AMENDMENT NO. 1 SECURITIES LENDING AGREEMENT
Exhibit (h)(8)(ii)
AMENDMENT NO. 1
Amendment No. 1, effective as of October 18, 2021 (“Amendment No. 1”), to the Securities Lending Agreement dated as of April 11, 2016 (“Agreement”), by and between JPMorgan Chase Bank, National Association (“X.X. Xxxxxx”) and each Equitable (formerly, AXA) investment company identified in Annex A hereto (“Lender”).
X.X. Xxxxxx and Lender agree to modify and amend the Agreement as follows:
| 1. | Name Changes: All references to AXA Equitable Funds Management Group, LLC are hereby deleted and replaced with Equitable Investment Management Group, LLC. All references to AXA are hereby deleted and replaced with Equitable. |
| 2. | Annex A. Annex A to the Agreement is deleted and replaced in its entirety by Annex A attached hereto. |
| 3. | Schedule 4. Schedule 4 to the Agreement, setting forth the Limitations on Securities Available for Loan, Lending Accounts and Markets is deleted and replaced in its entirety by Schedule 4 attached hereto. |
| 4. | Ratification. Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms. |
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 1 as of the date first above set forth.
|
1290 Funds
On behalf of each of their series listed on Annex A
|
JPMorgan Chase Bank, N.A. | |
| By: /s/ Xxxxx Xxxxx Name: Xxxxx Xxxxx Title: Chief Financial Officer Date: 10/25/21
|
By: /s/ Xxxxxx Xxxxxxxx Name: Xxxxxx Xxxxxxxx Title: Executive Director Date: 10/27/21
| |
ANNEX A
| 1290 VT CONVERTIBLE SECURITIES PORTFOLIO |
||
| 1290 VT DoubleLine Dynamic Allocation Portfolio |
EQ/Franklin Rising Dividends Portfolio | |
| 1290 VT DoubleLine Opportunistic Bond Portfolio |
EQ/Franklin Small Cap Value Managed Volatility Portfolio | |
| 1290 VT Equity Income Portfolio |
EQ/Franklin Strategic Income Portfolio | |
| 1290 VT GAMCO Mergers & Acquisitions Portfolio |
EQ/Global Equity Managed Volatility Portfolio | |
| 1290 VT GAMCO Small Company Value Portfolio |
EQ/Xxxxxxx Xxxxx Growth Allocation Portfolio | |
| 1290 VT High Yield Bond Portfolio |
EQ/Xxxxxxx Sachs Mid Cap Value Portfolio | |
| 1290 VT Low Volatility Global Equity Portfolio |
EQ/Xxxxxxx Xxxxx Moderate Growth Allocation | |
| 1290 VT Micro Cap Portfolio |
EQ/Intermediate Government Bond Portfolio | |
| 1290 VT Moderate Growth Allocation Portfolio |
EQ/International Core Managed Volatility Portfolio | |
| 1290 VT Multi-Alternative Strategies Portfolio |
EQ/International Equity Index Portfolio | |
| 1290 VT Natural Resources Portfolio |
EQ/International Managed Volatility Portfolio | |
| 1290 VT Real Estate Portfolio |
EQ/International Value Managed Volatility Portfolio | |
| 1290 VT Small Cap Value Portfolio |
EQ/INVESCO XXXXXXXX PORTFOLIO | |
| 1290 VT SmartBeta Equity Portfolio |
EQ/Invesco Global Portfolio | |
| 1290 VT Socially Responsible Portfolio |
EQ/Invesco Global Real Estate Portfolio | |
| ATM International Managed Volatility Portfolio |
EQ/Invesco International Growth Portfolio | |
| ATM Large Cap Managed Volatility Portfolio |
EQ/Invesco Moderate Allocation Portfolio | |
| ATM Mid Cap Managed Volatility Portfolio |
EQ/Invesco Moderate Growth Allocation Portfolio | |
| ATM Small Cap Managed Volatility Portfolio |
EQ/Janus Enterprise Portfolio | |
| EQ/ 2000 Managed Volatility Portfolio |
EQ/XX Xxxxxx Growth Allocation | |
| EQ/ 400 managed Volatility Portfolio |
EQ/JPMorgan Value Opportunities Portfolio | |
| EQ/ Invesco International Growth Portfolio |
