AMENDED AND RESTATED COLLATERAL AGREEMENT made by UNIVERSAL HEALTH SERVICES, INC. and certain of its Subsidiaries, the Authorized Representatives and JPMorgan Chase Bank, N.A., as Collateral Agent Dated as of August 7, 2014
Exhibit 10.4
EXECUTION VERSION
AMENDED AND RESTATED COLLATERAL AGREEMENT
made by
UNIVERSAL HEALTH SERVICES, INC.
and certain of its Subsidiaries,
the Authorized Representatives and
JPMorgan Chase Bank, N.A.,
as Collateral Agent
Dated as of August 7, 2014
TABLE OF CONTENTS
Page | ||||||
SECTION 1. |
DEFINED TERMS |
2 | ||||
1.1 |
Definitions |
2 | ||||
1.2 |
Other Definitional Provisions |
9 | ||||
SECTION 2. |
GRANT OF SECURITY INTEREST |
9 | ||||
SECTION 3. |
REPRESENTATIONS AND WARRANTIES |
11 | ||||
3.1 |
Title; No Other Liens |
11 | ||||
3.2 |
Perfected First Priority Liens |
11 | ||||
3.3 |
Jurisdiction of Organization; Chief Executive Office |
11 | ||||
3.4 |
[Reserved] |
11 | ||||
3.5 |
Farm Products |
11 | ||||
3.6 |
Investment Property |
11 | ||||
3.7 |
Intellectual Property |
12 | ||||
3.8 |
Commercial Tort Claims |
12 | ||||
SECTION 4. |
COVENANTS |
13 | ||||
4.1 |
Delivery of Instruments, Certificated Securities and Chattel Paper |
13 | ||||
4.2 |
Maintenance of Insurance |
13 | ||||
4.3 |
Maintenance of Perfected Security Interest; Further Documentation |
13 | ||||
4.4 |
Changes in Name, etc. |
13 | ||||
4.5 |
Investment Property |
13 | ||||
4.6 |
Intellectual Property |
14 | ||||
4.7 |
Commercial Tort Claims |
16 | ||||
SECTION 5. |
REMEDIAL PROVISIONS |
16 | ||||
5.1 |
Certain Matters Relating to Receivables |
16 | ||||
5.2 |
Communications with Obligors; Grantors Remain Liable |
16 | ||||
5.3 |
Pledged Stock |
17 | ||||
5.4 |
Proceeds to be Turned Over To Collateral Agent |
18 | ||||
5.5 |
Application of Proceeds |
18 | ||||
5.6 |
Code and Other Remedies |
19 | ||||
5.7 |
Registration Rights |
20 | ||||
5.8 |
Subordination |
21 | ||||
5.9 |
Deficiency |
21 | ||||
SECTION 6. |
THE COLLATERAL AGENT |
21 | ||||
6.1 |
Collateral Agent’s Appointment as Attorney-in-Fact, etc. |
21 | ||||
6.2 |
Duty of Collateral Agent |
22 | ||||
6.3 |
Execution of Financing Statements |
22 | ||||
6.4 |
Authority of Collateral Agent |
23 | ||||
6.5 |
Appointment and Authorization |
23 | ||||
6.6 |
Collateral Agent and Affiliates |
23 | ||||
6.7 |
Action by Collateral Agent |
24 |
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SECTION 7. |
INTERCREDITOR PROVISIONS |
25 | ||||
7.1 |
Actions with Respect to the Common Collateral; Restrictions |
25 | ||||
SECTION 8. |
MISCELLANEOUS |
26 | ||||
8.1 |
Amendments in Writing |
26 | ||||
8.2 |
Notices |
26 | ||||
8.3 |
No Waiver by Course of Conduct; Cumulative Remedies |
27 | ||||
8.4 |
Successors and Assigns |
27 | ||||
8.5 |
Counterparts |
27 | ||||
8.6 |
Severability |
27 | ||||
8.7 |
Section Headings |
27 | ||||
8.8 |
Integration |
27 | ||||
8.9 |
GOVERNING LAW |
27 | ||||
8.10 |
Submission To Jurisdiction; Waivers |
27 | ||||
8.11 |
Acknowledgements |
28 | ||||
8.12 |
Additional Grantors |
28 | ||||
8.13 |
Releases |
28 | ||||
8.14 |
Amendment and Restatement |
30 | ||||
8.15 |
WAIVER OF JURY TRIAL |
30 | ||||
SECTION 9. |
ADDITIONAL LIEN OBLIGATIONS |
30 |
SCHEDULES
Schedule 1 | Notice Addresses | |
Schedule 2 | Investment Property | |
Schedule 3 | Perfection Matters | |
Schedule 4 | Jurisdictions of Organization and Chief Executive Offices | |
Schedule 5 | Intellectual Property |
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AMENDED AND RESTATED COLLATERAL AGREEMENT
AMENDED AND RESTATED COLLATERAL AGREEMENT, dated as of August 7, 2014, made by each of the signatories hereto (together with any other entity that may become a party hereto as provided herein, the “Grantors”), the Authorized Representatives (as defined below) and JPMorgan Chase Bank, N.A., as Collateral Agent (in such capacity, the “Collateral Agent”).
PRELIMINARY STATEMENTS:
WHEREAS, reference is made to that certain Credit Agreement, dated as of November 15, 2010 (as amended, supplemented or otherwise modified from time to time, the “Credit Agreement”), among Universal Health Services, Inc. (the “Borrower”), the banks and other financial institutions or entities (the “Lenders”) from time to time parties thereto, the Administrative Agent and the other agents named therein;
WHEREAS, reference is made to the Borrower’s 7.125% senior notes due 2016 (the “7.125% Senior Notes”) issued pursuant to that certain Indenture dated as of January 20, 2000, as supplemented by the Supplemental Indenture dated as of June 20, 2006 (as further amended, supplemented or otherwise modified from time to time, the “2006 Indenture”), between the Borrower and The Bank of New York Mellon Trust Company, N.A. (as successor in interest to Bank One Trust Company, N.A.), as trustee (in such capacity, the “2006 Trustee”);
WHEREAS, reference is made to the Borrower’s 3.750% senior secured notes due 2019 (the “2019 Senior Notes”) and the Borrower’s 4.750% senior secured notes due 2022 (the “2022 Senior Notes”) issued pursuant to that certain Indenture dated as of August 7, 2014 (as amended, supplemented or otherwise modified from time to time, the “2014 Indenture”) among the Borrower, certain other parties and MUFG Union Bank, N.A., as trustee (in such capacity, the “2014 Trustee”);
WHEREAS, from time to time after the date hereof, the Grantors may, subject to the terms and conditions of the Lien Documents (as defined below), incur Additional Lien Obligations (as defined below)), which are pari passu in right of payment to the other Obligations (as defined below) and secured equally and ratably with the other Obligations by the Common Collateral (as defined below); and
WHEREAS, the Borrower and the other Grantors are engaged in related businesses, and each Grantor will derive substantial direct and indirect benefit from the making of the extensions of credit under the Credit Agreement and has derived substantial direct and indirect benefit from the issuance of the Senior Notes; and
WHEREAS, it is a requirement of the 2006 Indenture that the Grantors shall have executed and delivered this Agreement to the Collateral Agent for the ratable benefit of the Secured Parties (as defined below);
NOW, THEREFORE, in consideration of the premises, each Grantor hereby agrees with the Collateral Agent, for the ratable benefit of the Secured Parties (as defined below), as follows:
SECTION 1. DEFINED TERMS
1.1 Definitions. (a) Unless otherwise defined herein, terms defined in the Credit Agreement and used herein shall have the meanings given to them in the Credit Agreement, and the following terms are used herein as defined in the New York UCC: Accounts, Certificated Security, Chattel Paper, Commercial Tort Claims, Deposit Accounts, Documents, Equipment, Farm Products, General Intangibles, Instruments, Inventory, Letter-of-Credit Rights and Supporting Obligations.
(b) The following terms shall have the following meanings:
“Additional Authorized Representative” has the meaning assigned to such term in Section 9.
“Additional Authorized Representative Joinder Agreement” means a supplement to this Agreement substantially in the form of Annex 3 hereto.
“Additional Lien Documents” means the indentures, loan agreements, guarantees or other agreements under which Additional Lien Obligations are issued or incurred and all other notes, instruments, agreements and other documents evidencing or governing Additional Lien Obligations or providing any guarantee, lien or other right in respect thereof.
“Additional Lien Obligations” means all obligations of the Borrower and the other Grantors that shall have been designated as such pursuant to Section 9.
“Additional Lien Secured Parties” means the holders of any Additional Lien Obligations and any Additional Authorized Representative with respect thereto.
“Agreement”: this Amended and Restated Collateral Agreement, as the same may be further amended, supplemented or otherwise modified from time to time.
“Applicable Authorized Representative” means, (1) with respect to any Common Collateral, (i) until the earlier of (x) the Discharge of Borrower Credit Agreement Obligations and (y) the Non-Controlling Authorized Representative Enforcement Date, the Administrative Agent and (ii) from and after the earlier of (x) the Discharge of Borrower Credit Agreement Obligations and (y) the Non-Controlling Authorized Representative Enforcement Date, the Major Non-Controlling Authorized Representative and (2) with respect to any Collateral, that is not Common Collateral, the Authorized Representative of the Series of Obligations that is secured by such Collateral.
“Authorized Representative” (i) in the case of the Credit Agreement and Credit Agreement Secured Parties, the Administrative Agent, (ii) in the case of the 7.125% Senior Notes and the holders of the 7.125% Senior Notes, the 2006 Trustee, (iii) in the case of the 2019 Senior Notes and the holders of the 2019 Senior Notes, the 2014 Trustee, (iv) in the case of the 2022 Senior Notes and the holders of the 2022 Senior Notes, the 2014 Trustee and (v) in the case of any Additional Lien Obligations, the Additional Lien Secured Parties and the Additional Authorized Representative named in the Additional Authorized Representative Joinder Agreement.
“Bankruptcy Code” means Title 11 of the United States Code, as amended.
“Bankruptcy Law” means the Bankruptcy Code and any similar federal, state or foreign law for the relief of debtors.
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“Borrower Credit Agreement Obligations”: the collective reference to the unpaid principal of and interest on the Loans and Reimbursement Obligations and all other obligations and liabilities of the Borrower (including, without limitation, interest accruing at the then applicable rate provided in the Credit Agreement after the maturity of the Loans and Reimbursement Obligations and interest accruing at the then applicable rate provided in the Credit Agreement after the filing of any petition in bankruptcy, or the commencement of any insolvency, reorganization or like proceeding, relating to the Borrower, whether or not a claim for post-filing or post-petition interest is allowed in such proceeding) to the Administrative Agent (including in its capacity as Collateral Agent) or any Lender (or, in the case of any Specified Swap Agreement or Specified Cash Management Agreement, any Affiliate of any Lender), whether direct or indirect, absolute or contingent, due or to become due, or now existing or hereafter incurred, which may arise under, out of, or in connection with, the Credit Agreement, this Agreement, the other Loan Documents, any Letter of Credit, any Specified Swap Agreement, any Specified Cash Management Agreements or any other document made, delivered or given in connection with any of the foregoing, in each case whether on account of principal, interest, reimbursement obligations, fees, indemnities, costs, expenses or otherwise (including, without limitation, all fees and disbursements of counsel to the Administrative Agent (including in its capacity as Collateral Agent) or to the Lenders that are required to be paid by the Borrower pursuant to the terms of any of the foregoing agreements).
“Borrower Notes Obligations”: the due and punctual payment by the Borrower of the principal, any make-whole amount or other premium and interest on (including, without limitation, interest accruing after the maturity of the Senior Notes and interest accruing after the filing of any petition in bankruptcy, or the commencement of any insolvency, reorganization or like proceeding, relating to the Borrower, whether or not a claim for post-filing or post-petition interest is allowed in such proceeding) the Senior Notes and all other obligations and liabilities of the Borrower to the Notes Secured Parties, including, without limitation all “Obligations” as defined in the 2014 Indenture, whether direct or indirect, absolute or contingent, due or to become due, or now existing or hereafter incurred, which may arise under, out of, or in connection with, the Senior Notes, this Agreement, the Indentures or any other document made, delivered or given in connection with any of the foregoing, in each case, whether on account of principal, interest, fees, indemnities, costs, expenses or otherwise.
“Collateral”: as defined in Section 2.
“Collateral Account”: any collateral account established by the Collateral Agent as provided in Section 5.1 or 5.4.
“Collections”: (a) with respect to any Receivable, all cash collections and other cash proceeds of such Receivable, including, without limitation, all cash proceeds of Related Security with respect to such Receivable, and all funds deemed to have been received by the applicable Grantor or any other Person with respect thereto, and (b) with respect to any Participation Interest, all cash collections and other cash proceeds of the Receivable underlying such Participation Interest, including, without limitation, all cash proceeds of Related Security with respect to such Participation Interest, and all funds deemed to have been received by the Grantor or any other Person with respect thereto.
“Common Collateral”: means, at any time, Collateral in which the holders of two or more Series of Obligations (or their respective Authorized Representatives or the Collateral Agent on behalf of such Authorized Representative) hold a valid security interest at such time. If more than two Series of Obligations are outstanding at any time and the holders (or their respective Authorized Representatives or the Collateral Agent on behalf of such Authorized Representative) of less than all Series of Obligations hold a valid security interest in any Collateral at such time then such Collateral shall constitute Common Collateral for those Series of Obligations that hold a valid security interest in such Collateral at such time and shall not constitute Common Collateral for any Series which does not have a valid security interest in such Collateral at such time.
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“Contract” means, with respect to any Receivable, any and all instruments, agreements, invoices or other writings between the applicable Grantor and a Person pursuant to or under which such Person shall be obligated to pay for goods or services provided by such Grantor from time to time.
“Copyrights”: (i) all copyrights arising under the laws of the United States, any other country or any political subdivision thereof, whether registered or unregistered and whether published or unpublished (including, without limitation, those listed in Schedule 5), all registrations and recordings thereof, and all applications in connection therewith, including, without limitation, all registrations, recordings and applications in the United States Copyright Office, and (ii) the right to obtain all renewals thereof.
“Copyright Licenses”: any written agreement naming any Grantor as licensor or licensee (including, without limitation, those listed in Schedule 5), granting any right under any Copyright, including, without limitation, the grant of rights to manufacture, distribute, exploit and sell materials derived from any Copyright.
“Credit Agreement Secured Parties”: the collective reference to the Administrative Agent (including in its capacity as Collateral Agent), the Lenders and any Affiliate of any Lender to which Borrower Credit Agreement Obligations or Guarantor Obligations, as applicable, are owed.
“Default”: the reference to any “Default” as such term is defined in the Credit Agreement or the 2014 Indenture with respect to either the 2019 Senior Notes or the 2022 Senior Notes or Additional Lien Documents or (solely in the case of Section 6.7) any “default” as such term is defined in the 2006 Indenture.
“Discharge of Borrower Credit Agreement Obligations”: means, with respect to any Common Collateral, the date on which the Borrower Credit Agreement Obligations are no longer secured by such Common Collateral; provided that the Discharge of Borrower Credit Agreement Obligations shall not be deemed to have occurred in connection with a refinancing of such Borrower Credit Agreement Obligations with additional Obligations secured by such Common Collateral under an agreement relating to Additional Lien Obligations which has been designated in writing by the administrative agent under such refinancing Borrower Credit Agreement to the Collateral Agent and each other Authorized Representative as the Borrower Credit Agreement for purposes of this Agreement.
“Event of Default”: the reference to any “Event of Default” as such term is defined in the Credit Agreement or the 2014 Indenture with respect to either the 2019 Senior Notes or the 2022 Senior Notes or Additional Lien Documents or (solely in the case of Section 6.7) any “Event of Default” as such term is defined in the 2006 Indenture.
“Foreign Subsidiary”: as defined in the Credit Agreement.
“Foreign Subsidiary Voting Stock”: the voting Capital Stock of any Foreign Subsidiary.
“Gift Shop Assets”: all cash and other amount paid or owed to any Grantor for purchases from its gift shops or cafeterias and all goods held for sale in any such gift shop or cafeteria.
“Guarantor Obligations”: with respect to any Guarantor, all obligations and liabilities of such Guarantor which may arise under or in connection with this Agreement, the Subsidiary Guarantee
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Agreements or any other Lien Document, any Specified Swap Agreement or any Specified Cash Management Agreement to which such Guarantor is a party, in each case whether on account of guarantee obligations, reimbursement obligations, fees, indemnities, costs, expenses or otherwise (including, without limitation, all fees and disbursements of counsel to the Administrative Agent (including in its capacity as Collateral Agent) or to the Lenders that are required to be paid by such Guarantor pursuant to the terms of this Agreement, the Subsidiary Guarantee Agreements or any other Lien Document).
“Guarantors”: the collective reference to each Grantor other than the Borrower.
“Indentures”: the collective reference to the 2006 Indenture and the 2014 Indenture.
“Insolvency or Liquidation Proceeding” means:
(i) any case commenced by or against the Borrower or any Guarantor under any Bankruptcy Law for the relief of debtors, any other proceeding for the reorganization, recapitalization or adjustment or marshalling of the assets or liabilities of the Borrower or any Guarantor, any receivership or assignment for the benefit of creditors relating to the Borrower or any Guarantor or any similar case or proceeding relative to the Borrower or any Guarantor or its creditors, as such, in each case whether or not voluntary;
(ii) any liquidation, dissolution, marshalling of assets or liabilities or other winding up of or relating to the Borrower or any Guarantor, in each case whether or not voluntary and whether or not involving bankruptcy or insolvency; or
(iii) any other proceeding of any type or nature in which substantially all claims of creditors of the Borrower or any Guarantor are determined and any payment or distribution is or may be made on account of such claims.
“Intellectual Property”: the collective reference to all rights, priorities and privileges relating to intellectual property, whether arising under United States, multinational or foreign laws or otherwise, including, without limitation, the Copyrights, the Copyright Licenses, the Patents, the Patent Licenses, the Trademarks and the Trademark Licenses, and all rights to xxx at law or in equity for any infringement or other impairment thereof, including the right to receive all proceeds and damages therefrom.
“Intercompany Note”: any promissory note evidencing loans made by any Grantor to the Borrower or any of its Subsidiaries.
“Investment Property”: the collective reference to (i) all “investment property” as such term is defined in Section 9-102(a)(49) of the New York UCC (other than any Foreign Subsidiary Voting Stock excluded from the definition of “Pledged Stock”) and (ii) whether or not constituting “investment property” as so defined, all Pledged Notes and all Pledged Stock.
“Issuers”: the collective reference to each issuer of any Investment Property.
“Lien Documents” means the Loan Documents (as defined in the Credit Agreement), the Indentures, the Subsidiary Guarantee Agreements and the Additional Lien Documents and other documents governing the Obligations.
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“Major Non-Controlling Authorized Representative” means, with respect to the Common Collateral, the Authorized Representative of the Series of Obligations that constitutes the largest outstanding principal amount of any then outstanding Series of Obligations, other than (i) the Borrower Credit Agreement Obligations and (ii) the Borrower Note Obligations under the 7.125% Senior Notes.
“New York UCC”: the Uniform Commercial Code as from time to time in effect in the State of New York.
“Non-Controlling Authorized Representative” means, at any time with respect to any Common Collateral, any Authorized Representative that is not the Applicable Authorized Representative at such time with respect to such Common Collateral.
“Non-Controlling Authorized Representative Enforcement Date” is the date that is 90 days (throughout which 90-day period the applicable Non-Controlling Authorized Representative was the Major Non-Controlling Authorized Representative) after the occurrence of both (a) an event of default, as defined in the 2014 Indenture or other applicable agreement for the Series of Obligations for which such Non-Controlling Authorized Representative is an Authorized Representative, and (b) the Collateral Agent’s and each other Authorized Representative’s receipt of written notice from that Non-Controlling Authorized Representative certifying that (i) such Non-Controlling Authorized Representative is the Major Non-Controlling Authorized Representative and that an event of default, as defined in the Indenture or other applicable agreement for that Series of Obligations, has occurred and is continuing and (ii) the Obligations of that Series are currently due and payable in full (whether as a result of acceleration thereof or otherwise) in accordance with the 2014 Indenture or other applicable agreement for that Series of Obligations; provided that the Non-Controlling Authorized Representative Enforcement Date shall be stayed and shall not occur and shall be deemed not to have occurred with respect to any Common Collateral (1) at any time the Collateral Agent has commenced and is diligently pursuing any enforcement action with respect to such Common Collateral or (2) at any time any of the Grantors that have granted a security interest in such Common Collateral is then a debtor under or with respect to (or otherwise subject to) any Insolvency or Liquidation Proceeding.
“Notes Secured Parties”: at any relevant time the collective reference to the holders of Borrower Notes Obligations at such time, including without limitation the Trustees, the Collateral Agent, any registrar, paying agent and transfer agent, and the registered holders (including the registered holders of any Additional Notes (as defined in the 2014 Indenture) subsequently issued under and in compliance with the terms of the 2014 Indenture).
“Obligations”: collectively, the Borrower Credit Obligations, the Borrower Notes Obligations, the Guarantor Obligations and the Additional Lien Obligations, as applicable.
“Participation Interest”: with respect to any Receivable, a beneficial interest in the applicable Grantor’s right, title and interest, whether now owned or hereafter arising and wherever located, in, to and under (i) such Receivable, (ii) all Related Security and Collections with respect to such Receivable and (iii) all proceeds of such Receivable, Related Security and Collections.
“Patents”: (i) all letters patent of the United States, any other country or any political subdivision thereof, all reissues and extensions thereof and all goodwill associated therewith, including, without limitation, any of the foregoing referred to in Schedule 5, (ii) all applications for letters patent of the United States or any other country and all divisions, continuations and continuations-in-part thereof, including, without limitation, any of the foregoing referred to in Schedule 5, and (iii) all rights to obtain any reissues or extensions of the foregoing.
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“Patent License”: all agreements, whether written or oral, providing for the grant by or to any Grantor of any right to manufacture, use or sell any invention covered in whole or in part by a Patent, including, without limitation, any of the foregoing referred to in Schedule 5.
“Pledged Notes”: all promissory notes listed on Schedule 2, all Intercompany Notes at any time issued to any Grantor and all other promissory notes issued to or held by any Grantor (other than promissory notes issued in connection with extensions of trade credit by any Grantor in the ordinary course of business).
“Pledged Stock”: the shares of Capital Stock listed on Schedule 2, together with any other shares, stock certificates, options, interests or rights of any nature whatsoever in respect of the Capital Stock of any Person that may be issued or granted to, or held by, any Grantor while this Agreement is in effect; provided that in no event shall more than 65% of the total outstanding Foreign Subsidiary Voting Stock of any Foreign Subsidiary be required to be pledged hereunder.
“Proceeds”: all “proceeds” as such term is defined in Section 9-102(a)(64) of the New York UCC and, in any event, shall include, without limitation, all dividends or other income from the Investment Property, collections thereon or distributions or payments with respect thereto.
“Receivable”: all indebtedness and other obligations owed to a Grantor (including, without limitation, any indebtedness, obligation or interest constituting an account, chattel paper, instrument or general intangible) arising in connection with the sale of goods or rendering of services by such Grantor (including any Account) including, without limitation, the obligation to pay any finance charges or similar amounts with respect thereto.
“Records” means, with respect to any Receivable, all Contracts, and other documents, books, records and other information (including, without limitation, computer programs, tapes, disks, punch cards, data processing software and related property and rights) relating to such Receivable, any Related Security therefor and the related obligor.
“Related Security” means (a) with respect to any Receivable:
(i) all of the Grantor’s interest in the inventory and goods (including returned or repossessed inventory or goods), if any, the sale, financing or lease of which by the Grantor gave rise to such Receivable, and all insurance contracts with respect thereto,
(ii) all other security interests or liens and property subject thereto from time to time, if any, purporting to secure payment of such Receivable, whether pursuant to a contract related to such Receivable or otherwise, together with all financing statements and security agreements describing any collateral securing such Receivable,
(iii) all guaranties, letters of credit, insurance and other agreements or arrangements of whatever character from time to time supporting or securing payment of such Receivable whether pursuant to a contract related to such Receivable or otherwise,
(iv) all service contracts and other contracts and agreements associated with such Receivable,
(v) all Records related to such Receivable,
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(vi) all of the Grantor’s right, title and interest (if any) in any deposit or other account into which such Receivables are paid or deposited, and
(vii) all proceeds of any of the foregoing; and
(b) with respect to any Participation Interest, the rights and assets described in clauses (i)-(vii) above with respect to the Receivable that is the subject of such Participation Interest.
“Secured Parties”: the collective reference to the Credit Agreement Secured Parties, the Notes Secured Parties and the Additional Lien Secured Parties.
“Securities Act”: the Securities Act of 1933, as amended.
“Senior Notes” the collective reference to the 7.125% Senior Notes, the 2019 Senior Notes and the 2022 Senior Notes.
“Series” means (a) with respect to the Secured Parties, each of (i) the Credit Agreement Secured Parties (in their capacities as such), (ii) the Notes Secured Parties (in their capacities as such) under the 7.125% Senior Notes, (iii) the Notes Secured Parties (in their capacities as such) under the 2019 Senior Notes and 2022 Senior Notes and (iv) the Additional Lien Secured Parties that become subject to this Agreement after the date hereof that are represented by a common Authorized Representative (in its capacity as such for such Additional Lien Secured Parties) and (b) with respect to any Obligations, each of (i) the Borrower Credit Obligations and the Guarantor Obligations under the Credit Agreement, (ii) the Borrower Notes Obligations under the 7.125% Senior Notes, (iii) the Borrower Notes Obligations and Guarantor Obligations under the 2019 Senior Notes and 2022 Senior Notes and (iv) Additional Lien Obligations incurred pursuant to any applicable agreement, which, pursuant to any joinder agreement, are to be represented under this Agreement by a common Authorized Representative (in its capacity as such for such Additional Lien Obligations).
“Subsidiary Guarantee Agreements” (i) that certain guarantee agreement, dated as of November 15, 2010, by and among certain affiliates of the Borrower and the Administrative Agent, as such agreement may be amended, refinanced or replaced from time to time and (ii) any guarantees of the Guarantors set forth in the Indentures or annexed to the Senior Notes and (iii) the guarantees of the Guarantors pursuant to any Additional Lien Documents.
“Trademarks”: (i) all trademarks, trade names, corporate names, company names, business names, fictitious business names, trade styles, service marks, logos and other source or business identifiers, and all goodwill associated therewith, now existing or hereafter adopted or acquired, all registrations and recordings thereof, and all applications in connection therewith, whether in the United States Patent and Trademark Office or in any similar office or agency of the United States, any State thereof or any other country or any political subdivision thereof, or otherwise, and all common-law rights related thereto, including, without limitation, any of the foregoing referred to in Schedule 5, and (ii) the right to obtain all renewals thereof.
