1
EXHIBIT 10.37
FOURTEENTH AMENDMENT TO
LOAN AND SECURITY AGREEMENT
THIS FOURTEENTH AMENDMENT TO LOAN AND SECURITY AGREEMENT, dated
as of February 28, 2000, is entered into by and among CONGRESS FINANCIAL
CORPORATION, a Delaware corporation ("Lender"), HANOVER DIRECT PENNSYLVANIA,
INC., a Pennsylvania corporation ("HDPI"), BRAWN OF CALIFORNIA, INC., a
California corporation ("Brawn"), GUMP'S BY MAIL, INC., a Delaware corporation
("GBM"), GUMP'S CORP., a California corporation ("Gump's"), LWI HOLDINGS, INC.,
a Delaware corporation, successor by merger of Aegis Catalog Corporation with
and into LWI Holdings, Inc. ("LWI"), HANOVER DIRECT VIRGINIA INC., a Delaware
corporation, successor by merger of Hanover Holding Corp. with and into Hanover
Direct Virginia Inc. and successor by merger of Colonial Garden Kitchens, Inc.
with and into Hanover Direct Virginia, Inc. ("HDV"), HANOVER REALTY, INC., a
Virginia corporation ("Hanover Realty"), THE COMPANY STORE FACTORY, INC., a
Delaware corporation ("TCS Factory"), THE COMPANY OFFICE, INC., a Delaware
corporation ("TCS Office"), TWEEDS, LLC, a Delaware limited liability company
("Tweeds LLC"), SILHOUETTES, LLC, a Delaware limited liability company
("Silhouettes LLC"), HANOVER COMPANY STORE, LLC, a Delaware limited liability
company ("HCS LLC"), DOMESTICATIONS, LLC, a Delaware limited liability company
("Domestications LLC"; and together with HDPI, Brawn, GBM, Gump's, LWI, HDV,
Hanover Realty, TCS Factory, TCS Office, Tweeds LLC, Silhouettes and HCS LLC,
each individually referred to herein as a "Borrower" and collectively, as
"Borrowers"), and HANOVER DIRECT, INC., a Delaware corporation, successor by
merger of Company Store Holdings, Inc. with and into Hanover Direct, Inc.
("Hanover"), AMERICAN DOWN & TEXTILE COMPANY, a Wisconsin corporation ("American
Down"), X.X. ADVERTISING, INC., a New Jersey corporation ("DM Advertising"),
SCANDIA DOWN CORPORATION, a Delaware corporation ("Scandia"), YORK FULFILLMENT
COMPANY, INC., a Pennsylvania corporation ("York Fulfillment"), KEYSTONE
LIQUIDATIONS, INC., a Delaware Corporation, formerly known as Tweeds of Vermont,
Inc., HANOVER HOME FASHIONS GROUP, LLC, a Delaware limited liability company
("HHFG LLC"), and KEYSTONE INTERNET SERVICES, INC., a Delaware corporation,
formerly known as Keystone Fulfillment Services, Inc. ("Keystone"; each
individually referred to herein as an "Existing Guarantor" and collectively, as
"Existing Guarantors"), KITCHEN & HOME, LLC, a Delaware limited liability
company ("Kitchen & Home, LLC"; as hereinafter further defined), DOMESTICATIONS
KITCHEN & GARDEN, LLC, a Delaware limited liability company ("Domestications
K&G, LLC"; as hereinafter further defined), ENCORE CATALOG, LLC, a Delaware
limited liability company ("Encore LLC"; as hereinafter further defined),
CLEARANCE WORLD OUTLETS, LLC, a Delaware limited liability company ("Clearance
World"; as hereinafter further defined), SCANDIA DOWN, LLC, a Delaware limited
liability company ("Scandia Down, LLC"; as hereinafter further defined), ERIZON,
INC., a Delaware corporation ("erizon, inc."; as hereinafter further defined),
HANOVER BRANDS, INC., a Delaware corporation ("Hanover Brands"; as hereinafter
further defined), XXXXXX.XXX, INC., a Delaware corporation ("xxxxxx.xxx"; as
hereinafter further defined), LA CROSSE FULFILLMENT, LLC, a Delaware limited
liability company ("LaCrosse, LLC"; as hereinafter further defined) and SAN
DIEGO TELEMARKETING, LLC, a Delaware limited liability company ("San Diego LLC";
as
2
hereinafter further defined). Each Existing Guarantor, together with Kitchen &
Home, LLC, Domestications K&G, LLC, Encore LLC, Clearance World LLC, Scandia
LLC, erizon, inc., Hanover Brands, xxxxxx.xxx, LaCrosse LLC and San Diego LLC,
shall hereinafter be referred to individually as a "Guarantor" and collectively
as "Guarantors".
W I T N E S S E T H:
WHEREAS, Borrowers, Existing Guarantors and Lender are parties to the
Loan and Security Agreement, dated November 14, 1995, as amended by the First
Amendment to Loan and Security Agreement, dated February 22, 1996, the Second
Amendment to Loan and Security Agreement, dated April 16, 1996, the Third
Amendment to Loan and Security Agreement, dated May 24, 1996, the Fourth
Amendment to Loan and Security Agreement, dated May 31, 1996, the Fifth
Amendment to Loan and Security Agreement, dated September 11, 1996, the Sixth
Amendment to Loan and Security Agreement, dated as of December 5, 1996, the
Seventh Amendment to Loan and Security Agreement, dated as of December 18, 1996,
the Eighth Amendment to Loan and Security Agreement, dated as of March 26, 1997,
the Ninth Amendment to Loan and Security Agreement, dated as of April 18, 1997,
the Tenth Amendment to Loan and Security Agreement, dated as of October 31,
1997, the Eleventh Amendment to Loan and Security Agreement, dated as of March
25, 1998, the Twelfth Amendment to Loan and Security Agreement, dated as of
September 30, 1998, and the Thirteenth Amendment to Loan and Security Agreement,
dated as of September 30, 1998 (as so amended, the "Loan Agreement"), pursuant
to which Lender has made loans and advances to Borrowers; and
WHEREAS, Borrowers and Existing Guarantors have requested that Lender
consent to, and enter into certain amendments to the Loan Agreement and
agreements with respect to certain transactions as described herein in
connection with, the corporate reorganization of certain Borrowers and certain
Existing Guarantors; and
WHEREAS, Borrowers and Existing Guarantors have requested that each of
Kitchen & Home LLC, Domestications K&G LLC, Encore LLC, Clearance World LLC,
Scandia LLC, erizon, inc., Hanover Brands, xxxxxx.xxx, LaCrosse LLC and San
Diego LLC become a Guarantor pursuant to the terms and conditions of the Loan
Agreement, as amended hereby; and
WHEREAS, the parties to the Loan Agreement desire to enter into this
Fourteenth Amendment to Loan and Security Agreement (this "Amendment") to
evidence and effectuate such consents, amendments and agreements, and certain
other amendments to the Financing Agreements relating thereto, in each case
subject to the terms and conditions and to the extent set forth herein;
NOW, THEREFORE, in consideration of the premises and covenants set forth
herein and other good and valuable consideration, the receipt and sufficiency of
which is hereby acknowledged, the parties hereto agree as follows:
1. Definitions.
3
(a) Additional Definitions. As used herein or in any of the other
Financing Agreements, the following terms shall have the meanings given to them
below, and the Loan Agreement shall be deemed and is hereby amended to include,
in addition and not in limitation, the following definitions:
(i) "Additional Hanover 1999 Reorganization Guarantors"
shall mean, individually and collectively, each of Kitchen & Home, LLC,
Domestications K&G, LLC, Encore LLC, Clearance World LLC, Scandia LLC, erizon,
inc., Hanover Brands, xxxxxx.xxx, LaCrosse LLC and San Diego LLC.
(ii) "Aegis/LWI Holdings Merger" shall mean the merger of
Aegis Catalog Corporation with and into LWI Holdings, Inc., with LWI Holdings,
Inc. as the surviving corporation.
(iii) "Clearance World LLC" shall mean Clearance World
Outlets, LLC, a Delaware limited liability company, and its successors and
assigns.
(iv) "Colonial Garden Catalog Assets" shall mean all of
the assets and properties that (A) are or were owned by Colonial Garden
immediately before the consummation of the Hanover 1999 Reorganization as to
Colonial Garden and (B) are or have been owned or acquired by Domestications K&G
LLC at any time on or after the effective date of the Hanover 1999
Reorganization as to HDV, which assets and properties, in each case, were and
are primarily related to or primarily used in connection with or arise from the
sale of merchandise or services sold through the "Colonial Garden Kitchens" mail
order catalog, including, without limitation, all Accounts, Inventory, Customer
Lists and other General Intangibles so related, used or sold.
(v) "Colonial Garden/HDV Merger" shall mean the merger
of Colonial Garden Kitchens, Inc., with and into Hanover Direct Virginia Inc.,
with Hanover Direct Virginia Inc. as the surviving corporation.
(vi) "CSHI/HDI Merger" shall mean the merger of Company
Store Holdings, Inc. with and into Hanover Direct, Inc. with Hanover Direct,
Inc. as the surviving corporation.
(vii) "Domestications K&G LLC" shall mean Domestications
Kitchen & Garden, LLC, a Delaware limited liability company, and its successors
and assigns.
(viii) "Encore Catalog Assets" shall mean all of the
assets and properties that (A) are or were owned by HDPI immediately before the
consummation of the Hanover 1999 Reorganization as to HDPI and (B) are or have
been owned or acquired by Encore Catalog LLC at any time after the effective
date of the Hanover 1999 Reorganization as to HDPI, which assets and properties,
in each case, were and are primarily related to or primarily used in connection
with or arise from the sale of merchandise or services sold through the "Encore"
mail order
4
(viii) "Encore Catalog Assets" shall mean all of the
assets and properties that (A) are or were owned by HDPI immediately before the
consummation of the Hanover 1999 Reorganization as to HDPI and (B) are or have
been owned or acquired by Encore Catalog LLC at any time after the effective
date of the Hanover 1999 Reorganization as to HDPI, which assets and properties,
in each case, were and are primarily related to or primarily used in connection
with or arise from the sale of merchandise or services sold through the "Encore"
mail order
5
catalog, including, without limitation, all Accounts, Inventory, Customer Lists
and other General Intangibles so related, used or sold.
(ix) "Encore LLC" shall mean Encore Catalog, LLC, a
Delaware limited liability company, and its successors and assigns.
(x) "erizon, inc." shall mean erizon, inc., a Delaware
corporation, and its successors and assigns.
(xi) "xxxxxx.xxx" shall mean xxxxxx.xxx, inc., a
Delaware corporation, and its successors and assigns.
(xii) "Hanover Brands" shall mean Hanover Brands, Inc., a
Delaware corporation, and its successors and assigns.
(xiii) "HH Corp./HDV Merger" shall mean the merger of
Hanover Holding Corp. with and into Hanover Direct Virginia Inc., with Hanover
Direct Virginia Inc. as the surviving corporation.
(xiv) "Hanover 1999 Reorganization" shall mean,
individually and collectively, the reorganization steps and transactions
effected under the Hanover 1999 Reorganization Agreements.
(xv) "Hanover 1999 Reorganization Agreements" shall
mean, collectively, the agreements, documents and instruments listed in Schedule
1 hereto, the Hanover Subsidiary Dissolution Agreements and all related
agreements, documents and instruments executed, delivered or filed in connection
with, or otherwise evidencing, each of the transactions consented to in Section
2 hereof, as the same now exist or may hereafter be amended, modified,
supplemented, extended, renewed, restated or replaced.
(xvi) "Hanover Subsidiary 1999 Dissolution Agreements"
shall mean, collectively, the certificates or agreements executed, delivered or
filed in connection with, or otherwise evidencing, the dissolution of Aegis
Retail, Xxxxxx Holdings (now known as Hanover Golf, Inc., Xxxxxx (now known as
Hanover South Dakota Company), York Fulfillment and HWA LLC, and all related
agreements, documents and instruments, as the same now exist or may hereafter
entered into, be amended, modified, supplemented, extended, renewed, restated or
replaced.
(xvii) "Kitchen & Home Catalog Assets" shall mean all of
the assets and properties that (A) are or were owned by HDPI immediately before
the consummation of the Hanover 1999 Reorganization as to HDPI, and (B) are or
have been owned or acquired by Kitchen & Home LLC at any time on or after the
effective date of the Hanover 1999 Reorganization as to HDPI, which assets and
properties, in each case, were and are primarily related to or primarily used in
connection with or arise from the sale of merchandise or services
6
sold through the "Kitchen & Home" mail order catalog, including, without
limitation, all Accounts, Inventory, Customer Lists and other General
Intangibles so related, used or sold.
(xviii) "Kitchen & Home LLC" shall mean Kitchen & Home,
LLC, a Delaware limited liability company, and its successors and assigns.
(xix) "LaCrosse Fulfillment Center Assets" shall mean all
of the fixed assets that (A) are or were owned by American Down immediately
before the consummation of the Hanover 1999 Reorganization as to American Down,
and (B) are or have been owned or acquired by LaCrosse LLC at any time on or
after the effective date of the Hanover 1999 Reorganization as to American Down,
which fixed assets, in each case, were and are primarily related to or primarily
used in connection with the business and operations of the mail order
fulfillment center located at 0000 Xxxxx Xxxxxxxxx, XxXxxxxx, Xxxxxxxxx.
(xx) "La Crosse LLC" shall mean La Crosse Fulfillment,
LLC, a Delaware limited liability company, and its successors and assigns.
(xxi) "San Diego LLC" shall mean San Diego Telemarketing,
LLC, a Delaware limited liability company, and its successors and assigns.
(xxii) "San Diego Telemarketing Center Assets" shall mean
all of the fixed assets that (A) are or were owned by Brawn immediately before
the consummation of the Hanover 1999 Reorganization as to Brawn and (B) are or
have been owned or acquired by San Diego LLC at any time on or after the
effective date of the Hanover 1999 Reorganization as to Brawn, which fixed
assets, in each case, were and are primarily related to or primarily used in
connection with the business and operations of the telemarketing and call center
located at 000 X Xxxxxx, Xxx Xxxxx, Xxxxxxxxxx.
(xxiii) "Scandia LLC" shall mean Scandia Down, LLC, a
Delaware limited liability company, and its successors and assigns.
(xxiv) "Clearance World Retail Outlet Assets" shall mean
all of the assets and properties that (A) are or were owned by HDPI immediately
before the consummation of the Hanover 1999 Reorganization as to HDPI, and (B)
are or have been owned or acquired by Clearance World LLC on and after the
effective date of the Hanover 1999 Reorganization as to HDPI, which assets and
properties, in each case, are primarily related to or primarily used in
connection with or arise from the business and operations of the three (3)
outlet stores previously operated by HDPI and located in Pennsylvania,
including, without limitation, all Accounts, Inventory, and other General
Intangibles so related, used or sold.
(b) Interpretation. All capitalized terms used herein and not defined
herein shall have the meanings given to such terms in the Loan Agreement.