EQ/Large Cap Core Managed Volatility Portfolio | |
| EQ/1290 VT Moderate Growth Allocation Portfolio |
EQ/Large Cap Growth Index Portfolio | |
| EQ/2000 Managed Volatility Portfolio |
EQ/Large Cap Growth Managed Volatility Portfolio | |
| EQ/400 managed Volatility Portfolio |
EQ/Large Cap Value Index Portfolio | |
| EQ/500 managed Volatility Portfolio |
EQ/Large Cap Value Managed Volatility Portfolio | |
| EQ/AB Dynamic Aggressive Growth |
EQ/Lazard Emerging Markets Equity Portfolio | |
| EQ/AB Dynamic Growth Portfolio |
EQ/Long-Term Bond Portfolio | |
| EQ/AB Dynamic Moderate Growth Portfolio |
EQ/Xxxxxx Xxxxxx Growth Portfolio | |
| EQ/AB Short Duration Government Bond Portfolio |
EQ/MFS International Growth Portfolio | |
| EQ/AB Small Cap Growth Portfolio |
EQ/MFS International Intrinsic Value Portfolio | |
| EQ/All Asset Growth Allocation Portfolio |
EQ/MFS Mid Cap Focused Growth Portfolio | |
| EQ/American Century Mid Cap Value Portfolio |
EQ/MFS Technology Portfolio | |
| EQ/American Century Moderate Growth Allocation Portfolio |
EQ/MFS Utilities Series Portfolio | |
| EQ/AXA Investment Managers Moderate Allocation Portfolio |
EQ/Mid Cap Index Portfolio | |
| EQ/Capital roup Research Portfolio |
EQ/Mid Cap Value Managed Volatility Portfolio | |
| EQ/Clearbridge Large Cap Growth Portfolio |
EQ/Money Market Portfolio | |
| EQ/Clearbridge Select Equity Managed Volatility Portfolio |
EQ/Xxxxxx Xxxxxxx Small Cap Growth Portfolio | |
| EQ/Common Stock Index Portfolio |
EQ/PIMCO Global Real Return Portfolio | |
| EQ/Core Bond Index Portfolio |
EQ/PIMCO Real Return Portfolio | |
| EQ/Emerging Markets Equity Plus Portfolio |
EQ/PIMCO Total Return Portfolio | |
| EQ/Equity 500 Index Portfolio |
EQ/PIMCO Ultra Short Bond Portfolio | |
| EQ/Fidelity Institutional AM Large Cap Portfolio |
EQ/Quality Bond PLUS Portfolio | |
| EQ/First Trust Moderate Growth Allocation Portfolio |
EQ/Small Company Index Portfolio | |
| EQ/Franklin Growth Allocation Portfolio |
EQ/X. Xxxx Price Growth Stock Portfolio | |
| EQ/Franklin Moderate Allocation Portfolio |
EQ/X. Xxxx Price Health Sciences Portfolio |
| EQ/Value Equity Portfolio |
1290 Funds Trust | |
| EQ/Wellington Energy Portfolio |
1290 GAMCO Small/Mid Cap Value Fund | |
| Multimanager Aggressive Equity Portfolio |
1290 High Yield Bond Fund | |
| Multimanager Core Bond Portfolio |
1290 Diversified Bond Fund | |
| Multimanager Technology Portfolio |
1290 Smart Beta Equity Fund | |
| 1290 DoubleLine Dynamic Allocation Fund |
EACH OF THE EQUITABLE FUND LENDERS
LISTED ON ANNEX A HERETO
SCHEDULE 4 JPMorgan Chase Bank, N.A.
Securities Lending – Limitations on Securities Available for Loan, Lending Accounts and Markets
Limitations on Securities Available for Loan
The following limitations shall apply to X.X. Xxxxxx’x authority to lend Securities held in the Lending Accounts:
1. At the time of any Loan, the aggregate Market Value of Lender’s Securities on Loan after taking such Loan into account shall not exceed 30% of the aggregate Market Value of Lender’s total assets, including collateral for Loans.
2. No more than 90% of any Security held by Lender may be on loan at the time the Loan is initiated.
3. At the initiation of any Loan, the maximum rebate rate must be Overnight Bank Funding Rate (OBFR) minus 25 basis points on Loans collateralized with cash; on Loans collateralized with securities, the Lender will charge Borrowers a minimum 25 basis point fee.