“Trademark License”: any agreement, whether written or oral, providing for the grant by or to any Grantor of any right to use any Trademark, including, without limitation, any of the foregoing referred to in Schedule 5.
“Trustees” means collective reference to the 2006 Trustee and the 2014 Trustee.
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1.2 Other Definitional Provisions. (a) The words “hereof,” “herein,” “hereto” and “hereunder” and words of similar import when used in this Agreement shall refer to this Agreement as a whole and not to any particular provision of this Agreement, and Section and Schedule references are to this Agreement unless otherwise specified.
(b) The meanings given to terms defined herein shall be equally applicable to both the singular and plural forms of such terms.
(c) Where the context requires, terms relating to the Collateral or any part thereof, when used in relation to a Grantor, shall refer to such Grantor’s Collateral or the relevant part thereof.
SECTION 2. GRANT OF SECURITY INTEREST
Each Grantor hereby assigns and transfers to the Collateral Agent, and hereby grants to the Collateral Agent, for the ratable benefit of the Secured Parties, a security interest in all of the following property now owned or at any time hereafter acquired by such Grantor or in which such Grantor now has or at any time in the future may acquire any right, title or interest (collectively, the “Collateral”), as collateral security for the prompt and complete payment and performance when due (whether at the stated maturity, by acceleration or otherwise) of such Grantor’s Obligations:
(a) all Accounts;
(b) all Chattel Paper;
(c) all Documents;
(d) all Equipment;
(e) all Fixtures;
(f) all General Intangibles;
(g) all Instruments;
(h) all Intellectual Property;
(i) all Inventory;
(j) all Investment Property;
(k) all Letter-of-Credit Rights;
(l) all other property not otherwise described above as to which a security interest can be perfected by filing a Uniform Commercial Code financing statement (except for any property specifically excluded from any defined term used in any clause of this section above);
(m) all books and records pertaining to the Collateral; and
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(n) to the extent not otherwise included, all Proceeds, Supporting Obligations and products of any and all of the foregoing and all collateral security and guarantees given by any Person with respect to any of the foregoing;
provided, however, that notwithstanding any of the other provisions set forth in this Section 2, this Agreement shall not constitute a grant of a security interest in (i) any property to the extent that such grant of a security interest is prohibited by any Requirements of Law of a Governmental Authority, requires a consent not obtained of any Governmental Authority pursuant to such Requirement of Law or is prohibited by, or constitutes a breach or default under or results in the termination of or requires any consent not obtained under, any contract, license, agreement, instrument or other document evidencing or giving rise to such property (other than Investment Property or Pledged Stock issued by a Subsidiary of the Borrower or a Specified Receivables Subsidiary) or, in the case of any Investment Property or Pledged Stock issued by a Person that is not a Subsidiary of the Borrower or a Specified Receivables Subsidiary, any applicable shareholder or similar agreement, except to the extent that such Requirement of Law or the term in such contract, license, agreement, instrument or other document or shareholder or similar agreement providing for such prohibition, breach, default or termination or requiring such consent is ineffective under applicable law; (ii) Letter-of Credit Rights that do not constitute Supporting Obligations; (iii) any Deposit Accounts; (iv) Intellectual Property to the extent perfection of a security interest therein requires any filing to be made outside of the United States; (v) Receivables sold, or with respect to which Participation Interests are sold, and all Related Security and Collections with respect to such Receivables pursuant to any Receivables Financing to the extent that the aggregate outstanding amount of the purchase price or loan from the applicable lenders or investors under all Receivables Financings at any time does not exceed $575,000,000 or, with the consent of the Administrative Agent and the Required Lenders (as defined in the Credit Agreement), such greater amount equal to 50% of the sum of (x) accounts receivable, net, of the Borrower and its Subsidiaries, as set forth on its most recent balance sheet as at the time of determination plus (y) the allowance for doubtful accounts with respect to such accounts receivable as set forth in the footnotes to the Borrower’s most recent financial statements; (vi) Gift Shop Assets of any Grantor which is a party to a Receivables Financing that includes the Gift Shop Assets; and (vii) any Capital Stock and other securities of a Subsidiary to the extent that the pledge of such Capital Stock and other securities to secure the 7.125% Senior Notes results in the Borrower’s being required to file separate financial statements of such Subsidiary with the SEC, but only (a) to the extent that, and for so long as, the 7.125% Senior Notes constitute securities to which Rule 3-16 of Regulation S-X under the Securities Act applies and (b) to the extent necessary with respect to the 7.125% Senior Notes to not be subject to such requirement and only for so long as such requirement is in existence; provided that neither the Borrower nor any Subsidiary shall take any action in the form of a reorganization, merger or other restructuring a principal purpose of which is to provide for the release of the Lien on any Capital Stock pursuant to this clause (vii); provided, further, that in the event that Rule 3-16 of Regulation S-X under the Securities Act is amended, modified or interpreted by the SEC to require (or is replaced with another rule or regulation, or any other law, rule or regulation is adopted, which would require) the filing with the SEC (or any other governmental agency) of separate financial statements of any Subsidiary of the Borrower due to the fact that such Subsidiary’s Capital Stock secures the 7.125% Senior Notes, then the Capital Stock of such Subsidiary will automatically be deemed not to be part of the Collateral securing the Obligations but only to the extent necessary with respect to the 7.125% Senior Notes to not be subject to such requirement and only for so long as required to not be subject to such requirement.
Upon an event described in clause (vii) to the first proviso of the preceding paragraph, this Agreement and any other Security Documents may be amended or modified, without the consent of any Secured Party, to the extent necessary to release the security interests in favor of the Collateral Agent on the shares of Capital Stock that are so deemed to no longer constitute part of the Collateral for the Obligations. In the event that Rule 3-16 of Regulation S-X under the Securities Act is amended, modified
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or interpreted by the SEC to permit (or is replaced with another rule or regulation, or any other law, rule or regulation is adopted, which would permit) such Subsidiary’s Capital Stock to secure the 7.125% Senior Notes in excess of the amount then pledged without the filing with the SEC (or any other governmental agency) of separate financial statements of such Subsidiary, then the Capital Stock of such Subsidiary will automatically be deemed to be a part of the Collateral for the Obligations.
SECTION 3. REPRESENTATIONS AND WARRANTIES
Each Grantor hereby represents and warrants to the Collateral Agent and each Secured Party that:
3.1 Title; No Other Liens. Except for the security interest granted to the Collateral Agent for the ratable benefit of the Secured Parties pursuant to this Agreement and the other Liens permitted to exist on the Collateral pursuant to the terms of the Lien Documents, such Grantor owns each item of the Collateral free and clear of any and all Liens or claims of others. No financing statement or other public notice with respect to all or any part of the Collateral is on file or of record in any public office, except such as have been filed in favor of the Collateral Agent, for the ratable benefit of the Secured Parties, pursuant to this Agreement or as are permitted by the Lien Documents. For the avoidance of doubt, it is understood and agreed that any Grantor may, as part of its business, grant licenses to third parties to use Intellectual Property owned or developed by a Grantor. For purposes of this Agreement and the other Lien Documents, such licensing activity shall not constitute a “Lien” on such Intellectual Property. Each of the Collateral Agent and the other Secured Parties understands that any such licenses may be exclusive to the applicable licensees, and such exclusivity provisions may limit the ability of the Collateral Agent to utilize, sell, lease or transfer the related Intellectual Property or otherwise realize value from such Intellectual Property pursuant hereto.
3.2 Perfected First Priority Liens. The security interests granted pursuant to this Agreement (a) upon completion of the filings and other actions specified on Schedule 3 (which, in the case of all filings and other documents referred to on said Schedule, have been delivered to the Collateral Agent in completed and duly executed form) will constitute valid perfected security interests in all of the Collateral in favor of the Collateral Agent, for the ratable benefit of the Secured Parties, enforceable in accordance with the terms hereof against all creditors of such Grantor and any Persons purporting to purchase any Collateral from such Grantor and (b) are prior to all other Liens on the Collateral in existence on the date hereof except for Liens permitted pursuant to the terms of the Lien Documents.
3.3 Jurisdiction of Organization; Chief Executive Office. On the date hereof, such Grantor’s name (within the meaning of Section 9-503 of the New York UCC), jurisdiction of organization, and the location of such Grantor’s chief executive office or sole place of business or principal residence, as the case may be, are specified on Schedule 4.
3.4 [Reserved].
3.5 Farm Products. None of the Collateral constitutes, or is the Proceeds of, Farm Products.
3.6 Investment Property. (a) The shares of Pledged Stock pledged by such Grantor hereunder constitute all the issued and outstanding shares of all classes of the Capital Stock of each Issuer owned by such Grantor or, in the case of Foreign Subsidiary Voting Stock, if less, 65% of the outstanding Foreign Subsidiary Voting Stock of each relevant Issuer.
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(b) All the shares of the Pledged Stock have been duly and validly issued and are fully paid and nonassessable.
(c) Each of the Pledged Notes (if any) constitutes the legal, valid and binding obligation of the obligor with respect thereto, enforceable in accordance with its terms, subject to the effects of bankruptcy, insolvency, fraudulent conveyance, reorganization, moratorium and other similar laws relating to or affecting creditors’ rights generally, general equitable principles (whether considered in a proceeding in equity or at law) and an implied covenant of good faith and fair dealing.
(d) Such Grantor is the record and beneficial owner of, and has good and marketable title to, the Investment Property pledged by it hereunder, free of any and all Liens or options in favor of, or claims of, any other Person, except the security interest created by this Agreement.
3.7 Intellectual Property. (a) Schedule 5 lists all Intellectual Property applications and registrations owned by such Grantor in its own name on the date hereof and any other Intellectual Property material to the operations of any Grantor (“Material IP”).
(b) On the date hereof, (x) all Material IP is valid, subsisting, unexpired and enforceable and has not been abandoned and (y) to the best of each Grantor’s knowledge, each Grantor’s business does not infringe the Intellectual Property rights of any other Person except, in any such case, as could not reasonably be expected to have a Material Adverse Effect.
(c) Except as set forth in Schedule 5, on the date hereof, none of the Material IP is the subject of any licensing or franchise agreement pursuant to which such Grantor is the licensor or franchisor.
(d) No holding, decision or judgment has been rendered by any Governmental Authority which would limit, cancel or question the validity of, or such Grantor’s rights in, any Intellectual Property owned by Grantor in any respect that could reasonably be expected to have a Material Adverse Effect.
(e) Except as set forth on Schedule 5, no action or proceeding is pending, or, to the knowledge of such Grantor, threatened, on the date hereof (i) seeking to limit, cancel or question the validity of any Material IP owned by Grantor or such Grantor’s ownership interest therein, or (ii) with respect to any Intellectual Property which, if adversely determined, would have a Material Adverse Effect.
3.8 Commercial Tort Claims
(a) On the date hereof, except to the extent listed in Section 3.1 above, no Grantor has rights in any Commercial Tort Claim with potential value in excess of $5,000,000.
(b) Upon the filing of a financing statement covering any Commercial Tort Claim referred to in Section 4.7 hereof against such Grantor in the jurisdiction specified in Schedule 3 hereto, the security interest granted in such Commercial Tort Claim will constitute a valid perfected security interest in favor of the Collateral Agent, for the ratable benefit of the Secured Parties, as collateral security for such Grantor’s Obligations, enforceable in accordance with the terms hereof against all creditors of such Grantor and any Persons purporting to purchase such Collateral from Grantor, which security interest shall be prior to all other Liens on such Collateral except for unrecorded liens permitted pursuant to the terms of the Credit Agreement.
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SECTION 4. COVENANTS
From the date of this Agreement, and thereafter until this Agreement is terminated, each Grantor agrees that:
4.1 Delivery of Instruments, Certificated Securities and Chattel Paper. If any amount in excess of $5,000,000 and payable under or in connection with any of the Collateral shall be or become evidenced by any Instrument, Certificated Security or Chattel Paper, such Instrument, Certificated Security or Chattel Paper shall be immediately delivered to the Collateral Agent, duly indorsed in a manner satisfactory to the Collateral Agent, to be held as Collateral pursuant to this Agreement.
4.2 Maintenance of Insurance. (a) Such Grantor will maintain, or cause to be maintained, insurance coverage as required by Section 6.5 of the Credit Agreement (which Section is expressly incorporated into this Agreement) and any Additional Lien Document.
(b) All such insurance shall (i) provide that no cancellation, material reduction in amount or material change in coverage thereof shall be effective until at least 30 days after receipt by the Collateral Agent of written notice thereof, (ii) name the Collateral Agent as insured party or loss payee (provided that so long as the insurers shall not have received written notice from the Collateral Agent that an Event of Default has occurred and is continuing, all such proceeds, subject to Section 2.11(b) of the Credit Agreement and any Additional Lien Document, shall be payable to the Borrower) and (iii) if reasonably requested by the Collateral Agent, include a breach of warranty clause.
4.3 Maintenance of Perfected Security Interest; Further Documentation. (a) Such Grantor shall maintain the security interest created by this Agreement as a perfected security interest having at least the priority described in Section 3.2 and shall defend such security interest against the claims and demands of all Persons whomsoever, subject to the rights of such Grantor under the Lien Documents to dispose of the Collateral.
(b) At any time and from time to time, upon the written request of the Collateral Agent, and at the sole expense of such Grantor, such Grantor will promptly and duly execute and deliver, and have recorded, such further instruments and documents and take such further actions as the Collateral Agent may reasonably request for the purpose of obtaining or preserving the full benefits of this Agreement and of the rights and powers herein granted, including, without limitation, (i) filing any financing or continuation statements under the Uniform Commercial Code (or other similar laws) in effect in any jurisdiction with respect to the security interests created hereby and (ii) in the case of Investment Property, Letter-of-Credit Rights and any other relevant Collateral, taking any actions necessary to enable the Collateral Agent to obtain “control” (within the meaning of the applicable Uniform Commercial Code) with respect thereto.
4.4 Changes in Name, etc. Such Grantor will not, except upon 15 days’ prior written notice to the Collateral Agent and delivery to the Collateral Agent of all documents reasonably requested by the Collateral Agent to maintain the validity, perfection and priority of the security interests provided for herein, (i) change its jurisdiction of organization or the location of its chief executive office or sole place of business or principal residence from that referred to in Section 3.3 or (ii) change its name.
4.5 Investment Property. (a) If such Grantor shall become entitled to receive or shall receive any certificate constituting a “certificated security” within the meaning of Section 8-102 of the New York UCC (including, without limitation, any certificate representing a dividend or a distribution in connection with any reclassification, increase or reduction of capital or any certificate issued in connection with any reorganization), option or rights in respect of the Capital Stock of any Issuer, whether in addition to, in
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substitution of, as a conversion of, or in exchange for, any shares of the Pledged Stock, or otherwise in respect thereof, such Grantor shall accept the same as the agent of the Collateral Agent and Secured Parties, hold the same in trust for the Collateral Agent and the Secured Parties and deliver the same forthwith to the Collateral Agent in the exact form received, duly indorsed by such Grantor to the Collateral Agent, if required, together with an undated stock power covering such certificate duly executed in blank by such Grantor, to be held by the Collateral Agent, subject to the terms hereof, as additional collateral security for the Obligations. If an Event of Default shall have occurred and be continuing, any sums paid upon or in respect of the Investment Property upon the liquidation or dissolution of any Issuer shall be paid over to the Collateral Agent to be held by it hereunder as additional collateral security for the Obligations, and in case any distribution of capital shall be made on or in respect of the Investment Property or any property shall be distributed upon or with respect to the Investment Property pursuant to the recapitalization or reclassification of the capital of any Issuer or pursuant to the reorganization thereof, the property so distributed shall, unless otherwise subject to a perfected security interest in favor of the Collateral Agent, be delivered to the Collateral Agent to be held by it hereunder as additional collateral security for the Obligations. If an Event of Default shall have occurred and be continuing, if any sums of money or property so paid or distributed in respect of the Investment Property shall be received by such Grantor, such Grantor shall, until such money or property is paid or delivered to the Collateral Agent, hold such money or property in trust for the Collateral Agent and the Secured Parties, segregated from other funds of such Grantor, as additional collateral security for the Obligations.
(b) Without the prior written consent of the Collateral Agent, such Grantor will not (i) vote to enable, or take any other action to permit, any Issuer to issue any Capital Stock of any nature or to issue any other securities convertible into or granting the right to purchase or exchange for any Capital Stock of any nature of any Issuer (unless in compliance with this Section 4.5), (ii) sell, assign, transfer, exchange, or otherwise dispose of, or grant any option with respect to, the Investment Property or Proceeds thereof (except pursuant to a transaction not prohibited by the Lien Documents), (iii) create, incur or permit to exist any Lien or option in favor of, or any claim of any Person with respect to, any of the Investment Property or Proceeds thereof, or any interest therein, except for the security interests created by this Agreement or (iv) enter into any agreement or undertaking restricting the right or ability of such Grantor or the Collateral Agent to sell, assign or transfer any of the Investment Property or Proceeds thereof.
(c) In the case of each Grantor which is an Issuer, such Issuer agrees that (i) it will be bound by the terms of this Agreement relating to the Investment Property issued by it and will comply with such terms insofar as such terms are applicable to it, (ii) it will notify the Collateral Agent promptly in writing of the occurrence of any of the events described in Section 4.5(a) with respect to the Investment Property issued by it and (iii) the terms of Sections 5.3(c) and 5.7 shall apply to it, mutatis mutandis, with respect to all actions that may be required of it pursuant to Section 5.3(c) or 5.7 with respect to the Investment Property issued by it.
4.6 Intellectual Property. (a) Such Grantor (either itself or through licensees) will (i) continue to use each Trademark material to the operations of the Loan Parties, taken as a whole, on each and every trademark class of goods applicable to its current operations in order to maintain such Trademark in full force free from any claim of abandonment for non-use, (ii) maintain as in the past the quality of products and services offered under such Trademark, (iii) use commercially reasonable efforts to use such Trademark with the appropriate notice of registration and all other notices and legends required by applicable Requirements of Law, (iv) not adopt or use any xxxx which is confusingly similar or a colorable imitation of such Trademark unless the Collateral Agent, for the ratable benefit of the Secured Parties, shall obtain a perfected security interest in such xxxx pursuant to this Agreement, and (v) not (and not permit any licensee or sublicensee thereof to) do any act or knowingly omit to do any act whereby such Trademark may become invalidated or impaired in any way.
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(b) Such Grantor (either itself or through licensees) will not do any act, or omit to do any act, whereby any Patent material to the operations of the Loan Parties, taken as a whole, may become forfeited, abandoned or dedicated to the public.
(c) Such Grantor (either itself or through licensees will not (and will not permit any licensee or sublicensee thereof to) do any act or knowingly omit to do any act whereby any Copyright material to the operations of the Loan Parties, taken as a whole, may become invalidated or otherwise impaired. Such Grantor will not (either itself or through licensees) do any act whereby any such Copyright may fall into the public domain.
(d) Such Grantor (either itself or through licensees) will not do any act that knowingly uses any Intellectual Property material to the operations of the Loan Parties, taken as a whole, to infringe the Intellectual Property rights of any other Person.
(e) Such Grantor will notify the Collateral Agent at the time of providing the annual report referred to in 4.6(f) promptly if it knows that any application or registration relating to any Intellectual Property material to the operations of the Loan Parties, taken as a whole, may become forfeited, abandoned or dedicated to the public, or of any adverse determination or development (including, without limitation, the institution of, or any such determination or development in, any proceeding in the United States Patent and Trademark Office, the United States Copyright Office or any court or tribunal in any country) regarding such Grantor’s ownership of, or the validity of, any such Intellectual Property or such Grantor’s right to register the same or to own and maintain the same.
(f) Whenever such Grantor, either by itself or through any agent, employee, licensee or designee, shall acquire, become the exclusive licensee of or file an application for the registration of any Material IP with the United States Patent and Trademark Office, the United States Copyright Office or any similar office or agency in any other country or any political subdivision thereof, such Grantor shall report such filing to the Collateral Agent concurrently with the delivery of financial statements pursuant to Section 6.1 of the Credit Agreement (and, after the Discharge of Borrower Credit Agreement Obligations, the applicable section of the Lien Document for the Major Non-Controlling Authorized Representative) for the fiscal year in which such filing occurs. Upon request of the Collateral Agent, such Grantor shall execute and deliver, and have recorded, any and all agreements, instruments, documents, and papers as the Collateral Agent may request to evidence the Collateral Agent’s and the other Secured Parties’ security interest in any of the foregoing.
(g) Such Grantor will take all reasonable and necessary steps, including, without limitation, in any proceeding before the United States Patent and Trademark Office, the United States Copyright Office or any similar office or agency in any other country or any political subdivision thereof, to maintain and pursue each application (and to obtain the relevant registration) and to maintain each registration of Intellectual Property material to the operations of the Loan Parties, taken as a whole, including, without limitation, filing of applications for renewal, affidavits of use and affidavits of incontestability.
(h) In the event that any Intellectual Property material to the operations of the Loan Parties, taken as a whole, is infringed, misappropriated or diluted by a third party, such Grantor shall (i) take such actions as such Grantor shall reasonably deem appropriate under the circumstances to protect such Intellectual Property and (ii) if such Intellectual Property is of material economic value, promptly notify the Collateral Agent after it learns thereof and xxx for infringement, misappropriation or dilution, to seek injunctive relief where appropriate and to recover any and all damages for such infringement, misappropriation or dilution.
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4.7 Commercial Tort Claims. If such Grantor shall obtain an interest in any Commercial Tort Claim with a potential value in excess of $5,000,000, such Grantor shall promptly notify the Collateral Agent, and if requested by the Collateral Agent, within 30 days of obtaining such interest sign and deliver documentation acceptable to the Collateral Agent granting a security interest under the terms and provisions of this Agreement in and to such Commercial Tort Claim.
SECTION 5. REMEDIAL PROVISIONS
5.1 Certain Matters Relating to Receivables. (a) If an Event of Default shall occur and be continuing, the Collateral Agent shall have the right to make test verifications of the Receivables in any manner and through any medium that it reasonably considers advisable, and each Grantor shall furnish all such assistance and information as the Collateral Agent may require in connection with such test verifications.
(b) The Collateral Agent hereby authorizes each Grantor to collect such Grantor’s Receivables, subject to the Collateral Agent’s direction and control, and the Collateral Agent may curtail or terminate said authority at any time after the occurrence and during the continuance of an Event of Default. If required by the Collateral Agent at any time after the occurrence and during the continuance of an Event of Default, any payments of Receivables, when collected by any Grantor, (i) shall be forthwith (and, in any event, within two Business Days) deposited by such Grantor in the exact form received, duly indorsed by such Grantor to the Collateral Agent if required, in a Collateral Account maintained under the sole dominion and control of the Collateral Agent, subject to withdrawal by the Collateral Agent for the account of the Secured Parties only as provided in Section 5.5, and (ii) until so turned over, shall be held by such Grantor in trust for the Collateral Agent and the other Secured Parties, segregated from other funds of such Grantor. Each such deposit of Proceeds of Receivables shall be accompanied by a report identifying in reasonable detail the nature and source of the payments included in the deposit.
(c) At the Collateral Agent’s reasonable request following the occurrence and during the continuation of an Event of Default, each Grantor shall deliver to the Collateral Agent all original and other documents evidencing, and relating to, the agreements and transactions which gave rise to the Receivables, including, without limitation, all original orders, invoices and shipping receipts.
(d) It is understood that the provisions of this Section 5.1 apply only to Receivables that constitute Collateral.
5.2 Communications with Obligors; Grantors Remain Liable. (a) The Collateral Agent in its own name or in the name of others may at any time after the occurrence and during the continuance of an Event of Default communicate with obligors under the Receivables to verify with them to the Collateral Agent’s satisfaction the existence, amount and terms of any Receivables.
(b) Upon the request of the Collateral Agent at any time after the occurrence and during the continuance of an Event of Default, each Grantor shall notify obligors on the Receivables (other than Receivables with respect to which the obligor is a Governmental Authority) that the Receivables have been assigned to the Collateral Agent for the ratable benefit of the Secured Parties and that payments in respect thereof shall be made directly to the Collateral Agent.
(c) Anything herein to the contrary notwithstanding, each Grantor shall remain liable under each of the Receivables to observe and perform all the conditions and obligations to be observed and performed by it thereunder, all in accordance with the terms of any agreement giving rise thereto. Neither
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the Collateral Agent nor any other Secured Party shall have any obligation or liability under any Receivable (or any agreement giving rise thereto) by reason of or arising out of this Agreement or the receipt by the Collateral Agent or any other Secured Party of any payment relating thereto, nor shall the Collateral Agent or any Lender be obligated in any manner to perform any of the obligations of any Grantor under or pursuant to any Receivable (or any agreement giving rise thereto), to make any payment, to make any inquiry as to the nature or the sufficiency of any payment received by it or as to the sufficiency of any performance by any party thereunder, to present or file any claim, to take any action to enforce any performance or to collect the payment of any amounts which may have been assigned to it or to which it may be entitled at any time or times.
(d) It is understood that the provisions of this Section 5.2 apply only to Receivables that constitute Collateral.
5.3 Pledged Stock. (a) Unless an Event of Default shall have occurred and be continuing and the Collateral Agent shall have given notice to the relevant Grantor of the Collateral Agent’s intent to exercise its corresponding rights pursuant to Section 5.3(b), each Grantor shall be permitted to receive all cash dividends paid in respect of the Pledged Stock and all payments made in respect of the Pledged Notes, in each case paid in the normal course of business of the relevant Issuer and consistent with past practice, to the extent not prohibited by the Credit Agreement, the 2014 Indenture and the Additional Lien Documents, and to exercise all voting and corporate or other organizational rights with respect to the Investment Property; provided, however, that no vote shall be cast or corporate or other organizational right exercised or other action taken which would result in any violation of any provision of any Lien Document.
(b) If an Event of Default shall occur and be continuing and the Collateral Agent shall give notice of its intent to exercise such rights to the relevant Grantor or Grantors, (i) the Collateral Agent shall have the right to receive any and all cash dividends, payments or other Proceeds paid in respect of the Investment Property and make application thereof to the Obligations in such order as the Collateral Agent may determine, and (ii) any or all of the Investment Property shall be registered in the name of the Collateral Agent or its nominee, and the Collateral Agent or its nominee may thereafter exercise (x) all voting, corporate and other rights pertaining to such Investment Property at any meeting of shareholders of the relevant Issuer or Issuers or otherwise and (y) any and all rights of conversion, exchange and subscription and any other rights, privileges or options pertaining to such Investment Property as if it were the absolute owner thereof (including, without limitation, the right to exchange at its discretion any and all of the Investment Property upon the merger, consolidation, reorganization, recapitalization or other fundamental change in the corporate or other organizational structure of any Issuer, or upon the exercise by any Grantor or the Collateral Agent of any right, privilege or option pertaining to such Investment Property, and in connection therewith, the right to deposit and deliver any and all of the Investment Property with any committee, depositary, transfer agent, registrar or other designated agency upon such terms and conditions as the Collateral Agent may determine), all without liability except to account for property actually received by it, but the Collateral Agent shall have no duty to any Grantor to exercise any such right, privilege or option and shall not be responsible for any failure to do so or delay in so doing.