2. Consents.
(a) Hanover 1999 Reorganization. Subject to the terms and
conditions contained herein and in the Loan Agreement and in the other Financing
Agreements, and notwithstanding
7
anything to the contrary contained in Sections 6.2, 6.5, 6.6(a), 6.6(c) or 6.9
of the Loan Agreement, Lender consents to the following transactions:
(i) the formation of Encore Catalog LLC and the
contribution, assignment and transfer by HDPI to Encore Catalog LLC of all of
the Encore Catalog Assets, subject to the security interests and liens of Lender
therein, in consideration of a one hundred percent (100%) membership interest in
Encore Catalog LLC, and the assumption by Encore Catalog LLC of all obligations,
liabilities and indebtedness of HDPI allocated to the Encore Catalog Assets
(including the Obligations of HDPI allocated thereto, but without thereby
releasing HDPI from liability therefor), all in accordance with the applicable
Hanover 1999 Reorganization Agreements;
(ii) the merger of Aegis Catalog with and into LWI
Holdings, pursuant to the Aegis/LWI Holdings Merger, with LWI Holdings as the
surviving corporation in accordance with the applicable Hanover 1999
Reorganization Agreements;
(iii) the formation of San Diego LLC by Brawn and (A) the
contribution, assignment and transfer by Brawn to San Diego LLC of all of the
San Diego Telemarketing Assets, subject to the security interests and liens of
Lender therein, in consideration of a one hundred percent (100%) membership
interest in San Diego LLC, and the assumption by San Diego LLC of all
obligations, liabilities and indebtedness of Brawn allocated to the San Diego
Telemarketing Assets (including the Obligations of Brawn allocated thereto, but
without thereby releasing Brawn from liability therefor), (B) the sale, transfer
and assignment by Brawn to Hanover of its hundred percent (100%) membership
interest in San Diego LLC, subject to the security interests and liens of Lender
in the assets of Hanover, (C) the sublease by Brawn to San Diego LLC of the
premises of Brawn located at 000 X Xxxxxx, Xxx Xxxxx, Xxxxxxxxxx, subject to
Lender's right of access to the premises contained herein, (D) the contribution,
assignment and transfer by Hanover to erizon, inc. of its hundred percent (100%)
membership interest in San Diego LLC, subject to the security interests and
liens of Lender in the assets of erizon, inc, all in accordance with the
applicable Hanover 1999 Reorganization Agreements;
(iv) the formation of Clearance World LLC by HDPI and
(A) the contribution, assignment and transfer by HDPI to Clearance World LLC of
all of the Clearance World Assets, subject to the security interests and liens
of Lender therein, in consideration of a one hundred percent (100%) membership
interest in Clearance World LLC, and the assumption by Clearance World LLC of
all obligations, liabilities and indebtedness of Brawn allocated to the
Clearance World Assets (including the Obligations of HDPI allocated thereto, but
without thereby releasing HDPI from liability therefor), (B) the sale, transfer
and assignment by HDPI to Hanover of its hundred percent (100%) membership
interest in Clearance World LLC, subject to the security interests and liens of
Lender in the assets of Hanover, (C) the contribution, assignment and transfer
by Hanover to Hanover Brands of its hundred percent (100%) membership interest
in Clearance World LLC, subject to the security interests and liens of Lender in
the assets of Hanover Brands, all in accordance with the applicable Hanover 1999
Reorganization Agreements;
(v) the merger of CSHI with and into Hanover, pursuant
to the
8
CSHI/Hanover Merger, with Hanover as the surviving corporation in accordance
with the applicable Hanover 1999 Reorganization Agreements;
(vi) the formation of LaCrosse LLC by American Down and
(A) the contribution, assignment and transfer by American Down to LaCrosse LLC
of all of the LaCrosse Fulfillment Center Assets, subject to the security
interests and liens of Lender therein, in consideration of a one hundred percent
(100%) membership interest in LaCrosse LLC, and the assumption by LaCrosse LLC
of all obligations, liabilities and indebtedness of American Down allocated to
the LaCrosse Fulfillment Center Assets (including the Obligations of American
Down allocated thereto, but without thereby releasing American Down from
liability therefor), (B) the sale, transfer and assignment by American Down to
Hanover of its hundred percent (100%) membership interest in LaCrosse LLC,
subject to the security interests and liens of Lender in the assets of Hanover,
(C) immediately before the effectiveness of the HH Corp./HDV Merger, the
assignment by HH Corp. of its leasehold interest in the premises located at 0000
Xxxxx Xxxxxxxxx, XxXxxxxx, Xxxxxxxxx to LaCrosse LLC, subject to Lender's right
of access to the premises contained herein, (D) the contribution, assignment and
transfer by Hanover to erizon, inc. of its hundred percent (100%) membership
interest in LaCrosse LLC, subject to the security interests and liens of Lender
in the assets of erizon, inc, all in accordance with the applicable Hanover 1999
Reorganization Agreements;
(vii) the formation of Kitchen & Home LLC and the
contribution, assignment and transfer by HDPI to Kitchen & Home LLC of all of
the Kitchen & Home Catalog Assets, subject to the security interests and liens
of Lender therein, in consideration of a one hundred percent (100%) membership
interest in Kitchen & Home LLC, and the assumption by Kitchen & Home LLC of all
obligations, liabilities and indebtedness of HDPI allocated to the Kitchen &
Home Catalog Assets (including the Obligations of HDPI allocated thereto, but
without thereby releasing HDPI from liability therefor), all in accordance with
the applicable Hanover 1999 Reorganization Agreements;
(viii) the formation of Scandia LLC and the capital
contribution, by HHFG LLC of Nine Hundred Ninety-Nine Dollars ($999) in
consideration of a ninety-nine and nine tenths percent (99.9%) membership
interest in Scandia LLC, and the capital contribution by HH Corp. of One Dollar
($1.00) in consideration of a one tenth percent (.1%) membership interest in
Scandia LLC, all in accordance with the applicable Hanover 1999 Reorganization
Agreements;
(ix) immediately before the effectiveness of the HH
Corp./HDV Merger, the sale, assignment and contribution by HH Corp. to HHFG LLC
all of the right, title and interest of HH Corp. in and to the fifty percent
(50%) ownership interest of HH Corp. in the Blue Ridge Associates general
partnership, subject to the security interests and liens of Lender in the assets
of HH Corp., and the assumption by HHFG LLC of all obligations, liabilities and
indebtedness of HH Corp. as a general partner of Blue Ridge Associates general
partnership, in consideration of the adjustment of HH Corp.'s membership
interest in HHFG LLC such that, after giving effect thereto and to the
contribution, assignment and transfer by HDPI to HHFG LLC consented in Section
2(a)(x) hereof, HH Corp.'s membership interest in HHFG LLC will be the
percentage expressed as a fraction, (A) the numerator of which is the value of
the net assets
9
contributed to HHFG LLC by HH Corp. and (B) the denominator of which is the
combined value of the net assets contributed by each of HH Corp., HDPI and HDV
in HHFG LLC, all in accordance with the applicable Hanover 1999 Reorganization
Agreements;
(x) immediately before the effectiveness of the HH
Corp./HDV Merger, the sale, assignment and contribution by HDPI to HHFG LLC of a
one-tenth percent (0.1%) membership interest in Kitchen & Home LLC, subject to
Lender's security interests in and liens on the assets of HDPI, in consideration
of the adjustment of HDPI's membership interest in HHFG LLC such that, after
giving effect thereto and to the contribution, assignment and transfer by HH
Corp.'s fifty percent (50%) interest in the Blue Ridge Associates general
partnership to HHFG LLC consented to in Section 2(a)(ix) hereof, HDPI's
membership interest in HHFG LLC will be the percentage expressed as a fraction,
(A) the numerator of which is the value of the net assets contributed to HHFG
LLC by HDPI and (B) the denominator of which is the combined value of the net
assets contributed by each of HDPI, HH Corp. and HDV in HHFG LLC, all in
accordance with the applicable Hanover 1999 Reorganization Agreements;
(xi) immediately before the effectiveness of the HH
Corp./HDV Merger, the distribution by HHFG LLC to HH Corp. of that portion of
HHFG LLC's ninety-nine and nine-tenths percent (99.9%) membership interest in
each of Domestications LLC, Scandia LLC and HCS LLC and that portion of HHFG
LLC's one hundred percent (100%) membership interest in Kitchen & Home LLC,
based upon HH Corp.'s percentage membership interest in HHFG LLC, as reflected
on the books and records of HHFG LLC immediately after the effectiveness of the
transactions contemplated by Sections 2(a)(ix) and (x) hereof, subject to
Lender's security interest in and lien on the assets of HH Corp., all in
accordance with the applicable Hanover 1999 Reorganization Agreements;
(xii) immediately before the effectiveness of the HH
Corp./HDV Merger, the distribution by HHFG LLC to HDV of that portion of HHFG
LLC's ninety-nine and nine-tenths percent (99.9%) membership interest in each of
Domestications LLC, Scandia LLC and HCS LLC and that portion of HHFG LLC's one
hundred percent (100%) membership interest in Kitchen & Home LLC, based upon
HDV's percentage membership interest in HHFG LLC, as reflected on the books and
records of HHFG LLC immediately after the effectiveness of the transactions
contemplated by Sections 2(a)(ix) and (x) hereof, subject to Lender's security
interest in and lien on the assets of HDV, all in accordance with the applicable
Hanover 1999 Reorganization Agreements;
(xiii) immediately before the effectiveness of the HH
Corp./HDV Merger, the contribution by HDPI to HWA LLC of a one-tenth percent
(0.1%) membership in Silhouettes LLC, subject to Lender's security interests in
and liens on the assets of HDPI, in consideration of the adjustment of HDPI's
membership interest in HWA LLC such that, after giving effect thereto and to the
contribution, assignment and transfer by HH Corp. to HWA LLC of a one-tenth
percent (0.1%) membership in Tweeds LLC consented in Section 2(a)(xiv) hereof,
HDPI's membership interest in HWA LLC will be the percentage expressed as a
fraction, (A) the numerator of which is the value of the net assets contributed
to HWA LLC by HDPI and (B) the
10
denominator of which is the combined value of the net assets contributed by each
of HDPI and HH Corp in HWA LLC, all in accordance with the applicable Hanover
1999 Reorganization Agreements;
(xiv) immediately before the effectiveness of the HH
Corp./HDV Merger, the contribution by HH Corp. to HWA LLC of a one-tenth percent
(0.1%) membership in Tweeds LLC, subject to Lender's security interests in and
liens on the assets of HDPI, in consideration of the adjustment of HH Corp.'s
membership interest in HWA LLC such that, after giving effect thereto and to the
contribution, assignment and transfer by HH Corp. to HWA LLC of a one-tenth
percent (0.1%) membership in Silhouettes LLC consented to in Section 2(a)(xiii)
hereof, HH Corp.'s membership interest in HWA LLC will be the percentage
expressed as a fraction, (A) the numerator of which is the value of the net
assets contributed to HWA LLC by HH Corp. and (B) the denominator of which is
the combined value of the net assets contributed by each of HH Corp. and HDPI in
HWA LLC, all in accordance with the applicable Hanover 1999 Reorganization
Agreements;
(xv) the contribution, assignment and transfer by HDPI
to Hanover of all of HDPI's membership interest in HWA LLC, and immediately upon
the effectiveness thereof, the contribution, assignment and transfer by Hanover
to HDV of such membership interest in HWA LLC, in each case, subject to the
security interests and liens of Lender in the assets of and Hanover and HDV, all
in accordance with the applicable Hanover 1999 Reorganization Agreements;
(xvi) the contribution, assignment and transfer by HDPI
to Hanover of all of HDPI's membership interest in Encore Catalog LLC, subject
to the security interests and liens of Lender in the assets of HDPI and Hanover,
all in accordance with the applicable Hanover 1999 Reorganization Agreements
(xvii) the formation of Hanover Brands and the
contribution, assignment and transfer by Hanover to Hanover Brands of (A) all of
the shares of capital stock of the corporations listed on Schedule 2(a)(i)
hereto and all of the membership interests of the limited liability companies
listed on Schedule 2(a)(ii) hereto, and (B) all of the patents, trademarks,
copyrights and other intellectual property of Hanover used in connection with
the business or operations of such corporations or limited liability companies,
and immediately upon the effectiveness of the transfers in the foregoing clauses
(A) and (B), the contribution, assignment and transfer by Hanover Brands to HDV
of the membership interest in Encore Catalog LLC, in each case, subject to the
security interests and liens of Lender in the assets of Hanover and Hanover
Brands, all in accordance with the applicable Hanover 1999 Reorganization
Agreements;
(xviii) the formation of erizon, inc. and the
contribution, assignment and transfer by Hanover to erizon, inc. of (A) all of
the shares of capital stock of the corporations listed on Schedule 2(a)(iii)
hereto and all of the membership interests of the limited liability companies
listed on Schedule 2(a)(iv) hereto, and (B) all of the patents, trademarks,
copyrights and other intellectual property of Hanover used in connection with
the business of such corporations or limited liability company, and immediately
upon the effectiveness of the transfers
11
in the foregoing clauses (A) and (B), the contribution, assignment and transfer
by erizon, inc. to HDPI of the membership interests in each of San Diego LLC and
LaCrosse LLC, in each case, subject to the security interests and liens of
Lender in the assets of erizon, inc. and HDPI, all in accordance with the
applicable Hanover 1999 Reorganization Agreements;
(xix) the merger of Colonial Garden Kitchens, Inc. with
and into HDV, pursuant to the Colonial Garden/ HDV Merger, with HDV as the
surviving corporation in accordance with the applicable Hanover 1999
Reorganization Agreements;
(xx) upon the effectiveness of the Colonial Garden/HDV
Merger, the formation of Domestications K&G LLC and the contribution, assignment
and transfer by HDV to Domestications K&G LLC of all of the Colonial Garden
Catalog Assets, subject to the security interests and liens of Lender therein,
in consideration of a one hundred percent (100%) membership interest in
Domestications K&G LLC, and the assumption by Domestications K&G LLC of all
obligations, liabilities and indebtedness of HDV allocated to the Colonial
Garden Catalog Assets (including the Obligations of HDV allocated thereto, but
without thereby releasing HDV from liability therefor), all in accordance with
the applicable Hanover 1999 Reorganization Agreements;
(xxi) the contribution, assignment and transfer by HDPI
to erizon, inc. of all of the issued and outstanding shares of capital stock of
Keystone Liquidations, and immediately upon the effectiveness thereof, the
contribution, assignment and transfer by erizon, inc. to Hanover of such capital
stock, and immediately upon the effectiveness of such transfer by erizon, inc.,
the contribution, assignment and transfer by erizon, inc. to Hanover Brands of
such capital stock, in each case, subject to Lender's security interests in and
liens on the assets of HDPI and erizon, inc., all in accordance with the
applicable Hanover 1999 Reorganization Agreements; and
(xxii) the contribution, assignment and transfer by the
Borrowers and Guarantors listed on Schedule (xxii) hereto of all patents,
trademarks, copyrights and other intellectual property to Hanover Brands, Inc.
and erizon, inc.
(b) Guarantor Dissolutions. Subject to the terms and conditions
contained herein and in the Loan Agreement and in the other Financing
Agreements, and notwithstanding anything contained in Section 6.7 of the Loan
Agreement to the contrary, Lender consents to the dissolution of Aegis Retail,
Xxxxxx Holdings, Xxxxxx, York Fulfillment and HWA LLC, conditioned on the
following:
(i) as soon as available, but in any event, no later
than ten (10) days after the effectiveness of each of the dissolutions described
in this Section 2(b), Borrowers and Guarantors shall deliver to Lender, in form
and substance satisfactory to Lender, (A) true and complete copies of all of the
Hanover Subsidiary 1999 Dissolution Agreements with respect to the dissolution
of each such Guarantor and Xxxxxx and (B) evidence that the Hanover Subsidiary
1999 Dissolution Agreements with respect to the dissolution of each such
Guarantor and Xxxxxx have been duly executed and delivered by and to the
appropriate parties thereto, and the transactions contemplated under the terms
of such Hanover Subsidiary 1999 Dissolution
12
Agreements have been effected;
(ii) as soon as available, but in any event, no later
than ten (10) days after the effectiveness of each of the dissolutions consented
to in this Section 2(b), Lender shall have received, in form and substance
satisfactory to Lender, evidence that the certificate of dissolution with
respect to such Guarantor and Xxxxxx has been issued by the appropriate State
governmental authority;
(iii) after giving effect to the respective dissolutions
consented to in this Section 2(b), no Event of Default or Incipient Default
shall exist or have occurred and be continuing; and
(iv) the dissolutions consented to under this Section
2(b) and contemplated by the Hanover Subsidiary 1999 Dissolution Agreements
shall have occurred, and be effective, by no later than February 29, 2000,
subject, in the case of any of the Guarantors or Xxxxxx that are incorporated in
or authorized to do business in the Commonwealth of Pennsylvania to the earlier
of September 30, 2000 or the issuance of a certificate from the appropriate
Pennsylvania taxing authority confirming that any Pennsylvania taxes due and
owing have been paid, or such later date as Lender shall approve in writing.
