AMENDMENT NO. 7 TO
AMENDMENT NO. 7 TO
This Amendment No. 7 (this "Amendment No. 7") between ProFunds and ProFunds Distributors, Inc. (collectively, the "Clients") and FIS Investor Services LLC, formerly known as SunGard Investor Services LLC (assignee of Citi Fund Services Ohio, Inc., assignee of BISYS Fund Services Ohio Inc.) ("FIS") is entered into as of October 4, 2022 ("Amendment Effective Date"), and amends the Transfer Agency Services Agreement between FIS and the Clients dated January 1, 2007, as amended on each of March 19, 2009, April 1, 2015, April 1, 2018, March 1, 2020, July 26, 2021, and July 26, 2021 (as amended, the "Agreement").
All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement, except that (i) all references in the Agreement to "SunGard Investor Services LLC" or "Citi Fund Services Ohio, Inc." or "BISYS Fund Services Ohio Inc." shall be read as references to "FIS Investor Services LLC," (ii) all references in the Agreement to "SIS" shall be read as references to "FIS," and (iii) all references in sections 2 and 4 of the Agreement to BFI shall mean "FIS Investor Services or the properly appointed successor custodian."
WHEREAS, FIS and the Clients wish to update Schedule A, Schedule C, and Appendix B-7 to the Agreement as set forth in this Amendment No. 7.
NOW, THEREFORE, in consideration of the foregoing and the mutual covenants and promises hereinafter contained and for good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the Clients and FIS agree to amend the Agreement as of the Amendment Effective Date as follows:
1.The Short Bitcoin Strategy ProFund shall be added to the Funds listed in Schedule A, and the restated Schedule A shall be as set forth in Appendix 1 hereto.
2.The Short Bitcoin Strategy ProFund shall be added to the Funds listed in Appendix B-7, and the restated Appendix B-7 shall be as set forth in Appendix 2 hereto.
3.The Recurring Fees table in Schedule C (Transfer Agent Fees) of the Agreement shall be deleted in its entirety and replaced with the following:
"Recurring Fees (includes oversight and management of services):
1-100 CUSIPS |
$2,500 / Month ($25 per CUSIP per Month) |
101 up to 150 CUSIPS |
$300 / Month ($15 per CUSIP per Month)" |
3.Miscellaneous.
(a)This Amendment No. 7 supplements and amends the Agreement. The provisions set forth in this Amendment No. 7 supersede all prior negotiations, understandings and agreements bearing upon the subject matter covered herein. After the Amendment Effective Date, each reference to the Agreement in every other agreement, contract or instrument to which the parties are bound that are related
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to the transfer agency services provided under the Agreement, shall hereafter be construed as a reference to the Agreement as amended by this Amendment No. 7.
(b)No amendment or modification to this Amendment No. 7 shall be valid unless made in writing and executed by both parties hereto.
(c)This Amendment No. 7 may be executed in counterparts, each of which shall be an original but all of which, taken together, shall constitute one and the same agreement. Facsimile, scanned image or electronic signatures are as valid as originals.
(Signature Page Follows)
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IN WITNESS WHEREOF, the parties hereto have caused the provisions of this Amendment No. 7 to become effective on the Amendment Effective Date.