(c) Each Grantor hereby authorizes and instructs each Issuer of any Investment Property pledged by such Grantor hereunder to (i) comply with any instruction received by it from the Collateral Agent in writing that (x) states that an Event of Default has occurred and is continuing and (y) is otherwise in accordance with the terms of this Agreement, without any other or further instructions from such Grantor, and each Grantor agrees that each Issuer shall be fully protected in so complying, and (ii) unless otherwise expressly permitted hereby, pay any dividends or other payments with respect to the Investment Property directly to the Collateral Agent.
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5.4 Proceeds to be Turned Over To Collateral Agent. In addition to the rights of the Collateral Agent specified in Section 5.1 with respect to payments of Receivables, if an Event of Default shall occur and be continuing, all Proceeds, subject to the Liens of this Agreement, received by any Grantor consisting of cash, checks and other near-cash items shall be held by such Grantor in trust for the Collateral Agent and the other Secured Parties, segregated from other funds of such Grantor, and shall, forthwith upon receipt by such Grantor, be turned over to the Collateral Agent in the exact form received by such Grantor (duly indorsed by such Grantor to the Collateral Agent, if required). All Proceeds received by the Collateral Agent hereunder shall be held by the Collateral Agent in a Collateral Account maintained under its sole dominion and control. All Proceeds while held by the Collateral Agent in a Collateral Account (or by such Grantor in trust for the Collateral Agent and the other Secured Parties) shall continue to be held as collateral security for all the Obligations and shall not constitute payment thereof until applied as provided in Section 5.5.
5.5 Application of Proceeds. If an Event of Default shall have occurred and be continuing, at any time at the Collateral Agent’s election, the Collateral Agent may apply all or any part of Proceeds constituting Common Collateral, whether or not held in any Collateral Account, in payment of the Obligations in the following order:
First, to pay unpaid fees and expenses of the Collateral Agent under the Lien Documents;
Second, to pay unpaid fees and expenses of the Authorized Representatives, applied pro rata between the Authorized Representatives according to the amounts of such fees and expenses then due and owing and remaining unpaid to the Authorized Representatives;
Third, to the Collateral Agent, for application by it towards payment of amounts then due and owing and remaining unpaid in respect of the Obligations, pro rata among the Secured Parties according to the amounts of the Obligations then due and owing and remaining unpaid to the Secured Parties;
Fourth, any balance remaining after the Obligations shall have been paid in full, no Letters of Credit shall be outstanding and the Commitments shall have terminated shall be paid over to the Borrower or to whomsoever may be lawfully entitled to receive the same.
If at any time any moneys collected or received by the Collateral Agent pursuant to this Agreement are distributable pursuant to this Section 5.5 to the Authorized Representatives or the other Secured Parties, and if an Authorized Representative shall notify the Collateral Agent in writing that no provision is made under the relevant Lien Documents for the application of such moneys and that the relevant Lien Documents do not effectively provide for the receipt and the holding by such Authorized Representative of such moneys pending the application thereof, then the Collateral Agent, after receipt of such notification, shall at the direction of such Authorized Representative, invest such amounts in Cash Equivalents maturing within 90 days after they are acquired by the Collateral Agent or, in the absence of such direction, hold such moneys uninvested and shall hold all such amounts so distributable and all such investments and the net proceeds thereof in trust solely for such Authorized Representative and for no other purpose until such time as the relevant Authorized Representative shall request in writing the delivery thereof by the Collateral Agent for application pursuant to such Lien Document. The Collateral Agent shall not be responsible for any diminution in funds resulting from any such investment or any liquidation thereof prior to maturity.
In making the determination and allocations required by this Section 5.5, the Collateral Agent may conclusively rely upon information supplied by the applicable Authorized Representative as to the amounts of unpaid principal and interest and other amounts outstanding with respect to the relevant
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Obligations, and the Collateral Agent shall have no liability to any of the Secured Parties for actions taken in reliance on such information; provided, that nothing in this sentence shall prevent any Grantor from contesting any amounts claimed by any Secured Party in any information so supplied.
If, despite the provisions of this Agreement, any Secured Party shall receive any payment or other recovery in excess of its portion of payments on account of the Obligations to which it is then entitled in accordance with this Agreement, such Secured Party shall hold such payment or recovery in trust for the benefit of all Secured Parties for distribution in accordance with this Section 5.5.
Each of the Secured Parties hereby agrees not to challenge or question in any proceeding the validity or enforceability of this Agreement (in each case as a whole or any term or provision contained herein) or the validity of any Lien or financing statement with respect to Common Collateral in favor of the Collateral Agent for the benefit of all the Secured Parties as provided in this Agreement, or the equal and ratable sharing of any such Lien with respect to Common Collateral.
Notwithstanding anything herein to the contrary, (a) with respect to actions with respect to Collateral that is not Common Collateral, the Authorized Representative of the Series of Obligations secured by such Collateral shall have the sole right to instruct the Collateral Agent and/or the Applicable Authorized Representative to act or refrain from acting with respect to the Collateral that is not Common Collateral, (b) the Collateral Agent shall not follow any instructions with respect to such Collateral that is not Common Collateral from any Person (other than such Authorized Representative set forth in clause (a) above), and (c) no Authorized Representative (other than such Authorized Representative set forth in clause (a) above) will instruct the Collateral Agent to commence any judicial or non-judicial foreclosure proceedings with respect to, seek to have a trustee, receiver, liquidator or similar official appointed for or over, attempt any action to take possession of, exercise any right, remedy or power with respect to, or otherwise take any action to enforce its interests in or realize upon, or take any other action available to it in respect of, the Collateral that is not Common Collateral.
5.6 Code and Other Remedies. If an Event of Default shall occur and be continuing, the Collateral Agent, on behalf of the Secured Parties, may, and upon the request of the Applicable Authorized Representative shall, exercise, in addition to all other rights and remedies granted to them in this Agreement and in any other instrument or agreement securing, evidencing or relating to the Obligations, all rights and remedies of a secured party under the New York UCC or any other applicable law. Without limiting the generality of the foregoing, the Collateral Agent, without demand of performance or other demand, presentment, protest, advertisement or notice of any kind (except any notice required by law referred to below) to or upon any Grantor or any other Person (all and each of which demands, defenses, advertisements and notices are hereby waived), may in such circumstances, to the extent permitted by applicable law, forthwith collect, receive, appropriate and realize upon the Collateral, or any part thereof, and/or may forthwith sell, lease, assign, give option or options to purchase, or otherwise dispose of and deliver the Collateral or any part thereof (or contract to do any of the foregoing), in one or more parcels at public or private sale or sales, at any exchange, broker’s board or office of the Collateral Agent or any Secured Party or elsewhere upon such terms and conditions as it may deem advisable and at such prices as it may deem best, for cash or on credit or for future delivery without assumption of any credit risk. The Collateral Agent or any Secured Party shall have the right upon any such public sale or sales, and, to the extent permitted by law, upon any such private sale or sales, to purchase the whole or any part of the Collateral so sold, free of any right or equity of redemption in any Grantor, which right or equity is hereby waived and released. Each Grantor further agrees, at the Collateral Agent’s request, to assemble the Collateral and make it available to the Collateral Agent at places which the Collateral Agent shall reasonably select, whether at such Grantor’s premises or elsewhere. The Collateral Agent shall apply the net proceeds of any action taken by it pursuant to this Section 5.6, after deducting all reasonable costs and expenses of every kind incurred in connection therewith or incidental to the care or safekeeping of any of the Collateral or in any way relating to the
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Collateral or the rights of the Collateral Agent and the Secured Parties hereunder, including, without limitation, reasonable attorneys’ fees and disbursements, to the payment in whole or in part of the Obligations, in accordance with Section 5.5, and only after such application and after the payment by the Collateral Agent of any other amount required by any provision of law, including, without limitation, Section 9-615(a)(3) of the New York UCC, need the Collateral Agent account for the surplus, if any, to any Grantor. To the extent permitted by applicable law, each Grantor waives all claims, damages and demands it may acquire against the Collateral Agent or any Secured Party arising out of the exercise by them of any rights hereunder. If any notice of a proposed sale or other disposition of Collateral shall be required by law, such notice shall be deemed reasonable and proper if given at least 10 days before such sale or other disposition.
5.7 Registration Rights. (a) If the Collateral Agent shall determine to exercise its right to sell any or all of the Pledged Stock pursuant to Section 5.6, and if in the opinion of the Collateral Agent it is necessary or advisable to have the Pledged Stock, or that portion thereof to be sold, registered under the provisions of the Securities Act, the relevant Grantor will cause the Issuer thereof to (i) execute and deliver, and cause the directors and officers of such Issuer to execute and deliver, all such instruments and documents, and do or cause to be done all such other acts as may be, in the opinion of the Collateral Agent, necessary or advisable to register the Pledged Stock, or that portion thereof to be sold, under the provisions of the Securities Act, (ii) use commercially reasonable efforts to cause the registration statement relating thereto to become effective and to remain effective for a period of one year from the date of the first public offering of the Pledged Stock, or that portion thereof to be sold, and (iii) make all amendments thereto and/or to the related prospectus which, in the opinion of the Collateral Agent, are necessary or advisable, all in conformity with the requirements of the Securities Act and the rules and regulations of the Securities and Exchange Commission applicable thereto. Each Grantor agrees to use commercially reasonable efforts to cause such Issuer to comply with the provisions of the securities or “Blue Sky” laws of any and all jurisdictions which the Collateral Agent shall designate and to make available to its security holders, as soon as practicable, an earnings statement (which need not be audited) which will satisfy the provisions of Section 11(a) of the Securities Act.
(b) Each Grantor recognizes that the Collateral Agent may be unable to effect a public sale of any or all the Pledged Stock, by reason of certain prohibitions contained in the Securities Act and applicable state securities laws or otherwise, and may be compelled to resort to one or more private sales thereof to a restricted group of purchasers which will be obliged to agree, among other things, to acquire such securities for their own account for investment and not with a view to the distribution or resale thereof. Each Grantor acknowledges and agrees that any such private sale may result in prices and other terms less favorable than if such sale were a public sale and, notwithstanding such circumstances, agrees that any such private sale shall be deemed to have been made in a commercially reasonable manner. The Collateral Agent shall be under no obligation to delay a sale of any of the Pledged Stock for the period of time necessary to permit the Issuer thereof to register such securities for public sale under the Securities Act, or under applicable state securities laws, even if such Issuer would agree to do so.
(c) Each Grantor agrees to use commercially reasonable efforts to do or cause to be done all such other acts as may be necessary to make such sale or sales of all or any portion of the Pledged Stock pursuant to this Section 5.7 valid and binding and in compliance with any and all other applicable Requirements of Law. Each Grantor further agrees that a breach of any of the covenants contained in this Section 5.7 will cause irreparable injury to the Collateral Agent and the Secured Parties, that the Collateral Agent and the Secured Parties have no adequate remedy at law in respect of such breach and, as a consequence, that each and every covenant contained in this Section 5.7 shall be specifically enforceable against such Grantor, and such Grantor hereby waives and agrees not to assert any defenses against an action for specific performance of such covenants except for a defense that no Event of Default has occurred and is continuing under the Lien Documents.
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5.8 Subordination.
Each Grantor hereby agrees that, upon the occurrence and during the continuance of an Event of Default, unless otherwise agreed by the Applicable Authorized Representative, all Indebtedness owing by it to any Subsidiary of the Borrower shall be fully subordinated to the indefeasible payment in full in cash of such Grantor’s Obligations.
5.9 Deficiency. Each Grantor shall remain liable for any deficiency if the proceeds of any sale or other disposition of the Collateral are insufficient to pay its Obligations and the fees and disbursements of any attorneys employed by the Collateral Agent or any other Secured Party to collect such deficiency.
SECTION 6. THE COLLATERAL AGENT
6.1 Collateral Agent’s Appointment as Attorney-in-Fact, etc. (a) Each Grantor hereby irrevocably constitutes and appoints the Collateral Agent and any officer or agent thereof, with full power of substitution, as its true and lawful attorney-in-fact with full irrevocable power and authority in the place and stead of such Grantor and in the name of such Grantor or in its own name, for the purpose of carrying out the terms of this Agreement, to take any and all appropriate action and to execute any and all documents and instruments which may be necessary or desirable to accomplish the purposes of this Agreement, and, without limiting the generality of the foregoing, each Grantor hereby gives the Collateral Agent the power and right, on behalf of such Grantor, without notice to or assent by such Grantor, to do any or all of the following:
(i) in the name of such Grantor or its own name, or otherwise, take possession of and indorse and collect any checks, drafts, notes, acceptances or other instruments for the payment of moneys due under any Receivable constituting Collateral or with respect to any other Collateral and file any claim or take any other action or proceeding in any court of law or equity or otherwise deemed appropriate by the Collateral Agent for the purpose of collecting any and all such moneys due under any Receivable constituting Collateral or with respect to any other Collateral whenever payable;
(ii) in the case of any Intellectual Property, execute and deliver, and have recorded, any and all agreements, instruments, documents and papers as the Collateral Agent may request to evidence the Collateral Agent’s and the other Secured Parties’ security interest in such Intellectual Property and the goodwill and general intangibles of such Grantor relating thereto or represented thereby;
(iii) pay or discharge taxes and Liens levied or placed on or threatened against the Collateral, effect any repairs or any insurance called for by the terms of this Agreement and pay all or any part of the premiums therefor and the costs thereof;
(iv) execute, in connection with any sale provided for in Section 5.6 or 5.7, any indorsements, assignments or other instruments of conveyance or transfer with respect to the Collateral; and
(v) (1) direct any party liable for any payment under any of the Collateral to make payment of any and all moneys due or to become due thereunder directly to the Collateral Agent or as the Collateral Agent shall direct; (2) ask or demand for, collect, and receive payment of and receipt for, any and all moneys, claims and other amounts due or to become due at any time in respect of or arising out of any Collateral; (3) sign and indorse any invoices, freight or express bills, bills of lading, storage or warehouse receipts, drafts against debtors, assignments, verifications, notices and other documents in connection with any of the Collateral; (4) commence and prosecute any suits, actions or proceedings at law or in equity in any court of competent jurisdiction to collect the
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Collateral or any portion thereof and to enforce any other right in respect of any Collateral; (5)defend any suit, action or proceeding brought against such Grantor with respect to any Collateral; (6) settle, compromise or adjust any such suit, action or proceeding and, in connection therewith, give such discharges or releases as the Collateral Agent may deem appropriate; (7) assign any Copyright, Patent or Trademark (along with the goodwill of the business to which any such Copyright, Patent or Trademark pertains), throughout the world for such term or terms, on such conditions, and in such manner, as the Collateral Agent shall in its sole discretion determine; and (8) generally, sell, transfer, pledge and make any agreement with respect to or otherwise deal with any of the Collateral as fully and completely as though the Collateral Agent were the absolute owner thereof for all purposes, and do, at the Collateral Agent’s option and such Grantor’s expense, at any time, or from time to time, all acts and things which the Collateral Agent deems necessary to protect, preserve or realize upon the Collateral and the Collateral Agent’s and the other Secured Parties’ security interests therein and to effect the intent of this Agreement, all as fully and effectively as such Grantor might do.
Anything in this Section 6.1(a) to the contrary notwithstanding, the Collateral Agent agrees that it will not exercise any rights under the power of attorney provided for in this Section 6.1(a) unless an Event of Default shall have occurred and be continuing.
(b) If any Grantor fails to perform or comply with any of its agreements contained herein, the Collateral Agent, at its option, but without any obligation so to do, may perform or comply, or otherwise cause performance or compliance, with such agreement.
(c) The expenses of the Collateral Agent incurred in connection with actions undertaken as provided in this Section 6.1, together with interest thereon at a rate per annum equal to the highest rate per annum at which interest would then be payable on any category of past due ABR Loans under the Credit Agreement, from the date of payment by the Collateral Agent to the date reimbursed by the relevant Grantor, shall be payable by such Grantor to the Collateral Agent on demand.
(d) Each Grantor hereby ratifies all that said attorneys shall lawfully do or cause to be done by virtue hereof. All powers, authorizations and agencies contained in this Agreement are coupled with an interest and are irrevocable until this Agreement is terminated and the security interests created hereby are released.
6.2 Duty of Collateral Agent. The Collateral Agent’s sole duty with respect to the custody, safekeeping and physical preservation of the Collateral in its possession, under Section 9-207 of the New York UCC or otherwise, shall be to deal with it in the same manner as the Collateral Agent deals with similar property for its own account. Neither the Collateral Agent, any Secured Party nor any of their respective officers, directors, employees or agents shall be liable for failure to demand, collect or realize upon any of the Collateral or for any delay in doing so or shall be under any obligation to sell or otherwise dispose of any Collateral upon the request of any Grantor or any other Person or to take any other action whatsoever with regard to the Collateral or any part thereof. The powers conferred on the Collateral Agent and the Secured Parties hereunder are solely to protect the Collateral Agent’s and the Secured Parties’ interests in the Collateral and shall not impose any duty upon the Collateral Agent or any Secured Party to exercise any such powers. The Collateral Agent and the Secured Parties shall be accountable only for amounts that they actually receive as a result of the exercise of such powers, and neither they nor any of their officers, directors, employees or agents shall be responsible to any Grantor for any act or failure to act hereunder, except for their own gross negligence or willful misconduct.
6.3 Execution of Financing Statements. Pursuant to any applicable law, each Grantor authorizes the Collateral Agent to file or record financing statements and other filing or recording documents or instruments with respect to the Collateral without the signature of such Grantor in such
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form and in such offices as the Collateral Agent determines appropriate to perfect the security interests of the Collateral Agent under this Agreement. Each Grantor authorizes the Collateral Agent to use the collateral description “all personal property” (subject to appropriate exclusions) in any such financing statements. Each Grantor hereby ratifies and authorizes the filing by the Collateral Agent of any financing statement with respect to the Collateral made prior to the date hereof.
6.4 Authority of Collateral Agent. Each Grantor acknowledges that the rights and responsibilities of the Collateral Agent under this Agreement with respect to any action taken by the Collateral Agent or the exercise or non-exercise by the Collateral Agent of any option, voting right, request, judgment or other right or remedy provided for herein or resulting or arising out of this Agreement shall, as between the Collateral Agent and the other Secured Parties, be governed by this Agreement and by such other agreements with respect thereto as may exist from time to time among them, but, as between the Collateral Agent and the Grantors, the Collateral Agent shall be conclusively presumed to be acting as agent for the Secured Parties with full and valid authority so to act or refrain from acting, and no Grantor shall be under any obligation, or entitlement, to make any inquiry respecting such authority.
6.5 Appointment and Authorization.
By accepting the benefits hereof, each of the Secured Parties hereby irrevocably appoints the Collateral Agent as its agent and authorizes the Collateral Agent to take such actions on its behalf and to exercise such powers as are delegated to the Collateral Agent by the terms hereof, together with such actions and powers as are reasonably incidental thereto, and the Collateral Agent hereby accepts such appointment.
The Collateral Agent may resign as Collateral Agent upon 10 days’ notice to the Authorized Representatives and the Borrower. If the Collateral Agent shall resign as Collateral Agent under this Agreement and the other Lien Documents, then the Authorized Representatives, other than the 2006 Trustee, shall appoint a successor agent for the Authorized Representatives, which such successor agent shall (unless an Event of Default with respect to the Borrower shall have occurred and be continuing) be subject to approval by the Borrower (which approval shall not be unreasonably withheld or delayed), whereupon such successor agent shall succeed to the rights, powers and duties of the Collateral Agent, and the term “Collateral Agent” shall mean such successor agent effective upon such appointment and approval, and the former Collateral Agent’s rights, powers and duties as Collateral Agent shall be terminated, without any other or further act or deed on the part of such former Collateral Agent or any of the parties to this Agreement. If no successor agent has accepted appointment as Collateral Agent by the date that is 10 days following a retiring Collateral Agent’s notice of resignation, the retiring Collateral Agent’s resignation shall nevertheless thereupon become effective, and the Applicable Authorized Representative, subject to a supplemental indenture to amend the provisions of the applicable Indenture to the extent reasonably requested (which supplemental indenture shall be in form and substance satisfactory to such Applicable Authorized Representative), may assume and perform or appoint a successor agent to assume and perform all of the duties of the Collateral Agent hereunder until such time, if any, as the Authorized Representatives, other than the 2006 Trustee, appoint a successor agent as provided for above. In the event that the Applicable Authorized Representative does not assume or appoint an agent to assume the duties of the Collateral Agent, the Borrower shall promptly appoint a Collateral Agent reasonably acceptable to the Authorized Representatives.
6.6 Collateral Agent and Affiliates.
The entity serving as the Collateral Agent hereunder shall have the same rights and powers in its capacity as a Secured Party as any other Secured Party and may exercise the same as though
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it were not the Collateral Agent, and such entity and its Affiliates may accept deposits from, lend money to and generally engage in any kind of business with the Borrower, the Guarantors or any Subsidiary or other Affiliate of the Borrower or the Guarantors as if it were not the Collateral Agent hereunder.
6.7 Action by Collateral Agent. (a) The Collateral Agent shall not have any duties or obligations except those expressly set forth herein. Without limiting the generality of the foregoing, (a) the Collateral Agent shall not be subject to any fiduciary or other implied duties, regardless of whether a Default or Event of Default has occurred and is continuing, (b) the Collateral Agent shall not have any duty to take any discretionary action or exercise any discretionary powers, except discretionary rights and powers expressly contemplated hereby that the Collateral Agent is required to exercise in writing as directed by the Applicable Authorized Representative pursuant to this Agreement, and (c) except as expressly set forth herein, the Collateral Agent shall not have any duty to disclose, and shall not be liable for the failure to disclose, any information relating to the Borrower or any of its Subsidiaries that is communicated to or obtained by the bank serving as Collateral Agent or any of its Affiliates in any capacity. The Collateral Agent shall not be liable for any action taken or not taken by it with the consent or at the request of the Applicable Authorized Representative or otherwise. The Collateral Agent shall be deemed not to have knowledge of any Default or Event of Default unless and until written notice thereof is given to the Collateral Agent by a Secured Party, and the Collateral Agent shall not be responsible for or have any duty to ascertain or inquire into (i) any statement, warranty or representation made in or in connection with this Agreement or any other Lien Document, (ii) the contents of any certificate, report or other document delivered under or in connection with this Agreement or any other Lien Document, (iii) the performance or observance of any of the covenants, agreements or other terms or conditions set forth herein or in any other Lien Document, (iv) the validity, enforceability, effectiveness or genuineness of this Agreement, the other Lien Documents or any other agreement, instrument or document, or (v) the satisfaction of any condition set forth in any other Lien Document, other than to confirm receipt of items expressly required to be delivered to the Collateral Agent.
(b) The obligations of the Collateral Agent to the Notes Secured Parties under the 7.125% Senior Notes hereunder shall be limited solely to (i) holding the Collateral for the ratable benefit of the Notes Secured Parties under the 7.125% Senior Notes for so long as (A) any Borrower Notes Obligations under the 7.125% Senior Notes remain outstanding and (B) such Borrower Notes Obligations under the 7.125% Senior Notes are secured by such Common Collateral, (ii) subject to the terms of this Agreement, enforcing the rights of the Notes Secured Parties under the 7.125% Senior Notes in their capacities as Secured Parties in respect of Common Collateral and (iii) distributing any proceeds received by the Collateral Agent from the sale, collection or realization of the Common Collateral to the Notes Secured Parties in respect of the Borrower Notes Obligations under the 7.125% Senior Notes in accordance with the terms of this Agreement. No Notes Secured Party under the 7.125% Senior Notes shall be entitled to exercise (or direct the Collateral Agent to exercise) any rights or remedies hereunder with respect to the Borrower Notes Obligations or the Common Collateral, including, without limitation, the right to enforce actions pursuant to this Agreement, request any action, institute proceedings, give any instructions or notices, make any election, make collections, sell or otherwise foreclose on any portion of the Common Collateral or receive any payment (except for its right to receive payments in the manner expressly provided in Section 5.5). This Agreement shall not create any liability of the Collateral Agent or the Credit Agreement Secured Parties or the Notes Secured Parties under the 2019 Senior Notes and 2022 Senior Notes to the Notes Secured Parties under the 7.125% Senior Notes by reason of actions with respect to the creation, perfection or continuation of the security interests on the Common Collateral, actions with respect to the occurrence of a Default or an Event of Default, actions with respect to the foreclosure upon, sale, release, or depreciation of, or failure to realize upon, any of the Common Collateral, actions with respect to the collection of any claim for all or any part of the Borrower Notes Obligations under the 7.125% Senior Notes from any debtor, guarantor or any other party or the valuation, use or protection of the Common Collateral. By acceptance of the benefits under this
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Agreement, the Notes Secured Parties under the 7.125% Senior Notes will be deemed to have acknowledged and agreed that the provisions of the preceding sentence are intended to induce the Credit Agreement Secured Parties and Notes Secured Parties under the 2019 Senior Notes and 2022 Senior Notes to permit such Persons to be Secured Parties under this Agreement and are being relied upon by the Credit Agreement Secured Parties and Notes Secured Parties under the 2019 Senior Notes and 2022 Senior Notes as consideration therefor.
SECTION 7. INTERCREDITOR PROVISIONS
7.1 Actions with Respect to the Common Collateral; Restrictions
Notwithstanding anything to the contrary in this Agreement or any Lien Document, only the Collateral Agent shall, and shall have the right to, exercise, or refrain from exercising, any rights, remedies and powers with respect to the Common Collateral, including any action to enforce its security interest in or realize upon any Common Collateral, and then only on the instruction of the Applicable Authorized Representative. The Applicable Authorized Representative shall have the sole right to instruct the Collateral Agent to act or refrain from acting with respect to the Common Collateral, the Collateral Agent shall not follow any instructions with respect to such Common Collateral from any Person (other than the Applicable Authorized Representative), and no Authorized Representative (other than the Applicable Authorized Representative) will instruct the Collateral Agent to commence any judicial or non-judicial foreclosure proceedings with respect to, seek to have a trustee, receiver, liquidator or similar official appointed for or over, attempt any action to take possession of, exercise any right, remedy or power with respect to, or otherwise take any action to enforce its interests in or realize upon, or take any other action available to it in respect of, the Common Collateral. The Applicable Authorized Representative will initially be the Administrative Agent, and no other Authorized Representative will have rights to take any action under this Agreement with respect to the Common Collateral other than as the Applicable Authorized Representative.