3. Assumption of Obligations; Amendments to Guarantees and Financing
Agreements; Acknowledgments with respect to Hanover 1999 Reorganization.
Effective as of the earlier of the date hereof or effective date of completion
of the Hanover 1999 Reorganization as to the respective parties thereto:
(a) The Guarantee and Waiver, dated November 14, 1995, executed
by the Existing Guarantors as of such date, other than Hanover and Borrowers as
of such date, in favor of Lender, as heretofore amended (the "Subsidiary
Guarantee"), shall be deemed further amended to include each Additional Hanover
1999 Reorganization Guarantor as an additional Guarantor party signatory
thereto. Each Additional Hanover 1999 Reorganization Guarantor hereby expressly
(i) assumes and agrees to be directly liable to Lender, jointly and severally
with the other Guarantors signatories thereto and the Borrowers, for all
Obligations (as defined in the Subsidiary Guarantee), (ii) agrees to perform,
comply with and be bound by all terms, conditions and covenants of the
Subsidiary Guarantee with the same force and effect as if each Additional
Hanover 1999 Reorganization Guarantor had originally executed and been an
original party signatory to the Subsidiary Guarantee, and (iii) agrees that
Lender shall have all rights, remedies and interests with respect to each
Additional Hanover 1999 Reorganization Guaranty and their respective properties
with the same force and effect as if each had originally executed and been an
original party signatory to the Subsidiary Guarantee.
(b) Each of Additional Hanover 1999 Reorganization Guarantor
hereby expressly (i) assumes and agrees to be directly liable for all
Obligations under, contained in, or arising out of the Loan Agreement, the
General Security Agreement, dated November 14, 1995, by the Existing Guarantors
as of such date, other than Hanover and Borrowers as of such date, in favor
13
of Lender, as heretofore amended (the "Subsidiary General Security Agreement")
and the other Financing Agreements applicable to all Guarantors and as applied
to each Additional Hanover 1999 Reorganization Guarantor as a Guarantor, (ii)
agrees to perform, comply with and be bound by all terms, conditions and
covenants of the Loan Agreement, the Subsidiary General Security Agreement and
the other Financing Agreements applicable to all Guarantors and as applied to
each Additional Hanover 1999 Reorganization Guarantor as a Guarantor with the
same force and effect as if each Additional Hanover 1999 Reorganization
Guarantor had originally executed and been an original Guarantor or Debtor, as
the case may be, party signatory to the Loan Agreement, the Subsidiary General
Security Agreement and the other Financing Agreements, and (iii) agrees that
Lender shall have all rights, remedies and interests, including security
interests in the Collateral granted pursuant to Section 4 hereof, the Loan
Agreement, the Subsidiary General Security Agreement, and the other Financing
Agreements, with respect to each Additional Hanover 1999 Reorganization
Guarantor and their respective properties and assets with the same force and
effect as if each Additional Hanover 1999 Reorganization Guarantor had
originally executed and had been an original Guarantor or Debtor, as the case
may be, party signatory to the Loan Agreement, the Subsidiary General Security
Agreement and the other Financing Agreements, and such agreements shall be
deemed so amended.
(c) Each Guarantor, including, without limitation, each
Additional Hanover 1999 Reorganization Guarantor as a Guarantor pursuant hereto,
hereby expressly and specifically ratifies, restates and confirms the terms and
conditions of its respective Guarantee(s) in favor of Lender and its liability
for all of the Obligations (as defined in its Guarantee(s)), and all other
obligations, liabilities, agreements and covenants thereunder.
(d) Each Borrower, and each Guarantor, including, without
limitation, each Additional Hanover 1999 Reorganization Guarantor, hereby agrees
that all references to Guarantor or Guarantors or other terms intended to refer
to a Guarantor or Guarantors, such as Debtor or Debtors, contained in any of the
Financing Agreements are hereby amended to include each of Additional Hanover
1999 Reorganization Guarantor and each other person or entity at any time
hereafter made a "Guarantor" under the Loan Agreement, as an additional
Guarantor or Debtor, or other appropriate term of similar import, as the case
may be.
(e) Each Borrower and each Guarantor hereby acknowledges,
confirms and agrees that, by operation of law and as provided in the Hanover
1999 Reorganization Agreements, as the case may be, and this Amendment:
(i) LWI Holdings, as the surviving corporation pursuant
to the Aegis/LWI Holdings Merger, has continued and shall continue to be
directly and primarily liable in all respects for the Obligations of Aegis
arising prior to the effective time of the Aegis/LWI Holdings Merger;
(ii) Lender shall continue to have valid and perfected
security interests, liens and rights in and to all of the assets and properties
owned and acquired (A) by LWI Holdings, as the surviving corporation of the
Aegis/LWI Holdings Merger, and (B) by each Borrower or Guarantor that is the
purchaser, assignee or transferee of any such assets and properties, pursuant to
the Hanover 1999 Reorganization Agreements or otherwise, and all such
14
assets and properties shall be deemed included in the Collateral or the
Guarantor Collateral, as the case may be, and such security interests, liens and
rights and their perfection and priorities have continued and shall continue in
all respects in full force and effect;
(iii) HDV, as the surviving corporation pursuant to the
Colonial Garden/HDV Merger, has continued and shall continue to be directly and
primarily liable in all respects for the Obligations of Colonial Gardens arising
prior to the effective time of the Colonial Garden/HDV Merger;
(iv) Lender has and shall continue to have valid and
perfected security interests, liens and rights in and to all of the Colonial
Garden Catalog Assets and any other assets and properties owned and acquired (A)
by HDV, as the surviving corporation of the Colonial Garden/HDV Merger, and (B)
by each Borrower or Guarantor that is the purchaser, assignee or transferee of
any such assets and properties, pursuant to the Hanover 1999 Reorganization
Agreements or otherwise, and all such assets and properties shall be deemed
included in the Collateral or the Guarantor Collateral, as the case may be, and
such security interests, liens and rights and their perfection and priorities
have continued and shall continue in all respects in full force and effect;
(v) Hanover, as the surviving corporation pursuant to
the CSHI/HDI Merger, has continued and shall continue to be directly and
primarily liable in all respects for the Obligations of CSHI arising prior to
the effective time of the CSHI/HDI Merger;
(vi) Lender has and shall continue to have valid and
perfected security interests, liens and rights in and to all of the assets and
properties owned and acquired (A) by Hanover, as the surviving corporation of
the CSHI/HDI Merger, and (B) by each Borrower or Guarantor that is the
purchaser, assignee or transferee of any such assets and properties, pursuant to
the Hanover 1999 Reorganization Agreements or otherwise, and all such assets and
properties shall be deemed included in the Collateral or the Guarantor
Collateral, as the case may be, and such security interests, liens and rights
and their perfection and priorities have continued and shall continue in all
respects in full force and effect;
(vii) HDV, as the surviving corporation pursuant to the
HH Corp./HDV Merger, has continued and shall continue to be directly and
primarily liable in all respects for the Obligations of HH Corp. arising prior
to the effective time of the HH Corp./HDV Merger; and
(viii) Lender has and shall continue to have valid and
perfected security interests, liens and rights in and to all of the HH Corp.
assets and properties owned and acquired (A) by HDV, as the surviving
corporation of the HH Corp./HDV Merger, and (B) by each Borrower or Guarantor
that is the purchaser, assignee or transferee of any such assets and properties,
pursuant to the Hanover 1999 Reorganization Agreements or otherwise, and all
such assets and properties shall be deemed included in the Collateral or the
Guarantor Collateral, as the case may be, and such security interests, liens and
rights and their perfection and priorities have continued and shall continue in
all respects in full force and effect.
(ix) Without limiting the generality of the foregoing,
(A) none of the
15
transactions contemplated by the Hanover 1999 Reorganization Agreements shall in
any way limit, impair or adversely affect the Obligations now or hereafter owed
to Lender by any existing or former Borrowers or Guarantors or any security
interests or liens in any assets or properties securing the same, (B) the
security interests, liens and rights of Lender in and to the assets and
properties of (1) LWI Holdings, as the surviving corporation of the Aegis/LWI
Holdings Merger, (2) HDV, as the surviving corporation of the Colonial
Garden/HDV Merger, (3) Hanover, as the surviving corporation of the CSHI/HDI
Merger, (4) HDV, as the surviving corporation of the HH Corp./HDV Merger, or (5)
any Borrower or Guarantor that is the recipient, assignee or transferee of any
such assets and properties contributed, assigned or transferred pursuant to the
Hanover 1999 Reorganization Agreements have continued and, upon and after the
consummation of the Aegis/LWI Holdings Merger, the Colonial Garden/HDV Merger,
the CSHI/HDI Merger, the HH Corp./HDV Merger, or such contribution, assignment
or transfer, as the case may be, shall continue to secure all Obligations to
Lender of LWI Holdings, Hanover, HDV, or the predecessor owner of such assets
and properties, as the case may be, in addition to all other existing and future
Obligations of LWI Holdings, Hanover, HDV or such Borrower or Guarantor, as the
case may be, to Lender.
4. Collateral.
Without limiting the provisions of Section 3(d) hereof, the Loan
Agreement, the Subsidiary General Security Agreement and the other Financing
Agreements, as collateral security for the prompt payment and performance when
due of all of the Obligations of the Additional Hanover 1999 Reorganization
Guarantors to Lender, each of the Additional Hanover 1999 Reorganization
Guarantors hereby grants to Lender, a continuing security interest in, and lien
upon, and right of setoff against, and each of the Additional Hanover 1999
Reorganization Guarantors hereby pledges and assigns to Lender, all of its now
owned and hereafter acquired and arising assets and properties, all of which
shall be included in the definition of Collateral as set forth in the Subsidiary
General Security Agreement (which definition is hereby amended accordingly),
including, without limitation, the following:
(i) all present and future: (A) accounts, credit card
receivables (including credit card charge records and other evidences of credit
card transactions), contract rights, general intangibles, chattel paper,
documents and instruments (collectively, "Accounts"), including, without
limitation, all obligations for the payment of money arising out of the sale,
lease or other disposition of goods or other property or rendition of services,
all monies, all credit balances, reserve balances and other monies due from or
held by factors or credit card issuers or servicing agents or financial
intermediaries; (B) all monies, securities and other property and the proceeds
thereof, now or hereafter held or received by, or in transit to, Lender or any
participant from or for it whether for safekeeping, pledge, custody,
transmission, collection or otherwise, and all of its deposits (general or
special), balances, sums and credits with Lender or any participant at any time
existing; (C) all of its right, title and interest, and all of its rights,
remedies, security and liens, in, to and in respect of the Accounts and other
collateral, including, without limitation, rights of stoppage in transit,
replevin, repossession and reclamation and other rights and remedies of an
unpaid vendor, lienor or secured party, guaranties or other contracts of
suretyship with respect to the Accounts, deposits or other security for the
obligation of any account debtor, credit and other insurance; (D) all of its
right, title and interest in, to and in respect of all goods relating
16
to, or which by sale have resulted in Accounts, including, without limitation,
all goods described in invoices, documents, contracts or instruments with
respect to, or otherwise representing or evidencing, any Account or other
collateral, including, without limitation, all returned, reclaimed or
repossessed goods; (E) all deposit accounts; and (F) all other general
intangibles of every kind and description, including, without limitation, (1)
trade names and trademarks, and the goodwill of the business symbolized thereby,
(2) patents, (3) copyrights, (4) licenses, (5) claims and other choses in
action, (6) Federal, State, local and foreign tax refund claims of all kinds,
(7) catalogs and promotional materials, customer and mailing lists, and (8) all
of its right, title and interest in and to joint ventures and partnerships;
(ii) all Inventory;
(iii) all Equipment;
(iv) all Real Property;
(v) all present and future books, records, ledger
cards, computer programs and other property and general intangibles evidencing
or relating to any of the above, any other collateral or any account debtor,
together with the file cabinets or containers in which the foregoing are stored;
and
(vi) all present and future products and proceeds of the
foregoing, in any form, including, without limitation, any insurance proceeds
and any claims against third persons for loss or damage to or destruction of any
or all of the foregoing.
5. Acknowledgments Regarding Hanover Guarantor Subsidiary Dissolutions.
Each of Borrowers and Guarantors hereby acknowledges, confirms and
agrees that, upon the effectiveness of the dissolutions of those Guarantors
consented to under Section 2(b) hereof:
(i) The dissolutions of those Guarantors consented to
under Section 2(b) hereof shall not in any way limit, impair or adversely affect
the Obligations now or hereafter owed to Lender by any continuing Borrower or
Guarantor, including, without limitation, any such Obligations they have as
shareholders of such dissolved Guarantors pursuant to applicable law; and
(ii) Lender shall continue to have valid and perfected
security interests, liens and rights in and to all assets and properties of each
existing or former Guarantor whose dissolution has been consented to under
Section 2(b) hereof. Such assets and properties shall continue to be deemed
included in the Guarantor Collateral, and such security interests, liens and
rights and their perfection and priorities shall continue in all respects in
full force and effect.
6. Allocation of Revolving Loans and Letter of Credit Accommodations.
Each of
17
Borrowers and Guarantors confirms, acknowledges and agrees that:
(a) as of the effective date of the Hanover 1999 Reorganization
as to Aegis, the portion of the Revolving Loans and Letter of Credit
Accommodations to or for the account of Aegis determined by Lender to be
allocable to the Inventory or other Collateral of Aegis before the consummation
of the Hanover 1999 Reorganization as to Aegis, shall be deemed to be Revolving
Loans and Letter of Credit Accommodations of LWI Holdings;
(b) as of and after the effective date of the Hanover 1999
Reorganization as to Colonial Garden, the portion of the Revolving Loans and
Letter of Credit Accommodations to or for the account of Colonial Gardens
determined by Lender to be allocable to the Inventory and other Collateral of
Colonial Gardens before the consummation of the Hanover 1999 Reorganization as
to Colonial Garden, shall be deemed to be Revolving Loans and Letter of Credit
Accommodations of HDV;
(c) as of and after the effective date of the Hanover 1999
Reorganization as to HH Corp., the portion of the Revolving Loans and Letter of
Credit Accommodations to or for the account of HH Corp. determined by Lender to
be allocable to the Inventory and other Collateral of HH Corp. before the
consummation of the Hanover 1999 Reorganization shall be deemed to be Revolving
Loans and Letter of Credit Accommodations of HDV; and
(d) contemporaneously with any determination by Lender of the
outstanding amount of Revolving Loans and Letter of Credit Accommodations to be
allocated to each of HDV and LWI Holdings, as provided in Sections 6(a) through
(c) hereof, respectively, the outstanding amount of Revolving Loans and Letter
of Credit Accommodations of the transferor Borrower shall be reduced by those
amounts so allocated, but without thereby relieving the transferor Borrower of
liability therefor.