Lending Accounts
| Lending Account Name |
Lending Account Numbers | |||
| 1290 VT CONVERTIBLE SECURITIES PORTFOLIO |
P75009 | |||
| 1290 VT DoubleLine Dynamic Allocation Portfolio |
EIV69 | G30204 | ||
| 1290 VT DoubleLine Opportunistic Bond Portfolio |
AHL95 | P24225 | ||
| 1290 VT Equity Income Portfolio |
38944 | G09834 | ||
| 1290 VT GAMCO Mergers & Acquisitions Portfolio |
35949 | G09840 | ||
| 1290 VT GAMCO Small Company Value Portfolio |
43362 | G09841 | ||
| 1290 VT High Yield Bond Portfolio - AXA Investment Managers |
G30168 | |||
| 1290 VT High Yield Bond Portfolio - FMG LCC |
G23689 | |||
| 1290 VT High Yield Bond Portfolio- Post |
AEX34 | G24420 | ||
| 1290 VT Low Volatility Global Equity Portfolio |
P75011 | |||
| 1290 VT Micro Cap Portfolio - Lord Xxxxxx |
G24412 | |||
| 1290 VT Micro Cap Portfolio -Blackrock |
G24413 | |||
| 1290 VT Moderate Growth Allocation Portfolio |
EQP54 | P93554 | ||
| 1290 VT Multi-Alternative Strategies Portfolio - FMG |
P43360 | |||
| 1290 VT Natural Resources Xxxxxxxxx - XX |
00000 | G30170 | ||
| 1290 VT Real Estate Portfolio -AllianceBernstein |
ABD65 | G30165 | ||
| 1290 VT Small Cap Value Portfolio - Horizon |
AEX33 | G24419 | ||
| 1290 VT Small Cap Value Portfolio-Blackrock |
G24417 | |||
| 1290 VT SmartBeta Equity Portfolio - AXA Xxxxxxxxx |
ADF89 | P75008 | ||
| 1290 VT Socially Responsible Portfolio -Blackrock |
38438 | G08437 | ||
| ATM International Managed Volatility Portfolio- AllianceBernstein |
57784 | P04048 | ||
| ATM International Managed Volatility Portfolio- Blackrock |
57785 | P03730 | ||
| ATM Large Cap Managed Volatility Portfolio- AllianceBernstein |
P04039 | |||
| ATM Large Cap Managed Volatility Portfolio- Blackrock |
P03721 | |||
| ATM Mid Cap Managed Volatility Portfolio- AllianceBernstein |
P04045 | |||
| ATM Mid Cap Managed Volatility Portfolio- Blackrock |
P03727 | |||
| ATM Small Cap Managed Volatility Portfolio- AllianceBernstein |
P04042 | |||
| ATM Small Cap Managed Volatility Portfolio- Blackrock |
P03724 | |||
| EQ/2000 Managed Volatility Portfolio - Blackrock |
P03723 | |||
| EQ/2000 Managed Volatility Portfolio- AllianceBernstein |
P04041 | |||
| EQ/400 managed Volatility Portfolio- AllianceBernstein |
P04044 | |||
| EQ/400 managed Volatility Portfolio- Blackrock |
P03726 | |||
| EQ/500 managed Volatility Portfolio- AllianceBernstein |
P04038 | |||
| EQ/500 managed Volatility Portfolio- Blackrock |
P03720 | |||
| EQ/AB Dynamic Aggressive Growth Portfolio |
EKY83 | P43358 | ||
| EQ/AB Dynamic Growth Portfolio |
AHL94 | P24224 | ||
| EQ/AB Dynamic Moderate Growth Portfolio |
86997 | P13896 | ||
| EQ/AB Short Duration Government Bond Portfolio |
ABV48 | G23857 | ||
| EQ/AB Small Cap Growth Portfolio- Active |
G80446 | |||
| EQ/AB Small Cap Growth Portfolio- Passive |
G80447 | |||
| EQ/All Asset Growth AllocationPortfolio |
G80448 | |||
| EQ/American Century Mid Cap Value Portfolio |
EMR57 | P45410 | ||
| EQ/American Century Moderate Growth Allocation Portfolio |
EQP55 | P93555 | ||
| EQ/AXA Investment Managers Moderate Allocation Portfolio |
EQP56 | P93556 | ||
| EQ/Capital Group Research Portfolio |
15733 | G08239 | ||
| EQ/Clearbridge Large Cap Growth Portfolio |
G08048 | |||
| EQ/Clearbridge Select Equity Managed Volatility Portfolio |
