global Bond PLUS Portfolio (formerly, EQ/Evergreen International Bond Portfolio)

EQ/Global Multi-Sector Equity Portfolio (formerly, EQ/Xxx Xxxxxx Emerging Markets Equity Portfolio)

EQ/Intermediate Government Bond Index Portfolio

EQ/International Core PLUS Portfolio

EQ/International ETF Portfolio

EQ/JPMorgan Value Opportunities Portfolio

EQ/Large Cap Core PLUS Portfolio

EQ/Large Cap Growth Index Portfolio

EQ/Large Cap Growth PLUS Portfolio

EQ/Large Cap Value Index Portfolio

EQ/Large Cap Value PLUS Portfolio

EQ/Lord Xxxxxx Growth and Income Portfolio

EQ/Lord Xxxxxx Large Cap Core Portfolio

EQ/Lord Xxxxxx Mid Cap Value Portfolio

EQ/Mid Cap Index Portfolio

EQ/Mid Cap Value PLUS Portfolio

EQ/Money Market Portfolio

EQ/Xxxxxxxxxxx Global Portfolio

EQ/Quality Bond PLUS Portfolio

EQ/Small Company Index Portfolio

EQ/Small Company Index II (formerly, EQ/Xxxxxxxxxxx Main Street Small Cap Portfolio)

EQ/Xxx Xxxxxx Xxxxxxxx Portfolio

EQ/Xxx Xxxxxx Mid Cap Growth Portfolio

EQ/Xxx Xxxxxx Real Estate Portfolio

APPENDIX B

AMENDMENT NO. 16

TO THE AMENDED AND RESTATED

INVESTMENT MANAGEMENT AGREEMENT

The Trust shall pay the Manager, at the end of each calendar month, compensation computed daily at an annual rate equal to the following:

(as a percentage of average daily net assets)

Index Portfolios

       

EQ/Common Stock Index (formerly, EQ/AllianceBernstein Common Stock)

    0.350 %

EQ/Common Stock Index II (formerly, XX/Xxxxxxxxxxx Xxxx Xxxxxx Xxxxxxxxxxx)

    0.350 %

EQ/Core Bond Index

    0.350 %

EQ/Equity 500 Index

    0.250 %

EQ/Intermediate Government Bond Index

    0.350 %

EQ/Large Cap Growth Index

    0.350 %

EQ/Large Cap Value Index

    0.350 %

EQ/Mid Cap Index

    0.350 %

EQ/Small Company Index

    0.250 %

EQ/Small Company Index II (formerly, EQ/Xxxxxxxxxxx Main Street Small Cap)

    0.250 %

(as a percentage of average daily net assets)

Debt Portfolios

    First
$750 Million		     Next
$750 Million		     Next
$1 Billion		     Next
$2.5 Billion		     Thereafter  

EQ/Money Market

    0.350 %   0.325 %   0.280 %   0.270 %   0.250 %

(as a percentage of average daily net assets)

Equity Portfolios

    First
$1 Billion		     Next
$1 Billion		     Next
$3 Billion		     Next
$5 Billion		     Thereafter  

EQ/AXA Franklin Income Core (formerly, EQ/Franklin Income)

    0.650 %   0.600 %   0.575 %   0.550 %   0.525 %

EQ/AXA Franklin Small Cap Value Core (formerly, EQ/Franklin Small Cap Value)

    0.700 %   0.650 %   0.625 %   0.600 %   0.575 %

EQ/AXA Mutual Shares Core (formerly, EQ/Mutual Shares)

    0.700 %   0.650 %   0.625 %   0.600 %   0.575 %

EQEQ/AXA Xxxxxxxxx Growth Core (formerly, EQ/Xxxxxxxxx Growth)

    0.700 %   0.650 %   0.625 %   0.600 %   0.575 %

EQ/AllianceBernstein International

    0.750 %   0.700 %   0.675 %   0.650 %   0.625 %

EQ/AllianceBernstein Small Cap Growth

    0.750 %   0.700 %   0.675 %   0.650 %   0.625 %

EQ/Ariel Appreciation II

    0.750 %   0.700 %   0.675 %   0.650 %   0.625 %

EQ/AXA Xxxxxxxxx Value Long/Short Equity

    1.400 %   1.350 %   1.325 %   1.300 %   1.275 %

EQ/BlackRock Basic Value Equity

    0.600 %   0.550 %   0.525 %   0.500 %   0.475 %

(as a percentage of average daily net assets)