7. Exhibits.
(a) Exhibits A, B-1 and C to the Loan Agreement are hereby
deleted in their entirety and replaced with the information set forth on
Exhibits A, B-1 and C hereto.
(b) Exhibit A to the Subsidiary General Security Agreement is
hereby amended to include, in addition and not in limitation, the information
set forth on Exhibit D attached hereto.
8. Representations, Warranties and Covenants. Borrowers and Guarantors
represent, warrant and covenant with and to Lender as follows, which
representations, warranties and covenants are continuing and shall survive the
execution and delivery hereof, the truth and accuracy of, or compliance with
each, together with the representations, warranties and covenants in the other
Financing Agreements, being a condition of the effectiveness of this Amendment
and a continuing condition of the making or providing of any Revolving Loans or
Letter of Credit Accommodations by Lender to Borrowers:
(a) This Amendment and each other agreement or instrument to be
executed and delivered by each of the Additional Hanover 1999 Reorganization
Guarantors, the other
18
Borrowers and/or the other Guarantors hereunder have been duly authorized,
executed and delivered by all necessary action on the part of each of the
Additional Hanover 1999 Reorganization Guarantors, the other Borrowers and each
of the other Guarantors which is a party hereto and thereto and, if necessary,
their respective stockholders (with respect to any corporation) or members (with
respect to any limited liability company), and is in full force and effect as of
the date hereof, as the case may be, and the agreements and obligations of each
of the Additional Hanover 1999 Reorganization Guarantors, the other Borrowers
and/or the other Guarantors, as the case may be, contained herein and therein
constitute legal, valid and binding obligations of each of the Additional
Hanover 1999 Reorganization Guarantors, the other Borrowers and/or the other
Guarantors, as the case may be, enforceable against them in accordance with
their terms.
(b) Neither the execution and delivery of the Hanover 1999
Reorganization Agreements, nor the consummation of the transactions contemplated
by the Hanover 1999 Reorganization Agreements, nor compliance with the
provisions of the Hanover 1999 Reorganization Agreements, shall result in the
creation or imposition of any lien, claim, charge or encumbrance upon any of the
Collateral, except in favor of Lender pursuant to this Amendment and the
Financing Agreements as amended hereby.
(c) Neither the execution and delivery of the Hanover 1999
Reorganization Agreements, nor the consummation of the transactions therein
contemplated, nor compliance with the provisions thereof, (i) has violated or
shall violate any Bulk Sales Act, Bulk Transfer Act or Article 6 of the UCC, if
applicable, the Xxxx-Xxxxx-Xxxxxx Anti-Trust Improvements Act of 1976, as
amended, if applicable, or any Federal or State securities laws or any other law
or regulation or any order or decree of any court or governmental
instrumentality in any respect or (ii) does, or shall conflict with or result in
the breach of, or constitute a default in any respect under any material
mortgage, deed of trust, security agreement, agreement or instrument to which
any of Borrowers, the Additional Hanover 1999 Reorganization Guarantors or other
Guarantor is a party or may be bound, other than conflicts or defaults under
certain real estate leases, intellectual property licenses and equipment leases,
or (iii) shall violate any provision of the Certificates of Incorporation or
By-Laws of erizon, inc., Hanover Brands or xxxxxx.xxx or any other Borrower or
other Guarantor, or (iv) shall violate any provision of the Certificates of
Formation or Operating Agreements of any of Kitchen & Home LLC, Domestications
K&G LLC, Encore LLC, Clearance World LLC, Scandia LLC, LaCrosse LLC and San
Diego LLC.
(d) All of the outstanding shares of capital stock of each of
erizon, inc., Hanover Brands and xxxxxx.xxx have been duly authorized, validly
issued and are fully paid and non-assessable, free and clear of all claims,
liens, pledges and encumbrances of any kind, other than liens in favor of
Lender. As of the date hereof, Hanover is the beneficial and direct owner of
record of one hundred (100%) percent of the issued and outstanding shares of
capital stock of each of Hanover Brands and erizon, inc. As of the date hereof,
erizon, inc. is the beneficial and direct owner of record of one hundred (100%)
percent of the issued and outstanding shares of capital stock of xxxxxx.xxx.
(e) None of the membership interests in any of Kitchen & Home
LLC, Domestications K&G LLC, Encore LLC, Clearance World LLC, Scandia LLC,
LaCrosse LLC
19
and San Diego LLC have been evidenced by a membership certificate or other
certificate, document, instrument or security. All of the membership interests
in each of Kitchen & Home LLC, Domestications K&G LLC, Encore LLC, Clearance
World LLC, Scandia LLC, LaCrosse LLC and San Diego LLC (i) are noted in the
respective books and records of each such company, (ii) have been duly
authorized, validly issued and (iii) are fully paid and non-assessable, free and
clear of all claims, liens, pledges and encumbrances of any kind, other than
liens in favor of Lender.
(f) No court of competent jurisdiction has issued any injunction,
restraining order or other order which has prohibited or prohibits consummation
of the Hanover 1999 Reorganization or any part thereof, and no governmental
action or proceeding has been threatened or commenced seeking any injunction,
restraining order or other order which seeks to void or otherwise modify the
transactions described in the Hanover 1999 Reorganization Agreements.
(g) As of the date hereof, each of Hanover Brands, erizon, inc.
and xxxxxx.xxx is a Delaware corporation, duly organized and validly existing in
good standing under the laws of the State of Delaware. As of the date hereof,
each of Kitchen & Home LLC, Domestications K&G LLC, Encore LLC, Clearance World
LLC, Scandia LLC, LaCrosse LLC and San Diego LLC is a limited liability company,
duly formed and validly existing in good standing under the laws of the State of
Delaware. As of the date hereof, each of the Additional Hanover 1999
Reorganization Guarantors (i) is duly licensed or qualified to do business as a
foreign limited liability company or foreign corporation, as the case may be,
and is in good standing in each of the jurisdictions set forth in Exhibit A
annexed hereto, which are, as of the date hereof, the only jurisdictions wherein
the character of the properties owned or licensed or the nature of the business
of any of the Additional Hanover 1999 Reorganization Guarantors, makes such
licensing or qualification to do business necessary; and (ii) has all requisite
power and authority to own, lease and operate its properties and to carry on its
business as it is now being conducted and will be conducted in the future.
(h) The assets and properties of the Additional Hanover 1999
Reorganization Guarantors are owned by them, free and clear of all security
interests, liens and encumbrances of any kind, nature or description, as of the
date hereof, except those security interests existing in favor of Lender and
those granted pursuant hereto in favor of Lender, and except for Liens (if any)
permitted under Section 6.4 of the Loan Agreement or the other Financing
Agreements.
(i) Upon the effectiveness of each of the mergers consented to
under Section 2(a) hereof, each such merger has become effective in accordance
with the terms of each of the applicable Hanover 1999 Reorganization Agreements
applicable to it and of the applicable corporate statutes of the States of
incorporation of each Borrower and each Guarantor that is a constituent
corporation pursuant to the mergers so consented to. As of the respective date
of the effectiveness of the respective mergers consented to under Section 2(a)
hereof, (i) LWI Holdings was and continues to be the surviving corporation of
the Aegis/LWI Holdings Merger (ii) HDV was continuing to be the surviving
corporation of the Colonial Garden/HDV Merger, (iii)
20
Hanover was and continues to be the surviving corporation of the CSHI/HDI
Merger, and (iv) HDV was and continues to be the surviving corporation of the HH
Corp./HDV Merger.
(j) Neither the consummation of the mergers, as consented to
under Section 2(a) hereof, nor the dissolution of certain Guarantors as
consented to under Section 2(b) hereof, nor the execution, delivery and/or
filing of the applicable merger documents in respect of the Hanover 1999
Reorganization Agreements, or any other agreements, documents or instruments in
connection therewith, nor the consummation of the transactions therein
contemplated, nor compliance with the provisions thereof if consummated or
effected on or before the date hereof has resulted in or if consummated or
effected after the date hereof shall result in the creation or imposition of any
lien, claim, charge or incumbrance upon any of the Collateral, except in favor
of Lender.
(k) All actions and proceedings required by the Hanover 1999
Reorganization Guarantors applicable to the mergers consented to under Section
2(a) hereof and the Hanover Subsidiary 1999 Dissolution Agreements, applicable
law and regulation, have been or shall be taken prior to the effectiveness of
such mergers and dissolutions and all transactions required thereunder have been
and shall be, or will be duly and validly consummated.
(l) No court of competent jurisdiction has, or prior to the
effectiveness thereof shall have, issued any injunction, restraining order or
other order which prohibits consummation of the mergers as consented to under
Section 2(a) hereof or the dissolution of certain Guarantors as consented to
under Section 2(b) hereof, and no governmental action or proceeding has been,
or, prior to the effectiveness thereof, shall have been, threatened or
commenced, seeking any injunction, restraining order or other order which seeks
to void or otherwise modify the transactions described in the Hanover 1999
Reorganization Agreements applicable to the mergers consented to in Section 2(a)
hereof or the Hanover Subsidiary 1999 Dissolution Agreements.
(m) Neither the consummation of the mergers consented to under
Section 2(a) hereof, nor the dissolution of certain Guarantors consented to
under Section 2(b) hereof, nor the execution, delivery or filing of the Hanover
1999 Reorganization Agreements applicable to the mergers consented to in Section
2(a) hereof, the Hanover Subsidiary 1999 Dissolution Agreements or any other
agreements, documents or instruments in connection therewith, nor the
consummation of the transactions therein contemplated, nor compliance with the
provisions thereof before the date hereof or upon the effectiveness of such
mergers and dissolutions (i) has violated or will violate any Federal or State
securities laws, any State corporation law, or any other law or regulation or
any order or decree of any court or governmental instrumentality in any respect,
or (ii) does or will conflict with or result in the breach of, or constitute a
default in any respect under any material mortgage, deed of trust, security
agreement, agreement or instrument to which any existing or former Guarantor or
Borrower is a party or may be bound, other than conflicts or defaults under
certain real estate leases, intellectual property licenses and equipment leases,
or (iii) does or will violate any provision of the Certificate of Incorporation
or By-Laws of any Guarantor or any Borrower.
(n) The aggregate amount of the actual and contingent
indebtedness, liabilities and obligations, other than those owed to Lender or
any other Borrower or Guarantor, incurred
21
by the Guarantors dissolved or which will be dissolved as consented to under
Section 2(b) hereof, including any such indebtedness, liabilities and
obligations arising in connection with or relating to such dissolutions, shall
not exceed $10,000 for any one such dissolved Guarantor.
(o) No action of, or filing with, or consent of any governmental
or public body or authority, other than the filing of UCC financing statements
and filings with the United States Patent and Trademark Office, and no approval
or consent of any other party, is required to authorize, or is otherwise
required in connection with, the execution, delivery and performance of this
Amendment.
(p) All of the representations and warranties set forth in the
Loan Agreement as amended hereby, and the other Financing Agreements, are true
and correct in all material respects after giving effect to the provisions of
this Amendment, except to the extent any such representation or warranty is made
as of a specified date, in which case such representation or warranty shall have
been true and correct as of such date.
(q) After giving effect to the provisions of this Amendment, no
Event of Default or Incipient Default exists or has occurred and is continuing.
9. Conditions Precedent. Concurrently with the execution and delivery
hereof (except to the extent otherwise indicated below), and as a further
condition to the effectiveness of this Amendment and the agreement of Lender to
the modifications and amendments set forth in this Amendment:
(a) Lender shall have received, in form and substance
satisfactory to Lender, evidence that (i) the Hanover 1999 Reorganization
Agreements have been duly executed and delivered by and to the appropriate
parties thereto and (ii) the transactions contemplated by the Hanover 1999
Reorganization have been consummated prior to, or contemporaneously with, the
execution of this Amendment;
(b) Each of Borrowers, the Additional Hanover 1999 Reorganization
Guarantors and Existing Guarantors shall have delivered to Lender, in form and
substance satisfactory to Lender, each of the following agreements to which it
is a party, duly authorized, executed and delivered:
(i) Third Amendment to Trademark Collateral Assignment
and Security Agreement, dated November 14, 1995, by and among Hanover Brands,
erizon, inc. and Lender, providing for certain amendments to the Trademark
Collateral Assignment and Security Agreement, and any such documents,
instruments or filings with respect thereto with the U.S. Patent and Trademark
Office to protect such Collateral;
(ii) evidence that notice has been received by the
Customer List Escrow Agent setting forth any changes in ownership to all
existing Customer Lists that are being held by the Customer List Escrow Agent
pursuant to the Customer List Escrow Agreement;
(iii) Guarantee and Waiver by the Additional Hanover 1999
22
Reorganization Guarantors, Guarantors, other than Borrowers and Hanover, in
favor of Lender with respect to the Obligations of Borrowers; and
(c) Borrowers, the Additional Hanover 1999 Reorganization
Guarantors and Guarantors shall have duly executed and delivered to Lender such
UCC financing statements and other documents and instruments which Lender in its
sole discretion has determined are necessary to perfect the security interests
of Lender in all Collateral now or hereafter owned by Additional Hanover 1999
Reorganization Guarantors;
(d) Each of Hanover Brands, erizon, inc. and xxxxxx.xxx shall
have delivered to Lender (i) a copy of its Certificate of Incorporation, and all
amendments thereto, certified by the Secretary of State of its jurisdiction of
incorporation as of the most recent practicable date certifying that each of the
foregoing documents remains in full force and effect and has not been modified
or amended, except as described therein, (ii) a copy of its By-Laws, certified
by its Secretary or Assistant Secretary, (iii) a certificate from its Secretary
or Assistant Secretary dated the date hereof certifying that each of the
foregoing documents remains in full force and effect and has not been modified
or amended, except as described therein;
(e) Each of Kitchen & Home LLC, Domestications K&G LLC, Encore
LLC, Clearance World LLC, Scandia LLC, LaCrosse LLC and San Diego LLC shall have
delivered to Lender (i) a copy of its Certificate of Formation or Articles of
Organization, and all amendments thereto, certified by the Secretary of State of
its jurisdiction of formation as of the most recent practicable date certifying
that each of the foregoing documents remains in full force and effect and has
not been modified or amended, except as described therein, (ii) a copy of its
Operating Agreement, certified by the Secretary or Assistant Secretary of the
company, and (iii) a certificate from its Secretary or Assistant Secretary dated
the date hereof certifying that each of the foregoing documents remains in full
force and effect and has not been modified or amended, except as described
therein;
(f) Each of the Additional Hanover 1999 Reorganization Guarantors
shall have delivered to Lender evidence, as of the most recent practicable date,
that it is duly qualified and in good standing in each jurisdiction set forth in
Exhibit A annexed hereto;
(g) Lender shall have received, in form and substance
satisfactory to Lender, Secretary's or Assistant Secretary's Certificates of
Directors' Resolutions with Shareholders' Consent evidencing the adoption and
subsistence of corporate resolutions approving the execution, delivery and
performance by Borrowers and the other Guarantors that are corporations of this
Amendment and the agreements, documents and instruments to be delivered pursuant
to this Amendment;
(h) Lender shall have received, in form and substance
satisfactory to Lender, for each of Kitchen & Home LLC, Domestications K&G LLC,
Encore LLC, Clearance World LLC, Scandia LLC, LaCrosse LLC and San Diego LLC (i)
a Management and Incumbency Certificate of each such company identifying all
managers, officers or other persons authorized to act on behalf of such company,
(ii) Company Resolutions of each such company, evidencing the adoption and
subsistence of company resolutions approving the execution, delivery and
23
performance by each of Kitchen & Home LLC, Domestications K&G LLC, Encore LLC,
Clearance World LLC, Scandia LLC, LaCrosse LLC and San Diego LLC, respectively,
of this Amendment and the agreements, documents and instruments to be delivered
pursuant to this Amendment, in each case signed by all members of each such
company, and (iii) Certificates of the Secretary or Assistant Secretary of each
such company identifying all members of such company;
(i) Lender shall have received, in form and substance
satisfactory to Lender, updates or amendments to the existing Evidence of
Property Insurance and Certificate of Liability Insurance issued by the existing
insurance broker or agent of Borrowers and Guarantors in favor of Lender;
(j) Lender shall have received an opinion of counsel to the
Additional Hanover 1999 Reorganization Guarantors, Borrowers and other
Guarantors with respect to the transactions contemplated by this Amendment and
the Hanover 1999 Reorganization Agreements, and such other matters as Lender
shall reasonably request, addressed to Lender, in form and substance and
satisfactory to Lender; and
(k) each of Borrowers and Guarantors shall deliver, or cause to
be delivered, to Lender a true and correct copy of any consent, waiver or
approval to or of this Amendment, which any Borrower or Guarantor is required to
obtain from any other Person, and such consent, approval or waiver shall be in a
form reasonably acceptable to Lender.