FIS Investor Services LLC |
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By: /s/Xxxxx Xxxxx |
By:/s/Xxxx Xxxxxxx |
Name: Xxxxx Xxxxx |
Name: Xxxx Xxxxxxx |
Title: Accounting Manager |
Title: President |
Date: October 11, 2022 |
Date: October 7, 2022 |
ProFunds Distributors, Inc. |
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By:/s/Xxxxxx X. Xxxxx |
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Name: Xxxxxx X. Xxxxx |
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Title: President |
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Date: October 10, 2022 |
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APPENDIX 1 to Amendment No. 7
SCHEDULE A
TO THE TRANSFER AGENCY AGREEMENT BEWTEEN PROFUNDS AND FIS
INVESTOR SERVICES
Series of ProFunds
Access Flex Bear High Yield ProFund
Access Flex High Yield ProFund
Banks UltraSector ProFund
Basic Materials UltraSector ProFund
Bear ProFund
Biotechnology UltraSector ProFund
Bitcoin Strategy ProFund
Bull ProFund
Communication Services UltraSector ProFund1
Consumer Goods UltraSector ProFund
Consumer Services UltraSector ProFund
Europe 30 ProFund
Falling U.S. Dollar ProFund
Financials UltraSector ProFund
Government Money Market ProFund
Health Care UltraSector ProFund
Industrials UltraSector ProFund
Internet UltraSector ProFund
Large-Cap Growth ProFund
Large-Cap Value ProFund
Mid-Cap ProFund
Mid-Cap Growth ProFund
Mid-Cap Value ProFund
Nasdaq-100 ProFund
Oil & Gas UltraSector ProFund
Oil Equipment & Services UltraSector ProFund2
Pharmaceuticals UltraSector ProFund
Precious Metals UltraSector ProFund
Real Estate UltraSector ProFund
Rising Rates Opportunity ProFund
Rising Rates Opportunity 10 ProFund
Rising U.S. Dollar ProFund
Semiconductor UltraSector ProFund
Short Bitcoin Strategy ProFund
Short Nasdaq-100 ProFund
Short Oil & Gas ProFund
Short Precious Metals ProFund
Short Real Estate ProFund
Short Small-Cap ProFund
Small-Cap ProFund
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Small-Cap Growth ProFund
Small-Cap Value ProFund
Technology UltraSector ProFund
Telecommunications UltraSector ProFund
U.S. Government Plus ProFund
UltraBear ProFund
UltraBull ProFund
UltraChina ProFund
UltraDow 30 ProFund
UltraEmerging Markets ProFund
UltraInternational ProFund
UltraJapan ProFund
UltraLatin America ProFund
UltraMid-Cap ProFund
UltraNasdaq-100 ProFund
UltraShort China ProFund
UltraShort Dow 30 ProFund
UltraShort Emerging Markets ProFund
UltraShort International ProFund
UltraShort Japan ProFund
UltraShort Latin America ProFund
UltraShort Mid-Cap ProFund
UltraShort Nasdaq-100 ProFund
UltraShort Small-Cap ProFund
UltraSmall-Cap ProFund
Utilities UltraSector ProFund
Series of ProFunds VP
ProFund Access VP High Yield
ProFund VP Asia 30
ProFund XX Xxxxx
ProFund VP Basic Materials
ProFund VP Bear
ProFund VP Biotechnology
ProFund VP Bull
ProFund VP Consumer Goods
ProFund VP Consumer Services
ProFund XX Xxx 30
ProFund VP Emerging Markets
ProFund VP Europe 30
ProFund VP Falling U.S. Dollar
ProFund VP Financials
ProFund VP Government Money Market
ProFund VP Health Care
ProFund VP Industrials
ProFund VP International
ProFund VP Internet
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ProFund VP Japan
ProFund VP Large-Cap Growth
ProFund VP Large-Cap Value
ProFund VP Mid-Cap
ProFund VP Mid-Cap Growth
ProFund VP Mid-Cap Value
ProFund VP Oil & Gas
ProFund VP Nasdaq-100
ProFund VP Pharmaceuticals
ProFund VP Precious Metals
ProFund VP Real Estate
ProFund VP Rising Rates Opportunity
ProFund VP Semiconductor
ProFund VP Short Dow 30
ProFund VP Short Emerging Markets
ProFund VP Short Mid-Cap
