SCHEDULE A As of January 1, 2016
Exhibit (D)(4)
Schedules A and B – Management Agreement – CFST and CFST II
SCHEDULE A
As of January 1, 2016
Columbia Funds Series Trust
| Series |
Effective Date | |
| Columbia AMT-Free California Intermediate Muni Bond Fund |
September 1, 2015 | |
| Columbia AMT-Free Georgia Intermediate Muni Bond Fund |
September 1, 2015 | |
| Columbia AMT-Free Maryland Intermediate Muni Bond Fund |
September 1, 2015 | |
| Columbia AMT-Free North Carolina Intermediate Muni Bond Fund |
September 1, 2015 | |
| Columbia AMT-Free South Carolina Intermediate Muni Bond Fund |
September 1, 2015 | |
| Columbia AMT-Free Virginia Intermediate Muni Bond Fund |
September 1, 2015 | |
| Columbia Short Term Municipal Bond Fund |
September 1, 2015 | |
| Columbia Convertible Securities Fund |
July 1, 2015 | |
| Columbia International Opportunities Fund |
July 1, 2015 | |
| Columbia International Value Fund |
July 1, 2015 | |
| Columbia Large Cap Enhanced Core Fund |
July 1, 2015 | |
| Columbia Large Cap Growth Fund II |
July 1, 2015 | |
| Columbia Large Cap Growth Fund III |
July 1, 2015 | |
| Columbia Large Cap Growth Fund V |
July 1, 2015 | |
| Columbia Large Cap Index Fund |
July 1, 2015 | |
| Columbia Mid Cap Index Fund |
July 1, 2015 | |
| Columbia Mid Cap Value Fund |
July 1, 2015 | |
| Columbia Overseas Value Fund |
July 1, 2015 | |
| Columbia Select International Equity Fund |
July 1, 2015 | |
| Columbia Select Large Cap Equity Fund |
July 1, 2015 | |
| Columbia Select Global Growth Fund |
July 1, 2015 | |
| Columbia Short Term Bond Fund |
August 1, 2015 | |
| Columbia Small Cap Index Fund |
July 1, 2015 | |
| Columbia Small Cap Value Fund II |
July 1, 2015 |
Columbia Funds Series Trust II
| Series |
Effective Date | |
| Active Portfolios Multi-Manager Value Fund |
October 1, 2015 | |
| Columbia AMT-Free Tax-Exempt Bond Fund |
December 1, 2015 | |
| Columbia Commodity Strategy Fund |
October 1, 2015 | |
| Columbia Disciplined Core Fund* |
December 1, 2015 | |
| Columbia Disciplined Growth Fund** |
December 1, 2015 | |
| Columbia Disciplined Value Fund*** |
December 1, 2015 | |
| Columbia Diversified Equity Income Fund |
October 1, 2015 | |
| Columbia Dividend Opportunity Fund |
October 1, 2015 | |
| Columbia Flexible Capital Income Fund |
October 1, 2015 | |
| Columbia Floating Rate Fund |
December 1, 2015 | |
| Columbia Global Equity Value Fund |
July 1, 2015 | |
| Columbia Global Infrastructure Fund |
September 1, 2015 | |
| Columbia Global Opportunities Fund |
December 1, 2015 | |
| Columbia High Yield Bond Fund |
October 1, 2015 | |
| Columbia Income Opportunities Fund |
December 1, 2015 | |
| Columbia Inflation Protected Securities Fund |
December 1, 2015 | |
| Columbia Large Cap Growth Fund IV |
January 1, 2016 |
A-1
Schedules A and B – Management Agreement – CFST and CFST II
| Columbia Limited Duration Credit Fund |
December 1, 2015 | |
| Columbia Minnesota Tax-Exempt Fund |
December 1, 2015 | |
| Columbia Money Market Fund |
December 1, 2015 | |
| Columbia Mortgage Opportunities Fund |
October 1, 2015 | |
| Columbia Multi-Advisor Small Cap Value Fund |