10. Effect of this Amendment. This Amendment constitutes the entire
agreement of the parties with respect to the subject matter hereof, and
supersedes all prior oral or written communications, memoranda, proposals,
negotiations, discussions, term sheets and commitments with respect to the
subject matter hereof. Except as expressly provided herein, no other changes or
modifications to the Loan Agreement or any of the other Financing Agreements, or
waivers of or consents under any provisions of any of the foregoing, are
intended or implied by this Amendment, and in all other respects the Financing
Agreements are hereby specifically ratified, restated and confirmed by all
parties hereto as of the effective date hereof. To the extent that any provision
of the Loan Agreement or any of the other Financing Agreements conflicts with
any provision of this Amendment, the provision of this Amendment shall control.
11. Further Assurances. Borrowers and Guarantors shall execute and
deliver such additional documents and take such additional action as may be
reasonably requested by Lender to effectuate the provisions and purposes of this
Amendment.
12. Governing Law. The rights and obligations hereunder of each of the
parties hereto shall be governed by and interpreted and determined in accordance
with the internal laws of the State of New York (without giving effect to
principles of conflicts of laws).
13. Binding Effect. This Amendment shall be binding upon and inure to
the benefit of each of the parties hereto and their respective successors and
assigns.
24
14. Counterparts. This Amendment may be executed in any number of
counterparts, but all of such counterparts shall together constitute but one and
the same agreement. In making proof of this Amendment, it shall not be necessary
to produce or account for more than one counterpart thereof signed by each of
the parties hereto.
[REMAINDER OF PAGE INTENTIONALLY LEFT BLANK]
25
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be
executed on the day and year first written.
CONGRESS FINANCIAL CORPORATION
By:
Title:
HANOVER DIRECT PENNSYLVANIA, INC.
By:
Title:
BRAWN OF CALIFORNIA, INC.
By:
Title:
GUMP'S BY MAIL, INC.
By:
Title:
GUMP'S CORP.
By:
Title:
LWI HOLDINGS, INC.
By:
Title:
26
[SIGNATURES CONTINUE ON NEXT PAGE]
[SIGNATURES CONTINUED FROM PREVIOUS PAGE]
HANOVER DIRECT VIRGINIA INC.
By:
Title:
HANOVER REALTY, INC.
By:
Title:
THE COMPANY STORE FACTORY, INC.
By:
Title:
THE COMPANY OFFICE, INC.
By:
Title:
[SIGNATURES CONTINUE ON NEXT PAGE]
27
[SIGNATURES CONTINUED FROM PREVIOUS PAGE]
TWEEDS, LLC
By:
Title:
SILHOUETTES, LLC
By:
Title:
HANOVER COMPANY STORE, LLC
By:
Title:
DOMESTICATIONS, LLC
By:
By their signatures below, the
undersigned Guarantors acknowledge and
agree to be bound by the applicable
provisions of this Amendment:
HANOVER DIRECT, INC.
By:
Title:
28
[SIGNATURES CONTINUE ON NEXT PAGE]
29
[SIGNATURES CONTINUED FROM PREVIOUS PAGE]
AMERICAN DOWN & TEXTILE COMPANY
By:
Title:
X.X. ADVERTISING, INC.
By:
Title:
SCANDIA DOWN CORPORATION
By:
Title:
KEYSTONE LIQUIDATIONS, INC.
By:
Title:
YORK FULFILLMENT COMPANY, INC.
By:
Title:
HANOVER HOME FASHIONS GROUP, LLC
By:
Title:
30
[SIGNATURES CONTINUE ON NEXT PAGE]
[SIGNATURES CONTINUED FROM PREVIOUS PAGE]
KEYSTONE INTERNET SERVICES, INC.
By:
Title:
KITCHEN & HOME, LLC
By:
Title:
DOMESTICATIONS KITCHEN & GARDEN, LLC
By:
Title:
ENCORE CATALOG, LLC
By:
Title:
CLEARANCE WORLD OUTLETS, LLC
By:
Title:
SCANDIA DOWN, LLC
By:
Title:
31
[SIGNATURES CONTINUE ON NEXT PAGE]
[SIGNATURES CONTINUED FROM PREVIOUS PAGE]
ERIZON, INC.
By:
Title:
HANOVER BRANDS, INC.
By:
Title:
XXXXXX.XXX, INC.
By:
Title:
LA CROSSE FULFILLMENT, LLC
By:
Title:
SAN DIEGO TELEMARKETING, LLC
By:
Title:
32
EXHIBIT A TO FOURTEENTH AMENDMENT TO
LOAN AND SECURITY AGREEMENT
EXHIBIT A
TO
LOAN AND SECURITY AGREEMENT
JUSDICTIONS OF QUALIFICATION
COMPANY STATE OF QUALIFICATIONS
INCORPORATION OR
FORMATION
American Down & Wisconsin None
Textile Company
Brawn of California, California New Jersey
Inc. Pennsylvania
Virginia
To be withdrawn from
Pennsylvania
Clearance World Delaware New Jersey
Outlets, LLC Pennsylvania
The Company Office, Delaware Wisconsin
Inc.
The Company Store Delaware Wisconsin
Factory, Inc.
X.X. Advertising, New Jersey Pennsylvania
Inc. Virginia
Domestications, LLC Delaware New Jersey
Virginia
Domestications Delaware New Jersey
Kitchen & Garden, LLC Virginia
Encore Catalog, LLC Delaware New Jersey
erizon, Inc. Delaware Pennsylvania
New Jersey
xxxxxx.xxx, Inc. Delaware New Jersey
33
Gump's By Mail, Inc. Delaware California
New Jersey
Pennsylvania
Gump's Corp. California None
Hanover Brands, Inc. Delaware New Jersey
Pennsylvania
Hanover Company Delaware New Jersey
Store, LLC Virginia
Wisconsin
Hanover Direct, Inc. Delaware New Jersey
Hanover Direct Pennsylvania New Jersey
Pennsylvania, Inc. Virginia
California
to be qualified in
Wisconsin
Hanover Direct Virginia New Jersey
Virginia, Inc. Virginia
Minnesota
Wisconsin
Hanover Home Delaware New Jersey
Fashions Group, LLC Virginia
Wisconsin
Hanover Realty, Inc. Virginia None
Xxxxx, Inc. Delaware New Jersey
New York
Keystone Internet Delaware Pennsylvania
Services, Inc. Virginia
New Jersey
California
Keystone Delaware New Jersey
Liquidations, Inc. Pennsylvania
Kitchen & Home, LLC Delaware New Jersey
Virginia
34
LaCrosse Delaware Wisconsin
Fulfillment, LLC
LWI Holdings, Inc. Delaware Ohio
Pennsylvania
Virginia
To be withdrawn from
Pennsylvania
San Diego Delaware California
Telemarketing, LLC
Scandia Down Delaware Pending in California
Corporation
Scandia Down, LLC Delaware New Jersey
Pennsylvania
Silhouettes, LLC Delaware New Jersey
Virginia
Pennsylvania (d/b/a
Silhouettes Catalog, LLC)
Tweeds, LLC Delaware New Jersey
Virginia
Pennsylvania
35
EXHIBIT B TO FOURTEENTH AMENDMENT TO
LOAN AND SECURITY AGREEMENT
EXHIBIT B-1
TO
LOAN AND SECURITY AGREEMENT
EXISTING SUBSIDIARIES
NAME OF PARENT PERCENTAGE OWNED BY PARENT
-------------- --------------------------
Guarantor/Borrower Subsidiaries of Hanover Direct, Inc.
-------------------------------------------------------
erizon, Inc. 100%
BC Corporation of Tennessee, Inc. 100%
The Horn & Hardart Company, Inc. 100%
Hanover Brands, Inc. 100%
Always In Style, LLC 66%
Hanover Syndication Corp. 100%
Guarantor/Borrower Subsidiaries of erizon, Inc.
-----------------------------------------------
Hanover Realty, Inc. 100%
Desius, LLC 60%
Keystone Internet Services, Inc. 100%
The Company Office, Inc. 100%
xxxxxx.xxx, Inc. 100%
Hanover Direct Pennsylvania, Inc. 100%
Guarantor/Borrower Subsidiaries of Hanover Direct Pennsylvania, Inc.
---------------------------------------------------------------------
San Diego Telemarketing, LLC 100%
Hanover Home Fashions Group, LLC 100%
LaCrosse Fulfillment, LLC 100%
Hanover Direct Mail Marketing, Inc. 100%
York Fulfillment Company, Inc. 100%
Guarantor/Borrower Subsidiaries of Hanover Brands, Inc.
-------------------------------------------------------
36
Gump's By Mail, Inc. 100%
Gump's Corp. 100%
Xxxxx, Inc. 100%
D,M. Advertising, Inc. 100%
Brawn of California, Inc. 100%
LWI Holdings, Inc. 100%
American Down & Textile Company 100%
Scandia Down Corporation 100%
The Company Store Factory, Inc. 100%
Clearance World Outlets, LLC 100%
Keystone Liquidations, Inc. 100%
Hanover Direct Virginia, Inc. 100%
Guarantor/Borrower Subsidiaries of Hanover Direct Virginia, Inc.
----------------------------------------------------------------
Scandia Down, LLC 100%
Domestications, LLC 100%
Hanover Company Store, LLC 100%
Kitchen & Home, LLC 100%
Tweeds, LLC 100%
Silhouettes, LLC 100%
Domestications Kitchen & Garden, LLC 100%
Encore Catalog, LLC 100%
100%
100%
Guarantor/Borrower Subsidiaries of The Horn & Hardart Company, Inc.
------------------------------------------------------------------
The Horn & Hardart Realty Company, 100%
Inc.
37
BRMF&S DRAFT
02/22/2000
EXHIBIT C TO FOURTEENTH AMENDMENT TO
LOAN AND SECURITY AGREEMENT
Borrowers and Guarantors
Chief Executive Offices, Principal Places of Business,
Locations and Types of Collateral
COMPANY LOCATION OF PLACES OF TYPES OF ADDRESSES AT
CHIEF BUSINESS(1) COLLATERAL WHICH COLLATERAL
EXECUTIVE IS MAINTAINED
OFFICE
American Down 2929 Airport 2929 Airport Accounts 0000 Xxxxxxx Xx.
& Textile Road Park Rd.* Equipment LaCrosse, WI
Company Plaza LaCrosse, WI Fixtures
LaCrosse, WI General
Intangibles
000 Xxxx Xxxxx Inventory 000 Xxxx Xxxxx
XxXxxxxx, XX Xxxxxxxxx XxXxxxxx, XX
Instruments
Leased real
estate
Brawn of 741 "F" St. 741 "F" St.* Accounts 741 "F" St.
California, San Diego, CA San Diego, CA Documents San Diego, CA
Inc. Equipment
Fixtures
General
Intangibles
3964 Fifth Inventory 0000 Xxxxx Xxx.
Ave. Leased real San Diego, CA
San Diego, CA estate
0000 Xxxxx Xx. 0000 Xxxxx Xx.
Xxxxx X Xxxxx X
Xxx Xxxxx, XX San Diego, CA
8465 Xxxxxxxx 0000 Xxxxxxxx
Xxxx Xxxx Xxxxxxxxx,
Xxxxxxxxx, XX CA
-------------------------------------
(1) Principal place of business marked "*".
38
EXHIBIT C TO FOURTEENTH AMENDMENT TO
LOAN AND SECURITY AGREEMENT
Borrowers and Guarantors
Chief Executive Offices, Places and Principal Places of Business,
Locations and Types of Collateral
0000 Xxxxxxx Xx. 0000 Xxxxxxx Xx.
Xxxxxxx, XX Roanoke, VA
Clearance 1500 Harbor 1947 Franklin Accounts 0000 Xxxxxxxx
Xxxxx Xxxxxxx, Xxxx. Xxxxx Xxxxxx Equipment Xxxxx Circle #537
LLC Xxxxxxxxx, XX #000 Fixtures Xxxxxxxx Xxxxx
Xxxxxxxx Xxxxx General Mall
Mall Intangibles Philadelphia,
Philadelphia, Xxxxxxxxx XX 00000
PA 19154
Rockville Documents Rockville Square
Square Outlets Leased real Outlets
Lancaster, PA estate Lancaster, PA
South Hanover South Hanover
Shopping Center Shopping Center
845 Baltimore 000 Xxxxxxxxx Xx.
Xx. Xxxxxxx, XX
Hanover, PA
1500 Harbor 0000 Xxxxxx Xxxx.
Xxxx.* Xxxxxxxxx, XX
Xxxxxxxxx, XX
The Company 000 Xxxx Xxxxx 000 Xxxx Xxxxx* Accounts 000 Xxxx Xxxxx
Xxxxxx, Xxx. XxXxxxxx, XX LaCrosse, WI Fixtures LaCrosse, WI
General
Intangibles
Owned Real
Estate
Documents
Instruments
The Company 2929 Airport 2929 Airport Accounts 0000 Xxxxxxx Xx.
Xxxxxxx, Xxx. XxXxxxxx, XX LaCrosse, WI* Fixtures LaCrosse, WI
General Intangibles
Owned Real Estate
Documents
Instruments
2
39
X.X. 1500 Harbor 1500 Harbor Leased Real 0000 Xxxxxx
Xxxxxxxxxxx, Xxxx. Xxxx.* Xxxxxx Blvd.*
Inc. Weehawken, NJ Weehawken, NJ Fixtures Weehawken, NJ
Equipment
000 Xxxxxx Xx.
Xxxxxxx, XX
000 Xxxxxx Xx.
Xxxxxxx, XX
0000 Xxxxxxx Xx.,
Xxxxxxx, XX
00000
Domestications, 1500 Harbor 5022 Hollins Accounts 5022 Hollins
LLC Blvd. Rd., Roanoke Equipment Rd., Roanoke VA
Xxxxxxxxx, XX XX 00000 General 24019
Intangibles
Inventory
1500 Harbor Documents 0000 Xxxxxx Xxxx.
Xxxx.* Xxxxxxxxxxx Xxxxxxxxx, XX
Weehawken, NJ
Domestications 1500 Harbor 5022 Hollins Accounts 5022 Hollins
Kitchen & Blvd. Rd., Roanoke, General Rd., Roanoke, VA
Garden, LLC Xxxxxxxxx, XX XX 00000 Intangibles 24019
Inventory
Documents
1500 Harbor Instruments 0000 Xxxxxx Xxxx.
Xxxx.* Xxxxxxxxx, XX
Weehawken, NJ
Encore 1500 Harbor 1500 Harbor Accounts 0000 Xxxxxx Xxxx.