Notwithstanding the equal priority of the Liens, the Collateral Agent, acting on the instructions of the Applicable Authorized Representative, may deal with the Common Collateral as if such Applicable Authorized Representative had a senior Lien on such Common Collateral. No Authorized Representative of any Series of Obligations (other than the Applicable Authorized Representative) may contest, protest or object to any foreclosure proceeding or action brought by the Collateral Agent (acting on the instruction of the Applicable Authorized Representative) or the Applicable Authorized Representative with respect to the Common Collateral.
If an Event of Default has occurred and is continuing and the Collateral Agent is taking action to enforce rights in respect of any of the Common Collateral, or any distribution is made with respect to any Common Collateral in any bankruptcy case of the Borrower or any Guarantor, the proceeds of any sale, collection or other liquidation of any such Common Collateral by the Collateral Agent or any other Secured Party as applicable, shall be applied as provided in Section 5.5 of this Agreement.
If, at any time the Collateral Agent or any Applicable Authorized Representative forecloses upon or otherwise exercises remedies against any Common Collateral resulting in a sale or disposition thereof, then (whether or not any Insolvency or Liquidation Proceeding is pending at the time) the Liens in favor of the Collateral Agent for the benefit of each Series of Secured Parties upon such Common Collateral will automatically be released and discharged; provided that any proceeds of any Common Collateral realized therefrom shall be applied pursuant to Section 5.5.
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Notwithstanding the date, time, method, manner or order of grant, attachment or perfection of any Liens securing any Obligations granted on the Common Collateral and notwithstanding any provision of the UCC of any jurisdiction, or any other applicable law or Lien Documents or any defect or deficiencies in the Liens securing the Obligations of any Series or any other circumstance whatsoever, each Secured Party hereby agrees that the Liens securing the Obligations on any Common Collateral shall be of equal priority and for the equal and ratable benefit of the Secured Parties.
SECTION 8. MISCELLANEOUS
8.1 Amendments in Writing. None of the terms or provisions of this Agreement may be waived, amended, supplemented or otherwise modified except in accordance with Section 10.1 of the Credit Agreement and Article 9 of the 2014 Indenture and the applicable section of the Additional Lien Documents and to the extent set forth in the second paragraph of Section 2.
8.2 Notices. All notices, requests and demands to or upon the respective parties hereto to be effective shall be in writing (including by telecopy), and, unless otherwise expressly provided herein, shall be deemed to have been duly given or made when delivered, or three Business Days after being deposited in the mail, postage prepaid, or, in the case of telecopy notice, when received, addressed as follows in the case of the Collateral Agent or Authorized Representatives, and as set forth on Schedule 1 in the case of the Grantors, or to such other address as may be hereafter notified by the respective parties hereto:
Collateral Agent & Administrative Agent: |
JPMorgan Chase Bank, N.A. 000 Xxxxxxx Xxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 | |
Attention: Xxxx Xxx Xxx, Executive Director | ||
Telecopy: (000) 000-0000 | ||
Telephone: (000) 000-0000 | ||
With a copy to: | ||
JPMorgan Chase Bank, N.A. | ||
00 Xxxxx Xxxxxxxx Xxxxxx, Xxxxx 00 | ||
Xxxxxxx, XX 00000 | ||
Attention: Xxxxxx X Xxxxxxxx | ||
Telephone: (000) 000-0000 | ||
2006 Trustee: | The Bank of New York Mellon Trust Company, N.A. | |
0 Xxxxx XxXxxxx Xxxxxx, Xxxxx 0000 | ||
Xxxxxxx, Xxxxxxxx 00000 | ||
Attention: Corporate Trust Administration | ||
Telecopy: (000) 000-0000 | ||
Telephone: (000) 000-0000 | ||
2014 Trustee: | MUFG Union Bank, N.A. | |
1251 Avenue of the Xxxxxxxx, 00xx Xxxxx | ||
Xxx Xxxx, XX 00000 | ||
Attention: Xxxxxxxx Xxxxxxx | ||
Telephone: (000) 000-0000 | ||
Facsimile: (000) 000-0000 |
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provided that any notice, request or demand to or upon the Collateral Agent and/or any Authorized Representatives shall not be effective until received.
8.3 No Waiver by Course of Conduct; Cumulative Remedies. Neither the Collateral Agent nor any other Secured Party shall by any act (except by a written instrument pursuant to Section 8.1), delay, indulgence, omission or otherwise be deemed to have waived any right or remedy hereunder or to have acquiesced in any Default or Event of Default. No failure to exercise, nor any delay in exercising, on the part of the Collateral Agent or any other Secured Party, any right, power or privilege hereunder shall operate as a waiver thereof. No single or partial exercise of any right, power or privilege hereunder shall preclude any other or further exercise thereof or the exercise of any other right, power or privilege. A waiver by the Collateral Agent or any other Secured Party of any right or remedy hereunder on any one occasion shall not be construed as a bar to any right or remedy which the Collateral Agent or such other Secured Party would otherwise have on any future occasion. The rights and remedies herein provided are cumulative, may be exercised singly or concurrently and are not exclusive of any other rights or remedies provided by law.
8.4 Successors and Assigns. This Agreement shall be binding upon the successors and assigns of each Grantor and shall inure to the benefit of the Collateral Agent and the other Secured Parties and their successors and assigns; provided that no Grantor may assign, transfer or delegate any of its rights or obligations under this Agreement without the prior written consent of the Collateral Agent.
8.5 Counterparts. This Agreement may be executed by one or more of the parties to this Agreement on any number of separate counterparts (including by telecopy), and all of said counterparts taken together shall be deemed to constitute one and the same instrument.
8.6 Severability. Any provision of this Agreement which is prohibited or unenforceable in any jurisdiction shall, as to such jurisdiction, be ineffective to the extent of such prohibition or unenforceability without invalidating the remaining provisions hereof, and any such prohibition or unenforceability in any jurisdiction shall not invalidate or render unenforceable such provision in any other jurisdiction.
8.7 Section Headings. The Section headings used in this Agreement are for convenience of reference only and are not to affect the construction hereof or be taken into consideration in the interpretation hereof.
8.8 Integration. This Agreement and the other Lien Documents represent the agreement of the Grantors, the Collateral Agent and the Secured Parties with respect to the subject matter hereof and thereof, and there are no promises, undertakings, representations or warranties by the Collateral Agent or any Secured Party relative to subject matter hereof and thereof not expressly set forth or referred to herein or in the other Lien Documents.
8.9 GOVERNING LAW. THIS AGREEMENT SHALL BE GOVERNED BY, AND CONSTRUED AND INTERPRETED IN ACCORDANCE WITH, THE LAW OF THE STATE OF NEW YORK.
8.10 Submission To Jurisdiction; Waivers. Each Grantor hereby irrevocably and unconditionally:
(a) submits for itself and its property in any legal action or proceeding relating to this Agreement and the other Lien Documents to which it is a party, or for recognition and enforcement of any judgment in respect thereof, to the non-exclusive general jurisdiction of the courts of the State of New York, the courts of the United States of America for the Southern District of New York, and appellate courts from any thereof;
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(b) consents that any such action or proceeding may be brought in such courts and waives any objection that it may now or hereafter have to the venue of any such action or proceeding in any such court or that such action or proceeding was brought in an inconvenient court and agrees not to plead or claim the same;
(c) agrees that service of process in any such action or proceeding may be effected by mailing a copy thereof by registered or certified mail (or any substantially similar form of mail), postage prepaid, to such Grantor at its address referred to in Section 8.2 or at such other address of which the Collateral Agent shall have been notified pursuant thereto;
(d) agrees that nothing herein shall affect the right to effect service of process in any other manner permitted by law or shall limit the right to xxx in any other jurisdiction; and
(e) waives, to the maximum extent not prohibited by law, any right it may have to claim or recover in any legal action or proceeding referred to in this Section any special, exemplary, punitive or consequential damages.
8.11 Acknowledgements. Each Grantor hereby acknowledges that:
(a) it has been advised by counsel in the negotiation, execution and delivery of this Agreement and the other Lien Documents to which it is a party;
(b) neither the Collateral Agent nor any Secured Party has any fiduciary relationship with or duty to any Grantor arising out of or in connection with this Agreement or any of the other Lien Documents, and the relationship between the Grantors, on the one hand, and the Collateral Agent and the Secured Parties, on the other hand, in connection herewith or therewith is solely that of debtor and creditor; and
(c) no joint venture is created hereby or by the other Lien Documents or otherwise exists by virtue of the transactions contemplated hereby among the Secured Parties or among the Grantors and the Secured Parties.
8.12 Additional Grantors. Each Subsidiary of the Borrower that is required to become a party to this Agreement pursuant to Section 6.10 of the Credit Agreement, Section 4.11 of the 2014 Indenture and the applicable section of any Additional Lien Documents shall become a Grantor for all purposes of this Agreement upon execution and delivery by such Subsidiary of an Assumption Agreement in the form of Annex 1 hereto.
8.13 Releases. (a) At such time as all Obligations (other than Obligations in respect of Specified Swap Agreements and the 7.125% Senior Notes) shall have been paid in full, the Commitments have been terminated and no Letters of Credit shall be outstanding, the Collateral shall be released from the Liens created hereby, and this Agreement and all obligations (other than those expressly stated to survive such termination) of the Collateral Agent and each Grantor hereunder shall terminate, all without delivery of any instrument or performance of any act by any party, and all rights to the Collateral shall revert to the Grantors. At the request and sole expense of any Grantor following any such termination,
28
the Collateral Agent shall deliver to such Grantor any Collateral held by the Collateral Agent hereunder, and execute and deliver to such Grantor such documents as such Grantor shall reasonably request to evidence such termination.
(b) If any of the Collateral shall be sold, transferred or otherwise disposed of by any Grantor in a transaction permitted by the Lien Documents to a person other than a Grantor, then the Collateral Agent, at the request and sole expense of such Grantor, shall execute and deliver to such Grantor all releases or other documents reasonably necessary or desirable for the release of the Liens created hereby on such Collateral. At the request and sole expense of the Borrower, a Guarantor shall be released from its obligations hereunder in the event that all the Capital Stock of such Guarantor shall be sold, transferred or otherwise disposed of in a transaction not prohibited by the Lien Documents to a person other than a Guarantor; provided that the Borrower shall have delivered to the Collateral Agent, at least two Business Days prior to the date of the proposed release, a written request for release identifying the relevant Guarantor and the terms of the sale or other disposition in reasonable detail, including the price thereof and any expenses in connection therewith, together with a certification by the Borrower stating that such transaction is in compliance with the Lien Documents other than the 2006 Indenture.
(c) If any Grantor shall enter into a Receivables Financing pursuant to which all or any of such Grantor’s Receivables, participation interests in such Receivables or Gift Shop Assets are to be sold or pledged as collateral, then the Receivables, Related Security and Gift Shop Assets of such Grantor that are the subject of such Receivables Financing shall immediately and without further act be released from the Liens created hereby to the extent that the aggregate outstanding amount of the purchase price or loan from the applicable lenders or investors under all Receivables Financings at any time does not exceed $575,000,000 or, with the consent of the Administrative Agent and the Required Lenders (as defined in the Credit Agreement), such greater amount equal to 50% of the sum of (x) accounts receivable, net, of the Borrower and its Subsidiaries, as set forth on its most recent balance sheet as at the time of determination plus (y) the allowance for doubtful accounts with respect to such accounts receivable as set forth in the footnotes to the Borrower’s most recent financial statements. Such Grantor is authorized to file appropriate UCC-3 financing statement amendments in form reasonably satisfactory to the Collateral Agent reflecting any such release. At the request and sole expense of the Borrower in connection with any such release, the Collateral Agent shall execute and deliver to such Grantor such documents as such Grantor shall reasonably request to evidence such release, including the delivery of a confirmation of such release to any applicable financing party or trustee. The Borrower notifies the Collateral Agent that, as of the date hereof, the Grantors identified on Annex 2 hereto are parties to the Existing Receivables Facility pursuant to which the Receivables, Related Security, Collections and Gift Shop Assets of such Grantors are not included in the Collateral pursuant to clauses (v) and (vi) of the final paragraph of Section 2. The Collateral Agent acknowledges that the Receivables and Gift Shop Assets of such Grantors that are disposed of or subject to a Lien in connection with the Existing Receivables Financing are not subject to the Liens of this Agreement.
(d) The Capital Stock and other securities of a Subsidiary of any Grantor shall be released from the Lien created hereby to the extent set forth in clause (vii) to the first proviso of Section 2 and the second paragraph of Section 2. Such Grantor is authorized to file appropriate UCC-3 financing statement amendments in form reasonably satisfactory to the Collateral Agent reflecting any such release. At the request and sole expense of the Borrower in connection with any such release, the Collateral Agent shall execute and deliver to such Grantor such documents as such Grantor shall reasonably request to evidence such release, including the delivery of a confirmation of such release to any applicable financing party or trustee.
(e) The Administrative Agent hereby instructs the Collateral Agent to take all actions necessary to terminate and release the Mortgages as contemplated by Section 5 of the Fourth Amendment, dated as of the date hereof, to the Credit Agreement.
29
8.14 Amendment and Restatement
This Agreement is an amendment and restatement of, and continuation, extension and renewal of, but not an extinguishment of, the obligations under the Collateral Agreement, dated November 15, 2010, by and among the Grantors and Collateral Agent.
8.15 WAIVER OF JURY TRIAL. EACH GRANTOR HEREBY IRREVOCABLY AND UNCONDITIONALLY WAIVES TRIAL BY JURY IN ANY LEGAL ACTION OR PROCEEDING RELATING TO THIS AGREEMENT OR ANY OTHER LIEN DOCUMENT AND FOR ANY COUNTERCLAIM THEREIN.
SECTION 9. ADDITIONAL LIEN OBLIGATIONS
The Borrower may, at any time and from time to time, subject to any limitations contained in the Lien Documents in effect at such time, designate additional Indebtedness and related obligations that are, or are to be, secured by Liens not prohibited by the Lien Documents on any assets of the Borrower or any other Grantor that would, if such Liens were granted, constitute Common Collateral as “Additional Lien Obligations” by delivering to the Collateral Agent and each Authorized Representative party hereto at such time an officers’ certificate:
(a) describing the Indebtedness and other obligations being designated as Additional Lien Obligations, including whether such Additional Lien Obligations shall be treated for purposes of this Agreement in a manner similar to the Borrower Notes Obligations under the 7.125% Senior Notes;
(b) setting forth the Additional Lien Documents under which such Additional Lien Obligations are issued or incurred or the guarantees of such Additional Lien Obligations which are, or are to be, created, and attaching copies of such Additional Lien Documents as each Grantor has executed and delivered to the Person that serves as the administrative agent, trustee or a similar representative for the holders of such Additional Lien Obligations (such Person being referred to as the “Additional Authorized Representative”) with respect to such Additional Lien Obligations on the closing date of such Additional Lien Obligations, certified as being true and complete by an Officers’ Certificate;
(c) identifying the Person that serves as the Additional Authorized Representative;
(d) certifying that the incurrence of such Additional Lien Obligations, the creation of the Liens securing such Additional Lien Obligations and the designation of such Additional Lien Obligations as “Additional Lien Obligations” hereunder do not violate or result in a default under any provision of any Lien Document in effect at such time;
(e) certifying that the Additional Lien Documents authorize the Additional Authorized Representative to become a party hereto by executing and delivering an Additional Authorized Representative Joinder Agreement and provide that upon such execution and delivery, such Additional Lien Obligations and the holders thereof shall become subject to and bound by the provisions of this Agreement; and
(f) attaching a fully completed Authorized Representative Joinder Agreement executed and delivered by the Additional Authorized Representative.
30
Upon the delivery of such certificate and the related attachments as provided above, the obligations designated in such notice as “Additional Lien Obligations” shall become Additional Lien Obligations for all purposes of this Agreement.
[Remainder of Page Intentionally Left Blank]
31
UNIVERSAL HEALTH SERVICES, INC. | ||
By: | /s/ Xxxxx Filton | |
Name: | Xxxxx Filton | |
Title: | Senior Vice President |
Signature Page to the Amended and Restated Collateral Agreement
Signature Page to the Amended and Restated Collateral Agreement
Signature Page to the Amended and Restated Collateral Agreement
AIKEN REGIONAL MEDICAL CENTERS, LLC | ||
LA AMISTAD RESIDENTIAL TREATMENT CENTER, LLC | ||
TENNESSEE CLINICAL SCHOOLS, LLC | ||
TURNING POINT CARE CENTER, LLC | ||
UHS OF BOWLING GREEN, LLC | ||
UHS OF GREENVILLE, LLC | ||
UHS OF RIDGE, LLC | ||
UHS OF ROCKFORD, LLC | ||
UHSD, LLC | ||
By: | Universal Health Services, Inc. | |
Its sole member | ||
By: | /s/ Xxxxx Filton | |
Name: | Xxxxx Filton | |
Title: | Senior Vice President |
Signature Page to the Amended and Restated Collateral Agreement
FORT XXXXXX MEDICAL CENTER, L.P. | ||
By: | Fort Xxxxxx Medical Center, Inc. | |
Its general partner | ||
By: | /s/ Xxxxx Filton | |
Name: | Xxxxx Filton | |
Title: | Vice President | |
By: | UHS of Fairmount, Inc. | |
Its limited partner | ||
By: | /s/ Xxxxx Filton | |
Name: | Xxxxx Filton | |
Title: | Vice President |
Signature Page to the Amended and Restated Collateral Agreement
FRONTLINE HOSPITAL, LLC | ||
FRONTLINE RESIDENTIAL TREATMENT CENTER, LLC | ||
By: | Frontline Behavioral Health, Inc. | |
Its sole member | ||
By: | /s/ Xxxxx Filton | |
Name: | Xxxxx Filton | |
Title: | Vice President |
Signature Page to the Amended and Restated Collateral Agreement
KEYS GROUP HOLDINGS LLC | ||
By: | UHS Children Services, Inc. | |
Its sole member | ||
By: | /s/ Xxxxx Filton | |
Name: | Xxxxx Filton | |
Title: | Vice President |
Signature Page to the Amended and Restated Collateral Agreement
KEYSTONE/CCS PARTNERS LLC | ||||||
By: | Children’s Comprehensive Services, Inc. | |||||
Its Minority Member | ||||||
By: | KEYS Group Holdings LLC | |||||
Its Managing Member and sole member of the minority member | ||||||
By: | UHS Children Services, Inc. | |||||
Its sole member | ||||||
By: | /s/ Xxxxx Filton | |||||
Name: | Xxxxx Filton | |||||
Title: | Vice President |
Signature Page to the Amended and Restated Collateral Agreement
KEYSTONE CONTINUUM, LLC | ||||||||
KEYSTONE NPS LLC | ||||||||
KEYSTONE RICHLAND CENTER, LLC | ||||||||
By: | Keystone/CCS Partners LLC | |||||||
Its managing member | ||||||||
By: | Children’s Comprehensive Services, Inc. | |||||||
Its minority member | ||||||||
By: | KEYS Group Holdings LLC | |||||||
Its managing member and sole member of the minority member | ||||||||
By: | UHS Children Services, Inc. | |||||||
Its sole member | ||||||||
By: | /s/ Xxxxx Filton | |||||||
Name: | Xxxxx Filton | |||||||
Title: | Vice President |
Signature Page to the Amended and Restated Collateral Agreement
KEYSTONE EDUCATION AND YOUTH SERVICES, LLC | ||||
By: | KEYS Group Holdings LLC | |||
Its sole member | ||||
By: | UHS Children Services, Inc. | |||
Its sole member | ||||
By: | /s/ Xxxxx Filton | |||
Name: | Xxxxx Filton | |||
Title: | Vice President |
Signature Page to the Amended and Restated Collateral Agreement
KEYSTONE XXXXXX, LLC | ||||||
KEYSTONE MEMPHIS, LLC | ||||||
KEYSTONE NEWPORT NEWS, LLC | ||||||
KEYSTONE WSNC, L.L.C. | ||||||