October 1, 2015 | |
| Columbia Select Large-Cap Value Fund |
October 1, 2015 | |
| Columbia Select Smaller-Cap Value Fund |
October 1, 2015 | |
| Columbia Xxxxxxxx Communications and Information Fund |
October 1, 2015 | |
| Columbia Short-Term Cash Fund |
December 1, 2015 | |
| Columbia Small/Mid Cap Value Fund |
October 1, 2015 | |
| Columbia U.S. Government Mortgage Fund |
October 1, 2015 |
| * | Prior to December 21, 2015, Columbia Large Core Quantitative Fund. |
| ** | Prior to December 21, 2015, Columbia Large Growth Quantitative Fund. |
| *** | Prior to December 21, 2015, Columbia Large Value Quantitative Fund. |
A-2
Schedules A and B – Management Agreement – CFST and CFST II
SCHEDULE B
Fee Schedule
As of January 1, 2016
For the following funds, the asset charge for each calendar day of each year shall be equal to the total of 1/365th (1/366th in each leap year) of the amount computed in accordance with the fee schedule in the table below:
| Fund |
Schedule B Effective Date |
Net Assets (millions) |
Annual rate at each asset level “Asset Charge” |
|||||
| Active Portfolios Multi-Manager Value Fund | October 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
|
0.720 0.670 0.620 0.570 0.550 0.530 0.520 |
% % % % % % % | |||
| Columbia AMT-Free Tax-Exempt Bond Fund | December 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $2,000 >$2,000 - $3,000 >$3,000 - $6,000 >$6,000 - $7,500 >$7,500 - $10,000 >$10,000 - $12,000 >$12,000 - $15,000 >$15,000 - $24,000 >$24,000 - $50,000 >$50,000 |
|
0.480 0.475 0.445 0.420 0.385 0.360 0.350 0.340 0.330 0.320 0.300 0.290 |
% % % % % % % % % % % % | |||
| Columbia AMT-Free California Intermediate Muni Bond Fund | September 1, 2015 | $0 - $250 >$250 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
|
0.470 0.465 0.415 0.380 0.350 0.330 0.320 0.310 |
% % % % % % % % | |||
| Columbia AMT-Free Georgia Intermediate Muni Bond Fund | September 1, 2015 | $0 - $250 >$250 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
|
0.470 0.465 0.415 0.380 0.350 0.330 0.320 0.310 |
% % % % % % % % | |||
| Columbia AMT-Free Maryland Intermediate Muni Bond Fund | September 1, 2015 | $0 - $250 >$250 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
|
0.470 0.465 0.415 0.380 0.350 0.330 0.320 0.310 |
% % % % % % % % | |||
B-1
Schedules A and B – Management Agreement – CFST and CFST II
| Fund |
Schedule B Effective Date |
Net Assets (millions) |
Annual rate at each asset level “Asset Charge” |
|||||
| Columbia AMT-Free North Carolina Intermediate Muni Bond Fund | September 1, 2015 | $0 - $250 >$250 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
|
0.470 0.465 0.415 0.380 0.350 0.330 0.320 0.310 |
% % % % % % % % | |||
| Columbia AMT-Free South Carolina Intermediate Muni Bond Fund | September 1, 2015 | $0 - $250 >$250 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
|
0.470 0.465 0.415 0.380 0.350 0.330 0.320 0.310 |
% % % % % % % % | |||
| Columbia AMT-Free Virginia Intermediate Muni Bond Fund | September 1, 2015 | $0 - $250 >$250 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
|