Catalog, LLC Blvd. Blvd.* General Weehawken, NJ
Weehawken, NJ Weehawken, NJ Intangibles
Documents
Instruments
erizon, Inc. 1500 Harbor 1500 Harbor Certificated Security 0000 Xxxxxx Xxxx.
Xxxxxxxxx, XX Xxxxxxxxx, XX * [stock] Weehawken, NJ
General Intangibles
Accounts
xxxxxx.xxx, 1500 Harbor 1500 Harbor General 0000 Xxxxxx Xxxx.
Inc. Blvd. Blvd.* Intangibles Weehawken, NJ
Weehawken, NJ Weehawken, NJ
3
40
Gump's By 1500 Harbor 000 Xxxx Xx. Accounts 000 Xxxx Xx.
Xxxx, Inc. Blvd. San Francisco, Equipment San Francisco, CA
Weehawken, NJ CA Fixtures
General
Intangibles
1500 Harbor Inventory 000 Xxxxxx Xx.,
Xxxx.* Xxxxxxxxx Xxxxxxx, XX 00000
Weehawken, NJ Instruments
Leased Real 0000 Xxxxxx Xxxx.
Xxxxxx Xxxxxxxxx, XX
Gump's Corp. 000 Xxxx Xx. 135 Post St.* Accounts 000 Xxxx Xx.
Xxx Xxxxxxxxx, XX San Francisco, Documents San Francisco, CA
CA Equipment
Fixtures
000 Xxxxxx Xx. General 000 Xxxxxx Xx.
Xxx Xxxxxxxxx, Xxxxxxxxxxx Xxx Xxxxxxxxx, XX
XX Instruments
Inventory
Leased Real
Estate
Hanover 1500 Harbor 1500 Harbor Certificated 0000 Xxxxxx Xxxx.
Brands, Inc. Blvd. Blvd.* security Weehawken, NJ
Weehawken, NJ Weehawken, NJ* [stock]
General
Intangibles
Accounts
Hanover 1500 Harbor 2809 Xxxxx Accounts 2809 Xxxxx
Company Store, Blvd. Blvd., Equipment Blvd., LaCrosse,
LLC Weehawken, NJ LaCrosse, WI General WI
Intangibles
3272 Airport Inventory 0000 Xxxxxxx
Xx., XxXxxxxx, Xxxxxxxxx Xx., XxXxxxxx,
XX Instruments WI
1500 Harbor 0000 Xxxxxxx
Xxxx.* Xx., Xxxxxxx, XX
Xxxxxxxxx, XX
0000 Xxxxxx Xxxx.
Xxxxxxxxx, XX
4
41
Hanover 1500 Harbor 1500 Harbor Accounts 0000 Xxxxxx Xxxx.
Direct, Inc. Blvd. Blvd.* Certificated Weehawken, NJ
Weehawken, NJ Weehawken, NJ* Security
[stock]
General
Intangibles
Documents
Instruments
Leased Real
Estate
Owned Real
Estate
Equipment
Goods covered
by certificate
of title(2)
000 Xxxxxx Xx.
Xxxxxxx, XX
000 Xxxx Xxxxx
XxXxxxxx, XX
0000 Xxxxxxx Xx.
XxXxxxxx, XX
0000 Xxxxxxx Xx.
Xxxxxxx, XX
000 Xxxx Xx.
Xxx Xxxxxxxxx, XX
00000 Commerce
Parkway
Beechwood, OH
0000 Xxxxx Xxxxx
XxXxxxxx, XX
000 X Xx.
Xxx Xxxxx, XX
-----------------------------------
(2) Leased motor vehicles
5
42
0000 Xxxxxxx
Xx., X.X.
Xxxxxxx, Xxxxxxxx
0000 Xxxxx Xx.,
X.X.
Xxxxxxx, Xxxxxxxx
0000 Xxxx Xxxxx
Xx.
Xxxxxxx, Xxxxxxxx
0000 Xxxxx Xxxx
Xx.
Xxxx Xxxxx,
Xxxxxxxx
0000 Xxxxxxxxxx
Xx., X.X.
Xxxxxxx, Xxxxxxxx
0000 Xxxxxxxx
Xxx.
Xxxxxxx, XX
0000 Xxxxxxxx Xx.
Xxxxxxx, XX
Hanover Direct 000 Xxxxxx Xx. 0000 Xxxxxx Accounts 0000 Xxxxxx Xxxx.
Xxxxxxxxxxxx, Xxxxxxx, XX Blvd. Equipment Weehawken, NJ
Inc. Weehawken, NJ Fixtures
General
Intangibles
000 Xxxxxx Xx. Inventory 000 Xxxxxx Xx.
Xxxxxxx, XX Documents Hanover, PA
Instruments
Goods covered
by certificate
of title(3)
000 Xxxxxx Xx.* 000 Xxxxxx Xx.
Xxxxxxx, XX Hanover, PA
-------------------------------
(3) Leased motor vehicles
6
43
Hanover Direct 1500 Harbor Medford Accounts Medford Village
Virginia, Inc. Blvd. Village Outlet Equipment Outlet Center
Weehawken, NJ Center Fixtures Medford, MN
Medford, MN General
Intangibles
LaCrosse Inventory LaCrosse Factory
Factory Outlet Documents Outlet
301 Sky Harbor Instruments 000 Xxx Xxxxxx
Xx. Xxxxxxxxxxxx Xx.
XxXxxxxx, XX Security LaCrosse, WI
7700 120th Ave. [stock] 0000 000xx Xxx.
Factory Outlet Leased Real Factory Outlet
Center Estate Center
Kenosha, WI Kenosha, WI
Xxx Xxxxxx Xxx Xxxxxx Xxxxx
Xxxxx 0000 University
0000 Xxx.
Xxxxxxxxxx Xxx. Xxxxxxx, XX
Madison, WI
000 Xxxxx Xx. 000 Xxxxx Xx.
Xxxxxxxxx, XX Xxxxxxxxx, XX
000 Xxxxx Xxxx 000 Xxxxx Xxxx
Xx. Xx.
Xxxxxxx, XX Oshkosh, WI
1500 Harbor 0000 Xxxxxx Xxxx.
Xxxx.* Xxxxxxxxx, XX
Xxxxxxxxx, XX
Hanover Home 1500 Harbor 1500 Harbor Equipment 0000 Xxxxxx Xxxx.
Xxxxxxxx Xxxx. Xxxx.* Xxxxxxxx Xxxxxxxxx, XX
Group, LLC Weehawken, NJ Weehawken, NJ
000 Xxxx Xxxxx 000 Xxxx Xxxxx
Xx. Xx.
XxXxxxxx, XX XxXxxxxx, XX
5022 Hollins 0000 Xxxxxxx Xx.
Xx. Xxxxxxx, XX
Roanoke, VA
Hanover 5022 Hollins 5022 Hollins Owned Real 0000 Xxxxxxx Xx.
Realty, Inc. Rd. Rd.* Estate Roanoke, VA
Roanoke, VA Roanoke, VA
7
44
Xxxxx, Inc. 1500 Harbor 1500 Harbor Accounts 0000 Xxxxxx Xxxx.
Xxxx. Blvd.* General Intangibles Westhawken, NJ
Weehawken, NJ Weehawken, NJ
Keystone 1500 Harbor 1500 Harbor Accounts 000 Xxxxxx Xx.
Internet Blvd. Blvd.* Documents Hanover, PA
Services, Inc. Weehawken, NJ Weehawken, NJ General
Intangibles
000 Xxxxxx Xx. Xxxxxxxxxxx
Xxxxxxx, XX Leased Real
Estate
3232 Hollins 3232 Xxxxxxx
Xx., N.E., Rd., N.E.,
Roanoke, Roanoke, Virginia
Virginia
1912 Ninth 0000 Xxxxx Xx.,
Xx., S.E., S.E., Roanoke,
Roanoke, Virginia
Virginia
1830 Blue 0000 Xxxx Xxxxx
Xxxxx Xx., Xx., Xxxxxxx,
Xxxxxxx, Xxxxxxxx
Virginia
1045 North 1045 North Main
Main St., Rock St., Rock Mount,
Mount, Virginia Virginia
1713 Plantation 0000 Xxxxxxxxxx
Xx., X.X., Xx., X.X.,
Xxxxxxx, Xxxxxxxx Roanoke, Virginia
1809 Xxxxxxxx 0000 Xxxxxxxx
Xxx., Xxxxxxx, XX Ave., Roanoke, VA
4498 Electric 0000 Xxxxxxxx
Xx., Xxxxxxx, XX Rd., Roanoke, VA
Keystone 1500 Harbor 1500 Harbor Accounts 0000 Xxxxxx Xxxx.
Xxxxxxxxxxxx, Xxxx. Xxxx. Xxxxxxx Xxxxxxxxx, XX
Inc. Weehawken, NJ Weehawken, NJ Intangibles
Documents
Instruments
Kitchen & 1500 Harbor 5022 Hollins Accounts 0000 Xxxxxxx Xx.
Home, LLC Blvd. Rd. Equipment Roanoke, VA
Weehawken, NJ Roanoke, VA General
Intangibles
8
45
1500 Harbor Inventory 0000 Xxxxxx Xxxx.
Xxxx.* Xxxxxxxxx Xxxxxxxxx, XX
Xxxxxxxxx, XX Instruments
LaCrosse 3272 Airport 2809 Xxxxx Accounts 0000 Xxxxx Xxxx.
Xxxxxxxxxxx, Xx. Xxxx. Xxxxxxxxx Xx Xxxxxx, XX
LLC LaCrosse, WI La Crosse, WI General
Intangibles
Instruments
3272 Airport Leased Real 0000 Xxxxxxx Xx.
Xx.* Xxxxxx XxXxxxxx, XX
XxXxxxxx, XX Equipment
Fixtures
000 Xxxx Xxxxx 000 Xxxx Xxxxx
XxXxxxxx, XX XxXxxxxx, XX
LWI Holdings, 23297 23632 Accounts 23632 Mercantile
Inc. Commerce Pkwy. Mercantile Rd.. Equipment Rd..
Beachwood, OH Unit E Fixtures Unit E
Beachwood, Ohio Inventory Beachwood, Ohio
5022 Hollins Leased Real 0000 Xxxxxxx
Xx., Xxxxxxx, Xxxxxx Xx., Xxxxxxx, XX
XX 00000 Documents 24019
Instruments
0000 Xxxxxxxx General 0000 Xxxxxxxx Xx.
Rd. Intangibles Xxxxxxxx
Xxxxxxxx Xxxxxxx, XX
Xxxxxxx, XX
00000 Commerce 00000 Xxxxxxxx
Xxxxxxx* Xxxxxxx
Xxxxxxxxx, Xxxx Beechwood, Ohio
San Diego 741 "F" St. 741 "F" St. Accounts 741 "F" St.
Telemarketing, San Diego, CA San Diego, CA* Documents San Diego, CA
LLC General
Intangibles
Instruments
Equipment
Fixtures
Leased Real
Estate
9
46
Scandia Down 741 "F" St. 741 "F" St. Documents 741 "F" St.
Corporation San Diego, CA San Diego, CA* General San Diego, CA
Intangibles
Instruments
0000 Xxxxxx Xxxx.
Xxxxxxxxx, XX
Scandia Down, 1500 Harbor 000 Xxxxxx Xx. Accounts 000 Xxxxxx Xx.
LLC Blvd. Hanover, PA Equipment Hanover, PA
Weehawken, NJ General
Intangibles
1500 Harbor Inventory 0000 Xxxxxx Xxxx.
Xxxx.* Xxxxxxxxx Xxxxxxxxx, XX
Xxxxxxxxx, XX Instruments
Silhouettes, 1500 Harbor 5022 Hollins Accounts 5022 Hollins
LLC Blvd. Rd., Roanoke, Documents Rd., Roanoke, VA
Xxxxxxxxx, XX XX 00000 Equipment 24019
1500 Harbor General 0000 Xxxxxx Xxxx.
Xxxx.* Xxxxxxxxxxx Xxxxxxxxx, XX
Weehawken, NJ Instruments
Inventory
Tweeds, LLC 1500 Harbor 5022 Hollins Accounts 0000 Xxxxxxx
Xxxx. Rd., Roanoke, Equipment Rd., Roanoke, VA
Xxxxxxxxx, XX XX 00000 General 24019
Intangibles
1500 Harbor Inventory 0000 Xxxxxx Xxxx.
Xxxx.* Xxxxxxxxx Xxxxxxxxx, XX
Xxxxxxxxx, XX Instruments
10
47
EXHIBIT D TO FOURTEENTH AMENDMENT TO
LOAN AND SECURITY AGREEMENT
Guarantors' Chief Executive Offices, Places and Principal Places
of Business, Locations and Types of Collateral
COMPANY LOCATION OF PLACES OF TYPES OF ADDRESSES AT
CHIEF BUSINESS(4) COLLATERAL WHICH COLLATERAL
EXECUTIVE IS MAINTAINED
OFFICE
American Down 2929 Airport 2929 Airport Accounts 0000 Xxxxxxx Xx.
& Textile Road Park Rd.* Equipment LaCrosse, WI
Company Plaza LaCrosse, WI Fixtures
LaCrosse, WI General
Intangibles
000 Xxxx Xxxxx Inventory 000 Xxxx Xxxxx
XxXxxxxx, XX Xxxxxxxxx XxXxxxxx, XX
Instruments
Leased real
estate
Clearance 1500 Harbor 1947 Franklin Accounts 0000 Xxxxxxxx
Xxxxx Xxxxxxx, Xxxx. Xxxxx Xxxxxx Equipment Xxxxx Circle #537
LLC Xxxxxxxxx, XX #000 Fixtures Xxxxxxxx Xxxxx
Xxxxxxxx Xxxxx General Mall
Mall Intangibles Philadelphia,
Philadelphia, Xxxxxxxxx XX 00000
PA 19154
Rockville Documents Rockville Square
Square Outlets Leased real Outlets
Lancaster, PA estate Lancaster, PA
South Hanover South Hanover
Shopping Center Shopping Center
845 Baltimore 000 Xxxxxxxxx Xx.
Xx. Xxxxxxx, XX
Hanover, PA
1500 Harbor 0000 Xxxxxx Xxxx.
Xxxxxxxxx, XX Xxxxxxxxx, XX
------------------------------------
(4) Principal place of business marked "*".
11
48
X.X. 1500 Harbor 1500 Harbor Leased Real 0000 Xxxxxx
Xxxxxxxxxxx, Xxxx. Xxxx.* Xxxxxx Blvd.*
Inc. Weehawken, NJ Weehawken, NJ Fixtures Weehawken, NJ
Equipment
000 Xxxxxx Xx.
Xxxxxxx, XX
000 Xxxxxx Xx.
Xxxxxxx, XX
0000 Xxxxxxx
Xx.,
Xxxxxxx, XX
00000
Domestications 1500 Harbor 5022 Hollins Accounts 5022 Hollins
Kitchen & Blvd. Rd., Roanoke, General Rd., Roanoke, VA
Garden, LLC Xxxxxxxxx, XX XX 00000 Intangibles 24019
Inventory
Documents
1500 Harbor Instruments 0000 Xxxxxx Xxxx.
Xxxx.* Xxxxxxxxx, XX
Weehawken, NJ
Encore 1500 Harbor 1500 Harbor Accounts 0000 Xxxxxx Xxxx.
Catalog, LLC Blvd. Blvd.* General Weehawken, NJ
Weehawken, NJ Weehawken, NJ Intangibles
Documents
Instruments
erizon, Inc. 1500 Harbor 1500 Harbor Certificated security 0000 Xxxxxx Xxxx.