By: | Keystone Education and Youth Services, LLC | |||||
Its sole member | ||||||
By: | KEYS Group Holdings LLC | |||||
Its sole member | ||||||
By: | UHS Children Services, Inc. | |||||
Its sole member | ||||||
By: | /s/ Xxxxx Filton | |||||
Name: | Xxxxx Filton | |||||
Title: | Vice President |
Signature Page to the Amended and Restated Collateral Agreement
MANATEE MEMORIAL HOSPITAL, L.P. | ||
By: | Wellington Regional Medical Center, Incorporated | |
Its general partner | ||
By: | /s/ Xxxxx Filton | |
Name: | Xxxxx Filton | |
Title: | Vice President | |
By: | UHS of Pennsylvania, Inc. | |
Its limited partner | ||
By: | /s/ Xxxxx Filton | |
Name: | Xxxxx Filton | |
Title: | Vice President |
Signature Page to the Amended and Restated Collateral Agreement
MCALLEN HOSPITALS, L.P. | ||
By: | McAllen Medical Center, Inc. | |
Its general partner | ||
By: | /s/ Xxxxx Filton | |
Name: | Xxxxx Filton | |
Title: | Vice President | |
By: | UHS of Georgia Holdings, Inc. | |
Its limited partner | ||
By: | /s/ Xxxxx Filton | |
Name: | Xxxxx Filton | |
Title: | Vice President |
Signature Page to the Amended and Restated Collateral Agreement
XXXXXXXXX METHODIST HOSPITAL, L.L.C. | ||
By: | UHS of River Parishes, Inc. | |
Its managing member | ||
By: | /s/ Xxxxx Filton | |
Name: | Xxxxx Filton | |
Title: | Vice President |
Signature Page to the Amended and Restated Collateral Agreement
UHS KENTUCKY HOLDINGS, L.L.C. | ||
By: | UHS of Delaware, Inc. | |
Its sole member | ||
By: | /s/ Xxxxx Filton | |
Name: | Xxxxx Filton | |
Title: | Vice President |
Signature Page to the Amended and Restated Collateral Agreement
UHS OF ANCHOR, L.P. | ||
UHS OF LAUREL HEIGHTS, L.P. | ||
UHS OF PEACHFORD, L.P. | ||
By: | UHS of Georgia, Inc. | |
Its general partner | ||
By: | /s/ Xxxxx Filton | |
Name: | Xxxxx Filton | |
Title: | Vice President | |
By: | UHS of Georgia Holdings, Inc. | |
Its limited partner | ||
By: | /s/ Xxxxx Filton | |
Name: | Xxxxx Filton | |
Title: | Vice President |
Signature Page to the Amended and Restated Collateral Agreement
UHS OF CENTENNIAL PEAKS, L.L.C. | ||
By: | UHS of Denver, Inc. | |
Its sole member | ||
By: | /s/ Xxxxx Filton | |
Name: | Xxxxx Filton | |
Title: | Vice President |
Signature Page to the Amended and Restated Collateral Agreement
UHS OF DOVER, L.L.C. | ||||
By: | UHS of Rockford, LLC | |||
Its sole member | ||||
By: | Universal Health Services, Inc. | |||
Its sole member | ||||
By: | /s/ Xxxxx Filton | |||
Name: | Xxxxx Filton | |||
Title: | Senior Vice President |
Signature Page to the Amended and Restated Collateral Agreement
UHS OF DOYLESTOWN, L.L.C. | ||
By: | UHS of Pennsylvania, Inc. | |
Its sole member | ||
By: | /s/ Xxxxx Filton | |
Name: | Xxxxx Filton | |
Title: | Vice President |
Signature Page to the Amended and Restated Collateral Agreement
UHS OF SALT LAKE CITY, L.L.C. | ||
By: | UHS of Provo Canyon, Inc. | |
Its sole member | ||
By: | /s/ Xxxxx Filton | |
Name: | Xxxxx Filton | |
Title: | Vice President |
Signature Page to the Amended and Restated Collateral Agreement
UHS OF SAVANNAH, L.L.C. | ||
By: | UHS of Georgia Holdings, Inc. | |
Its sole member | ||
By: | /s/ Xxxxx Filton | |
Name: | Xxxxx Filton | |
Title: | Vice President |
Signature Page to the Amended and Restated Collateral Agreement
UHS OKLAHOMA CITY LLC | ||||
UHS OF SPRINGWOODS, L.L.C. | ||||
By: | UHS of New Orleans, LLC | |||
Its sole member | ||||
By: | UHS of Delaware, Inc. | |||
Its sole member | ||||
By: | /s/ Xxxxx Filton | |||
Name: | Xxxxx Filton | |||
Title: | Vice President |
Signature Page to the Amended and Restated Collateral Agreement
UHS OF SUMMITRIDGE, LLC | ||||
By: | UHS of Peachford, L.P. | |||
Its managing member | ||||
By: | UHS of Georgia, Inc. | |||
Its general partner | ||||
By: | /s/ Xxxxx Filton | |||
Name: | Xxxxx Filton | |||
Title: | Vice President |
Signature Page to the Amended and Restated Collateral Agreement
PSYCHIATRIC SOLUTIONS HOSPITALS, LLC | ||
By: | Psychiatric Solutions, Inc. | |
Its Sole Member | ||
By: | /s/ Xxxxx Filton | |
Name: | Xxxxx Filton | |
Title: | Vice President |
Signature Page to the Amended and Restated Collateral Agreement
KMI ACQUISITION, LLC | ||||
ROLLING HILLS HOSPITAL, LLC | ||||
PSJ ACQUISITION, LLC | ||||
SHADOW MOUNTAIN BEHAVIORAL HEALTH SYSTEM, LLC TBD ACQUISITION, LLC | ||||
By: | Psychiatric Solutions Hospitals, LLC | |||
Its Sole Member | ||||
By: | Psychiatric Solutions, Inc. | |||
Its Sole Member | ||||
By: | /s/ Xxxxx Filton | |||
Name: | Xxxxx Filton | |||
Title: | Vice President |
Signature Page to the Amended and Restated Collateral Agreement
ATLANTIC SHORES HOSPITAL, L.L.C. | ||
EMERALD COAST BEHAVIORAL HOSPITAL, LLC | ||
OCALA BEHAVIORAL HEALTH, LLC | ||
PALMETTO BEHAVIORAL HEALTH HOLDINGS, LLC | ||
By: | Premier Behavioral Solutions, Inc. | |
Its Sole Member | ||
By: | /s/ Xxxxx Filton | |
Name: | Xxxxx Filton | |
Title: | Vice President |
Signature Page to the Amended and Restated Collateral Agreement
PALMETTO BEHAVIORAL HEALTH SYSTEM, L.L.C. | ||||
By: | Palmetto Behavioral Health Holdings, LLC | |||
Its Sole Member | ||||
By: | Premier Behavioral Solutions, Inc. | |||
Its Sole Member | ||||
By: | /s/ Xxxxx Filton | |||
Name: | Xxxxx Filton | |||
Title: | Vice President |
Signature Page to the Amended and Restated Collateral Agreement
PALMETTO LOWCOUNTRY BEHAVIORAL HEALTH, L.L.C. | ||||||
By: | Palmetto Behavioral Health System, L.L.C. | |||||
Its Sole Member | ||||||
By: | Palmetto Behavioral Health Holdings, LLC | |||||
Its Sole Member | ||||||
By: | Premier Behavioral Solutions, Inc. | |||||
Its Sole Member | ||||||
By: | /s/ Xxxxx Filton | |||||
Name: | Xxxxx Filton | |||||
Title: | Vice President |
Signature Page to the Amended and Restated Collateral Agreement
RAMSAY MANAGED CARE, LLC | ||
SAMSON PROPERTIES, LLC | ||
TBJ BEHAVIORAL CENTER, LLC | ||
THREE RIVERS HEALTHCARE GROUP, LLC | ||
ZEUS ENDEAVORS, LLC | ||
WEKIVA SPRINGS CENTER, LLC | ||
By: | Premier Behavioral Solutions, Inc. | |
Its Sole Member | ||
By: | /s/ Xxxxx Filton | |
Name: | Xxxxx Filton | |
Title: | Vice President |
Signature Page to the Amended and Restated Collateral Agreement
SP BEHAVIORAL, LLC | ||||
UNIVERSITY BEHAVIORAL, LLC | ||||
By: | Ramsay Managed Care, LLC | |||
Its Sole Member | ||||
By: | Premier Behavioral Solutions, Inc. | |||
Its Sole Member | ||||
By: | /s/ Xxxxx Filton | |||
Name: | Xxxxx Filton | |||
Title: | Vice President |
Signature Page to the Amended and Restated Collateral Agreement
THREE RIVERS BEHAVIORAL HEALTH, LLC | ||||
By: | Three Rivers Healthcare Group, LLC | |||
Its Sole Member | ||||
By: | Premier Behavioral Solutions, Inc. | |||
Its Sole Member | ||||
By: | /s/ Xxxxx Filton | |||
Name: | Xxxxx Filton | |||
Title: | Vice President |
Signature Page to the Amended and Restated Collateral Agreement
THE NATIONAL DEAF ACADEMY, LLC | ||||
By: | Zeus Endeavors, LLC | |||
Its Sole Member | ||||
By: | Premier Behavioral Solutions, Inc. | |||
Its Sole Member | ||||
By: | /s/ Xxxxx Filton | |||
Name: | Xxxxx Filton | |||
Title: | Vice President |
Signature Page to the Amended and Restated Collateral Agreement
WILLOW SPRINGS, LLC | ||
By: | BHC Health Services of Nevada, Inc. | |
Its Sole Member | ||
By: | /s/ Xxxxx Filton | |
Name: | Xxxxx Filton | |
Title: | Vice President |
Signature Page to the Amended and Restated Collateral Agreement
BHC PROPERTIES, LLC | ||||
By: | Behavioral Healthcare LLC | |||
Its Sole Member | ||||
By: | BHC Holdings, Inc. | |||
Its Sole Member | ||||
By: | /s/ Xxxxx Filton | |||
Name: | Xxxxx Filton | |||
Title: | Vice President |
Signature Page to the Amended and Restated Collateral Agreement
BHC MESILLA VALLEY HOSPITAL, LLC | ||||||
By: | BHC Properties, LLC | |||||
Its Sole Member | ||||||
By: | Behavioral Healthcare LLC | |||||
Its Sole Member | ||||||
By: | BHC Holdings, Inc. | |||||
Its Sole Member | ||||||
By: | /s/ Xxxxx Filton | |||||
Name: | Xxxxx Filton | |||||
Title: | Vice President |
Signature Page to the Amended and Restated Collateral Agreement
BHC NORTHWEST PSYCHIATRIC HOSPITAL, LLC | ||||||
By: | BHC Properties, LLC | |||||
Its Sole Member | ||||||
By: | Behavioral Healthcare LLC | |||||
Its Sole Member | ||||||
By: | BHC Holdings, Inc. | |||||
Its Sole Member | ||||||
By: | /s/ Xxxxx Filton | |||||
Name: | Xxxxx Filton | |||||
Title: | Vice President |
Signature Page to the Amended and Restated Collateral Agreement
XXXXX XXXX HOSPITAL, LLC | ||||
By: | Behavioral Healthcare LLC | |||
Its Sole Member | ||||
By: | BHC Holdings, Inc. | |||
Its Sole Member | ||||
By: | /s/ Xxxxx Filton | |||
Name: | Xxxxx Filton | |||
Title: | Vice President |
Signature Page to the Amended and Restated Collateral Agreement
CUMBERLAND HOSPITAL PARTNERS, LLC | ||||||
By: | BHC Properties, LLC | |||||
Its Sole Member | ||||||
By: | Behavioral Healthcare LLC | |||||
Its Sole Member | ||||||
By: | BHC Holdings, Inc. | |||||
Its Sole Member | ||||||
By: | /s/ Xxxxx Filton | |||||
Name: | Xxxxx Filton | |||||
Title: | Vice President |
Signature Page to the Amended and Restated Collateral Agreement
CUMBERLAND HOSPITAL, LLC | ||||||
By: | Cumberland Hospital Partners, LLC | |||||
Its Managing Member | ||||||
By: | BHC Properties, LLC | |||||
Its Minority Member and Sole Member of the Managing Member | ||||||
By: | Behavioral Healthcare LLC | |||||
Its Sole Member | ||||||
By: | BHC Holdings, Inc. | |||||
Its Sole Member | ||||||
By: | /s/ Xxxxx Filton | |||||
Name: | Xxxxx Filton | |||||
Title: | Vice President |
Signature Page to the Amended and Restated Collateral Agreement
COLUMBUS HOSPITAL PARTNERS, LLC | ||||
LEBANON HOSPITAL PARTNERS, LLC NORTHERN INDIANA PARTNERS, LLC | ||||
XXXXX VISTA HOSPITAL PARTNERS, LLC | ||||
By: | Behavioral Healthcare LLC | |||
Its Sole Member | ||||
By: | BHC Holdings, Inc. | |||
Its Sole Member | ||||
By: | /s/ Xxxxx Filton | |||
Name: | Xxxxx Filton | |||
Title: | Vice President |
Signature Page to the Amended and Restated Collateral Agreement
XXXXX VISTA, LLC | ||||||||
By: | BHC of Indiana, General Partnership | |||||||
Its Sole Member | ||||||||
By: | Columbus Hospital Partners, LLC | |||||||
Its General Partner | ||||||||
By: | Lebanon Hospital Partners, LLC | |||||||
Its General Partner | ||||||||
By: | Northern Indiana Partners, LLC | |||||||
Its General Partner | ||||||||
By: | Xxxxx Vista Hospital Partners, LLC | |||||||
Its General Partner | ||||||||
By: | Behavioral Healthcare LLC | |||||||
The Sole Member of each of the above General Partners | ||||||||
By: | BHC Holdings, Inc. | |||||||
Its Sole Member | ||||||||
By: | /s/ Xxxxx Filton | |||||||
Name: | Xxxxx Filton | |||||||
Title: | Vice President |
Signature Page to the Amended and Restated Collateral Agreement
XXXXXXXXX REGIONAL HOSPITAL ACQUISITION, LLC | ||||||
By: | Xxxxxxxxx Holdings, Inc. | |||||
Its Minority Member | ||||||
By: | Behavioral Healthcare LLC | |||||
Its Managing Member and Sole Member of the Minority Member | ||||||
By: | BHC Holdings, Inc. | |||||
Its Sole Member | ||||||
By: | /s/ Xxxxx Filton | |||||
Name: | Xxxxx Filton | |||||
Title: | Vice President |
Signature Page to the Amended and Restated Collateral Agreement
BEHAVIORAL HEALTHCARE, LLC | ||
By: | BHC Holdings, Inc. | |
Its Sole Member | ||
By: | /s/ Xxxxx Filton | |
Name: | Xxxxx Filton | |
Title: | Vice President |
Signature Page to the Amended and Restated Collateral Agreement
HORIZON HEALTH HOSPITAL SERVICES, LLC | ||
HORIZON MENTAL HEALTH MANAGEMENT, LLC | ||
SUNSTONE BEHAVIORAL HEALTH, LLC | ||
By: | Horizon Health Corporation | |
Its Sole Member | ||
By: | /s/ Xxxxx Filton | |
Name: | Xxxxx Filton | |
Title: | Vice President |
Signature Page to the Amended and Restated Collateral Agreement
KINGWOOD PINES HOSPITAL, LLC | ||||
HHC PENNSYLVANIA, LLC TOLEDO HOLDING CO., LLC | ||||
By: | Horizon Health Hospital Services, LLC | |||
Its Sole Member | ||||
By: | Horizon Health Corporation | |||
Its Sole Member | ||||
By: | /s/ Xxxxx Filton | |||
Name: | Xxxxx Filton | |||
Title: | Vice President |
Signature Page to the Amended and Restated Collateral Agreement
HICKORY TRAIL HOSPITAL, L.P. | ||||||
NEURO INSTITUTE OF AUSTIN, L.P. | ||||||
TEXAS CYPRESS CREEK HOSPITAL, L.P. | ||||||
TEXAS XXXXXX XXXXX HOSPITAL, L.P. | ||||||
TEXAS OAKS PSYCHIATRIC HOSPITAL, L.P. | ||||||
TEXAS SAN MARCOS TREATMENT CENTER, L.P. | ||||||
TEXAS WEST OAKS HOSPITAL, L.P. | ||||||
By: | Texas Hospital Holdings, LLC | |||||
Its General Partner | ||||||
By: | Psychiatric Solutions Hospitals, LLC | |||||
Its Sole Member | ||||||
By: | Psychiatric Solutions, Inc. | |||||
Its Sole Member | ||||||
By: | /s/ Xxxxx Filton | |||||
Name: | Xxxxx Filton | |||||
Title: | Vice President | |||||
By: | Texas Hospital Holdings, Inc. | |||||
Its Limited Partner | ||||||
By: | /s/ Xxxxx Filton | |||||
Name: | Xxxxx Filton | |||||
Title: | Vice President |
Signature Page to the Amended and Restated Collateral Agreement
SHC-KPH, LP | ||||||
By: | HHC Kingwood Investment, LLC | |||||
Its General Partner | ||||||
By: | Kingwood Pines Hospital, LLC | |||||
Its Limited partner | ||||||
By: | Horizon Health Hospital Services, LLC | |||||
The Sole Member of the above Limited and General Partner | ||||||
By: | Horizon Health Corporation | |||||
Its sole member | ||||||
By: | /s/ Xxxxx Filton | |||||
Name: | Xxxxx Filton | |||||
Title: | Vice President |
Signature Page to the Amended and Restated Collateral Agreement
H.C. PARTNERSHIP | ||
By: | H.C. Corporation | |
Its General Partner | ||
By: | /s/ Xxxxx Filton | |
Name: | Xxxxx Filton | |
Title: | Vice President | |
By: | HSA Hill Crest Corporation | |
Its General Partner | ||
By: | /s/ Xxxxx Filton | |
Name: | Xxxxx Filton | |
Title: | Vice President |
Signature Page to the Amended and Restated Collateral Agreement
BHC OF INDIANA, GENERAL PARTNERSHIP | ||||||
By: | Columbus Hospital Partners, LLC | |||||
Its General Partner | ||||||
By: | Lebanon Hospital Partners, LLC | |||||
Its General Partner | ||||||
By: | Northern Indiana Partners, LLC | |||||
Its General Partner | ||||||
By: | Xxxxx Vista Hospital Partners, LLC | |||||
Its General Partner | ||||||
By: | BHC Healthcare, LLC | |||||
The Sole Member of each of the above General Partners | ||||||
By: | BHC Holdings, Inc. | |||||
Its Sole Member | ||||||
By: | /s/ Xxxxx Filton | |||||
Name: | Xxxxx Filton | |||||
Title: | Vice President |
Signature Page to the Amended and Restated Collateral Agreement
XXXXXX XXXXXX OF FLORIDA, LLC | ||||
By: | Horizon Health Hospital Services, LLC | |||
Its sole member | ||||
By: | Horizon Health Corporation | |||
Its sole member | ||||
By: | /s/ Xxxxx Filton | |||
Name: | Xxxxx Filton | |||
Title: | Vice President |
Signature Page to the Amended and Restated Collateral Agreement
UHS OF NEW ORLEANS, LLC | ||
UHSL, LLC | ||
By: | UHS of Delaware, Inc. | |
Its sole member | ||
By: | /s/ Xxxxx Filton | |
Name: | Xxxxx Filton | |
Title: | Senior Vice President |
Signature Page to the Amended and Restated Collateral Agreement
INDEPENDENCE PHYSICIAN MANAGEMENT, LLC | ||
By: | UHS of Fairmount, Inc. | |
Its sole member | ||
By: | /s/ Xxxxx Filton | |
Name: | Xxxxx Filton | |
Title: | Vice President |
Signature Page to the Amended and Restated Collateral Agreement
BEHAVIORAL HEALTH MANAGEMENT, LLC | ||
BEHAVIORAL HEALTH REALTY, LLC | ||
CAT REALTY, LLC | ||
CAT SEATTLE, LLC | ||
PSYCHIATRIC REALTY, LLC | ||
SALT LAKE BEHAVIORAL HEALTH, LLC | ||
SALT LAKE PSYCHIATRIC REALTY, LLC | ||
UBH OF PHOENIX, LLC | ||
UBH OF PHOENIX REALTY, LLC | ||
UNIVERSITY BEHAVIORAL HEALTH OF EL PASO | ||
By: | Ascend Health Corporation | |
Its sole member | ||
By: | /s/ Xxxxx Filton | |
Name: | Xxxxx Filton | |
Title: | Vice President |
Signature Page to the Amended and Restated Collateral Agreement
GARFIELD PARK HOSPITAL, LLC | ||
By: | UHS of Xxxxxxxxx, Inc. | |
Its sole member | ||
By: | /s/ Xxxxx Filton | |
Name: | Xxxxx Filton | |
Title: | Vice President |
Signature Page to the Amended and Restated Collateral Agreement
JPMORGAN CHASE BANK, N.A., AS | ||||
ADMINISTRATIVE AGENT AND | ||||
AUTHORIZED REPRESENTATIVE OF THE | ||||
CREDIT AGREEMENT SECURED PARTIES | ||||
By: | /s/ Xxxx Xxx Xxx | |||
Name: | Xxxx Xxx Xxx | |||
Title: | Executive Director |
[Signature Page to the Amended and Restated Collateral Agreement]
JPMORGAN CHASE BANK, N.A., AS | ||||
COLLATERAL AGENT | ||||
By: | /s/ Xxxx Xxx Xxx | |||
Name: | Xxxx Xxx Xxx | |||
Title: | Executive Director |
[Signature Page to the Amended and Restated Collateral Agreement]
THE BANK OF NEW YORK MELLON TRUST | ||||
COMPANY, N.A., AS 2006 TRUSTEE AND | ||||
AUTHORIZED REPRESENTATIVE FOR THE | ||||
HOLDERS OF THE 7.125% SENIOR NOTES | ||||
By: | /s/ Xxxxxxxx Xxxxxxx | |||
Name: | Xxxxxxxx Xxxxxxx | |||
Title: | Vice President |
[Signature Page to the Amended and Restated Collateral Agreement]
MUFG UNION BANK, N.A., AS 2014 TRUSTEE | ||||
AND AUTHORIZED REPRESENTATIVE FOR | ||||
THE HOLDERS OF THE 2019 SENIOR NOTES | ||||
AND 2022 SENIOR NOTES | ||||
By: | /s/ Xxxxxxxx Xxxxxxx | |||
Name: | Xxxxxxxx Xxxxxxx | |||
Title: | Vice President |
[Signature Page to the Amended and Restated Collateral Agreement]
Schedule 1
NOTICE ADDRESSES OF GRANTORS
The address for all Grantors is:
000 Xxxxx Xxxxx Xxxx
Xxxx xx Xxxxxxx, Xxxxxxxxxxxx 00000
Attention: Xxxxxx X. Xxxxxxxx
Schedule 2
DESCRIPTION OF INVESTMENT PROPERTY
Pledged Stock:
Issuer |
Holder |
Stock No. |
No. of Shares |
|||||||
0000 X. Xxxxxxxxxx Properties, LLC |
Ascend Health Corporation | N/A | — | |||||||
2026 W. University Properties, LLC |
Ascend Health Corporation | N/A | — | |||||||
ASC Property Management, Inc. |
Borrower | 1 | 1000 | |||||||
ASC of Aiken, Inc. |
Borrower | 1 | 1000 | |||||||
ASC of Brownsville, Inc. |
Borrower | 1 | 1000 | |||||||
ASC of Corona, Inc. |
Borrower | 1 | 200 | |||||||
ASC of East New Orleans, Inc. |
Borrower | 1 | 1000 | |||||||
ASC of Las Vegas, Inc. |
Borrower | 1 | 200 | |||||||
ASC of Louisiana, Inc. |
Borrower | 1 | 1000 | |||||||
ASC of Midwest City, Inc. |
Borrower | 1 | 200 | |||||||
ASC of Palm Springs, Inc. |
Borrower | 1 | 200 | |||||||
ASC of Puerto Rico, Inc. |
Borrower | 1 | 1000 | |||||||
ASC of Reno, Inc. |
Borrower | 1 | 1000 | |||||||
ASC of St. Xxxxxx, Inc. |
Borrower | 1 | 200 | |||||||
ASC of Wellington, Inc. |
Borrower | 1 | 1000 | |||||||
Aiken Regional Medical Centers, LLC | Borrower | 2 | 200 | |||||||
Aiken Regional Receivables, L.L.C. |
Aiken Regional Medical Centers, LLC | N/A | — | |||||||
Alabama Clinical Schools, Inc. |
Children’s Comprehensive Services, Inc. | 1 | 1000 | |||||||
Alicante School Elk Grove, LLC |
Keystone Education and Youth Services, LLC | N/A | — | |||||||
Ambulatory Surgery Center of Temecula Valley, Inc. |
Borrower | 1 | 1000 | |||||||
Xxxxxx Xxxxx Services, Inc. |
UHSL, L.L.C. | 2 | 200 | |||||||
Ascend Health Corporation | Borrower | 1 | 1000 | |||||||
Associated Child Care Educational Services, Inc. | Children’s Comprehensive Services, Inc. | 1 | 300 | |||||||
Auburn Regional Medical Center, Inc. |
Borrower | 1 | 200 | |||||||
Beach 77 LP |
Ascend Health Corporation [99%] | N/A | — |
Behavioral Health Management, LLC | Ascend Health Corporation | N/A | — | |||||||
Behavioral Health Realty, LLC | Ascend Health Corporation | N/A | — | |||||||
Xxxxxx River Internal Medicine Associates, LLC |
Manatee Memorial Hospital, L.P. | N/A | — | |||||||
CAT Realty, LLC | Ascend Health Corporation | N/A | — | |||||||
CAT Seattle, LLC | Ascend Health Corporation | N/A | — | |||||||
CCS/Bay County, Inc. |
Children’s Comprehensive Services, Inc. | 1 | 1000 | |||||||
CCS/Lansing, Inc. | Children’s Comprehensive Services, Inc. | 1 | 1000 | |||||||
CCS/Little Rock, Inc. |
Children’s Comprehensive Services, Inc. | 1 | 1000 | |||||||
CCS/Meadow Pines, Inc. |
Children’s Comprehensive Services, Inc. | 1 | 1000 | |||||||
Casa de Lago, L.L.C. |
Del Amo Hospital, Inc. | N/A | — | |||||||
Central Xxxxxxxxxx Medical Center, L.L.C. |
UHS of Pennsylvania, Inc. | N/A | — | |||||||
Chalmette Medical Center, Inc. |
UHS of Delaware, Inc. | 1 | 1000 | |||||||
Children’s Comprehensive Services, Inc. | KEYS Group Holdings LLC | 1 | 7,126,444 | |||||||
Xxxxxx Health Management, Inc. |
UHSL, L.L.C. | 2 | 200,000 | |||||||
Community Behavioral Health, L.L.C. [SJV] |
UHS of Lakeside, L.L.C. [50%] | N/A | — | |||||||
Comprehensive Occupational and Clinical Health, Inc. |
Borrower | 1 | 1000 | |||||||
Cornerstone Hospital Management , LLC [SJV] |
UHS of Cornerstone, Inc. [50.5%] | N/A | — | |||||||
Cornerstone Regional Hospital, LP [SJV] |
UHS of Cornerstone Holdings, Inc. [50.1%] | N/A | — | |||||||
Corona Medical Offices, LLC |
UHS-Corona, Inc. | N/A | — | |||||||
Del Amo Hospital, Inc. | Borrower | 1 | 200 | |||||||
Diagnostics of Wellington, LLC |
Wellington Regional Medical Center, Incorporated | N/A | — | |||||||
District Hospital Partners, L.P. [SJV] |
UHS of D.C., Inc. [80%] | N/A | — | |||||||
Doctors’ Hospital of Shreveport, Inc. |
Borrower | 1 | 200 | |||||||
Edinburg Ambulatory Surgical Center, Inc. |
Xxxxxxxx | 0 | 0000 | |||||||
Xxxxxxxx Holdings, Inc. |
Xxxxxxxx | 0 | 0000 | |||||||
Xxxxxxxx MOB Properties, LLC |
McAllen Hospitals, L.P. | N/A | — | |||||||
Elmira NPS, LLC |
Keystone Education and Youth Services, LLC | N/A | — | |||||||
Forest View Psychiatric Hospital, Inc. |
Borrower | 1 | 200 |
Fort Xxxxxx Medical Center, Inc. |
UHS of Delaware, Inc. | 1 | 1000 | |||||||
Fort Xxxxxx Medical Center, L.P. | UHS of Fairmount, Inc. [99% LP] | N/A | — | |||||||
Fort Xxxxxx Medical Receivables, L.L.C |
Fort Xxxxxx Medical Center, L.P. | N/A | — | |||||||
Frontline Behavioral Health, Inc. | UHS of Delaware, Inc. | 1 | 1000 | |||||||
Frontline Children’s Hospital, L.L.C. |
Frontline Behavioral Health, Inc. | N/A | — | |||||||
Frontline Hospital, LLC | Frontline Behavioral Health, Inc. | N/A | — | |||||||
Frontline Residential Treatment Center, LLC | Frontline Behavioral Health, Inc. | N/A | — | |||||||
Garfield Park Hospital, LLC | UHS of Xxxxxxxxx, Inc. | N/A | — | |||||||
Xxxx Oaks Hospital, Inc. |
Borrower | 2 | 1000 | |||||||
Gulph Xxxxx Insurance, Ltd. |
Borrower | N/A | — | |||||||
HRI Clinics, Inc. |
UHSL, L.L.C. | 1 | 200 | |||||||
HRI Hospital, Inc. |
UHSL, L.L.C. | 1 | 200 | |||||||
Health Care Finance & Construction Corp. |
Borrower | 1 | 200 | |||||||
