AMENDMENT NO. 18 AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENT
Exhibit (d)(1)(xxxvi)
AMENDMENT NO. 18
AMENDED AND RESTATED
INVESTMENT MANAGEMENT AGREEMENT
Amendment No. 18, dated as of August 1, 2010 (“Amendment No. 18”) to the Amended and Restated Investment Management Agreement, dated as of May 1, 2000, as amended (“Agreement”), between EQ Advisors Trust, a Delaware statutory trust (“Trust”) and AXA Equitable Life Insurance Company, a New York stock life insurance company (“AXA Equitable” or “Manager”).
WHEREAS, AXA Equitable and the Trust desire to modify the fee paid with respect to the AXA Tactical Manager Portfolios
NOW, THEREFORE, The Trust and AXA Equitable agree to modify and amend the Agreement as follows:
| 1. | Name Changes: Effective May 1, 2010 the names of EQ/Evergreen Omega Portfolio and EQ/Xxx Xxxxxx Mid Cap Growth Portfolio were changed to EQ/Xxxxx Fargo Advantage Omega Growth Portfolio and EQ/Xxxxxx Xxxxxxx Mid Cap Growth Portfolio, respectively. Effective August 1, 2010 the names of AXA Tactical Manager 500 Portfolio-II, AXA Tactical Manager 400 Portfolio-II, AXA Tactical Manager 2000 Portfolio-II and AXA Tactical Manager International Portfolio-II were changed to ATM Large Cap Portfolio, ATM Mid Cap Portfolio, ATM Small Cap Portfolio and ATM International Portfolio, respectively. |
| 2. | Appendix A: Appendix A to the Agreement, which sets forth the Portfolios of the Trust for which AXA Equitable is appointed investment manager is hereby replaced in its entirety by Appendix A attached hereto, and |
| 3. | Appendix B: Appendix B to the Agreement, which sets forth the fees payable to AXA Equitable with respect to each Portfolio is hereby replaced in its entirety by Appendix B attached hereto. |
Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 18 as of the date first above set forth.
| EQ ADVISORS TRUST | AXA EQUITABLE LIFE INSURANCE COMPANY | |||||||||||
| By: |
/s/ Xxxxx Xxxxx |
By: | /s/ Xxxxxx X. Xxxxx |
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| Xxxxx Xxxxx | Xxxxxx X. Xxxxx | |||||||||||
| Chief Financial Officer and Treasurer | Senior Vice President | |||||||||||
APPENDIX A
AMENDMENT NO. 18
AMENDED AND RESTATED
INVESTMENT MANAGEMENT AGREEMENT
Portfolios
| AXA Tactical Manager 2000 Portfolio-I, III |
EQ/Intermediate Government Bond Index Portfolio EQ/International Core PLUS Portfolio EQ/International ETF Portfolio EQ/JPMorgan Value Opportunities Portfolio EQ/Large Cap Core PLUS Portfolio EQ/Large Cap Growth Index Portfolio EQ/Large Cap Growth PLUS Portfolio EQ/Large Cap Value Index Portfolio EQ/Large Cap Value PLUS Portfolio EQ/Lord Xxxxxx Growth and Income Portfolio EQ/Lord Xxxxxx Large Cap Core Portfolio EQ/Mid Cap Index Portfolio EQ/Mid Cap Value PLUS Portfolio EQ/Money Market Portfolio EQ/Xxxxxx Xxxxxxx Mid Cap Growth EQ/Mutual Large Cap Equity Portfolio EQ/Xxxxxxxxxxx Global Portfolio EQ/Quality Bond PLUS Portfolio EQ/Small Company Index Portfolio EQ/Xxxxxxxxx Global Equity Portfolio EQ/Xxx Xxxxxx Xxxxxxxx Portfolio EQ/Xxxxx Fargo Advantage Omega Growth | |
| ATM Small Cap Portfolio (formerly, AXA Tactical Manager 2000 Portfolio-II) |
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| AXA Tactical Manager 400 Portfolio-I, III |
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| ATM Mid Cap Portfolio (formerly, AXA Tactical Manager 400 Portfolio-II) |
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| AXA Tactical Manager 500 Portfolio-I, III |
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| ATM Large Cap Portfolio (formerly, AXA Tactical Manager 500 Portfolio-II) |