Xxxxxxxxx, XX Xxxxxxxxx, XX (stock) Weehawken, NJ
General Intangibles
Accounts
xxxxxx.xxx, 1500 Harbor 1500 Harbor General 0000 Xxxxxx Xxxx.
Inc. Blvd. Blvd.* Intangibles Weehawken, NJ
Weehawken, NJ Weehawken, NJ*
Hanover 1500 Harbor 1500 Harbor Certificated 0000 Xxxxxx Xxxx.
Brands, Inc. Blvd. Blvd.* security Weehawken, NJ
Weehawken, NJ Weehawken, NJ* [stock]
General
Intangibles
Accounts
12
49
Hanover 1500 Harbor 1500 Harbor Accounts 0000 Xxxxxx Xxxx.
Direct, Inc. Blvd. Blvd.* Certificated Weehawken, NJ
Weehawken, NJ Weehawken, NJ* Security
[stock]
General
Intangibles
Documents
Instruments
Leased Real
Estate
Owned Real
Estate
Equipment
Goods covered
by certificate
of title(5)
000 Xxxxxx Xx.
Xxxxxxx, XX
000 Xxxx Xxxxx
XxXxxxxx, XX
0000 Xxxxxxx Xx.
XxXxxxxx, XX
0000 Xxxxxxx Xx.
Xxxxxxx, XX
000 Xxxx Xx.
Xxx Xxxxxxxxx, XX
00000 Commerce
Parkway
Beechwood, OH
0000 Xxxxx Xxxxx
XxXxxxxx, XX
000 X Xx.
Xxx Xxxxx, XX
------------------------------
(5) Leased motor vehicles
13
50
0000 Xxxxxxx
Xx., X.X.
Xxxxxxx, Xxxxxxxx
0000 Xxxxx Xx.,
X.X.
Xxxxxxx, Xxxxxxxx
0000 Xxxx Xxxxx
Xx.
Xxxxxxx, Xxxxxxxx
0000 Xxxxx Xxxx
Xx.
Xxxx Xxxxx,
Xxxxxxxx
0000 Xxxxxxxxxx
Xx., X.X.
Xxxxxxx, Xxxxxxxx
0000 Xxxxxxxx
Xxx.
Xxxxxxx, XX
4498 Electric Rd.
Roanoke, VA
Hanover Home 1500 Harbor 1500 Harbor Equipment 0000 Xxxxxx Xxxx.
Xxxxxxxx Xxxx. Xxxx.* Xxxxxxxx Xxxxxxxxx, XX
Group, LLC Weehawken, NJ Weehawken, NJ
000 Xxxx Xxxxx 000 Xxxx Xxxxx
Xx. Xx.
XxXxxxxx, XX LaCrosse, WI
5022 Xxxxxxx Xx 0000 Xxxxxxx Xx.
Xxxxxxx, XX Roanoke, VA
Keystone 1500 Harbor 1500 Harbor Accounts 000 Xxxxxx Xx.
Internet Blvd. Blvd.* Documents Hanover, PA
Services, Inc. Weehawken, NJ Weehawken, NJ General
Intangibles
000 Xxxxxx Xx. Xxxxxxxxxxx
Xxxxxxx, XX Leased Real
Estate
14
51
3232 Hollins 0000 Xxxxxxx
Xx., X.X., Xx., X.X.,
Xxxxxxx, Xxxxxxx, Xxxxxxxx
Virginia
1912 Ninth St., 0000 Xxxxx Xx., X.X.,
Xxxxxxxx Xxxxxxx, Xxxxxxxx
1830 Blue 0000 Xxxx Xxxxx
Xxxxx Xx., Xx., Xxxxxxx,
Xxxxxxx, Xxxxxxxx
Virginia
1045 North 1045 North Main
Main St., Rock St., Rock Mount,
Mount, Virginia Virginia
1713 Plantation 0000 Xxxxxxxxxx
Xx., X.X., Xx., X.X.,
Xxxxxxx, Xxxxxxxx Roanoke, Virginia
1809 Xxxxxxxx 0000 Xxxxxxxx
Xxx., Xxxxxxx, XX Ave., Roanoke, VA
4498 Electric 0000 Xxxxxxxx
Xx., Xxxxxxx, XX Rd., Roanoke, VA
Keystone 1500 Harbor 1500 Harbor Accounts 0000 Xxxxxx Xxxx.
Xxxxxxxxxxxx, Xxxx. Xxxx. Xxxxxxx Xxxxxxxxx, XX
Inc. Weehawken, NJ Weehawken, NJ Intangibles
Documents
Instruments
Kitchen & 1500 Harbor 5022 Hollins Accounts 0000 Xxxxxxx Xx.
Home, LLC Blvd. Rd. Equipment Roanoke, VA
Weehawken, NJ Roanoke, VA General
Intangibles
1500 Harbor Inventory 0000 Xxxxxx Xxxx.
Xxxx.* Xxxxxxxxx Xxxxxxxxx, XX
Xxxxxxxxx, XX Instruments
LaCrosse 3272 Airport 2809 Xxxxx Accounts 0000 Xxxxx Xxxx.
Xxxxxxxxxxx, Xx. Xxxx. Xxxxxxxxx Xx Xxxxxx, XX
LLC LaCrosse, WI La Crosse, WI General
Intangibles
Instruments
15
52
3272 Airport Leased Real 0000 Xxxxxxx Xx.
Xx.* Xxxxxx XxXxxxxx, XX
XxXxxxxx, XX Equipment
Fixtures
000 Xxxx Xxxxx 000 Xxxx Xxxxx
XxXxxxxx, XX XxXxxxxx, XX
San Diego 741 "F" St. 741 "F" St. Accounts 741 "F" St.
Telemarketing, San Diego, CA San Diego, CA* Documents San Diego, CA
LLC General
Intangibles
Instruments
Equipment
Fixtures
Leased Real
Estate
Scandia Down 741 "F" St. 741 "F" St. Documents 741 "F" St.
Corporation San Diego, CA San Diego, CA* General San Diego, CA
Intangibles
Instruments
0000 Xxxxxx Xxxx.
Xxxxxxxxx, XX
Scandia Down, 1500 Harbor 000 Xxxxxx Xx. Accounts 000 Xxxxxx Xx.
LLC Blvd. Hanover, PA Equipment Hanover, PA
Weehawken, NJ General
Intangibles
1500 Harbor Inventory 0000 Xxxxxx Xxxx.
Xxxx.* Xxxxxxxxx Xxxxxxxxx, XX
Weehawken, NJ Instruments
16
53
SCHEDULE 1 TO FOURTEENTH AMENDMENT TO
LOAN AND SECURITY AGREEMENT
REORGANIZATION DOCUMENTS
Hanover Direct Pennsylvania creates a new P-1.10 Xxxx of Sale
single member LLC ("Encore Catalog, LLC") by
contributing assets related to Encore Catalog
P-1.11 Assignment and Assumption Agreement
Brawn of California, Inc. creates a new single 1.10 Assignment and Assumption Agreement
member LLC ("San Diego Telemarketing, LLC") by
contributing telemarketing department in
exchange for LLC interest
1.11 Xxxx of Sale
Hanover Direct Pennsylvania, Inc. (HDP) creates 2.10 Assignment and Assumption Agreement
a new single member LLC (CLEARANCE WORLD
OUTLETS, LLC) by contributing Clearance World
and International Male outlet stores in
exchange for LLC interest
2.11 Assignment of Lease relating to store located at
(a) Hanover, Pennsylvania (Clearance World)
(b) Philadelphia, Pennsylvania (International Male)
(c) Rockville Square, Lancaster, Pennsylvania
2.13 Xxxx of Sale
Brawn of California, Inc. transfers LLC 3.3 Assignment and Assumption Agreement
interest in San Diego Telemarketing, LLC to HDI
San Diego Telemarketing, LLC subleases space for 3.7 Sublease
000 X Xxxxxx, Xxx Xxxxx call center from
Brawn of California, Inc.
Hanover Direct, Inc. (HDI) creates a new 4.3 Assignment and Assumption Agreement
subsidiary, Erizon, Inc. ("Erizon") and HDI
contributes LLC interest in San Diego
Telemarketing, LLC to Erizon
HDP distributes LLC interest in CLEARANCE WORLD 5.3 Assignment and Assumption Agreement
OUTLETS, LLC to HDI
54
HDI contributes LLC interest in CLEARANCE WORLD 6.3 Assignment and Assumption Agreement
OUTLETS, LLC to Brands
Merge Company Store Holdings, Inc. 7.7 Filings relating to trademarks and other
("CSH") (DE) into HDI (DE) intellectual property owned by Company
Store Holdings to reflect merger of Company
Store Holdings (the owner of the trademarks)
into Hanover Direct, Inc.
American Down & Textile Company ("AD&T") 8.10 Assignment and Assumption Agreement
forms a new single member LLC
("LaCrosse Fulfillment, LLC") by
contributing assets used in connection with
LaCrosse fulfillment center for the LLC
interest
8.11 Xxxx of Sale
Hanover Holding Corp. assigns lease of LaCrosse 8.12 Assignment of Lease relating to LaCrosse fulfillment center
fulfillment center to LaCrosse Fulfillment, LLC
AD&T transfers LLC interest in LACROSSE 9.3 Assignment and Assumption Agreement
FULFILLMENT, LLC to HDI
HDI contributes LLC interest in LACROSSE 10.3 Assignment and Assumption Agreement
FULFILLMENT, LLC to Erizon (tax free
contribution under IRC Section 351)
Hanover Holding Corp. ("HHC") contributes its 11.3 Assignment and Assumption Agreement
50% partnership interest in Blue Ridge
Associates to Hanover Home Fashions Group LLC
("HHFG") in return for a larger LLC interest in
HHFG
HDP contributes 0.1% LLC interest in Kitchen & 12.3 Assignment and Assumption Agreement
Home LLC ("K&H") to HHFG in return for a larger
LLC interest in HHFG
HHFG distributes 99.9% LLC interests in 13.4 Assignment and Assumption Agreement
Domestications, LLC, Scandia Down,
LLC and Hanover Company Store LLC,
and its 100% LLC interest in K&H, to HHC
and Hanover Direct Virginia, Inc. ("HDV")
in redemption of their LLC interest in HHFG
55
HDP contributes 0.1% LLC interest in Silhouettes, 14.3 Assignment and Assumption Agreement
LLC to Hanover Women's Apparel, LLC ("HWA") in
return for a larger LLC interest in HWA
HHC contributes 0.1% LLC interest in Tweeds, 15.3 Assignment and Assumption Agreement
LLC to HWA in return for a larger partnership
interest in HWA
HDP transfers its 50% + LLC interest in HWA to 16.3 Assignment and Assumption Agreement
HDI
HDI contributes its 50% + LLC interest in HWA 17.3 Assignment and Assumption Agreement
to Hanover Direct Virginia
HDP transfers 100% interest in Encore Catalog, 17A.2 Assignment and Assumption Agreement
LLC to HDI
HDI contributes stock or LLC interests in 18.3 Assignment and Assumption Agreement
various subsidiaries and intellectual property
assets acquired in merger with Company Store
Holdings, to Brands
18.9 Assignment of Domain Names
18.12 Assignment of Trademarks
Brands contributes interest in Encore Catalog, 18A.3 Assignment and Assumption Agreement
LLC to Hanover Direct Virginia
HDI contributes stock in various subsidiaries 19.4 Assignment and Assumption Agreement
to Erizon
19.7 Assignment of Domain Names
19.9 Assignment of Trademarks
erizon, Inc. transfers 100% interest in San 19A.2 Assignment and Assumption Agreement
Diego Telemarketing and LaCrosse Fulfillment to
HDP
Horn & Hardart Realty Company (NY) liquidates II-1.4 Assignment and Assumption Agreement
into Hanover Direct, Inc.
II-1.5 Xxxx of Sale
H.H.B.K. 00xx Xxxxxx Corporation (NY) II-2.4 Assignment and Assumption Agreement
liquidates into The Horn & Hardart
Company, Inc. II-2.5 Xxxx of Sale
Hanover Direct Mail Marketing, Inc. (PA) II-4.10 Assignment and Assumption Agreement
liquidates into Hanover Direct Pennsylvania,
Inc. II-4.12 Xxxx of Sale
56
Hanover South Dakota Company (SD) liquidates II-7.5 Assignment and Assumption Agreement
into Hanover Golf, Inc.
II-7.6 Xxxx of Sale
Hanover Golf, Inc. (DE) liquidates into Hanover II-8.5 Assignment and Assumption Agreement
Brands, Inc.
II-8.6 Xxxx of Sale
Hanover Syndication Corporation (PA) liquidates II-9.10 Assignment and Assumption Agreement
into Hanover Direct, Inc.
II-9.12 Xxxx of Sale
York Fulfillment Company, Inc. (PA) liquidates II-10.10 Assignment and Assumption Agreement
into Hanover Direct Pennsylvania,
Inc. II-10.12 Xxxx of Sale
Aegis Retail Corporation (DE) liquidates into II-13.5 Assignment and Assumption Agreement
Hanover Brands, Inc.
II-13.6 Xxxx of Sale
Hanover Holding Corporation (DE) merges into II-14.14 Assignment of lease of property located
Hanover Direct Virginia, Inc. (DE) at 000 Xxxxx Xxxx, Xxxxxxxxx, Xxx Xxxxxx
II-14.20 Assignment of lease of property located
at 000 Xxx Xxxxxx Xxxxx, XxXxxxxx, Xxxxxxxxx
II-14.22 Assignment of lease of property located
at 000 Xxxxx Xxxx Xxxxxx, Xxxxxxx, Xxxxxxxxx
II-14.24 Assignment of lease of property located
at 0000 000xx Xxxxxx, Xxxxxxx Xxxxxxxxx
II-14.26 Assignment of lease of property located
at 0000 Xxxxxxxxxx Xxxxxx, Xxxxxxx, Xxxxxxxxx
II-14.30 Assignment of lease of premises located
at 0000 Xxxxxxx Xxxx, XxXxxxxx, Xxxxxxxxx
Hanover Women's Apparel, LLC (DE) liquidates II-14A.3 Assignment and Assumption Agreement,
into Hanover Direct Virginia, Inc. assigning assets to sole member and under which
sole member assumes liabilities
II-14A.7 Xxxx of Sale
Gump's Holdings, Inc. (DE) liquidates into II-15.5 Assignment and Assumption Agreement
Hanover Brands, Inc.
II-15.6 Xxxx of Sale
HDV creates a new single member LLC II-17.10 Assignment and Assumption Agreement
("Domestications Kitchen & Garden, LLC")
by contributing the assets of the former
Colonial Garden Kitchens, Inc.
57
II-17.11 Xxxx of Sale
HDP transfers interest in Keystone Liquidations II-18.3 Assignment and Assumption Agreement
to Erizon, Inc.
Erizon, Inc. transfers interest in Keystone II-19.3 Assignment and Assumption Agreement
Liquidations to HDI
HDI contributes interest in Keystone II-20.3 Assignment and Assumption Agreement
Liquidations to Brands
58
SCHEDULE 2(a)(i) TO FOURTEENTH AMENDMENT TO
LOAN AND SECURITY AGREEMENT
CORPORATIONS ALL OF WHOSE SHARES WERE
TRANSFERRED BY HANOVER TO HANOVER BRANDS
American Down & Textile Corporation
Hanover Golf, Inc.
Brawn of California, Inc.
Colonial Garden Kitchens, Inc.
DM Advertising, Inc.
Gump's Holdings, Inc.
Hanover Direct Virginia, Inc.
Hanover Holding Corporation
Xxxxx, Inc.
LWI Holdings, Inc.
Scandia Down Corporation
The Company Store Factory, Inc.