41986 | G11251 | ||
| EQ/Clearbridge Select Equity Managed Volatility Portfolio - Blackrock |
53048 | P03296 | ||
| EQ/Common Stock Index Portfolio - AllianceBernstein |
29812 | G09751 | ||
| EQ/Core Bond Index Portfolio - XXxX |
00000 | G07195 | ||
| EQ/Emerging Markets Equity Plus Portfolio- Alliance Xxxxxxxxx Passive |
30500 | G30162 | ||
| EQ/Emerging Markets Equity Plus Portfolio- AXA FMG |
G30161 | |||
| EQ/Emerging Markets Equity Plus Portfolio- Xxxxxxx Partners LLC |
30495 | G30163 | ||
| EQ/Equity 500 Index Portfolio - AllianceBernstein |
5016 | G05924 | ||
| EQ/Fidelity Institutional AM Large Cap Portfolio |
EMR58 | P45411 | ||
| EQ/First Trust Moderate Growth Allocation Portfolio |
EQP57 | P93557 | ||
| EQ/Franklin Growth Allocation Portfolio |
EQP60 | P93560 | ||
| EQ/Franklin Moderate Allocation Portfolio |
P59483 | |||
| EQ/Franklin Rising Dividends Portfolio |
EMR59 | P45412 | ||
| EQ/Franklin Samll Cap Value Managed Volatility Portfolio- Blackrock |
53039 | P03287 | ||
| EQ/Franklin Samll Cap Value Managed Volatility Portfolio- Franklin |
41985 | G11250 | ||
| EQ/Franklin Strategic Income Portfolio |
EMR60 | P45413 |
| EQ/Global Equity Managed Volatility- Blackrock Portfolio-MSCI EAFE |
53044 | P03292 | ||
| EQ/Global Equity Managed Volatility Portfolio- Blackrock S&P 500 |
P03377 | |||
| EQ/Global Equity Managed Volatility Portfolio- Xxxxxxx |
XXX00 | G23895 | ||
| EQ/Global Equity Managed Volatility Portfolio- Xxxxxx Xxxxxxx |
9919 | G06988 | ||
| EQ/Xxxxxxx Sachs Growth Allocation Portfolio |
EQP58 | P93558 | ||
| EQ/Xxxxxxx Xxxxx Mid Cap Value Portfolio |
EMR61 | P45414 | ||
| EQ/Xxxxxxx Sachs Moderate Growth Allocation |
AHM44 | P24447 | ||
| XX/Xxxxxxxxxxxx Xxxxxxxxxx Xxxx Xxxxxxxxx - XXxX |
0000 | G05334 | ||
| EQ/International Core Managed Volatility- Xxxxxxx |
AFE41 | G24443 | ||
| EQ/International Core Managed Volatility Portfolio- Blackrock |
44730 | G11564 | ||
| EQ/International Core Managed Volatility Portfolio- Federated Investors Inc |
46927 | G11549 | ||
| EQ/International Core Managed Volatility Portfolio- FMG LLC ETF |
G11550 | |||
| EQ/International Core Managed Volatility Portfolio- MFS |
ACA05 | G23893 | ||
| EQ/International Equity Index Portfolio - AllianceBernstein |
29813 | G09752 | ||
| EQ/International Managed Volatility- AllianceBernstein |
57782 | P04047 | ||
| EQ/International Managed Volatility Portfolio- Blackrock |
57783 | P03729 | ||
| EQ/International Value Managed Volatility - Blackrock |
9914 | G06983 | ||
| EQ/International Value Managed Volatility Portfolio- Xxxxxx |
87030 | P14003 | ||
| EQ/INVESCO XXXXXXXX PORTFOLIO |
40317 | G10329 | ||
| EQ/Invesco Global Portfolio |
41988 | G11253 | ||
| EQ/Invesco Global Real Assets Portfolio |
EMR62 | P45415 | ||
| EQ/Invesco International Growth Portfolio |
EMR63 | P45416 | ||
| EQ/Invesco Moderate Allocation Portfolio |
AHM45 | P24448 | ||
| EQ/Invesco Moderate Growth Allocation Portfolio |
EQP59 | P93559 | ||
| EQ/Janus Enterprise Portfolio - Janus |
43593 | G10330 | ||
| EQ/XX Xxxxxx Gropwth Allocation |
EKY84 | P43359 | ||
| EQ/XX Xxxxxx Value Opportunities Portfolio |
9913 | G06982 | ||
| EQ/Large Cap Core Managed Volatility Portfolio- Capital Guardian |
AWZ88 | G23905 | ||