Independence Aiken, LLC |
Independence Physician Management, LLC | N/A | — | |||||||
Independence Amarillo, LLC |
Independence Physician Management, LLC | N/A | — | |||||||
Independence Corona, LLC |
Independence Physician Management, LLC | N/A | — | |||||||
Independence Xxxx, LLC |
Independence Physician Management, LLC | N/A | — | |||||||
Independence Xxxxxxx, LLC |
Independence Physician Management, LLC | N/A | — | |||||||
Independence Laredo, LLC |
Independence Physician Management, LLC | N/A | — | |||||||
Independence Las Vegas, LLC |
Independence Physician Management, LLC | N/A | — | |||||||
Independence Manatee, LLC |
Independence Physician Management, LLC | N/A | — | |||||||
Independence McAllen, LLC |
Independence Physician Management, LLC | N/A | — | |||||||
Independence Palmdale, LLC |
Independence Physician Management, LLC | N/A | — | |||||||
Independence Sparks, LLC |
Independence Physician Management, LLC | N/A | — | |||||||
Independence Wellington, LLC |
Independence Physician Management, LLC | N/A | — | |||||||
Independence Physician Management, LLC | UHS of Fairmount, Inc. | N/A | — |
Island 77 LLC |
Ascend Health Corporation | N/A | — | |||||||
KEYS Group Holdings LLC | UHS Children Services, Inc. | N/A | — | |||||||
Keystone Charlotte LLC |
Keystone/CCS Partners LLC | N/A | — | |||||||
Keystone Continuum, LLC | Keystone/CCS Partners LLC | N/A | — | |||||||
Keystone DJJ LLC |
Keystone/CCS Partners LLC | N/A | — | |||||||
Keystone Detention LLC |
Keystone/CCS Partners LLC | N/A | — | |||||||
Keystone Education Transportation, LLC |
Keystone Education and Youth Services, LLC | N/A | — | |||||||
Keystone Education and Youth Services, LLC | KEYS Group Holdings LLC | N/A | — | |||||||
Keystone JJAEP LLC |
Keystone/CCS Partners LLC | N/A | — | |||||||
Keystone Xxxxxx, LLC | Keystone Education and Youth Services, LLC | N/A | — | |||||||
Keystone Memphis, LLC | Keystone Education and Youth Services, LLC | N/A | — | |||||||
Keystone NPS LLC | Keystone/CCS Partners LLC | N/A | — | |||||||
Keystone Newport News, LLC | Keystone Education and Youth Services, LLC | N/A | — | |||||||
Keystone Richland Center LLC | Keystone/CCS Partners LLC | N/A | — | |||||||
Keystone Savannah, LLC |
Keystone Education and Youth Services, LLC | N/A | — | |||||||
Keystone WSNC, L.L.C. | Keystone Education and Youth Services, LLC | N/A | — | |||||||
Keystone/CCS Partners LLC | Children’s Comprehensive Services, Inc. [15%] KEYS Group Holdings LLC [85%] |
N/A | — | |||||||
La Amistad Residential Treatment Center, LLC | Borrower | N/A | — | |||||||
Lakewood Ranch Medical Group, LLC |
Manatee Memorial Hospital, L.P. | N/A | — | |||||||
Lakewood Ranch Neurology, LLC |
Manatee Memorial Hospital, L.P. | N/A | — | |||||||
Lakewood Ranch Therapy, Inc. |
UHS of Delaware, Inc. | 1 | 1000 | |||||||
Lancaster Hospital Corporation | Universal Health Services of Palmdale, Inc. | 2 | 100 | |||||||
Lancaster Hospital Receivables, L.L.C |
Lancaster Hospital Corporation | N/A | — | |||||||
Laredo ASC, Inc. |
Borrower | 1 | 1000 | |||||||
Laredo Holdings, Inc. |
Borrower | 1 | 100 | |||||||
Laredo Regional, Inc. |
Borrower | 1 | 100 | |||||||
Laredo Regional Medical Center, L.P. [SJV] |
UHS of Hampton, Inc. [79.3913%] | NA | — | |||||||
Manatee Memorial Hospital, L.P. | UHS of Pennsylvania, Inc. [70% LP] Wellington Regional Medical Center, Incorporated [30% GP] |
N/A | — |
Manatee Memorial Receivables, L.L.C |
Manatee Memorial Hospital, L.P. | N/A | — | |||||||
Manatee Physician Alliance, LLC |
Manatee Memorial Hospital, L.P. | N/A | — | |||||||
Mayhill Behavioral Health, LLC |
Ascend Health Corporation | N/A | — | |||||||
Mayhill Behavioral Properties, LLC |
Ascend Health Corporation | N/A | — | |||||||
McAllen Heart Hospital, L.P. |
McAllen Medical Center, Inc. [1% GP] | N/A | — | |||||||
McAllen Holdings, Inc. |
McAllen Medical Center, Inc. | 2 | 1000 | |||||||
McAllen Hospitals Receivables, L.L.C |
McAllen Hospitals, L.P. | N/A | — | |||||||
McAllen Hospitals, L.P. |
McAllen Medical Center, Inc. [1%] UHS of Georgia Holdings, Inc. [99%] |
N/A | — | |||||||
McAllen Medical Center, Inc. |
Borrower | 2 | 1000 | |||||||
Merridell Achievement Center, Inc. |
Borrower | 1 | 370 | |||||||
Merion Building Management, Inc. |
Borrower | 1 | 200 | |||||||
Northern Nevada Diagnostic Imaging-Spanish Springs, L.L.C |
Sparks Family Hospital, Inc. | N/A | — | |||||||
Northwest Texas Healthcare Receivables, L.L.C |
Northwest Texas Healthcare System, Inc. | N/A | — | |||||||
Northwest Texas Healthcare System, Inc. |
Borrower | 1 | 000 | |||||||
Xxxxxxxxx Xxxxx Surgical Hospital, L.L.C. [SJV] |
Northwest Texas Healthcare System, Inc. [95%] | N/A | — | |||||||
Oak Plains Academy of Tennessee, Inc. |
Children’s Comprehensive Services, Inc. | 1 | 1000 | |||||||
Oregon Psychiatric Realty, LLC |
Ascend Health Corporation | N/A | — | |||||||
Park Healthcare Company |
Southeastern Hospital Corporation | 38 | 728,386 | |||||||
Xxxxxxxxx Methodist Hospital, L.L.C. |
UHS of River Parishes, Inc. [90%] River Oaks, Inc. [10%] |
N/A | — | |||||||
Pennsylvania Clinical Schools, Inc. |
Children’s Comprehensive Services, Inc. | 1 | 1000 | |||||||
Professional Probation Services, Inc. |
Borrower | 1 | 500 | |||||||
Professional Surgery Corporation of Arkansas |
UHS of Delaware, Inc. | 1 | 1000 | |||||||
Psychiatric Realty, LLC |
Ascend Health Corporation | N/A | — | |||||||
Radiation Oncology Center of Aiken, LLC [SJV] |
Aiken Regional Medical Centers, Inc. [95%] | N/A | — | |||||||
Rancho Springs Receivables, L.L.C |
Universal Health Services of Rancho Springs, Inc. | N/A | — | |||||||
Relational Therapy Clinic, Inc. |
UHS of Delaware, Inc. | 1 | 200 | |||||||
Ridge Outpatient Counseling, L.L.C. |
UHS of Ridge, LLC | N/A | — |
River Crest Hospital, Inc. |
Borrower |
1 | 1000 | |||||||
River Oaks, Inc. |
UHS of Delaware, Inc. |
1 | 1000 | |||||||
RR Behavioral Realty LLC |
Ascend Health Corporation |
N/A | — | |||||||
RR Recovery LLC |
Ascend Health Corporation |
N/A | — | |||||||
Salt Lake Behavioral Health, LLC |
Ascend Health Corporation |
N/A | — | |||||||
Salt Lake Psychiatric Realty, LLC |
Ascend Health Corporation |
N/A | — | |||||||
Southeastern Hospital Corporation |
UHS Kentucky Holdings, L.L.C. |
17 | 10,000 | |||||||
Southside Imaging Center, LLC |
Aiken Regional Medical Centers, Inc. |
N/A | — | |||||||
Southwest Neuroscience Pain Center, LLP |
Northwest Texas Healthcare System, Inc. [99% GP] UHS of Delaware, Inc. [1% LP] |
N/A | — | |||||||
Southwest Outpatient Imaging Center, LLC |
Universal Health Services of Rancho Springs, Inc. [80%] | N/A | — | |||||||
Sparks Family Hospital Receivables, L.L.C |
Sparks Family Hospital, Inc. |
N/A | — | |||||||
Sparks Family Hospital, Inc. |
Borrower |
1 | 1,850 | |||||||
St. Louis Behavioral Medicine Institute, Inc. |
UHS of Delaware, Inc. |
1 | 200 | |||||||
St. Mary’s Physician Associates, L.L.C |
UHS of Oklahoma, Inc. |
N/A | — | |||||||
Stonington Behavioral Health, Inc. |
Borrower |
1 | 1000 | |||||||
Xxxxxxxxx Hospital Medical Center, L.P. [SJV] |
UHS Holding Company, Inc. [68.85%] |
N/A | — | |||||||
Temecula Valley Hospital, Inc. |
Borrower |
1 | 1000 | |||||||
Tennessee Clinical Schools, LLC |
Borrower |
N/A | — | |||||||
Texoma Healthcare System Receivables, L.L.C. |
UHS of Texoma, Inc. |
N/A | — | |||||||
The Xxxxxx, Inc. |
UHSL, L.L.C. |
2 | 346 | |||||||
The Bridgeway, Inc. |
UHS of Delaware, Inc. |
1 | 000 | |||||||
Xxxxxxx Xxxxxx Corporation |
Borrower |
1 | 1000 | |||||||
Turning Point Care Center, LLC |
Borrower |
N/A | — | |||||||
Two Rivers Psychiatric Hospital, Inc. |
Borrower |
1 | 200 | |||||||
UBH of Phoenix, LLC |
Ascend Health Corporation |
N/A | — | |||||||
UBH of Phoenix Realty, LLC |
Ascend Health Corporation |
N/A | — | |||||||
UBH of Oregon, LLC |
Ascend Health Corporation |
N/A | — | |||||||
UBH Physicians |
University Behavioral Health of El Paso, LLC |
N/A | — |
UHS Advisory, Inc. |
UHS Holding Company, Inc. |
1 | 200 | |||||||
UHS Building Solutions, Inc. |
Xxxxxxxx |
0 | 0000 | |||||||
XXX Children Services, Inc. |
Xxxxxxxx |
0 | 0000 | |||||||
XXX Front Royal, L.L.C. |
UHS Children Services, Inc. |
N/A | — | |||||||
UHS Good Samaritan, L.L.C. |
Frontline Behavioral Health, Inc. |
N/A | — | |||||||
UHS Holding Company, Inc. |
Xxxxxxxx |
0 | 000 | |||||||
XXX International, Inc. |
Xxxxxxxx |
0 | 0000 | |||||||
XXX Kentucky Holdings, L.L.C. |
Turning Point Care Center, LLC |
N/A | — | |||||||
UHS Midwest Center for Youth and Families, LLC |
Borrower |
N/A | — | |||||||
UHS Oklahoma City LLC |
UHS of New Orleans, LLC |
N/A | — | |||||||
UHS Receivables Corp. |
Borrower |
2 | 200 | |||||||
UHS Sahara, Inc. |
Xxxxxxxx |
0 | 0000 | |||||||
XXX Surgical Hospital of Texoma, LLC |
UHS of Texoma, Inc, |
N/A | — | |||||||
UHS of Anchor, L.P. |
UHS of Georgia Holdings, Inc. [99%] UHS of Georgia, Inc. [1%] |
N/A | — | |||||||
UHS of Barstow, L.L.C. |
Keystone Education and Youth Services, LLC |
N/A | — | |||||||
UHS of Xxxxxx Day School and Treatment Program, Inc. |
Xxxxxxxx |
0 | 0000 | |||||||
XXX of Xxxxxx, Inc. |
Xxxxxxxx |
0 | 0000 | |||||||
XXX of Bowling Green, LLC |
Borrower |
N/A | — | |||||||
UHS of Centennial Peaks, L.L.C. |
UHS of Denver, Inc. |
N/A | — | |||||||
UHS of Colorado, L.L.C. |
UHS of Delaware, Inc. |
N/A | — | |||||||
UHS of Cornerstone Holdings, Inc. |
Xxxxxxxx |
0 | 0000 | |||||||
XXX of Cornerstone, Inc. |
Xxxxxxxx |
0 | 0000 | |||||||
XXX of D.C., Inc. |
Xxxxxxxx |
0 | 000 | |||||||
XXX of Delaware, Inc. |
Xxxxxxxx |
0 | 0000 | |||||||
XXX of Denver, Inc. |
Xxxxxxxx |
0 | 0000 | |||||||
XXX of Dover, L.L.C. |
UHS of Rockford, LLC |
N/A | — | |||||||
UHS of Doylestown, L.L.C. |
UHS of Pennsylvania, Inc. |
N/A | — | |||||||
UHS of Eagle Pass, Inc. |
UHS of Delaware, Inc. |
1 | 1000 | |||||||
UHS of Fairmount, Inc. |
Xxxxxxxx |
0 | 0000 | |||||||
XXX of Xxxxxx, Inc. |
UHSL, L.L.C. |
2 | 200 | |||||||
UHS of Georgia Holdings, Inc. |
Xxxxxxxx |
0 | 0000 | |||||||
XXX of Georgia, Inc. |
Xxxxxxxx |
0 | 0000 | |||||||
XXX of Greenville, LLC |
Borrower |
N/A | — | |||||||
UHS of Hampton Learning Center, Inc. |
UHS of Delaware, Inc. |
1 | 200 | |||||||
UHS of Hampton, Inc. |
UHS of Delaware, Inc. |
1 | 200 | |||||||
UHS of Xxxxxxxxx, Inc. |
UHS of Delaware, Inc. |
1 | 200 |
UHS of Indiana, Inc. |
Xxxxxxxx |
0 | 000 | |||||||
XXX of Kootenai River, Inc. |
Xxxxxxxx |
0 | 0000 | |||||||
XXX of Lakeside, LLC |
Borrower |
N/A | — | |||||||
UHS of Lakewood Ranch, Inc. |
Xxxxxxxx |
0 | 0000 | |||||||
XXX of Laurel Heights, L.P. |
UHS of Georgia Holdings, Inc. [99%] UHS of Georgia, Inc. [1%] |
N/A | — | |||||||
UHS of New Orleans, LLC |
UHS of Delaware, Inc. |
N/A | — | |||||||
UHS of No. Nevada, LLC |
Borrower |
N/A | — | |||||||
UHS of Odessa, Inc. |
Borrower |
2 | 200 | |||||||
UHS of Oklahoma Receivables, L.L.C |
UHS of Oklahoma, Inc. |
N/A | — | |||||||
UHS of Oklahoma, Inc. |
UHS of Delaware, Inc. |
1 | 1000 | |||||||
UHS of Parkwood, Inc. |
Xxxxxxxx |
0 | 0000 | |||||||
XXX of Peachford, L.P. |
UHS of Georgia Holdings, Inc. [99%] UHS of Georgia, Inc. [1%] |
N/A | — | |||||||
UHS of Pennsylvania, Inc. |
Borrower |
1 | 200 | |||||||
UHS of Provo Canyon, Inc. |
Xxxxxxxx |
0 | 0000 | |||||||
XXX of Puerto Rico, Inc. |
UHS of Delaware, Inc. |
1 | 200 | |||||||
UHS of Ridge, LLC |
UHS of Doylestown, L.L.C. |
N/A | — | |||||||
UHS of River Parishes, Inc. |
UHS of Delaware, Inc. |
1 | 1000 | |||||||
UHS of Rockford, LLC |
UHS of Ridge, LLC |
N/A | — | |||||||
UHS of Salt Lake City, L.L.C |
UHS of Provo Canyon, Inc. |
N/A | — | |||||||
UHS of Savannah, L.L.C. |
UHS of Georgia Holdings, Inc. |
N/A | — | |||||||
UHS of Spring Mountain, Inc. |
Xxxxxxxx |
0 | 0000 | |||||||
XXX of Springwoods, L.L.C. |
UHS of New Orleans, Inc. |
N/A | — | |||||||
UHS of SummitRidge, L.L.C. |
UHS of Georgia Holdings, Inc. [99%] UHS of Georgia, Inc. [1%] |
N/A | — | |||||||
UHS of Xxxxxx, Inc. |
Xxxxxxxx |
0 | 0000 | |||||||
XXX of TRC, Inc. |
Xxxxxxxx |
0 | 0000 | |||||||
XXX of Xxxxxx, X.X. |
UHS of Georgia Holdings, Inc. [99%] UHS of Georgia, Inc. [1%] |
N/A | — | |||||||
UHS of Texoma, Inc. |
Xxxxxxxx |
0 | 0000 | |||||||
XXX of Timberlawn, Inc. |
Xxxxxxxx |
0 | 000 | |||||||
XXX of Timpanogos, Inc. |
Xxxxxxxx |
0 | 0000 | |||||||
XXX of Waltham, Inc. |
Borrower |
1; 2 | 200; 500 | |||||||
UHS of Washington, Inc. |
Xxxxxxxx |
0 | 0000 | |||||||
XXX of Westwood Pembroke, Inc. |
XXXX, X.X.X. |
0 | 0000 | |||||||
XXX of Wyoming, Inc. |
Borrower |
1 | 1000 | |||||||
UHS-Corona Receivables, L.L.C |
UHS-Corona, Inc. |
N/A | — | |||||||
UHS-Corona, Inc. |
Borrower |
1 | 200 | |||||||
UHS-Lakeland Medical Center, L.L.C. |
UHS of River Parishes, Inc. |
N/A | — | |||||||
UHSD, L.L.C |
Borrower |
N/A | — | |||||||
UHSF, L.L.C |
Borrower |
N/A | — |
UHSL, L.L.C |
UHS of Delaware, Inc. |
N/A | — | |||||||
United Healthcare of Xxxxxx, Inc. |
Park Healthcare Company |
1 | 1600 | |||||||
Universal Community Behavioral Health, Inc. |
UHS of Pennsylvania, Inc. |
1 | 000 | |||||||
Xxxxxxxxx XXX, Inc. |
Borrower |
1 | 1000 | |||||||
Universal Health Network, Inc. |
Borrower |
1 | 200 | |||||||
Universal Health Recovery Centers, Inc. |
Borrower |
1 | 200 | |||||||
Universal Health Services of Cedar Hill, Inc. |
Borrower |
1 | 100 | |||||||
Universal Health Services of Palmdale, Inc. |
Borrower |
1 | 1000 | |||||||
Universal Health Services of Rancho Springs, Inc. |
Borrower |
1 | 1000 | |||||||
Universal Treatment Centers, Inc. |
Borrower |
1 | 200 | |||||||
University Behavioral Health of El Paso, LLC |
Ascend Health Corporation |
N/A | — | |||||||
Valley Health System, LLC [SJV] |
Valley Hospital Medical Center, Inc. [72.5%] |
N/A | — | |||||||
Valley Hospital Medical Center, Inc. |
UHS Holding Company, Inc. |
1 | 200 | |||||||
Ventures Healthcare of Gainesville, Inc. |
Children’s Comprehensive Services, Inc. |
1 | 1000 | |||||||
Victoria Regional Medical Center, Inc. |
Borrower |
1 | 1000 | |||||||
Vista Diagnostic Center, L.L.C. |
Sparks Family Hospital, Inc. |
N/A | — | |||||||
Wellington Radiation Oncology Group, LLC |
Wellington Regional Medical Center, Incorporated |
N/A | — | |||||||
Wellington Regional Diagnostic Center, L.L.C. |
Wellington Regional Medical Center, Incorporated |
N/A | — | |||||||
Wellington Regional Medical Center, Incorporated |
Xxxxxxxx |
0 | 0000 | |||||||
Xxxxxxxxxx Regional Receivables, L.L.C |
Wellington Regional Medical Center, Incorporated |
N/A | — | |||||||
Wellington Regional Urgent Care Center, L.L.C |
Wellington Regional Medical Center, Incorporated |
N/A | — | |||||||
Wisconsin Avenue Psychiatric Center, Inc. |
UHS of Delaware, Inc. |
4 | 999.9 | |||||||
ABS LINCS DC, LLC |
Alternative Behavioral Services, Inc. |
N/A | — | |||||||
ABS LINCS KY, Inc. |
Alternative Behavioral Services, Inc. |
3 | 1000 | |||||||
ABS LINCS NJ, Inc. |
Alternative Behavioral Services, Inc. |
1 | 1000 | |||||||
ABS LINCS PA, Inc. |
Alternative Behavioral Services, Inc. |
2 | 1000 | |||||||
ABS LINCS SC, Inc. |
Alternative Behavioral Services, Inc. |
4 | 5000 |
ABS LINCS TN, Inc. |
Alternative Behavioral Services, Inc. |
3 | 1000 | |||||||
ABS LINCS TX, Inc. |
Alternative Behavioral Services, Inc. |
2 | 1000 | |||||||
ABS LINCS VA, Inc. |
Alternative Behavioral Services, Inc. |
4 | 1500 | |||||||
ABS LINCS, LLC |
Alternative Behavioral Services, Inc. |
N/A | — | |||||||
ABS-First Step, Inc. |
Alternative Behavioral Services, Inc. |
4 | 100 | |||||||
Alliance Crossings, LLC |
Alliance Healthy Center, Inc. |
N/A | — | |||||||
Alliance Health Center, Inc. |
Psychiatric Solutions Hospitals, LLC |
51 | 100,588 | |||||||
Alternative Behavioral Services, Inc. |
Psychiatric Solutions, Inc. |
3 | 1000 | |||||||
Arrowhead Behavioral Health, LLC [SJV] |
Toledo Holding Co., LLC [70%] |
N/A | — | |||||||
Atlantic Shores Hospital, LLC |
Premier Behavioral Solutions, Inc. |
N/A | — | |||||||
Behavioral Educational Services, Inc. |
Premier Behavioral Solutions, Inc. |
3 | 1000 | |||||||
Behavioral Healthcare LLC |
BHC Holdings, Inc. |
N/A | — | |||||||
Benchmark Behavioral Health System, Inc. |
Premier Behavioral Solutions, Inc. |
5 | 90 | |||||||
BHC Alhambra Hospital, Inc. |
Behavioral Healthcare LLC |
4 | 1000 | |||||||
BHC Belmont Pines Hospital, Inc. |
Behavioral Healthcare LLC |
4 | 1000 | |||||||
BHC Cedar Vista Hospital, Inc. |
Behavioral Healthcare LLC |
4 | 1000 | |||||||
BHC Fairfax Hospital, Inc. |
Behavioral Healthcare LLC |
3 | 0000 | |||||||
XXX Xxxx Xxxxxxxxxx Hospital, Inc. |
Behavioral Healthcare LLC |
3 | 1000 | |||||||
BHC Fox Run Hospital, Inc. |
Behavioral Healthcare LLC |
4 | 1000 | |||||||
BHC Fremont Hospital, Inc. |
Behavioral Healthcare LLC |
4 | 1000 | |||||||
BHC Health Services of Nevada, Inc. |
Behavioral Healthcare LLC |
4 | 1000 | |||||||
BHC Heritage Oaks Hospital, Inc. |
Behavioral Healthcare LLC |
4 | 1000 | |||||||
BHC Holdings, Inc. |
Psychiatric Solutions, Inc. |
3 | 1000 | |||||||
BHC Intermountain Hospital, Inc. |
Behavioral Healthcare LLC |
4 | 1000 | |||||||
BHC Management Services of Louisiana, LLC |
Behavioral Healthcare LLC |
N/A | — | |||||||
BHC Management Services of Streamwood, LLC |
Behavioral Healthcare LLC |
N/A | — | |||||||
BHC Mesilla Valley Hospital, LLC |
BHC Properties, LLC |
N/A | — | |||||||
BHC Montevista Hospital, Inc. |
Behavioral Healthcare LLC |
4 | 1000 | |||||||
BHC Northwest Psychiatric Hospital, LLC |
BHC Properties, LLC |
N/A | — | |||||||
BHC of Indiana, General Partnership |
Columbus Hospital Partners, LLC [19%] Lebanon Hospital Partners, LLC [13%] |
N/A | — |
Northern Indiana Partners, LLC [5%] Xxxxx Vista Hospital Partners, LLC [63%] |
— | |||||||||
BHC Pinnacle Pointe Hospital, Inc. |
Behavioral Healthcare LLC |
4 | 1000 | |||||||
BHC Properties, LLC |
Behavioral Healthcare LLC |
N/A | — | |||||||
BHC Sierra Vista Hospital, Inc. |
Behavioral Healthcare LLC |
4 | 1000 | |||||||
BHC Spirit of St. Louis Hospital, Inc. |
Behavioral Healthcare LLC |
4 | 1000 | |||||||
BHC Streamwood Hospital, Inc. |
Behavioral Healthcare LLC |
4 | 0000 | |||||||
Xxxxxxxxxxx Xxxxxxx, General Partnership |
BHC of Indiana, General Partnership [99%] Indiana Psychiatric Institutes, LLC [1%] |
N/A | — | |||||||
Brentwood Acquisition, Inc. |
Psychiatric Solutions Hospitals, LLC |
2 | 1000 | |||||||
Brentwood Acquisition-Shreveport, Inc. |
Psychiatric Solutions Hospitals, LLC |
3 | 1000 | |||||||
Xxxxx Xxxx Hospital, Inc. |
Premier Behavioral Solutions, Inc. |
8 | 2 | |||||||
By the Sea Physician Practice, LLC |
Horizon Health Hospital Services, LLC |
N/A | — | |||||||
Calvary Center, Inc. |
Psychiatric Solutions Hospitals, LLC |
2 | 0000 | |||||||
Xxxxxx Xxxxx Hospital, Inc. |
Psychiatric Solutions Hospitals, LLC |
2 | 1000 | |||||||
Canyon Ridge Real Estate, LLC |
Canyon Ridge Hospital, Inc. |
N/A | — | |||||||
Cedar Springs Hospital Real Estate, Inc. |
Psychiatric Solutions Hospitals, LLC |
2 | 0000 | |||||||
Xxxxx Xxxxxxx Hospital, Inc. |
Psychiatric Solutions Hospitals, LLC |
2 | 1000 | |||||||
Centennial Peaks Hospital, L.L.C. |
Psychiatric Solutions Hospitals, LLC |
N/A | — | |||||||
Children’s Hospital of Vicksburg, L.L.C. |
Brentwood Acquisition, Inc. |
N/A | — | |||||||
Children’s Treatment Solutions, LLC |
Psychiatric Solutions Hospitals, LLC |
N/A | — | |||||||
Collaborative Care LLC |
Psychiatric Solutions Hospitals, LLC |
N/A | — | |||||||
Columbus Hospital Partners, LLC |
Behavioral Healthcare LLC |
N/A | — | |||||||
Columbus Hospital, LLC |
BHC of Indiana, General Partnership |
N/A | — | |||||||
Xxxxxxxx First Education, Inc. |
Alternative Behavioral Services, Inc. |
3 | 100 | |||||||
Cumberland Hospital Partners, LLC |
BHC Properties, LLC |
N/A | — | |||||||
Cumberland Hospital, LLC |
BHC Properties, LLC[40%] Cumberland Hospital Partners, LLC [60%] |
N/A | — | |||||||
Cypress Creek Real Estate, L.P. |
Texas Hospital Holdings, Inc. [99% LP] |
N/A | — | |||||||
Delaware Investment Associates, LLC |
HHC Delaware, Inc. |
N/A | — |
Diamond Grove Center, LLC |
Psychiatric Solutions Hospitals, LLC |
N/A | — | |||||||
Emerald Coast Behavioral Hospital, LLC |
Premier Behavioral Solutions, Inc. |
N/A | — | |||||||
FHCHS of Puerto Rico, Inc. |
Alternative Behavioral Services, Inc. |
4 | 15 | |||||||
First Hospital Corporation of Nashville |
Alternative Behavioral Services, Inc. |
2 | 1000 | |||||||
First Hospital Corporation of Virginia Beach |
Alternative Behavioral Services, Inc. |
3 | 100 | |||||||
First Hospital Panamericano, Inc. |
Alternative Behavioral Services, Inc. |
4 | 000 | |||||||
Xxxx Xxxxxxxxxx Hospital, Inc. |
Premier Behavioral Solutions, Inc. |
1 | 1000 | |||||||
Friends Behavioral Health System, L.P. [SJV] |
HHC Pennsylvania, LLC [79.92%] |
N/A | — | |||||||
Friends GP, LLC [SJV] |
HHC Pennsylvania, LLC [80%] |
4 | 80 | % | ||||||
Great Plains Hospital, Inc. |
Premier Behavioral Solutions, Inc. |
7 | 100 | |||||||
Gulf Coast Treatment Center, Inc. |
Premier Behavioral Solutions of Florida, Inc. |
8 | 9 | |||||||
H. C. Corporation |
Premier Behavioral Solutions, Inc. |
5 | 1000 | |||||||
H. C. Partnership |
H.C. Corporation [GP] HAS Hill Crest Corporation [GP] |
N/A | — | |||||||
Harbor Point Behavioral Health Center, Inc. |
Alternative Behavioral Services, Inc. |
4 | 100 | |||||||
Havenwyck Hospital Inc. |
Michigan Psychiatric Services, Inc. |
9 | 1000 | |||||||
HHC Augusta, Inc. |
Horizon Health Hospital Services, LLC |
2 | 1000 | |||||||
HHC Berkeley, Inc. |
Horizon Health Hospital Services, LLC |
2 | 1000 | |||||||
HHC Xxxxxx Investment, Inc. |
Horizon Health Hospital Services, LLC |
2 | 1000 | |||||||
HHC Xxxxxx City, Inc. |
Horizon Health Hospital Services, LLC |
2 | 1000 | |||||||
HHC Delaware, Inc. |
Horizon Health Hospital Services, LLC |
2 | 1000 | |||||||
HHC Indiana, Inc. |
Horizon Health Hospital Services, LLC |
3 | 1000 | |||||||
HHC Kingwood Investment, LLC |
Horizon Health Hospital Services, LLC |
N/A | — | |||||||
HHC Oconee, Inc. |
Horizon Health Hospital Services, LLC |
2 | 1000 | |||||||
HHC Ohio, Inc. |
Horizon Health Hospital Services, LLC |
3 | 1000 | |||||||
HHC Pennsylvania, LLC |
Horizon Health Hospital Services, LLC |
N/A | — | |||||||
HHC Poplar Springs, Inc. |
Horizon Health Hospital Services, LLC |
3 | 1000 | |||||||
HHC River Park, Inc. |