ProFund VP Short International
ProFund VP Short Nasdaq-100
ProFund VP Short Small-Cap
ProFund VP Small-Cap
ProFund VP Small-Cap Growth
ProFund VP Small-Cap Value
ProFund VP Technology
ProFund VP Telecommunications
ProFund VP U.S. Government Plus
ProFund VP UltraBull
ProFund VP UltraMid-Cap
ProFund VP Ultra Nasdaq-100
ProFund VP UltraShort Dow 30
ProFund VP UltraShort Nasdaq-100
ProFund VP UltraSmall-Cap
ProFund VP Utilities
1f/k/a Mobile Telecommunications UltraSector ProFund
2f/k/a Oil Equipment, Services & Distribution UltraSector ProFund
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APPENDIX 2 to Amendment Xx. 0
XXXXXXXX X-0
TO THE TRANSFER AGENCY AGREEMENT BEWTEEN PROFUNDS AND FIS INVESTOR
SERVICES
ProFunds Funds
ACCESS FLEX BEAR HIGH YIELD-INV
ACCESS FLEX BEAR HIGH YIELD-SVC
ACCESS FLEX HIGH YIELD-INV
ACCESS FLEX HIGH YIELD-SVC
BANKS-INV
BANKS-SVC
BASIC MATERIALS-INV
BASIC MATERIALS-SVC
BEAR-INV
BEAR-SVC
BIOTECHNOLOGY-INV
BIOTECHNOLOGY-SVC
BITCOIN STRATEGY PROFUND-INV
BULL-INV
BULL-SVC
COMMUNICATION SERVICES - INV
COMMUNICATION SERVICES - SVC
CONSUMER GOODS - INV
CONSUMER GOODS - SVC
CONSUMER SERVICES - INV
CONSUMER SERVICES - SVC
EUROPE 30-INV
EUROPE 30-SVC
FALLING U.S DOLLAR-INV
FALLING U.S DOLLAR-SVC
FINANCIALS - INV
FINANCIALS - SVC
GOVERNMENT MONEY MARKET PROFUND-INV
GOVERNMENT MONEY MARKET PROFUND-SVC
HEALTH CARE - INV
HEALTH CARE - SVC
INDUSTRIALS - INV
INDUSTRIALS - SVC
INTERNET-INV
INTERNET-SVC
LARGE-CAP GROWTH-INV
LARGE-CAP GROWTH-SVC
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LARGE-CAP VALUE-INV
LARGE-CAP VALUE-SVC
MID-CAP GROWTH-INV
MID-CAP GROWTH-SVC
MID-CAP VALUE-INV
MID-CAP VALUE-SVC
MID-CAP-INV
MID-CAP-SVC
NASDAQ-100-INV
NASDAQ-100-SVC
OIL & GAS - INV
OIL & GAS - SVC
OIL EQUIPMENT & SERVICES-INV
OIL EQUIPMENT & SERVICES-SVC
PHARMACEUTICALS-INV
PHARMACEUTICALS-SVC
PRECIOUS METALS-INV
PRECIOUS METALS-SVC
REAL ESTATE-INV
REAL ESTATE-SVC
RISING RATES OPPORTUNITY 10-INV
RISING RATES OPPORTUNITY 10-SVC
RISING RATES-INV
RISING RATES-SVC
RISING U.S DOLLAR-INV
RISING U.S DOLLAR-SVC
SEMICONDUCTOR-INV
SEMICONDUCTOR-SVC
SHORT BITCOIN STRATEGY PROFUND-INV
SHORT NASDAQ-100-INV
SHORT NASDAQ-100-SVC
SHORT OIL & GAS - INV
SHORT OIL & GAS - SVC
SHORT PRECIOUS METALS-INV
SHORT PRECIOUS METALS-SVC
SHORT REAL ESTATE - INV
SHORT REAL ESTATE - SVC
SHORT SMALL-CAP-INV
SHORT SMALL-CAP-SVC
SMALL-CAP GROWTH-INV
SMALL-CAP GROWTH-SVC
SMALL-CAP VALUE-INV
SMALL-CAP VALUE-SVC
SMALL-CAP-INV
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SMALL-CAP-SVC
TECHNOLOGY-INV
TECHNOLOGY-SVC
TELECOMMUNICATIONS-INV
TELECOMMUNICATIONS-SVC
U.S. GOV PLUS-INV
U.S. GOV PLUS-SVC
ULTRA DOW 30-INV
ULTRA DOW 30-SVC
ULTRABEAR-INV
ULTRABEAR-SVC
ULTRABULL-INV
ULTRABULL-SVC
ULTRACHINA-INV
ULTRACHINA-SVC
ULTRAEMERGING MARKETS-INV
ULTRAEMERGING MARKETS-SVC
ULTRAINTERNATIONAL-INV
ULTRAINTERNATIONAL-SVC
ULTRAJAPAN-INV
ULTRAJAPAN-SVC
ULTRALATIN AMERICA-INV
ULTRALATIN AMERICA-SVC
ULTRAMID-CAP-INV
ULTRAMID-CAP-SVC
ULTRANASDAQ-100-INV
ULTRANASDAQ-100-SVC
ULTRASHORT CHINA-INV
ULTRASHORT CHINA-SVC
ULTRASHORT DOW 30-INV
ULTRASHORT DOW 30-SVC
ULTRASHORT EMERGING MARKETS-INV
ULTRASHORT EMERGING MARKETS-SVC
ULTRASHORT INTERNATIONAL-INV
ULTRASHORT INTERNATIONAL-SVC
ULTRASHORT JAPAN-INV
ULTRASHORT JAPAN-SVC
ULTRASHORT LATIN AMERICA-INV
ULTRASHORT LATIN AMERICA-SVC
ULTRASHORT MID-CAP-INV
ULTRASHORT MID-CAP-SVC
ULTRASHORT NASDAQ-100-INV
ULTRASHORT NASDAQ-100-SVC
ULTRASHORT SMALL-CAP-INV
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ULTRASHORT SMALL-CAP-SVC
ULTRASMALL-CAP-INV
ULTRASMALL-CAP-SVC
UTILITIES-INV
UTILITIES-SVC
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