| EQ/Large Cap Core Managed Volatility Portfolio- FMG LLC ETF |
G11556 | |||
| EQ/Large Cap Core Managed Volatility Portfolio- GQG Partners LLC |
AFE39 | G24441 | ||
| EQ/Large Cap Core Managed Volatility Portfolio- Xxxxxx Xxxxxx |
G11555 | |||
| EQ/Large Cap Core Managed Volatility POrtfolio-Blackrock |
44753 | G11567 | ||
| XX/Xxxxx Xxx Xxxxxx Xxxxx Xxxxxxxxx - XxxxxxxxXxxxxxxxx |
00000 | G08237 | ||
| EQ/Large Cap Growth Managed Volatility - HS Investment Partners |
EEW68 | P88939 | ||
| EQ/Large Cap Growth Managed Volatility- Blackrock |
44732 | G11566 | ||
| EQ/Large Cap Growth Managed Volatility Portfolio- FMG LLC ETF |
G11554 | |||
| EQ/Large Cap Growth Managed Volatility Portfolio- Xxxxxx |
44715 | G11553 | ||
| EQ/Large Cap Growth Managed Volatility Portfolio- Xxxxx Capital |
EEZ18 | G23904 | ||
| EQ/Large Cap Growth Managed Volatility- T Xxxx |
ACA02 | G23890 | ||
| EQ/Large Cap Value Index Portfolio - AB |
38463 | G10983 | ||
| EQ/Large Cap Value Managed Volatility Portfolio-AllianceBernstein Active |
G07193 | |||
| EQ/Large Cap Value Managed Volatility Portfolio-AllianceBernsten ATM |
52661 | G00040 | ||
| EQ/Large Cap Value Managed Volatility Portfolio-Aristotle Cap Mangment LLC |
G23902 | |||
| EQ/Large Cap Value Managed Volatility Portfolio-FMG |
G23903 | |||
| EQ/Large Cap Value Managed Volatility-MFS |
AFE40 | G24442 | ||
| EQ/Lazard Emerging Markets Equity Portfolio |
EMR36 | P45402 | ||
| EQ/Long-Term Bond Portfolio - AllianceBernstein |
EYM67 | G38787 | ||
| EQ/Xxxxxx Xxxxxx Growth Portfolio |
G10224 |
| EQ/MFS International Growth Portfolio |
34361 | G10232 | ||
| EQ/MFS International Intrinsic Value Portfolio |
EMR37 | P45403 | ||
| EQ/MFS Mid Cap Focused Growth Portfolio |
EMR34 | P45400 | ||
| EQ/MFS Technology Portfolio |
EMR38 | P45404 | ||
| EQ/MFS Utilities Series Portfolio |
EMR39 | P45405 | ||
| EQ/Mid Cap Index Xxxxxxxxx - XX |
00000 | G08812 | ||
| EQ/Mid Cap Value Managed Volatility - Blackrock |
44731 | G11565 | ||
| EQ/Mid Cap Value Managed Volatility Portfolio - FMG LLC ETF |
G11552 | |||
| EQ/Mid Cap Value Managed Volatility Portfolio - Wellington |
44713 | G11551 | ||
| EQ/Mid Cap Value Managed Volatility Portfolio- Diamond Hill |
ACA08 | G23896 | ||
| EQ/Money Market Portfolio - Dreyfus |
4275 | G03872 | ||
| EQ/Xxxxxx Xxxxxxx Small Cap Growth Portfolio-Blackrock |
G24414 | |||
| EQ/Xxxxxx Xxxxxxx Small Cap Growth Portoflio |
AEX32 | G24418 | ||
| EQ/PIMCO Global Real Return Portfolio |
ABD23 | G30167 | ||
| EQ/PIMCO Real Return Portfolio |
EMR40 | P45406 | ||
| EQ/PIMCO Total Return Portfolio |
EMR41 | P45407 | ||
| EQ/PIMCO Ultra Short Bond Portfolio |
34376 | G10230 | ||
| EQ/Quality Bond PLUS - PIMCO |
ACA11 | G23899 | ||
| EQ/Quality Bond PLUS Portfolio - AllianceBernstein |
5320 | G05827 | ||
| EQ/Quality Bond Plus Portfolio- Alliance Xxxxxxxxx Passive |
G30226 | |||
| EQ/Small Company Index Portfolio - AllianceBernstein |
57999 | G07196 | ||
| EQ/X. Xxxx Price Growth Stock Portfolio |
47235 | G10233 | ||
| EQ/X. Xxxx Price Health Sciences Portfolio |
EMR42 | P45408 | ||
| EQ/Value Equity Portfolio |
9922 | G06991 | ||
| EQ/Wellington Energy Portfolio |
EMR33 | P45399 | ||
| Multimanager Aggressive Equity Portfolio - AllianceBernstein - ATM |
52766 | P02708 | ||