Horizon Health Hospital Services, LLC |
3 | 1000 | |||||||
HHC Services, LLC |
Horizon Health Corporation |
N/A | — | |||||||
HHC South Carolina, Inc. |
Horizon Health Hospital Services, LLC |
2 | 1000 | |||||||
HHC St. Xxxxxx, Inc. |
Horizon Health Hospital Services, LLC |
2 | 1000 | |||||||
HHMC Partners, Inc. |
Horizon Mental Health Management, LLC |
3 | 0000 | |||||||
Xxxxxxx Xxxxx Hospital, L.P. |
Texas Hospital Holdings, Inc. [99% LP] |
N/A | — | |||||||
High Plains Behavioral Health, L.P. |
Texas Hospital Holdings, Inc. [99% LP] |
N/A | — | |||||||
HMHM of Tennessee, LLC |
Horizon Mental Health Management, LLC |
N/A | — |
Xxxxx Hill Hospital, LLC |
Behavioral Healthcare LLC |
N/A | — | |||||||
Xxxxx Xxxx Real Estate, LLC |
Xxxxx Hill Hospital, LLC |
N/A | — | |||||||
Horizon Health Austin, Inc. |
Horizon Health Hospital Services, LLC |
3 | 1000 | |||||||
Horizon Health Corporation |
Psychiatric Solutions, Inc. |
1A | 1 | |||||||
Horizon Health Hospital Services, LLC |
Horizon Health Corporation |
N/A | — | |||||||
Horizon Health Physical Rehabilitation Services, LLC |
Horizon Health Corporation |
N/A | — | |||||||
Horizon Mental Health Management, LLC |
Horizon Health Corporation |
N/A | — | |||||||
HSA Hill Crest Corporation |
Premier Behavioral Solutions, Inc. |
6 | 1000 | |||||||
HSA of Oklahoma, Inc. |
Premier Behavioral Solutions, Inc. |
4 | 500 | |||||||
Xxxxxx Center, LLC |
Alternative Behavioral Services, Inc. |
N/A | — | |||||||
Indiana Psychiatric Institutes, LLC |
Behavioral Healthcare LLC |
N/A | — | |||||||
InfoScriber Corporation |
Psychiatric Solutions Hospitals, LLC |
6 | 10000000 | |||||||
Integrated Healthcare Systems Corp. |
Behavioral Healthcare LLC |
6 | 6500 | |||||||
Kids Behavioral Health of Utah, Inc. |
Horizon Health Hospital Services, LLC |
4 | 0000 | |||||||
Xxxxxxxx Xxxxx Hospital, LLC |
Horizon Health Hospital Services, LLC |
N/A | — | |||||||
KMI Acquisition, LLC |
Psychiatric Solutions Hospitals, LLC |
N/A | — | |||||||
Kolburne School, LLC |
Psychiatric Solutions Hospitals, LLC |
N/A | — | |||||||
Lakeland Behavioral, LLC |
Ramsay Managed Care, LLC |
N/A | — | |||||||
Xxxxxx Xxxx Behavioral Health Center, Inc. |
Premier Behavioral Solutions, Inc. |
5 | 1000 | |||||||
Lebanon Hospital Partners, LLC |
Behavioral Healthcare LLC |
N/A | — | |||||||
Liberty Point Behavioral Healthcare LLC |
Psychiatric Solutions Hospitals, LLC |
N/A | — | |||||||
Mental Health Outcomes, LLC |
Horizon Mental Health Management, LLC |
N/A | — | |||||||
Mesilla Valley Hospital, Inc. |
Behavioral Healthcare LLC |
18 | 37397.3 | |||||||
Mesilla Valley Mental Health Associates, Inc. |
Behavioral Healthcare LLC |
25 | 10875 | |||||||
Michigan Psychiatric Services, Inc. |
Premier Behavioral Solutions, Inc. |
45 | 1000 | |||||||
Millwood Hospital, L.P. |
Texas Hospital Holdings, Inc. [99% LP] |
N/A | — | |||||||
Mission Vista Behavioral Health Services, Inc. |
Premier Behavioral Solutions, Inc. |
4 | 1000 | |||||||
Nashville Rehab, LLC |
Psychiatric Solutions Hospitals, LLC |
N/A | — | |||||||
Neuro Institute of Austin, L.P. |
Texas Hospital Holdings, Inc. [99% LP] |
N/A | — | |||||||
North Spring Behavioral Healthcare, Inc. |
Psychiatric Solutions of Virginia, Inc. |
3 | 1000 | |||||||
Northern Indiana Partners, LLC |
Behavioral Healthcare LLC |
N/A | — |
Ocala Behavioral Health, LLC |
Premier Behavioral Solutions, Inc. |
N/A | — | |||||||
Palmetto Behavioral Health Holdings, LLC |
Premier Behavioral Solutions, Inc. |
N/A | — | |||||||
Palmetto Behavioral Health Solutions, LLC |
Palmetto Behavioral Health System, LLC |
N/A | — | |||||||
Palmetto Behavioral Health System, L.L.C. |
Palmetto Behavioral Health Holdings, LLC |
N/A | — | |||||||
Palmetto Lowcountry Behavioral Health, L.L.C. |
Palmetto Behavioral Health System, LLC |
N/A | — | |||||||
Palmetto Pee Dee Behavioral Health, L.L.C. |
Palmetto Behavioral Health System, LLC |
N/A | — | |||||||
Peak Behavioral Health Services, LLC |
Psychiatric Solutions Hospitals, LLC |
N/A | — | |||||||
Premier Behavioral Solutions of Florida, Inc. |
Premier Behavioral Solutions, Inc. |
4 | 1000 | |||||||
Premier Behavioral Solutions, Inc. |
Psychiatric Solutions, Inc. |
2 | 1000 | |||||||
Pride Institute, Inc. |
Psychiatric Solutions Hospitals, LLC |
2 | 1000 | |||||||
PSI Surety, Inc. |
Borrower |
3 | 1000 | |||||||
PSJ Acquisition, LLC |
Psychiatric Solutions Hospitals, LLC |
N/A | — | |||||||
Psychiatric Management Resources, Inc. |
Psychiatric Solutions Hospitals, LLC |
20 | 100000 | |||||||
Psychiatric Solutions, Inc. |
Borrower |
1 | 1000 | |||||||
Psychiatric Solutions Hospitals, LLC |
Psychiatric Solutions, Inc. |
N/A | — | |||||||
Psychiatric Solutions of Virginia, Inc. |
Psychiatric Solutions Hospitals, LLC |
3 | 1000 | |||||||
PsychManagement Group, Inc. |
Horizon Mental Health Management, LLC |
5 | 1000 | |||||||
Ramsay Managed Care, LLC |
Premier Behavioral Solutions, Inc. |
N/A | — | |||||||
Ramsay Youth Services of Georgia, Inc. |
Premier Behavioral Solutions, Inc. |
3 | 100 | |||||||
Ramsay Youth Services Puerto Rico, Inc. |
Premier Behavioral Solutions, Inc. |
4 | 35 | |||||||
Red Rock Solutions, LLC |
Psychiatric Solutions Hospitals, LLC |
N/A | — | |||||||
Riveredge Hospital Holdings, Inc. |
Psychiatric Solutions Hospitals, LLC |
17 | 1000 | |||||||
Riveredge Hospital, Inc. |
Riveredge Hospital Holdings, Inc. |
3 | 1000 | |||||||
Riveredge Real Estate, Inc. |
Riveredge Hospital Holdings, Inc. |
2 | 1000 | |||||||
Rockford Acquisition Sub, Inc. |
Psychiatric Solutions Hospitals, LLC |
2 | 1000 | |||||||
Rolling Hills Hospital, LLC |
Psychiatric Solutions Hospitals, LLC |
N/A | — | |||||||
Samson Properties, LLC |
Premier Behavioral Solutions, Inc. |
N/A | — | |||||||
Xxxxxx Xxxxxx of Florida, LLC |
Horizon Health Hospital Services, LLC |
N/A | — | |||||||
Servicios Conductuales del Caribe, Inc. |
First Hospital Panamericano, Inc. |
3 | 1000 |
Shadow Mountain Behavioral Health System, LLC |
Psychiatric Solutions Hospitals, LLC |
N/A | — | |||||||
SHC-KPH, LP |
Kingwood Pines Hospital, LLC [99.9% LP] |
N/A | — | |||||||
Somerset, Incorporated |
Psychiatric Solutions Hospitals, LLC |
2 | 300 | |||||||
SP Behavioral, LLC |
Ramsay Managed Care, LLC |
N/A | — | |||||||
Springfield Hospital, Inc. |
Psychiatric Solutions Hospitals, LLC |
1 | 1000 | |||||||
Summit Oaks Hospital, Inc. |
Psychiatric Solutions Hospitals, LLC |
2 | 1000 | |||||||
Sunstone Behavioral Health, LLC |
Horizon Health Corporation |
N/A | — | |||||||
TBD Acquisition, LLC |
Psychiatric Solutions Hospitals, LLC |
N/A | — | |||||||
TBJ Behavioral Center, LLC |
Premier Behavioral Solutions, Inc. |
N/A | — | |||||||
Texas Cypress Creek Hospital, L.P. |
Texas Hospital Holdings, Inc. [99% LP] |
N/A | — | |||||||
Texas Hospital Holdings, Inc. |
Psychiatric Solutions Hospitals, LLC |
2 | 1000 | |||||||
Texas Hospital Holdings, LLC |
Texas Hospital Holdings, Inc. |
N/A | — | |||||||
Texas Xxxxxx Xxxxx Hospital, L.P. |
Texas Hospital Holdings, Inc. [99% LP] |
N/A | — | |||||||
Texas Oaks Psychiatric Hospital, L.P. |
Texas Hospital Holdings, Inc. [99% LP] |
N/A | — | |||||||
Texas San Marcos Treatment Center, L.P. |
Texas Hospital Holdings, Inc. [99% LP] |
N/A | — | |||||||
Texas West Oaks Hospital, L.P. |
Texas Hospital Holdings, Inc. [99% LP] |
N/A | — | |||||||
The Counseling Center of Middle Tennessee, Inc. |
Psychiatric Solutions Hospitals, LLC |
6 | 100 | |||||||
The National Deaf Academy, LLC |
Zeus Endeavors, LLC |
N/A | — | |||||||
The Pines Residential Treatment Center, Inc. |
Alternative Behavioral Services, Inc. |
3 | 100 | |||||||
Therapeutic School Services, L.L.C. |
Psychiatric Solutions Hospitals, LLC |
N/A | — | |||||||
Three Rivers Behavioral Health, LLC |
Three Rivers Healthcare Group, LLC |
N/A | — | |||||||
Three Rivers Healthcare Group, LLC |
Premier Behavioral Solutions, Inc. |
N/A | — | |||||||
Three Rivers Residential Treatment/Midlands Campus, Inc. |
Alternative Behavioral Services, Inc. |
4 | 1000 | |||||||
Three Rivers SPE Holding, LLC |
Premier Behavioral Solutions, Inc. |
N/A | — | |||||||
Three Rivers SPE Manager, Inc. |
Premier Behavioral Solutions, Inc. |
5 | 100 | |||||||
Toledo Holding Co., LLC |
Horizon Health Hospital Services, LLC |
N/A | — | |||||||
Transitional Care Ventures, Inc. |
Premier Behavioral Solutions, Inc. |
6 | 100 | |||||||
Tucson Health Systems, Inc. |
Psychiatric Solutions Hospitals, LLC |
2 | 1000 | |||||||
University Behavioral, LLC |
Ramsay Managed Care, LLC |
N/A | — | |||||||
Xxxxx Vista Hospital Partners, LLC |
Behavioral Healthcare LLC |
N/A | — |
Xxxxx Vista, LLC |
BHC of Indiana, General Partnership |
N/A | — | |||||||
Virgin Islands Behavioral Services, Inc. |
Alternative Behavioral Services, Inc. |
4 | 1000 | |||||||
Wekiva Springs Center, LLC |
Premier Behavioral Solutions, Inc. |
N/A | — | |||||||
Xxxxxxxxx Holdings, Inc. |
Behavioral Healthcare LLC |
1 | 1000 | |||||||
Xxxxxxxxx Regional Hospital Acquisition, LLC |
Behavioral Healthcare LLC [99%] |
N/A | — | |||||||
West Oaks Real Estate, L.P. |
Texas Hospital Holdings, Inc. [99% LP] |
N/A | — | |||||||
Willow Springs, LLC |
BHC Health Services of Nevada, Inc. |
N/A | — | |||||||
Windmoor Healthcare Inc. |
Premier Behavioral Solutions, Inc. |
3 | 510 | |||||||
Windmoor Healthcare of Pinellas Park, Inc. |
Windmoor Healthcare Inc. |
2 | 1000 | |||||||
Zeus Endeavors, LLC |
Premier Behavioral Solutions, Inc. |
N/A | — |
Pledged Notes:
1. | Subordinated Note dated August 31, 2010, issued by Aiken Regional Receivables, L.L.C. to Aiken Regional Medical Centers, Inc.; |
2. | Subordinated Note dated August 31, 2010, issued by Fort Xxxxxx Medical Receivables, L.L.C. to Fort Xxxxxx Medical Center, L.P.; |
3. | Subordinated Note dated August 31, 2010, issued by Lancaster Hospital Receivables, L.L.C. to Lancaster Hospital Corporation; |
4. | Subordinated Note dated August 31, 2010, issued by Manatee Memorial Receivables, L.L.C. to Manatee Memorial Hospital, L.P.; |
5. | Subordinated Note dated August 31, 2010, issued by McAllen Hospitals Receivables, L.L.C. to McAllen Hospitals, L.P; |
6. | Subordinated Note dated August 31, 2010, issued by Northwest Texas Healthcare Receivables, L.L.C. to Northwest Texas Healthcare System, Inc.; |
7. | Subordinated Note dated August 31, 2010, issued by Sparks Family Hospital Receivables, L.L.C. to Sparks Family Hospital, Inc.; |
8. | Subordinated Note dated October 27, 2010, issued by Texoma Healthcare System Receivables, L.L.C. to UHS of Texoma, Inc.; |
9. | Subordinated Note dated August 31, 2010, issued by UHS of Oklahoma Receivables, L.L.C. to UHS of Oklahoma, Inc.; |
10. | Subordinated Note dated August 31, 2010, issued by UHS-Corona Receivables, L.L.C. to UHS-Corona, Inc.; |
11. | Subordinated Note dated August 31, 2010, issued by Rancho Springs Receivables, L.L.C. to Universal Health Services of Rancho Springs, Inc.; |
12. | Subordinated Note dated August 31, 2010, issued by Wellington Regional Receivables, L.L.C. to Wellington Regional Medical Center, Incorporated; and |
13. | Subordinated Note dated October 25, 2013, issued by Temecula Valley Hospital Receivables, L.L.C. to Temecula Valley Hospital, Inc. |
The aggregate principal amount of each such Note at any time shall be equal to the difference between (a) the sum of the aggregate principal amount of such Note on the date of the issuance hereof and each addition to such principal amount pursuant to the terms of Section 1.3 of the applicable Receivable Sale Agreement minus (b) the aggregate amount of all payments made in respect of the principal amount of such Note.
Schedule 3
FILINGS AND OTHER ACTIONS
REQUIRED TO PERFECT SECURITY INTERESTS
Uniform Commercial Code Filings
Grantor |
Applicable Filing Office In: | |||
1. | Aiken Regional Medical Centers, LLC | South Carolina | ||
2. | Ascend Health Corporation | Delaware | ||
3. | Associated Child Care Educational Services Inc. | California | ||
4. | Behavioral Health Management, LLC | Delaware | ||
5. | Behavioral Health Realty, LLC | Delaware | ||
6. | CAT Realty, LLC | Delaware | ||
7. | CAT Seattle, LLC | Delaware | ||
8. | CCS/Lansing, Inc. | Michigan | ||
9. | Children’s Comprehensive Services, Inc. | Tennessee | ||
10. | Del Amo Hospital, Inc. | California | ||
11. | Fort Xxxxxx Medical Center, L.P. | Delaware | ||
12. | Frontline Behavioral Health, Inc. | Delaware | ||
13. | Frontline Hospital, LLC | Delaware | ||
14. | Frontline Residential Treatment Center, LLC | Delaware | ||
15. | Garfield Park Hospital, LLC | Illinois | ||
16. | Independence Physician Management, LLC | Delaware | ||
17. | KEYS Group Holdings LLC | Delaware | ||
18. | Keystone/CCS Partners LLC | Delaware | ||
19. | Keystone Continuum, LLC | Tennessee | ||
20. | Keystone Education and Youth Services, LLC | Tennessee | ||
21. | Keystone Xxxxxx, LLC | Virginia | ||
22. | Keystone Memphis, LLC | Tennessee | ||
23. | Keystone Newport News, LLC | Virginia | ||
24. | Keystone NPS LLC | California | ||
25. | Keystone Richland Center LLC | Ohio | ||
26. | Keystone WSNC, L.L.C. | North Carolina | ||
27. | La Amistad Residential Treatment Center, LLC | Florida | ||
28. | Lancaster Hospital Corporation | California | ||
29. | Manatee Memorial Hospital, L.P. | Delaware | ||
30. | McAllen Hospitals, L.P. | Delaware | ||
31. | McAllen Medical Center, Inc. | Delaware |
32. | Merion Building Management, Inc. | Delaware | ||
33. | Merridell Achievement Center, Inc. | Texas | ||
34. | Northwest Texas Healthcare System, Inc. | Texas | ||
35. | Oak Plains Academy of Tennessee, Inc. | Tennessee | ||
36. | Park Healthcare Company | Tennessee | ||
37. | Xxxxxxxxx Methodist Hospital, L.L.C. | Delaware | ||
38. | Pennsylvania Clinical Schools, Inc. | Pennsylvania | ||
39. | Psychiatric Realty, LLC | Delaware | ||
40. | River Oaks, Inc. | Louisiana | ||
41. | Salt Lake Behavioral Health, LLC | Delaware | ||
42. | Salt Lake Psychiatric Realty, LLC | Delaware | ||
43. | Southeastern Hospital Corporation | Tennessee | ||
44. | Sparks Family Hospital, Inc. | Nevada | ||
45. | Stonington Behavioral Health, Inc. | Delaware | ||
46. | Temecula Valley Hospital, Inc.ß | California | ||
47. | Tennessee Clinical Schools, LLC | Tennessee | ||
48. | Texas Oaks Psychiatric Hospital, L.P. | Texas | ||
49. | The Xxxxxx, Inc. | Massachusetts | ||
50. | The Bridgeway, Inc. | Arkansas | ||
51. | Turning Point Care Center, LLC | Georgia | ||
52. | Two Rivers Psychiatric Hospital, Inc. | Delaware | ||
53. | UBH of Phoenix, LLC | Delaware | ||
54. | UBH of Phoenix Realty, LLC | Delaware | ||
55. | UHS Children Services, Inc. | Delaware | ||
56. | UHS Holding Company, Inc. | Nevada | ||
57. | UHS Kentucky Holdings, L.L.C. | Delaware | ||
58. | UHS of Anchor, L.P. | Delaware | ||
59. | UHS of Xxxxxx, Inc. | Delaware | ||
60. | UHS of Bowling Green, LLC | Delaware | ||
61. | UHS of Centennial Peaks, L.L.C. | Delaware | ||
62. | UHS of Cornerstone, Inc. | Delaware | ||
63. | UHS of Cornerstone Holdings, Inc. | Delaware | ||
64. | UHS of D.C., Inc. | Delaware | ||
65. | UHS of Delaware, Inc. | Delaware | ||
66. | UHS of Denver, Inc. | Delaware | ||
67. | UHS of Dover, L.L.C. | Delaware | ||
68. | UHS of Doylestown, L.L.C. | Delaware | ||
69. | UHS of Fairmount, Inc. | Delaware | ||
70. | UHS of Xxxxxx, Inc. | Massachusetts | ||
71. | UHS of Georgia, Inc. | Delaware | ||
72. | UHS of Georgia Holdings, Inc. | Delaware | ||
73. | UHS of Greenville, LLC | Delaware | ||
74. | UHS of Hampton, Inc. | New Jersey | ||
75. | UHS of Xxxxxxxxx, Inc. | Illinois |
76. | UHS of Lakeside, LLC | Delaware | ||
77. | UHS of Laurel Heights, L.P. | Delaware | ||
78. | UHS of New Orleans, LLC | Louisiana | ||
79. | UHS of Oklahoma, Inc. | Oklahoma | ||
80. | UHS of Parkwood, Inc. | Delaware | ||
81. | UHS of Peachford, L.P. | Delaware | ||
82. | UHS of Pennsylvania, Inc. | Pennsylvania | ||
83. | UHS of Provo Canyon, Inc. | Delaware | ||
84. | UHS of Puerto Rico, Inc. | Delaware | ||
85. | UHS of Ridge, LLC | Kentucky | ||
86. | UHS of River Parishes, Inc. | Louisiana | ||
87. | UHS of Rockford, LLC | Delaware | ||
88. | UHS of Salt Lake City, L.L.C | Delaware | ||
89. | UHS of Savannah, L.L.C. | Delaware | ||
90. | UHS of Spring Mountain, Inc. | Delaware | ||
91. | UHS of Springwoods, L.L.C. | Delaware | ||
92. | UHS of SummitRidge, L.L.C. | Delaware | ||
93. | UHS of Texoma, Inc. | Delaware | ||
94. | UHS of Timberlawn, Inc. | Texas | ||
95. | UHS of Timpanogos, Inc. | Delaware | ||
96. | UHS of Westwood Pembroke, Inc. | Massachusetts | ||
97. | UHS of Wyoming, Inc. | Delaware | ||
98. | UHS Oklahoma City LLC | Oklahoma | ||
99. | UHS Sahara, Inc. | Delaware | ||
100. | UHS-Corona, Inc. | Delaware | ||
101. | UHSL, L.L.C. | Nevada | ||
102. | UHSD, L.L.C. | Nevada | ||
103. | United HealthCare of Xxxxxx, Inc. | Tennessee | ||
104. | Universal Health Services, Inc. | Delaware | ||
105. | Universal Health Services of Palmdale, Inc. | Delaware | ||
106. | Universal Health Services of Rancho Springs, Inc. | California | ||
107. | University Behavioral Health of El Paso | Delaware | ||
108. | Valley Hospital Medical Center, Inc. | Nevada | ||
109. | Wellington Regional Medical Center, Incorporated | Florida | ||
Grantor |
Applicable Filing Office In | |||
110. | Alliance Health Center, Inc. | Mississippi | ||
111. | Atlantic Shores Hospital, LLC | Delaware | ||
112. | Alternative Behavioral Services, Inc. | Virginia | ||
113. | Behavioral Healthcare LLC | Delaware | ||
114. | Benchmark Behavioral Health System, Inc. | Utah | ||
115. | BHC Alhambra Hospital, Inc. | Tennessee | ||
116. | BHC Belmont Pines Hospital, Inc. | Tennessee | ||
117. | BHC Fairfax Hospital, Inc. | Tennessee |
118. | BHC Fox Run Hospital, Inc. | Tennessee | ||
119. | BHC Fremont Hospital, Inc. | Tennessee | ||
120. | BHC Health Services of Nevada, Inc. | Nevada | ||
121. | BHC Heritage Oaks Hospital, Inc. | Tennessee | ||
122. | BHC Holdings, Inc. | Delaware | ||
123. | BHC Intermountain Hospital, Inc. | Tennessee | ||
124. | BHC of Indiana, General Partnership | Tennessee & Pennsylvania | ||
125. | BHC Mesilla Valley Hospital, LLC | Delaware | ||
126. | BHC Montevista Hospital, Inc. | Nevada | ||
127. | BHC Northwest Psychiatric Hospital, LLC | Delaware | ||
128. | BHC Pinnacle Pointe Hospital, Inc. | Tennessee | ||
129. | BHC Properties, LLC | Tennessee | ||
130. | BHC Sierra Vista Hospital, Inc. | Tennessee | ||
131. | BHC Streamwood Hospital, Inc. | Tennessee | ||
132. | Brentwood Acquisition, Inc. | Tennessee | ||
133. | Brentwood Acquisition-Shreveport, Inc. | Delaware | ||
134. | Xxxxx Xxxx Hospital, Inc. | North Carolina | ||
135. | Canyon Ridge Hospital, Inc. | California | ||
136. | Cedar Springs Hospital, Inc. | Delaware | ||
137. | Columbus Hospital Partners, LLC | Tennessee | ||
138. | Cumberland Hospital, LLC | Virginia | ||
139. | Cumberland Hospital Partners, LLC | Delaware | ||
140. | Emerald Coast Behavioral Hospital, LLC | Delaware | ||
141. | First Hospital Corporation of Virginia Beach | Virginia | ||
142. | First Hospital Panamericano, Inc. | Puerto Rico | ||
143. | Great Plains Hospital, Inc. | Missouri | ||
144. | H.C. Corporation | Alabama | ||
145. | H.C. Partnership | Alabama & Pennsylvania | ||
146. | Harbor Point Behavioral Health Center, Inc. | Virginia | ||
147. | Havenwyck Hospital Inc. | Michigan | ||
148. | HHC Augusta, Inc. | Georgia | ||
149. | HHC Xxxxxx Investment, Inc. | South Carolina | ||
150. | HHC Delaware, Inc. | Delaware | ||
151. | HHC Pennsylvania, LLC | Delaware | ||
152. | HHC Poplar Springs, Inc. | Virginia | ||
153. | HHC River Park, Inc. | West Virginia | ||
154. | HHC St. Xxxxxx, Inc. | Georgia | ||
155. | Hickory Trail Hospital, L.P. | Delaware | ||
156. | Xxxxx Hill Hospital, LLC | Tennessee | ||
157. | Horizon Health Corporation | Delaware | ||
158. | Horizon Health Hospital Services, LLC | Delaware | ||
159. | Horizon Mental Health Management, LLC | Texas | ||
160. | HSA Hill Crest Corporation | Alabama | ||
161. | Kids Behavioral Health of Utah, Inc. | Utah |
162. | Kingwood Pines Hospital, LLC | Texas | ||
163. | KMI Acquisition, LLC | Delaware | ||
164. | Xxxxxx Xxxx Behavioral Health Center, Inc. | Delaware | ||
165. | Lebanon Hospital Partners, LLC | Tennessee | ||
166. | Michigan Psychiatric Services, Inc. | Michigan | ||
167. | Neuro Institute of Austin, L.P. | Texas | ||
168. | North Spring Behavioral Healthcare, Inc. | Tennessee | ||
169. | Northern Indiana Partners, LLC | Tennessee | ||
170. | Ocala Behavioral Health, LLC | Delaware | ||
171. | Palmetto Behavioral Health Holdings, LLC | Delaware | ||
172. | Palmetto Behavioral Health System, L.L.C. | South Carolina | ||
173. | Palmetto Lowcountry Behavioral Health, LLC | South Carolina | ||
174. | Premier Behavioral Solutions, Inc. | Delaware | ||
175. | Premier Behavioral Solutions of Florida, Inc. | Delaware | ||
176. | PSI Surety, Inc. | Xxxxx Xxxxxxxx | ||
000. | PSJ Acquisition, LLC | North Dakota | ||
178. | Psychiatric Solutions, Inc. | Delaware | ||
179. | Psychiatric Solutions Hospitals, LLC | Delaware | ||
180. | Psychiatric Solutions of Virginia, Inc. | Tennessee | ||
181. | Ramsay Managed Care, LLC | Delaware | ||
182. | Ramsay Youth Services of Georgia, Inc. | Delaware | ||
183. | Riveredge Hospital Holdings, Inc. | Delaware | ||
184. | Rolling Hills Hospital, LLC | Tennessee | ||
185. | Samson Properties, LLC | Florida | ||
186. | Xxxxxx Xxxxxx of Florida, LLC | Florida | ||
187. | Shadow Mountain Behavioral Health System, LLC | Delaware | ||
188. | SHC-KPH, LP | Texas | ||
189. | SP Behavioral, LLC | Florida | ||
190. | Springfield Hospital, Inc. | Delaware | ||
191. | Summit Oaks Hospital, Inc. | New Jersey | ||
192. | Sunstone Behavioral Health, LLC | Tennessee | ||
193. | TBD Acquisition, LLC | Delaware | ||
194. | TBJ Behavioral Center, LLC | Delaware | ||
195. | Texas Cypress Creek Hospital, L.P. | Texas | ||
196. | Texas Hospital Holdings, Inc. | Delaware | ||
197. | Texas Xxxxxx Xxxxx Hospital, L.P. | Texas | ||
198. | Texas San Marcos Treatment Center, L.P. | Texas | ||
199. | Texas West Oaks Hospital, L.P. | Texas | ||
200. | The National Deaf Academy, LLC | Florida | ||
201. | Three Rivers Behavioral Health, LLC | South Carolina | ||
202. | Three Rivers Healthcare Group, LLC | South Carolina | ||