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| AXA Tactical Manager International Portfolio-I, III |
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| ATM International Portfolio (formerly, AXA Tactical |
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| EQ/AllianceBernstein International Portfolio |
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| EQ/AllianceBernstein Small Cap Growth Portfolio |
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| EQ/AXA Franklin Small Cap Value Core Portfolio |
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| EQ/BlackRock Basic Value Equity Portfolio |
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| EQ/BlackRock International Value Portfolio |
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| EQ/Xxxxxxx Socially Responsible Portfolio |
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| EQ/Capital Guardian Growth Portfolio |
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| EQ/Capital Guardian Research Portfolio |
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| EQ/Common Stock Index Portfolio |
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| EQ/Core Bond Index Portfolio |
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| EQ/Xxxxx New York Venture Portfolio |
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| EQ/Equity 500 Index Portfolio |
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| EQ/Equity Growth PLUS Portfolio EQ/Franklin Core Balanced Portfolio EQ/Global Bond PLUS Portfolio EQ/Global Multi-Sector Equity Portfolio |
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APPENDIX B
AMENDMENT NO. 18
TO THE AMENDED AND RESTATED
INVESTMENT MANAGEMENT AGREEMENT
The Trust shall pay the Manager, at the end of each calendar month, compensation computed daily at an annual rate equal to the following:
| (as a percentage of average daily net assets) | ||
| Index Portfolios |
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| EQ/Common Stock Index |
0.350% | |
| EQ/Core Bond Index |
0.350% | |
| EQ/Equity 500 Index |
0.250% | |
| EQ/Intermediate Government Bond Index |
0.350% | |
| EQ/Large Cap Growth Index |
0.350% | |
| EQ/Large Cap Value Index |
0.350% | |
| EQ/Mid Cap Index |
0.350% | |
| EQ/Small Company Index |
0.250% | |
| (as a percentage of average daily net assets) | ||||||||||||||||||||
| Debt Portfolios |
First $750 Million |
Next $750 Million |
Next $1 Billion |
Next $2.5 Billion |
Thereafter | |||||||||||||||
| EQ/Money Market |
0.350 | % | 0.325 | % | 0.280 | % | 0.270 | % | 0.250 | % | ||||||||||
| (as a percentage of average daily net assets) | ||||||||||||||||||||
| Equity Portfolios |
First $1 Billion |
Next $1 Billion |
Next $3 Billion |
Next $5 Billion |
Thereafter | |||||||||||||||
| EQ/AllianceBernstein International |
0.750 | % | 0.700 | % | 0.675 | % | 0.650 | % | 0.625 | % | ||||||||||
| EQ/AllianceBernstein Small Cap Growth |
0.750 | % | 0.700 | % | 0.675 | % | 0.650 | % | 0.625 | % | ||||||||||
| EQ/AXA Franklin Small Cap Value Core |
0.700 | % | 0.650 | % | 0.625 | % | 0.600 | % | 0.575 | % | ||||||||||
| EQ/BlackRock Basic Value Equity |
0.600 | % | 0.550 | % | 0.525 | % | 0.500 | % | 0.475 | % | ||||||||||
| EQ/BlackRock International Value |
0.850 | % | 0.800 | % | 0.775 | % | 0.750 | % | 0.725 | % | ||||||||||
| EQ/Xxxxxxx Socially Responsible |
0.650 | % | 0.600 | % | 0.575 | % | 0.550 | % | 0.525 | % | ||||||||||
| EQ/Capital Guardian Growth |
0.650 | % | 0.600 | % | 0.575 | % | 0.550 | % | 0.525 | % | ||||||||||
| EQ/Capital Guardian Research |
0.650 | % | 0.600 | % | 0.575 | % | 0.550 | % | 0.525 | % | ||||||||||
| EQ/Xxxxx New York Venture |
