SECOND AMENDMENT TO CHIEF COMPLIANCE OFFICER SERVICES AGREEMENT
EX-99.h.3.b
SECOND AMENDMENT
TO
THIS AMENDMENT, dated as of March 2, 2010, entered into by and among EGA Emerging Global Shares Trust, a Delaware statutory trust (“CLIENT”), and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation, modifies the Chief Compliance Officer Services Agreement, dated as of April 17, 2009, as amended on November 12, 2009, by and between CLIENT and ALPS (the “Agreement”).
WITNESSETH:
WHEREAS, pursuant to the Agreement, ALPS provides a chief compliance officer and certain compliance services described in the Agreement to CLIENT, on behalf of its existing portfolios; and
WHEREAS, the parties wish to update the list of portfolios for which ALPS will provide services under the Agreement to a include recently created portfolio.
NOW THEREFORE, in consideration of their mutual promises, the parties agree to amend the Agreement, effective March 2, 2010, as follows:
The list of portfolios identified as portfolios of CLIENT for which ALPS provides services under the Agreement is updated to include the following portfolio:
Emerging Global Shares Dow Xxxxx Emerging Markets Consumer Titans Index Fund
Except to the extent modified by this Amendment, the terms and provisions of the Agreement shall remain in full force and effect.
IN WITNESS WHEREOF, each of the undersigned has executed this Amendment as of the date first above written.
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ALPS Fund Services, Inc.
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By: ________________________
Name: Xxxxxx X. Xxxxxxxxx
Title: President
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By: _________________________
Name: Xxxxxx X. Xxxxxx
Title: Executive Vice President
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