| Multimanager Aggressive Equity Portfolio - ClearBridge |
20345 | G08666 | ||
| Multimanager Aggressive Equity Portfolio - Scotia Institutional Asset Management US LTD |
25407 | G09295 | ||
| Multimanager Aggressive Equity Portfolio - X. Xxxx Price |
25387 | G09275 | ||
| Multimanager Aggressive Equity Portfolio - Westfield |
25395 | G09283 | ||
| Multimanager Core Bond Portfolio - BlackRock |
25393 | G09281 | ||
| Multimanager Core Xxxx Xxxxxxxxx - XXXXX |
00000 | G09292 | ||
| Multimanager Core Xxxx Xxxxxxxxx - XXxX |
00000 | P02709 | ||
| Multimanager Core Bond Portfolio- Doubleline |
AHH64 | P22045 | ||
| Multimanager Technology Xxxxxxxxx - XX |
00000 | P02720 | ||
| Multimanager Technology Portfolio - Allianz |
25396 | G09284 | ||
| Multimanager Technology Portfolio - Wellington |
25390 | G09278 | ||
| Multimanger Technology Portfolio - FMG |
P03700 |
Eligible Markets
X.X. Xxxxxx may lend Securities in the following markets:
| Number |
Lending Markets |
Lender Approves | Additional Market Requirements | |||
| (Check All That Apply) | ||||||
| 1 |
Australia |
X | Yes – refer to Addendum (I) below | |||
| 2 |
Austria |
X | ||||
| 3 |
Belgium |
X | ||||
| 4 | Brazil | Yes – An additional agreement is required. Please contact your Sales Specialist or Relationship Manager for additional information. | ||||
| 5 |
Canada |
X | ||||
| 6 |
Czech Republic |
X | ||||
| 7 |
Denmark |
X | ||||
| 8 |
Euroclear |
X | ||||
| 9 |
Finland |
X | ||||
| 10 |
France |
X | Yes – refer to Addendum (V) below | |||
| 11 |
Germany |
X | ||||
| 12 |
Greece |
X | Yes – refer to Addendum (II) below | |||
| 13 |
Hong Kong |
X | ||||
| 14 |
Hungary |
X | Yes – refer to Addendum (III) below | |||
| 15 |
Ireland |
X | ||||
| 16 |
Israel |
X | ||||
| 17 |
Italy |
X | ||||
| 18 |
Japan |
X | Yes – refer to Addendum (III) below | |||
| 19 | Malaysia | Yes - An additional agreement is required. Please contact your Sales Specialist or Relationship Manager for additional information. | ||||
| 20 | Mexico | X | Yes – refer to Addendum (III) below | |||
| 21 | Netherlands | X | ||||
| 22 | New Zealand | X | ||||
| 23 | Norway | X | ||||
| 24 | Poland | X | ||||
| 25 | Portugal | X | ||||
| 26 | Singapore | X | Yes – refer to Addendum (III) below | |||
| 00 | Xxxxx Xxxxxx | X | ||||
| 28 | South Korea | Yes – An additional agreement is required. Please contact your Sales Specialist or Relationship Manager for additional information. | ||||
| 29 | Spain | X | ||||
| 30 | Sweden | X | ||||
| 31 | Switzerland | X | ||||
| 32 | Taiwan | Yes - An additional agreement is required. Please contact your Sales Specialist or Relationship Manager for additional information. | ||||
| 33 | Thailand | X | Yes – refer to Addendum (VI) below | |||
| 34 | Turkey | X | Yes – refer to Addendum (IV) below | |||
| 00 | Xxxxxx Xxxxxxx | X | ||||
| 00 |
Xxxxxx Xxxxxx | X | ||||
Lender acknowledges that this Schedule 4 to the Securities Lending Agreement dated April 11, 2016 is effective as of the date specified below and that the relevant Addenda within this Schedule shall apply.
Each Lender severally and not jointly:
1290 FUNDS
on behalf of each of their series listed on Annex A
| By: |
| |||
| Name: | Xxxxx Xxxxx | |||
| Title: | Chief Financial Officer | |||
| Date: | 10/25/21 | |||