0.850 | % | 0.800 | % | 0.775 | % | 0.750 | % | 0.725 | % | ||||||||||
| EQ/Franklin Core Balanced |
0.650 | % | 0.600 | % | 0.575 | % | 0.550 | % | 0.525 | % | ||||||||||
| EQ/Global Multi-Sector Equity |
0.750 | % | 0.700 | % | 0.675 | % | 0.650 | % | 0.625 | % | ||||||||||
| EQ/International ETF |
0.400 | % | 0.400 | % | 0.400 | % | 0.400 | % | 0.400 | % | ||||||||||
| EQ/JPMorgan Value Opportunities |
0.600 | % | 0.550 | % | 0.525 | % | 0.500 | % | 0.475 | % | ||||||||||
| EQ/Lord Xxxxxx Growth and Income |
0.650 | % | 0.600 | % | 0.575 | % | 0.550 | % | 0.525 | % | ||||||||||
| EQ/Lord Xxxxxx Large Cap Core |
0.650 | % | 0.600 | % | 0.575 | % | 0.550 | % | 0.525 | % | ||||||||||
| EQ/Mutual Large Cap Equity |
0.700 | % | 0.650 | % | 0.625 | % | 0.600 | % | 0.575 | % | ||||||||||
| EQ/Xxxxxx Xxxxxxx Mid Cap Growth |
0.700 | % | 0.650 | % | 0.625 | % | 0.600 | % | 0.575 | % | ||||||||||
| (as a percentage of average daily net assets) | ||||||||||||||||||||
| Equity Portfolios |
First $1 Billion |
Next $1 Billion |
Next $3 Billion |
Next $5 Billion |
Thereafter | |||||||||||||||
| EQ/Xxxxxxxxxxx Global |
0.950 | % | 0.900 | % | 0.875 | % | 0.850 | % | 0.825 | % | ||||||||||
| EQEQ/Xxxxxxxxx Global Equity |
0.700 | % | 0.650 | % | 0.625 | % | 0.600 | % | 0.575 | % | ||||||||||
| EQ/Xxx Xxxxxx Xxxxxxxx |
0.650 | % | 0.600 | % | 0.575 | % | 0.550 | % | 0.525 | % | ||||||||||
| EQ/Xxxxx Fargo Advantage Omega Growth |
0.650 | % | 0.600 | % | 0.575 | % | 0.550 | % | 0.525 | % | ||||||||||
| (as a percentage of average daily net assets) | ||||||||||||||||||||
| PLUS Portfolios |
First $2 Billion |
Next $1 Billion |
Next $3 Billion |
Next $5 Billion |
Thereafter | |||||||||||||||
| EQ/Equity Growth PLUS |
0.500 | % | 0.450 | % | 0.425 | % | 0.400 | % | 0.375 | % | ||||||||||
| EQ/International Core PLUS |
0.600 | % | 0.550 | % | 0.525 | % | 0.500 | % | 0.475 | % | ||||||||||
| EQ/Mid Cap Value PLUS |
0.550 | % | 0.500 | % | 0.475 | % | 0.450 | % | 0.425 | % | ||||||||||
| EQ/Large Cap Growth PLUS |
0.500 | % | 0.450 | % | 0.425 | % | 0.400 | % | 0.375 | % | ||||||||||
| EQ/Large Cap Core PLUS |
0.500 | % | 0.450 | % | 0.425 | % | 0.400 | % | 0.375 | % | ||||||||||
| EQ/Large Cap Value PLUS |
0.500 | % | 0.450 | % | 0.425 | % | 0.400 | % | 0.375 | % | ||||||||||
| (as a percentage of average daily net assets) | ||||||||||||
| PLUS Portfolio |
First $4 Billion |
Next $4 Billion |
Thereafter | |||||||||
| EQ/Global Bond PLUS |
0.550 | % | 0.530 | % | 0.510 | % | ||||||
| EQ/Quality Bond PLUS |
0.400 | % | 0.380 | % | 0.360 | % | ||||||
| (as a percentage of average daily net assets) | ||||||||||||
| First $4 Billion |
Next $4 Billion |
Thereafter | ||||||||||
| Tactical Portfolios |
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| AXA Tactical Manager 500 Portfolio-I, III |
0.450 | % | 0.430 | % | 0.410 | % | ||||||
| ATM Large Cap Portfolio (formerly, AXA Tactical Manager 500 Portfolio-II) |
0.45 | % | 0.43 | % | 0.41 | % | ||||||
| AXA Tactical Manager 2000 Portfolio-I, III |
0.450 | % | 0.430 | % | 0.410 | % | ||||||
| ATM Small Cap Portfolio (formerly, AXA Tactical Manager 2000 Portfolio-II) |
0.450 | % | 0.430 | % | 0.410 | % | ||||||
| AXA Tactical Manager 400 Portfolio-I, III |
0.450 | % | 0.430 | % | 0.410 | % | ||||||
| ATM Mid Cap Portfolio (formerly, AXA Tactical Manager 400 Portfolio-II) |
0.450 | % | 0.430 | % | 0.410 | % | ||||||
| AXA Tactical Manager International Portfolio-I, III |
0.450 | % | 0.430 | % | 0.410 | % | ||||||
| ATM International Portfolio (formerly, AXA Tactical Manager International Portfolio-II) |
0.450 | % | 0.430 | % | 0.410 | % | ||||||