203. | Toledo Holding Co., LLC | Delaware | ||
204. | University Behavioral, LLC | Florida | ||
205. | Xxxxx Vista, LLC | Delaware |
206. | Xxxxx Vista Hospital Partners, LLC | Tennessee | ||
207. | Wekiva Springs Center, LLC | Delaware | ||
208. | Xxxxxxxxx Regional Hospital Acquisition, LLC | Indiana | ||
209. | Willow Springs, LLC | Delaware | ||
210. | Windmoor Healthcare Inc. | Florida | ||
211. | Windmoor Healthcare of Pinellas Park, Inc. | Delaware | ||
212. | Wisconsin Avenue Psychiatric Center, Inc. | Delaware | ||
213. | Zeus Endeavors, LLC | Florida |
OTHER ACTIONS
Copyright and Trademark Filings
Filings in the United States Copyright Office with respect to the United States copyright registrations and applications on Schedule 6
Filings in the United States Patent and Trademark Office with respect to the united States trademarks applications and registrations on Schedule 6
Actions with respect to Pledge Stock
Any certificates representing the pledged stock is to be held by Collateral Agent
Schedule 4
LOCATION OF JURISDICTION OF ORGANIZATION AND CHIEF EXECUTIVE OFFICE*
Grantor |
Jurisdiction of Organization: | |||
1. | Aiken Regional Medical Centers, LLC | South Carolina | ||
2. | Ascend Health Corporation | Delaware | ||
3. | Associated Child Care Educational Services Inc. | California | ||
4. | Behavioral Health Management, LLC | Delaware | ||
5. | Behavioral Health Realty, LLC | Delaware | ||
6. | CAT Realty, LLC | Delaware | ||
7. | CAT Seattle, LLC | Delaware | ||
8. | CCS/Lansing, Inc. | Michigan | ||
9. | Children’s Comprehensive Services, Inc. | Tennessee | ||
10. | Del Amo Hospital, Inc. | California | ||
11. | Fort Xxxxxx Medical Center, L.P. | Delaware | ||
12. | Frontline Behavioral Health, Inc. | Delaware | ||
13. | Frontline Hospital, LLC | Delaware | ||
14. | Frontline Residential Treatment Center, LLC | Delaware | ||
15. | Garfield Park Hospital, LLC | Illinois | ||
16. | Independence Physician Management, LLC | Delaware | ||
17. | KEYS Group Holdings LLC | Delaware | ||
18. | Keystone/CCS Partners LLC | Delaware | ||
19. | Keystone Continuum, LLC | Tennessee | ||
20. | Keystone Education and Youth Services, LLC | Tennessee | ||
21. | Keystone Xxxxxx, LLC | Virginia | ||
22. | Keystone Memphis, LLC | Tennessee | ||
23. | Keystone Newport News, LLC | Virginia | ||
24. | Keystone NPS LLC | California | ||
25. | Keystone Richland Center LLC | Ohio | ||
26. | Keystone WSNC, L.L.C. | North Carolina | ||
27. | La Amistad Residential Treatment Center, LLC | Florida | ||
28. | Lancaster Hospital Corporation | California | ||
29. | Manatee Memorial Hospital, L.P. | Delaware | ||
30. | McAllen Hospitals, L.P. | Delaware | ||
31. | McAllen Medical Center, Inc. | Delaware | ||
32. | Merion Building Management, Inc. | Delaware | ||
33. | Merridell Achievement Center, Inc. | Texas | ||
34. | Northwest Texas Healthcare System, Inc. | Texas | ||
35. | Oak Plains Academy of Tennessee, Inc. | Tennessee | ||
36. | Park Healthcare Company | Tennessee |
* | Chief Executive Office for Grantor is located at 000 X. Xxxxx Xxxx, Xxxx xx Xxxxxxx, XX 00000 |
37. | Xxxxxxxxx Methodist Hospital, L.L.C. | Delaware | ||
38. | Pennsylvania Clinical Schools, Inc. | Pennsylvania | ||
39. | Psychiatric Realty, LLC | Delaware | ||
40. | River Oaks, Inc. | Louisiana | ||
41. | Salt Lake Behavioral Health, LLC | Delaware | ||
42. | Salt Lake Psychiatric Realty, LLC | Delaware | ||
43. | Southeastern Hospital Corporation | Tennessee | ||
44. | Sparks Family Hospital, Inc. | Nevada | ||
45. | Stonington Behavioral Health, Inc. | Delaware | ||
46. | Temecula Valley Hospital, Inc.ß | California | ||
47. | Tennessee Clinical Schools, LLC | Tennessee | ||
48. | Texas Oaks Psychiatric Hospital, L.P. | Texas | ||
49. | The Xxxxxx, Inc. | Massachusetts | ||
50. | The Bridgeway, Inc. | Arkansas | ||
51. | Turning Point Care Center, LLC | Georgia | ||
52. | Two Rivers Psychiatric Hospital, Inc. | Delaware | ||
53. | UBH of Phoenix, LLC | Delaware | ||
54. | UBH of Phoenix Realty, LLC | Delaware | ||
55. | UHS Children Services, Inc. | Delaware | ||
56. | UHS Holding Company, Inc. | Nevada | ||
57. | UHS Kentucky Holdings, L.L.C. | Delaware | ||
58. | UHS of Anchor, L.P. | Delaware | ||
59. | UHS of Xxxxxx, Inc. | Delaware | ||
60. | UHS of Bowling Green, LLC | Delaware | ||
61. | UHS of Centennial Peaks, L.L.C. | Delaware | ||
62. | UHS of Cornerstone, Inc. | Delaware | ||
63. | UHS of Cornerstone Holdings, Inc. | Delaware | ||
64. | UHS of D.C., Inc. | Delaware | ||
65. | UHS of Delaware, Inc. | Delaware | ||
66. | UHS of Denver, Inc. | Delaware | ||
67. | UHS of Dover, L.L.C. | Delaware | ||
68. | UHS of Doylestown, L.L.C. | Delaware | ||
69. | UHS of Fairmount, Inc. | Delaware | ||
70. | UHS of Xxxxxx, Inc. | Massachusetts | ||
71. | UHS of Georgia, Inc. | Delaware | ||
72. | UHS of Georgia Holdings, Inc. | Delaware | ||
73. | UHS of Greenville, LLC | Delaware | ||
74. | UHS of Hampton, Inc. | New Jersey | ||
75. | UHS of Xxxxxxxxx, Inc. | Illinois | ||
76. | UHS of Lakeside, LLC | Delaware | ||
77. | UHS of Laurel Heights, L.P. | Delaware | ||
78. | UHS of New Orleans, LLC | Louisiana | ||
79. | UHS of Oklahoma, Inc. | Oklahoma | ||
80. | UHS of Parkwood, Inc. | Delaware |
81. | UHS of Peachford, L.P. | Delaware | ||
82. | UHS of Pennsylvania, Inc. | Pennsylvania | ||
83. | UHS of Provo Canyon, Inc. | Delaware | ||
84. | UHS of Puerto Rico, Inc. | Delaware | ||
85. | UHS of Ridge, LLC | Kentucky | ||
86. | UHS of River Parishes, Inc. | Louisiana | ||
87. | UHS of Rockford, LLC | Delaware | ||
88. | UHS of Salt Lake City, L.L.C | Delaware | ||
89. | UHS of Savannah, L.L.C. | Delaware | ||
90. | UHS of Spring Mountain, Inc. | Delaware | ||
91. | UHS of Springwoods, L.L.C. | Delaware | ||
92. | UHS of SummitRidge, L.L.C. | Delaware | ||
93. | UHS of Texoma, Inc. | Delaware | ||
94. | UHS of Timberlawn, Inc. | Texas | ||
95. | UHS of Timpanogos, Inc. | Delaware | ||
96. | UHS of Westwood Pembroke, Inc. | Massachusetts | ||
97. | UHS of Wyoming, Inc. | Delaware | ||
98. | UHS Oklahoma City LLC | Oklahoma | ||
99. | UHS Sahara, Inc. | Delaware | ||
100. | UHS-Corona, Inc. | Delaware | ||
101. | UHSL, L.L.C. | Nevada | ||
102. | UHSD, L.L.C. | Nevada | ||
103. | United HealthCare of Xxxxxx, Inc. | Tennessee | ||
104. | Universal Health Services, Inc. | Delaware | ||
105. | Universal Health Services of Palmdale, Inc. | Delaware | ||
106. | Universal Health Services of Rancho Springs, Inc. | California | ||
107. | University Behavioral Health of El Paso | Delaware | ||
108. | Valley Hospital Medical Center, Inc. | Nevada | ||
109. | Wellington Regional Medical Center, Incorporated | Florida | ||
Grantor |
Jurisdiction of Organization: | |||
110. | Alliance Health Center, Inc. | Mississippi | ||
111. | Atlantic Shores Hospital, LLC | Delaware | ||
112. | Alternative Behavioral Services, Inc. | Virginia | ||
113. | Behavioral Healthcare LLC | Delaware | ||
114. | Benchmark Behavioral Health System, Inc. | Utah | ||
115. | BHC Alhambra Hospital, Inc. | Tennessee | ||
116. | BHC Belmont Pines Hospital, Inc. | Tennessee | ||
117. | BHC Fairfax Hospital, Inc. | Tennessee | ||
118. | BHC Fox Run Hospital, Inc. | Tennessee | ||
119. | BHC Fremont Hospital, Inc. | Tennessee | ||
120. | BHC Health Services of Nevada, Inc. | Nevada | ||
121. | BHC Heritage Oaks Hospital, Inc. | Tennessee | ||
122. | BHC Holdings, Inc. | Delaware |
123. | BHC Intermountain Hospital, Inc. | Tennessee | ||
124. | BHC of Indiana, General Partnership | Tennessee | ||
125. | BHC Mesilla Valley Hospital, LLC | Delaware | ||
126. | BHC Montevista Hospital, Inc. | Nevada | ||
127. | BHC Northwest Psychiatric Hospital, LLC | Delaware | ||
128. | BHC Pinnacle Pointe Hospital, Inc. | Tennessee | ||
129. | BHC Properties, LLC | Tennessee | ||
130. | BHC Sierra Vista Hospital, Inc. | Tennessee | ||
131. | BHC Streamwood Hospital, Inc. | Tennessee | ||
132. | Brentwood Acquisition, Inc. | Tennessee | ||
133. | Brentwood Acquisition-Shreveport, Inc. | Delaware | ||
134. | Xxxxx Xxxx Hospital, Inc. | North Carolina | ||
135. | Canyon Ridge Hospital, Inc. | California | ||
136. | Cedar Springs Hospital, Inc. | Delaware | ||
137. | Columbus Hospital Partners, LLC | Tennessee | ||
138. | Cumberland Hospital, LLC | Virginia | ||
139. | Cumberland Hospital Partners, LLC | Delaware | ||
140. | Emerald Coast Behavioral Hospital, LLC | Delaware | ||
141. | First Hospital Corporation of Virginia Beach | Virginia | ||
142. | First Hospital Panamericano, Inc. | Puerto Rico | ||
143. | Great Plains Hospital, Inc. | Missouri | ||
144. | H.C. Corporation | Alabama | ||
145. | H.C. Partnership | Alabama | ||
146. | Harbor Point Behavioral Health Center, Inc. | Virginia | ||
147. | Havenwyck Hospital Inc. | Michigan | ||
148. | HHC Augusta, Inc. | Georgia | ||
149. | HHC Xxxxxx Investment, Inc. | South Carolina | ||
150. | HHC Delaware, Inc. | Delaware | ||
151. | HHC Pennsylvania, LLC | Delaware | ||
152. | HHC Poplar Springs, Inc. | Virginia | ||
153. | HHC River Park, Inc. | West Virginia | ||
154. | HHC St. Xxxxxx, Inc. | Georgia | ||
155. | Hickory Trail Hospital, L.P. | Delaware | ||
156. | Xxxxx Hill Hospital, LLC | Tennessee | ||
157. | Horizon Health Corporation | Delaware | ||
158. | Horizon Health Hospital Services, LLC | Delaware | ||
159. | Horizon Mental Health Management, LLC | Texas | ||
160. | HSA Hill Crest Corporation | Alabama | ||
161. | Kids Behavioral Health of Utah, Inc. | Utah | ||
162. | Kingwood Pines Hospital, LLC | Texas | ||
163. | KMI Acquisition, LLC | Delaware | ||
164. | Xxxxxx Xxxx Behavioral Health Center, Inc. | Delaware | ||
165. | Lebanon Hospital Partners, LLC | Tennessee | ||
166. | Michigan Psychiatric Services, Inc. | Michigan |
167. | Neuro Institute of Austin, L.P. | Texas | ||
168. | North Spring Behavioral Healthcare, Inc. | Tennessee | ||
169. | Northern Indiana Partners, LLC | Tennessee | ||
170. | Ocala Behavioral Health, LLC | Delaware | ||
171. | Palmetto Behavioral Health Holdings, LLC | Delaware | ||
172. | Palmetto Behavioral Health System, L.L.C. | South Carolina | ||
173. | Palmetto Lowcountry Behavioral Health, LLC | South Carolina | ||
174. | Premier Behavioral Solutions, Inc. | Delaware | ||
175. | Premier Behavioral Solutions of Florida, Inc. | Delaware | ||
176. | PSI Surety, Inc. | Xxxxx Xxxxxxxx | ||
000. | PSJ Acquisition, LLC | North Dakota | ||
178. | Psychiatric Solutions, Inc. | Delaware | ||
179. | Psychiatric Solutions Hospitals, LLC | Delaware | ||
180. | Psychiatric Solutions of Virginia, Inc. | Tennessee | ||
181. | Ramsay Managed Care, LLC | Delaware | ||
182. | Ramsay Youth Services of Georgia, Inc. | Delaware | ||
183. | Riveredge Hospital Holdings, Inc. | Delaware | ||
184. | Rolling Hills Hospital, LLC | Tennessee | ||
185. | Samson Properties, LLC | Florida | ||
186. | Xxxxxx Xxxxxx of Florida, LLC | Florida | ||
187. | Shadow Mountain Behavioral Health System, LLC | Delaware | ||
188. | SHC-KPH, LP | Texas | ||
189. | SP Behavioral, LLC | Florida | ||
190. | Springfield Hospital, Inc. | Delaware | ||
191. | Summit Oaks Hospital, Inc. | New Jersey | ||
192. | Sunstone Behavioral Health, LLC | Tennessee | ||
193. | TBD Acquisition, LLC | Delaware | ||
194. | TBJ Behavioral Center, LLC | Delaware | ||
195. | Texas Cypress Creek Hospital, L.P. | Texas | ||
196. | Texas Hospital Holdings, Inc. | Delaware | ||
197. | Texas Xxxxxx Xxxxx Hospital, L.P. | Texas | ||
198. | Texas San Marcos Treatment Center, L.P. | Texas | ||
199. | Texas West Oaks Hospital, L.P. | Texas | ||
200. | The National Deaf Academy, LLC | Florida | ||
201. | Three Rivers Behavioral Health, LLC | South Carolina | ||
202. | Three Rivers Healthcare Group, LLC | South Carolina | ||
203. | Toledo Holding Co., LLC | Delaware | ||
204. | University Behavioral, LLC | Florida | ||
205. | Xxxxx Vista, LLC | Delaware | ||
206. | Xxxxx Vista Hospital Partners, LLC | Tennessee | ||
207. | Wekiva Springs Center, LLC | Delaware | ||
208. | Xxxxxxxxx Regional Hospital Acquisition, LLC | Indiana | ||
209. | Willow Springs, LLC | Delaware | ||
210. | Windmoor Healthcare Inc. | Florida |
211. | Windmoor Healthcare of Pinellas Park, Inc. | Delaware | ||
212. | Wisconsin Avenue Psychiatric Center, Inc. | Delaware | ||
213. | Zeus Endeavors, LLC | Florida |
Schedule 5
COPYRIGHTS AND COPYRIGHT LICENSES
[Provided in PDF Form]
PATENTS AND PATENT LICENSES
None
TRADEMARKS AND TRADEMARK LICENSES
[Provided in PDF Form]
Annex 1 to
Amended and Restated Collateral Agreement
ASSUMPTION AGREEMENT, dated as of , 20 , made by (the “Additional Grantor”), in favor of JPMorgan Chase Bank, N.A., as collateral agent (in such capacity, the “Collateral Agent”) for the Secured Parties. All capitalized terms not defined herein shall have the meaning ascribed to them in the Collateral Agreement referred to below.
W I T N E S S E T H :
WHEREAS, in connection with the Lien Documents, the Borrower and certain of its Affiliates (other than the Additional Grantor), have entered into the Amended and Restated Collateral Agreement, dated as of August 7, 2014 (as amended, supplemented or otherwise modified from time to time, the “Collateral Agreement”), in favor of the Collateral Agent for the ratable benefit of the Secured Parties;
WHEREAS, the Lien Documents (other than the 2006 Indenture) require the Additional Grantor to become a party to the Collateral Agreement; and
WHEREAS, the Additional Grantor has agreed to execute and deliver this Assumption Agreement in order to become a party to the Collateral Agreement;
NOW, THEREFORE, IT IS AGREED:
1. Collateral Agreement. By executing and delivering this Assumption Agreement, the Additional Grantor, as provided in Section 8.12 of the Collateral Agreement, hereby becomes a party to the Collateral Agreement as a Grantor thereunder with the same force and effect as if originally named therein as a Grantor and, without limiting the generality of the foregoing, hereby expressly assumes all obligations and liabilities of a Grantor thereunder. The information set forth in Annex 1-A hereto is hereby added to the information set forth in the Schedules to the Collateral Agreement. The Additional Grantor hereby represents and warrants that each of the representations and warranties contained in Section 3 of the Collateral Agreement is true and correct on and as the date hereof (after giving effect to this Assumption Agreement) as if made on and as of such date.
2. Governing Law. THIS ASSUMPTION AGREEMENT SHALL BE GOVERNED BY, AND CONSTRUED AND INTERPRETED IN ACCORDANCE WITH, THE LAW OF THE STATE OF NEW YORK.
IN WITNESS WHEREOF, the undersigned has caused this Assumption Agreement to be duly executed and delivered as of the date first above written.
[ADDITIONAL GRANTOR] | ||
By: |
| |
Name: | ||
Title: |
Annex 1-A to
Assumption Agreement
Supplement to Schedule 1
Supplement to Schedule 2
Supplement to Schedule 3
Supplement to Schedule 4
Supplement to Schedule 5
Annex 2 to
Amended and Restated Collateral Agreement
Legal Entity |
State of Formation | |
Aiken Regional Medical Centers, Inc. | South Carolina | |
Temecula Valley Hospital, Inc. | California | |
District Hospital Partners, L.P. | District of Columbia | |
Fort Xxxxxx Medical Center, L.P. | Delaware | |
Lancaster Hospital Corporation | California | |
Laredo Regional Medical Center, L.P. | Delaware | |
Manatee Memorial Hospital, L.P. | Delaware | |
McAllen Hospitals, L.P. | Delaware | |
Northwest Texas Healthcare System, Inc. | Texas | |
Sparks Family Hospital, Inc. | Nevada | |
Xxxxxxxxx Hospital Medical Center LLC | Delaware | |
UHS of Oklahoma, Inc. | Oklahoma | |
UHS of Texoma, Inc. | Delaware | |
UHS-Corona, Inc. | Delaware | |
Universal Health Services of Rancho Springs, Inc. | California | |
Valley Health System LLC | Delaware | |
Wellington Regional Medical Center, Incorporated | Florida |
Annex 3 to
Amended and Restated Collateral Agreement
ADDITIONAL AUTHORIZED REPRESENTATIVE JOINDER AGREEMENT, dated as of , 20 (this “Joinder Agreement”), among the Additional Authorized Representative (as defined below), Universal Health Services, Inc. (the “Borrower”) the other Grantors party hereto, and JPMorgan Chase Bank, N.A., as Collateral Agent (in such capacity, the “Collateral Agent”), as collateral agent for the Secured Parties.
Capitalized terms used herein but not otherwise defined herein shall have the meanings assigned to such terms in the Amended and Restated Collateral Agreement, dated as of August 7, 2014, by and among the Borrower, the other Grantors party thereto, the Authorized Representatives and Collateral Agent (as amended, restated, modified, and/or supplemented from time to time, the “Collateral Agreement”).
The Companies and the other Grantors propose to issue or incur “Additional Lien Obligations” designated by the Borrower as such in accordance with Section 9 of the Collateral Agreement in an officers’ certificate delivered concurrently herewith to the Collateral Agent and the Authorized Representatives (the “Additional Lien Obligations”). The Person identified in the signature pages hereto as the “Additional Authorized Representative” (the “Additional Authorized Representative”) will serve as the administrative agent, trustee or a similar representative for the holders of the Additional Lien Obligations (the “Additional Lien Secured Parties”).
The Additional Authorized Representative wishes, in accordance with the provisions of the Collateral Agreement, to become a party to the Collateral Agreement and to acquire and undertake, for itself and on behalf of the Additional Lien Secured Parties, the rights and obligations of an “Additional Authorized Representative” and “Secured Parties” thereunder.
Accordingly, the Additional Authorized Representative, for itself and on behalf of its Additional Lien Secured Parties, the Borrower and the other Grantors agree as follows, for the benefit of the Collateral Agent, the existing Authorized Representatives and the existing Secured Parties:
SECTION 1.01. Accession to the Collateral Agreement. The Additional Authorized Representative hereby (a) accedes and becomes a party to the Collateral Agreement as an “Additional Authorized Representative,” (b) agrees, for itself and on behalf of the Additional Lien Secured Parties, to all the terms and provisions of the Collateral Agreement and (c) acknowledges and agrees that (i) the Additional Lien Obligations and Liens on any Common Collateral securing the same shall be subject to the provisions of the Collateral Agreement and (ii) the Additional Authorized Representative and the Additional Lien Secured Parties shall have the rights and obligations specified under the Collateral Agreement with respect to an “Authorized Representative” or a “Secured Party,” and shall be subject to and bound by the provisions of the Collateral Agreement.
SECTION 1.02. Representations and Warranties of the Additional Authorized Representative. The Additional Authorized Representative represents and warrants to the Collateral Agent, the existing Authorized Representatives and the existing Secured Parties that (a) it has full power and authority to enter into this Joinder Agreement, in its capacity as the Additional Authorized Representative, (b) this Joinder Agreement has been duly authorized, executed and delivered by it and constitutes its legal, valid and binding obligation, enforceable against it in accordance with its terms, and (c) the Additional Lien Documents relating to the Additional Lien Obligations provide that, upon the
Additional Authorized Representative’s execution and delivery of this Joinder Agreement, (i) the Additional Lien Obligations and liens on any Common Collateral securing the same shall be subject to the provisions of the Collateral Agreement and (ii) the Additional Authorized Representative and the Additional Lien Secured Parties shall have the rights and obligations specified therefor under, and shall be subject to and bound by the provisions of, the Collateral Agreement.
SECTION 1.03. Parties in Interest. This Joinder Agreement shall be binding upon and inure to the benefit of the parties hereto and their respective successors and assigns, as well as the other Secured Parties, all of whom are intended to be bound by, and to be third-party beneficiaries of, this Agreement.
SECTION 1.04. Counterparts. This Joinder Agreement may be executed in counterparts, each of which shall constitute an original but all of which when taken together shall constitute a single contract. Delivery of an executed signature page to this Joinder Agreement by facsimile or other electronic transmission shall be as effective as delivery of a manually signed counterpart of this Joinder Agreement.
SECTION 1.05. Governing Law. This Joinder Agreement shall be construed in accordance with and governed by the law of the State of New York.
SECTION 1.06. Notices. All communications and notices hereunder shall be in writing and given as provided in Section 8.2 of the Collateral Agreement. All communications and notices hereunder to the Additional Authorized Representative shall be given to it at the address set forth under its signature hereto, which information supplements Section 8.2 to the Collateral Agreement.
SECTION 1.07. Expenses. The Borrower and the other Grantors, jointly and severally, agree to reimburse the Collateral Agent and each of the Authorized Representatives for its reasonable out-of-pocket expenses in connection with this Joinder Agreement, including the reasonable fees, other charges and disbursements of counsel for the Collateral Agent and any of the Authorized Representatives.
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IN WITNESS WHEREOF, the Additional Authorized Representative, the Borrower and the other Grantors have duly executed this Joinder Agreement to the Collateral Agreement as of the day and year first above written.
[ ], AS ADDITIONAL AUTHORIZED REPRESENTATIVE, | ||||
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UNIVERSAL HEALTH SERVICES, INC. | ||||
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[NAME OF OTHER GRANTORS] | ||||
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