0.470 0.465 0.415 0.380 0.350 0.330 0.320 0.310 |
% % % % % % % % | |||
| Columbia Commodity Strategy Fund* | October 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
|
0.630 0.580 0.550 0.520 0.500 0.490 |
% % % % % % | |||
| Columbia Convertible Securities Fund | July 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 |
|
0.820 0.770 0.720 0.670 |
% % % % | |||
| Columbia Disciplined Core Fund | December 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
|
0.750 0.700 0.650 0.600 0.580 0.560 0.550 |
% % % % % % % | |||
| Columbia Disciplined Growth Fund | December 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
|
0.750 0.700 0.650 0.600 0.580 0.560 0.550 |
% % % % % % % | |||
| Columbia Disciplined Value Fund | December 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 $6,000 - $12,000 >$12,000 |
|
0.750 0.700 0.650 0.600 0.580 0.560 0.550 |
% % % % % % % | |||
B-2
Schedules A and B – Management Agreement – CFST and CFST II
| Fund |
Schedule B Effective Date |
Net Assets (millions) |
Annual rate at each asset level “Asset Charge” |
|||||
| Columbia Diversified Equity Income Fund | October 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
|
0.720 0.670 0.620 0.570 0.550 0.530 0.520 |
% % % % % % % | |||
| Columbia Dividend Opportunity Fund | October 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
|
0.720 0.670 0.620 0.570 0.550 0.530 0.520 |
% % % % % % % | |||
| Columbia Flexible Capital Income Fund | October 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $3,000 >$3,000 - $6,000 >$6,000 |
|
0.650 0.630 0.610 0.570 0.540 |
% % % % % | |||
| Columbia Floating Rate Fund | December 1, 2015 | $0 - $250 >$250 - $500 >$500 - $750 >$750 - $1,000 >$1,000 - $2,000 >$2,000 - $3,000 >$3,000 - $6,000 >$6,000 - $7,500 >$7,500 - $9,000 >$9,000 - $10,000 >$10,000 - $12,000 >$12,000 - $15,000 >$15,000 - $20,000 >$20,000 - $24,000 >$24,000 - $50,000 >$50,000 |
|
0.660 0.645 0.635 0.625 0.610 0.600 0.565 0.540 0.525 0.500 0.485 0.475 0.465 0.440 0.425 0.400 |
% % % % % % % % % % % % % % % % | |||
| Columbia Global Equity Value Fund | July 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
|
0.720 0.670 0.620 0.570 0.550 0.530 0.520 |
% % % % % % % | |||
| Columbia Global Infrastructure Fund | September 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $2,000 >$2,000 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
|
0.710 0.705 0.650 0.600 0.590 0.540 0.530 |
% % % % % % % | |||
B-3
Schedules A and B – Management Agreement – CFST and CFST II
| Fund |
Schedule B Effective Date |
Net Assets (millions) |
Annual rate at each asset level “Asset Charge” |
|||||
| Columbia Global Opportunities Fund |
December 1, 2015 | Category 1 Assets invested in underlying funds (including ETFs) that pay a management services fee to the Investment Manager |
|
0.00 |
% | |||
| Category 2 Assets invested in securities (other than underlying mutual funds (including ETFs) that pay a management services fee to the Investment Manager), including other funds advised by the Investment Manager that do not pay a management services fee, derivatives and individual securities.
