EXHIBIT NO. EX-99.h.1.f
DFA INVESTMENT DIMENSIONS GROUP INC.
TRANSFER AGENCY AGREEMENT
ADDENDUM NUMBER SIX
THIS ADDENDUM is made as of the 2nd day of July, 2001, by and between
DFA INVESTMENT DIMENSIONS GROUP INC., a Maryland corporation ("DFAIDG"), and
PFPC INC., formerly known as "Provident Financial Processing Corporation,"
("PFPC").
W I T N E S S E T H:
WHEREAS, DFAIDG is registered as an open-end, management investment
company under the Investment Company Act of 1940, as amended, and its shares are
registered under the Securities Act of 1933, as amended; and
WHEREAS, DFAIDG has retained PFPC to serve as DFAIDG's transfer agent,
registrar and dividend disbursing agent pursuant to a Transfer Agency Agreement
dated June 19, 1989, as amended (the "Agreement"), which, as of the date hereof,
remains in full force and effect; and
WHEREAS, Paragraph 23 of the Agreement provides that the Agreement may
only be changed by a written instrument signed by the party against which
enforcement of such change is sought; and
WHEREAS, the parties wish to establish procedures for the
provision of pricing information to Fidelity Investments Institutional
Operations Company, Inc. ("Fidelity").
NOW, THEREFORE, in consideration of the premises and mutual covenants
herein contained, and intending to be legally bound thereby, the parties hereby
agree that:
1. DFAIDG hereby authorizes and instructs PFPC to comply with the
Remote Pricing Procedures set forth on Schedule A hereto in
processing purchase and sale transactions in respect of DFAIDG's
U.S. Small Cap Portfolio (formerly, U.S. 6-10 Small Company
Portfolio) effected by Fidelity for the qualified retirement plans
for which Fidelity serves as agent.
2. DFAIDG may, upon Written Instruction, add additional portfolios
to which this Addendum Number 6 applies.
3. DFAIDG hereby agrees to indemnify and hold harmless PFPC to the
same extent as if this Amendment Number 6 was a Written
Instruction (as defined in the Agreement).
4. In all other respects, the Agreement shall remain unchanged and
in full force and effect.
5. This Addendum may be executed in two or more counterparts, each of
which shall be deemed an original, but all of which together shall
constitute one and the same instrument.
IN WITNESS WHEREOF, the parties hereto have caused this Addendum to the
Agreement to be executed by their duly authorized officers designated below on
the date and year first above written.
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DFA INVESTMENT DIMENSIONS
GROUP INC.
By: /s/ Xxxxxxxxx X. Xxxxxx
-----------------------------
Xxxxxxxxx X. Xxxxxx
Vice President and Secretary
PFPC INC.
By:/s/ Xxxxxxx X. Xxxxx
-------------------------------
Xxxxxxx X. Xxxxx
Executive Vice President
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SCHEDULE A
TRADE REPORTING PROCEDURES
Final net purchase or net redemption activity shall be provided by Fidelity to
PFPC as follows:
(1) Fidelity shall fax the final net activity information for each Fund to PFPC
by no later than 7:30 a.m. ET each day, regardless of whether or not activity
occurred.
(2) PFPC shall notify Fidelity by 7:15 a.m. ET if the fax has not yet been
received.
(3) In the event that a fax machine is unavailable to either Fidelity or PFPC,
Fidelity shall provide PFPC with the activity information via a telephone call
and shall confirm such information via fax as soon as practicable. Fidelity
shall document the activity information reported, referencing PFPC's employee
name, date and time.
(4) Upon receipt of the fax, PFPC shall notify Fidelity via telephone in order
to confirm receipt of the fax and the legibility of the information.
(5) Each Business Day PFPC shall send via regular mail to Fidelity transaction
confirmations of the prior Business Day's net purchase or net redemption, as the
case may be, for each Fund. PFPC shall also send via regular mail to Fidelity,
by no later than the fifth Business Day following calendar month close, a
monthly statement for each Fund.
(6) PFPC shall provide such data to Fidelity as is necessary to record the
issuance of shares to the Plan and to maintain a record of the total number of
shares which are so issued, pursuant to Section 5(b) of Schedule A of the
Administrative Services Agreement dated July 1, 2001 between Fidelity and DFA
Investment Dimensions Group Inc. or Dimensional Investment Group, Inc.
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