Equity Portfolios

    First
$1 Billion		     Next
$1 Billion		     Next
$3 Billion		     Next
$5 Billion		     Thereafter  

EQ/BlackRock International Value

    0.850 %   0.800 %   0.775 %   0.750 %   0.725 %

EQ/Xxxxxxx Socially Responsible

    0.650 %   0.600 %   0.575 %   0.550 %   0.525 %

EQ/Capital Guardian Growth

    0.650 %   0.600 %   0.575 %   0.550 %   0.525 %

EQ/Capital Guardian Research

    0.650 %   0.600 %   0.575 %   0.550 %   0.525 %

EQ/Xxxxx New York Venture

    0.850 %   0.800 %   0.775 %   0.750 %   0.725 %

EQ/Evergreen Omega

    0.650 %   0.600 %   0.575 %   0.550 %   0.525 %

EQ/Global Multi-Sector Equity (formerly, EQ/Xxx Xxxxxx Emerging Markets Equity)

    0.750 %   0.700 %   0.675 %   0.650 %   0.625 %

EQ/International ETF

    0.400 %   0.400 %   0.400 %   0.400 %   0.400 %

EQ/JPMorgan Value Opportunities

    0.600 %   0.550 %   0.525 %   0.500 %   0.475 %

EQ/Lord Xxxxxx Growth and Income

    0.650 %   0.600 %   0.575 %   0.550 %   0.525 %

EQ/Lord Xxxxxx Mid Cap Value

    0.700 %   0.650 %   0.625 %   0.600 %   0.575 %

EQ/Lord Xxxxxx Large Cap Core

    0.650 %   0.600 %   0.575 %   0.550 %   0.525 %

EQ/Xxxxxxxxxxx Global

    0.950 %   0.900 %   0.875 %   0.850 %   0.825 %

EQ/Xxx Xxxxxx Xxxxxxxx

    0.650 %   0.600 %   0.575 %   0.550 %   0.525 %

EQ/Xxx Xxxxxx Mid Cap Growth

    0.700 %   0.650 %   0.625 %   0.600 %   0.575 %

EQ/Xxx Xxxxxx Real Estate

    0.900 %   0.850 %   0.825 %   0.800 %   0.775 %

(as a percentage of average daily net assets)

PLUS Portfolios

    First
$2 Billion		     Next
$1 Billion		     Next
$3 Billion		     Next
$5 Billion		     Thereafter  

EQ/Focus PLUS

(formerly, EQ/Xxxxxxx Focus)

    0.500 %   0.450 %   0.425 %   0.400 %   0.375 %

EQ/International Core PLUS

    0.600 %   0.550 %   0.525 %   0.500 %   0.475 %

EQ/Mid Cap Value PLUS

    0.550 %   0.500 %   0.475 %   0.450 %   0.425 %

EQ/Large Cap Growth PLUS

    0.500 %   0.450 %   0.425 %   0.400 %   0.375 %

EQ/Large Cap Core PLUS

    0.500 %   0.450 %   0.425 %   0.400 %   0.375 %

EQ/Large Cap Value PLUS

    0.500 %   0.450 %   0.425 %   0.400 %   0.375 %

(as a percentage of average daily net assets)

PLUS Portfolio

    First
$4 Billion		     Next
$4 Billion		     Thereafter  

EQ/Global Bond PLUS

(formerly, EQ/Evergreen International Bond)

    0.55 %   0.53 %   0.51 %

EQ/Quality Bond PLUS

    0.40 %   0.38 %   0.36 %

(as a percentage of average daily net assets)

Tactical Portfolios

       

AXA Tactical Manager 500 Portfolio-I

    0.450 %

AXA Tactical Manager 500 Portfolio-II

    0.450 %

AXA Tactical Manager 500 Portfolio-III

    0.450 %

(as a percentage of average daily net assets)

Tactical Portfolios

       

AXA Tactical Manager 2000 Portfolio-I

    0.450 %

AXA Tactical Manager 2000 Portfolio-II

    0.450 %

AXA Tactical Manager 2000 Portfolio-III

    0.450 %

AXA Tactical Manager 400 Portfolio-I

    0.450 %

AXA Tactical Manager 400 Portfolio-II

    0.450 %

AXA Tactical Manager 400 Portfolio-III

    0.450 %

AXA Tactical Manager International Portfolio-I

    0.450 %

AXA Tactical Manager International Portfolio-II

    0.450 %

AXA Tactical Manager International Portfolio-III

    0.450 %
AutoNDA by SimpleDocs

Document Metadata

Filed: June 10th, 2009
Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!