$0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
|
0.720 0.670 0.620 0.570 0.550 0.530 0.520 |
% % % % % % % | |||||
| Columbia High Yield Bond Fund | October 1, 2015 | $0 - $250 >$250 - $500 >$500 - $750 >$750 - $1,000 >$1,000 - $2,000 >$2,000 - $3,000 >$3,000 - $6,000 >$6,000 - $7,500 >$7,500 - $9,000 >$9,000 - $10,000 >$10,000 - $12,000 >$12,000 - $15,000 >$15,000 - $20,000 >$20,000 - $24,000 >$24,000 - $50,000 >$50,000 |
|
0.660 0.645 0.635 0.625 0.610 0.600 0.565 0.540 0.525 0.500 0.485 0.475 0.465 0.440 0.425 0.400 |
% % % % % % % % % % % % % % % % | |||
| Columbia Income Opportunities Fund | December 1, 2015 | $0 - $250 >$250 - $500 >$500 - $750 >$750 - $1,000 >$1,000 - $2,000 >$2,000 - $3,000 >$3,000 - $6,000 >$6,000 - $7,500 >$7,500 - $9,000 >$9,000 - $10,000 >$10,000 - $12,000 >$12,000 - $15,000 >$15,000 - $20,000 >$20,000 - $24,000 >$24,000 - $50,000 >$50,000 |
|
0.660 0.645 0.635 0.625 0.610 0.600 0.565 0.540 0.525 0.500 0.485 0.475 0.465 0.440 0.425 0.400 |
% % % % % % % % % % % % % % % % | |||
B-4
Schedules A and B – Management Agreement – CFST and CFST II
| Fund |
Schedule B Effective Date |
Net Assets (millions) |
Annual rate at each asset level “Asset Charge” |
|||||
| Columbia Inflation Protected Securities Fund | December 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $2,000 >$2,000 - $3,000 >$3,000 - $6,000 >$6,000 - $7,500 >$7,500 - $9,000 >$9,000 - $10,000 >$10,000 - $12,000 >$12,000 - $15,000 >$15,000 - $20,000 >$20,000 - $24,000 >$24,000 - $50,000 >$50,000 |
|
0.510 0.505 0.475 0.450 0.415 0.390 0.375 0.370 0.360 0.350 0.340 0.330 0.310 0.290 |
% % % % % % % % % % % % % % | |||
| Columbia Limited Duration Credit Fund | December 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $2,000 >$2,000 - $3,000 >$3,000 - $6,000 >$6,000 - $7,500 >$7,500 - $9,000 >$9,000 - $10,000 >$10,000 - $12,000 >$12,000 - $15,000 >$15,000 - $20,000 >$20,000 - $24,000 >$24,000 - $50,000 >$50,000 |
|
0.430 0.425 0.415 0.410 0.395 0.380 0.365 0.360 0.350 0.340 0.330 0.320 0.300 0.280 |
% % % % % % % % % % % % % % | |||
| Columbia International Opportunities Fund | July 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
|
0.870 0.820 0.770 0.720 0.700 0.680 0.670 |
% % % % % % % | |||
| Columbia International Value Fund | July 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
|
0.870 0.820 0.770 0.720 0.700 0.680 0.670 |
% % % % % % % | |||
| Columbia Large Cap Enhanced Core Fund | July 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
|
0.750 0.700 0.650 0.600 0.580 0.560 0.550 |
% % % % % % % | |||
| Columbia Large Cap Growth Fund II (formerly Columbia Xxxxxxx 21st Century Fund) |
July 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
|
0.770 0.720 0.670 0.620 0.600 0.580 0.570 |
% % % % % % % | |||
B-5
Schedules A and B – Management Agreement – CFST and CFST II
| Fund |
Schedule B Effective Date |
Net Assets (millions) |
Annual rate at each asset level “Asset Charge” |
|||||
| Columbia Large Cap Growth Fund III (formerly Columbia Xxxxxxx Focused Equities Fund) |
July 1, 2015 | 0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
|
0.770 0.720 0.670 0.620 0.600 0.580 0.570 |
% % % % % % % | |||
| Columbia Large Cap Growth Fund IV (formerly Columbia Xxxxxxx Flexible Capital Fund) |
January 1, 2016 | $0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
|
0.770 0.720 0.670 0.620 0.600 0.580 0.570 |
% % % % % % % | |||
| Columbia Large Cap Growth Fund V (formerly Columbia Xxxxxxx Growth Fund) |
July 1, 2015 | 0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
|
0.770 0.720 0.670 0.620 0.600 0.580 0.570 |
% % % % % % % | |||
| Columbia Large Cap Index Fund(1) | July 1, 2015 | ALL | 0.20 | % | ||||
| Columbia Mid Cap Index Fund | July 1, 2015 | ALL | 0.20 | % | ||||
| Columbia Mid Cap Value Fund | July 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $12,000 >$12,000 |
|
0.820 0.770 0.720 0.670 0.660 0.650 |
% % % % % % | |||
| Columbia Minnesota Tax-Exempt Fund | December 1, 2015 | $0 - $250 >$250 - $500 >$500 - $1,000 >$1,000 - $3,000 >$3,000 - $6,000 >$6,000 - $7,500 >$7,500 - $12,000 >$12,000 |
|
0.470 0.465 0.415 0.380 0.340 0.330 0.320 0.310 |
% % % % % % % % | |||
| Columbia Money Market Fund | December 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $2,000 >$2,000 - $2,500 >$2,500 - $3,000 >$3,000 - $5,000 >$5,000 - $6,000 >$6,000 - $7,500 >$7,500 - $9,000 >$9,000 - $10,000 >$10,000 - $12,000 >$12,000 - $15,000 >$15,000 - $20,000 >$20,000 - $24,000 >$24,000 |
|
0.390 0.385 0.363 0.345 0.328 0.310 0.300 0.280 0.260 0.255 0.230 0.220 0.210 0.200 0.190 0.180 |
% % % % % % % % % % % % % % % % | |||
B-6
Schedules A and B – Management Agreement – CFST and CFST II
| Fund |
Schedule B Effective Date |
Net Assets (millions) |
Annual rate at each asset level “Asset Charge” |
|||||
| Columbia Mortgage Opportunities Fund | October 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $2,000 >$2,000 - $3,000 >$3,000 - $6,000 >$6,000 - $7,500 >$7,500 - $9,000 >$9,000 - $10,000 >$10,000 - $12,000 >$12,000 |
|
0.650 0.645 0.630 0.620 0.595 0.580 0.565 0.555 0.545 0.535 |
% % % % % % % % % % | |||
| Columbia Multi-Advisor Small Cap Value Fund | October 1, 2015 | $0 - $250 >$250 - $500 >$500 - $750 >$750 - $1,000 >$1,000 - $3,000 >$3,000 - $12,000 >$12,000 |
|
1.050 1.025 0.995 0.970 0.940 0.930 0.920 |
% % % % % % % | |||
| Columbia Overseas Value Fund | July 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
|
0.870 0.820 0.770 0.720 0.700 0.680 0.670 |
% % % % % % % | |||
| Columbia Select Global Growth Fund (formerly Columbia Xxxxxxx Global Fund) |
July 1, 2015 | 0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
|
0.870 0.820 0.770 0.720 0.700 0.680 0.670 |
% % % % % % % | |||
| Columbia Select International Equity Fund | July 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
|
0.870 0.820 0.770 0.720 0.700 0.680 0.670 |
% % % % % % % | |||
| Columbia Select Large Cap Equity Fund | July 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
|
0.770 0.720 0.670 0.620 0.600 0.580 0.570 |
% % % % % % % | |||
| Columbia Select Large-Cap Value Fund | October 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
|
0.770 0.715 0.615 0.600 0.580 0.570 |
% % % % % % | |||
| Columbia Select Smaller-Cap Value Fund | October 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $3,000 >$3,000 - $12,000 |
|
0.870 0.820 0.770 0.760 |
% % % % | |||
B-7
Schedules A and B – Management Agreement – CFST and CFST II
| Fund |
Schedule B Effective Date |
Net Assets (millions) |
Annual rate at each asset level “Asset Charge” |
|||||
| >$12,000 | 0.750 | % | ||||||
| Columbia Xxxxxxxx Communications and Information Fund | October 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $3,000 >$3,000 - $4,000 >$4,000 - $6,000 >$6,000 - $12,000 >$12,000 |
|
0.915 0.910 0.905 0.865 0.815 0.765 0.755 |
% % % % % % % | |||
| Columbia Short Term Bond Fund | August 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $2,000 >$2,000 - $3,000 >$3,000 - $6,000 >$6,000 - $7,500 >$7,500 - $9,000 >$9,000 - $10,000 >$10,000 - $12,000 >$12,000 - $15,000 >$15,000 - $20,000 >$20,000 - $24,000 >$24,000 - $50,000 >$50,000 |
|
0.430 0.425 0.415 0.410 0.395 0.380 0.365 0.360 0.350 0.340 0.330 0.320 0.300 0.280 |
% % % % % % % % % % % % % % | |||
| Columbia Short-Term Cash Fund | December 1, 2015 | All | 0.00 | % | ||||
| Columbia Short Term Municipal Bond Fund | September 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $2,000 >$2,000 - $3,000 >$3,000 - $6,000 >$6,000 - $7,500 >$7,500 - $9,000 >$9,000 - $10,000 >$10,000 - $12,000 >$12,000 - $15,000 >$15,000 - $20,000 >$20,000 - $24,000 >$24,000 - $50,000 >$50,000 |
|
0.430 0.425 0.415 0.410 0.395 0.380 0.365 0.360 0.350 0.340 0.330 0.320 0.300 0.280 |
% % % % % % % % % % % % % % | |||
| Columbia Small Cap Index Fund(1) | July 1, 2015 | ALL | 0.20 | % | ||||
| Columbia Small Cap Value Fund II | July 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $3,000 >$3,000 - $12,000 >$12,000 |
|
0.870 0.820 0.770 0.760 0.750 |
% % % % % | |||
| Columbia Small/Mid Cap Value Fund | October 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $12,000 >$12,000 |
|
0.820 0.770 0.720 0.670 0.660 0.650 |
% % % % % % | |||
| Columbia U.S. Government Mortgage Fund | October 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $2,000 >$2,000 - $3,000 >$3,000 - $6,000 |
|
0.500 0.495 0.480 0.460 0.450 |
% % % % % | |||
B-8
Schedules A and B – Management Agreement – CFST and CFST II
| Fund |
Schedule B Effective Date |
Net Assets (millions) |
Annual rate at each asset level “Asset Charge” |
|||||
| >$6,000 - $7,500 >$7,500 - $9,000 >$9,000 - $12,000 >$12,000 - $20,000 >$20,000 - $24,000 >$24,000 - $50,000 >$50,000 |
|
0.430 0.415 0.410 0.390 0.380 0.360 0.340 |
% % % % % % % | |||||
| * | When calculating asset levels for purposes of determining fee breakpoints, asset levels are based on net assets of the Fund, including assets invested in any wholly-owned subsidiary advised by the Investment Manager (“Subsidiaries”). Fees payable by the Fund under this agreement shall be reduced by any management fees paid to the Investment Manager by any Subsidiaries under separate management agreements with the Subsidiaries. |
| (1) | The Investment Manager has agreed to pay all operating expenses of the Fund with the exception of brokerage fees and commissions, taxes, interest, fees and expenses of Trustees who are not officers, directors or employees of the Investment Manager or its affiliates, distribution (12b-1) and/or shareholder servicing fees, and any extraordinary non-recurring expenses that may arise, including but not limited to, litigation expenses. |
The computation shall be made for each calendar day on the basis of net assets as of the close of the preceding day. In the case of the suspension of the computation of net asset value, the fee for each calendar day during such suspension shall be computed as of the close of business on the last full day on which the net assets were computed. Net assets as of the close of a full day shall include all transactions in shares of the Fund recorded on the books of the Fund for that day.
IN WITNESS THEREOF, the parties hereto have executed the foregoing Schedule A and Schedule B as of December 18, 2015.
COLUMBIA FUNDS SERIES TRUST
COLUMBIA FUNDS SERIES TRUST II
| By: | /s/ Xxxxxxxxxxx X. Xxxxxxxx | |
| Name: | Xxxxxxxxxxx X. Xxxxxxxx | |
| Title: | President |
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
| By: | /s/ Xxx X. Xxxxxxx | |
| Name: | Xxx X. Xxxxxxx | |
| Title: | Managing Director and Chief Operating Officer |
B-9