Keystone Liquidations, Inc.
Hanover South Dakota Company
Aegis Retail Corporation
59
SCHEDULE 2(a)(ii) TO FOURTEENTH AMENDMENT TO
LOAN AND SECURITY AGREEMENT
LLCS ALL OF WHOSE MEMBERSHIP INTERESTS WERE
TRANSFERRED BY HANOVER TO HANOVER BRANDS
The Shopper's Edge, LLC
Encore Catalog, LLC
60
SCHEDULE 2(a)(iii) TO FOURTEENTH AMENDMENT TO
LOAN AND SECURITY AGREEMENT
CORPORATIONS ALL OF WHOSE SHARES WERE
TRANSFERRED BY HANOVER TO ERIZON
Hanover Direct Pennsylvania, Inc.
Hanover Realty, Inc.
Keystone Internet Services, Inc.
The Company Office, Inc.
xxxxxx.xxx, Inc.
61
SCHEDULE 2(a)(iv) TO FOURTEENTH AMENDMENT TO
LOAN AND SECURITY AGREEMENT
LLCS ALL OF WHOSE MEMBERSHIP INTERESTS WERE
TRANSFERRED BY HANOVER TO ERIZON
None
62
SCHEDULE 2(a)(xxii) TO FOURTEENTH AMENDMENT TO
LOAN AND SECURITY AGREEMENT
PATENTS
ERIZON, INC.
None.
HANOVER BRANDS, INC.
PATENT NO. OR ISSUE DATE OR
SERIAL NO. FILING DATE TITLE COUNTRY
D363,046 Issued 10/10/95 Planting System for Enhanced United States
Plant Growth
D374,704 Issued 10/15/96 Flying Insect Trap United States
5,685,109 Issued 11/11/97 Trap for Flying Insects United States
D381,412 Issued 7/22/97 Heat Xxxxxxxxx Xxxxxx Xxxxxx
XX-000000 Issued 5/5/97 Tile For A Cooking Grill Taiwan
D385,459 Issued 10/28/97 Tile For A Cooking Grill United States
NI-088671 Issued 12/6/97 Landscape Timber Connecting Taiwan
System 2X6 Joint
5,901,526 Issued 5/11/99 Landscape Timber Connecting United States
System 2X6 Joint
ND-056661 Issued 5/27/97 Landscape Timber Connecting Taiwan
System 2X6
D386,652 Issued 11/25/97 Landscape Timber Connecting United States
System 2X6
NI-087481 Issued 6/21/97 Landscape Timber Connecting Taiwan
System 4X4
5,913,781 Issued 6/22/99 Landscape Timber Connecting United States
System 4X4
63
ND058471 Issued 7/1/97 Landscape Timber Connecting Taiwan
System Member 4X4 Round Fixed
D386,365 Issued 11/18/97 Landscape Timber Connecting United States
System Member 4X4 Round Fixed
ND-058053 Issued 6/1/97 Landscape Timber Connecting Taiwan
System Member 4X4 Square Fixed
D386,367 Issued 11/18/97 Landscape Timber Connecting United States
System Member 4X4 Square Fixed
ND-058052 Issued 6/1/97 Landscape Timber Connecting Taiwan
System Member 4X4 Fixed Round
Dovetail
D386,368 Issued 11/18/97 Landscape Timber Connecting United States
System Member 4X4 Fixed Round
Dovetail
ND-058772 Issued 7/1/97 Landscape Timber Connecting Taiwan
System Member 4X4 Fixed Square
Dovetail
D386,364 Issued 11/18/97 Landscape Timber Connecting United States
System Member 4X4 Fixed Square
Dovetail
ND-058771 Issued 7/1/97 Landscape Timber Connecting Taiwan
System Member 4X4 Pivot Round
D386,366 Issued 11/18/97 Landscape Timber Connecting United States
System Member 4X4 Xxxxx Xxxxx
XX-000000 Issued 6/1/97 Landscape Timber Connecting Taiwan
System Member
64
D387,252 Issued 00/0/00 Xxxxxxxxx Xxxxxx Xxxxxxxxxx Xxxxxx Xxxxxx
System Member
D393,127 Issued 3/31/98 Utility Cart Frame United States
D401,107 Issued 11/17/98 Oval Heat Plate United States
99108497.2 Filing 7/1/99 Microwave Heated Ice Cream Scoop China
88111193 Filing 9/22/99 Microwave Heated Ice Cream Scoop Taiwan
09/243,577 Filing 2/3/99 Microwave Heated Ice Cream Scoop United States
09/365,074 Filing 7/30/99 Microwave Heated Ice Cream Scoop United States
D414,907 Issued 10/5/99 Base For A Portable Clothes Rack United States
88301134 Filing 2/25/99 Portable Clothes Rack Taiwan
D414,625 Issued 00/0/00 Xxxxxxxx Xxxxxxx Xxxx Xxxxxx Xxxxxx
29/090,183 Filing 7/1/98 Ice Cream Scoop United States
29/104,268 Filing 4/30/99 Ice Cream Scoop United States
88307526 Filing 11/17/99 Bath Squeegee Taiwan
29/107,180 Filing 6/29/99 Bath Squeegee United States
29/116,269 Filing 12/31/99 Clothes Hanger Support United States
09/476,647 Filing 12/31/99 Multi-Positionable United States
Clothes-Hanger Support Apparatus
4,974,284 Abandon N/A United States
5,491,907 Issued 2/20/96 Multi-Functional Gauge United States
85105186 Filing 5/1/96 Tile for Use With A Cooking Grill Taiwan
5,735,260 Issued 4/7/98 Tile For Use With A Cooking Grill United States
86307237 Filing 8/20/97 Oval Heat Plate Taiwan
60/091,445 Filing 7/1/98 Microwave Heated Ice Cream Scoop United States
TRADEMARKS
ERIZON, INC.
------------------------------------------------------------------------------------------------------------------------------
XXXX APP. NO. CLASS APP. DATE
------------------------------------------------------------------------------------------------------------------------------
ERIZON 75-867430 9, 35, 38 and 42 December 9, 1999
------------------------------------------------------------------------------------------------------------------------------
65
-----------------------------------------------------------------------------------------------------------------------------
KEYSTONE FULFILLMENT 75/528,629 35, 38 and 39 July 31, 1998
-----------------------------------------------------------------------------------------------------------------------------
KEYSTONE INTERNET SERVICES 75/751,107 35, 38 and 42 July 14, 1999
------------------------------------------------------------------------------------------------------------------------------
KEYSTONE INTERNET SERVICES and Design 75/848,891 35, 38 and 42 November 15, 1999
------------------------------------------------------------------------------------------------------------------------------
HANOVER BRANDS, INC.
Registrations:
---------------------------------------------------------------------------------------------------------------------------
XXXX REG. NO CLASS REG. DATE
---------------------------------------------------------------------------------------------------------------------------
COLONIAL GARDEN KITCHENS 968,358 42 September 11, 1973
---------------------------------------------------------------------------------------------------------------------------
DOMESTICATIONS 1,384,266 16 February 25, 1986
---------------------------------------------------------------------------------------------------------------------------
H.I.M. 1,421,579 16 December 16, 1986
---------------------------------------------------------------------------------------------------------------------------
HOME, SAFE HOME. 1,810,230 42 December 7, 1993
---------------------------------------------------------------------------------------------------------------------------
THE COMPANY STORE'S WHITE EUROPEAN DOWN 1,770,809 22 May 11, 1993
---------------------------------------------------------------------------------------------------------------------------
THE SAFETY ZONE 1,801,200 42 October 26, 1993
---------------------------------------------------------------------------------------------------------------------------
THE SAFETY ZONE and Design (in color) 1,636,432 42 February 26, 1991
---------------------------------------------------------------------------------------------------------------------------
YOUR SOURCE FOR THE UNIQUE 1,817,228 42 January 18, 1994
---------------------------------------------------------------------------------------------------------------------------
AMERICAN VIEW 1,450,915 25 August 4, 1987
---------------------------------------------------------------------------------------------------------------------------
XXXXXX XXXX (stylized) 1,525,863 25 February 21, 1989
---------------------------------------------------------------------------------------------------------------------------
BODY TECH and Design 1,206,768 25 and 42 August 31, 1982
---------------------------------------------------------------------------------------------------------------------------
BRAWN 1,043,613 25 July 13, 1976
---------------------------------------------------------------------------------------------------------------------------
CALIFORNIA SPLITS 2,235,630 25 March 30, 1999
---------------------------------------------------------------------------------------------------------------------------
DECOR IM 2,064,167 16 May 20, 1997
---------------------------------------------------------------------------------------------------------------------------
FITNESS LOCKER 1,937,576 16 November 21, 1995
---------------------------------------------------------------------------------------------------------------------------
FOREIGN LEGION 1,126,004 25 October 16, 1979
---------------------------------------------------------------------------------------------------------------------------
FOREIGN LEGION 1,295,511 3 September 18, 1984
---------------------------------------------------------------------------------------------------------------------------
FOREIGN LEGION 1,286,633 42 July 17, 1984
---------------------------------------------------------------------------------------------------------------------------
GREAT FINDS 1,968,264 42 April 16, 1996
---------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL MALE 1,706,850 25 August 11, 1992
---------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL MALE 1,103,620 42 October 3, 1978
---------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL MALE, STYLE AS INDIVIDUAL AS YOU 2,159,174 16 May 19, 1998
---------------------------------------------------------------------------------------------------------------------------
66
---------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL MALE, STYLE AS INDIVIDUAL AS YOU 2,132,951 42 January 27, 1998
and Design
---------------------------------------------------------------------------------------------------------------------------
XXX XXXX 1,402,247 25 July 22, 1986
---------------------------------------------------------------------------------------------------------------------------
XXXXXX 1,227,620 25 February 15, 1983
---------------------------------------------------------------------------------------------------------------------------
MEN AMERICA 1,534,391 25 April 11, 1989
---------------------------------------------------------------------------------------------------------------------------
MEN AMERICA 1,584,123 42 February 20, 1990
---------------------------------------------------------------------------------------------------------------------------
NEW WORLD ORDER 1,857,283 25 October 4, 1994
---------------------------------------------------------------------------------------------------------------------------
ONIONSKINS 1,755,458 25 March 2, 1993
---------------------------------------------------------------------------------------------------------------------------
ONIONSKINS and Design 1,376,030 25 December 17, 1985
---------------------------------------------------------------------------------------------------------------------------
OUTTAKES 2,261,160 16, 35 July 13, 1998
---------------------------------------------------------------------------------------------------------------------------
SOCCER and Design 1,291,159 25 August 21, 1984
---------------------------------------------------------------------------------------------------------------------------
TACTICS 1,261,013 25 December 13, 1983
---------------------------------------------------------------------------------------------------------------------------
UNDERGEAR 1,435,631 25 April 7, 1987
---------------------------------------------------------------------------------------------------------------------------
UNDERGEAR 1,571,385 42 December 12, 1989
---------------------------------------------------------------------------------------------------------------------------
GUMP'S 1,771,023 4, 6, 14, 16, May 18, 1993
20, 21, 24,
25 27, 31,
---------------------------------------------------------------------------------------------------------------------------
GUMP'S (Stylized) 516,417 36, 37, 41, 42 October 18, 1949
21
---------------------------------------------------------------------------------------------------------------------------
GUMP'S 515,064 20 September 13, 1949
---------------------------------------------------------------------------------------------------------------------------
GUMP'S (Stylized) 526,051 11 June 6, 1950
---------------------------------------------------------------------------------------------------------------------------
GUMP'S (Stylized) 506,525 14 February 8, 1949
---------------------------------------------------------------------------------------------------------------------------
GUMP'S (Stylized) 525,197 8 May 16, 1950
---------------------------------------------------------------------------------------------------------------------------
GUMP'S (Stylized) 513,332 20 August 9, 1949
---------------------------------------------------------------------------------------------------------------------------
GUMP'S 507,389 18 March 8, 1949
---------------------------------------------------------------------------------------------------------------------------
GUMP'S (Stylized) 506,994 16 February 22, 1949
---------------------------------------------------------------------------------------------------------------------------
GUMP'S (Stylized) 516,418 21 October 18, 1949
---------------------------------------------------------------------------------------------------------------------------
GUMP'S 512,182 25 July 12, 1949
---------------------------------------------------------------------------------------------------------------------------
GUMP'S (Stylized) 523,729 20, 21 April 11, 1950
---------------------------------------------------------------------------------------------------------------------------
GUMP'S GALLERY 1,719,091 42 September 22, 1992
---------------------------------------------------------------------------------------------------------------------------
THE RARE, THE UNIQUE, THE IMAGINATIVE 1,913,986 42 August 22, 1995
---------------------------------------------------------------------------------------------------------------------------
XXXX XXXX 1,892,652 16 May 2, 1995
---------------------------------------------------------------------------------------------------------------------------
AMERIDOWN 2,032,691 24 January 21, 1997
---------------------------------------------------------------------------------------------------------------------------
AT HOME WITH STYLE AND VALUE 1,874,384 42 January 17, 1995
---------------------------------------------------------------------------------------------------------------------------
CLEARANCE WORLD 2,027,155 42 December 31, 1996
---------------------------------------------------------------------------------------------------------------------------
CLEARANCEWORLD 2,274,635 35 August 31, 1999
---------------------------------------------------------------------------------------------------------------------------
COLONIAL GARDEN KITCHENS 968,358 42 September 11, 1973
---------------------------------------------------------------------------------------------------------------------------
COMFORT BY DESIGN 2,300,870 20 and 24 December 14, 1999
---------------------------------------------------------------------------------------------------------------------------
COTTON BRILLIANCE 2,047,950 24 March 25, 1997
---------------------------------------------------------------------------------------------------------------------------
67
----------------------------------------------------------------------------------------------------------
DOMESTICATIONS 1,384,266 16 February 25, 1986
----------------------------------------------------------------------------------------------------------
DOMESTICATIONS 1,857,730 24 October 11, 1994
----------------------------------------------------------------------------------------------------------
DOMESTICATIONS 2,285,376 16, 20, 21, October 12, 1999
27 and 35
----------------------------------------------------------------------------------------------------------
ENCHANTMENTS 2,069,412 42 June 10, 1997
----------------------------------------------------------------------------------------------------------
EXPERIENCE THE VALUE 1,928,393 42 October 17, 1995
OF QUALITY
----------------------------------------------------------------------------------------------------------
FASHION FAVORITES 1,969,133 42 April 23, 1996
----------------------------------------------------------------------------------------------------------
FASHION GALAXY 1,408,456 16 September 9, 1986
----------------------------------------------------------------------------------------------------------
FLAGSTONE 1,962,165 16 March 12, 1996
----------------------------------------------------------------------------------------------------------
XXXXXX GOOSE 1,991,265 21 August 6, 1996
----------------------------------------------------------------------------------------------------------
GRO-MATO 2,037,588 21 February 11, 1997
----------------------------------------------------------------------------------------------------------
HALL OF HANOVER 2,009,590 42 October 22, 1996
----------------------------------------------------------------------------------------------------------
HANOVER HOUSE 1,431,912 16 March 10, 1987
----------------------------------------------------------------------------------------------------------
HANOVER SHOP AT HOME 1,481,983 42 March 22, 1998
----------------------------------------------------------------------------------------------------------
H.I.M. 1,421,579 16 December 16, 1986
----------------------------------------------------------------------------------------------------------
KITCHEN & HOME and Design 1,926,033 42 October 10, 1995
----------------------------------------------------------------------------------------------------------
LAKELAND NURSERIES 1,991,572 42 August 6, 1996
----------------------------------------------------------------------------------------------------------
LIMITED QUANTITIES 2,279,031 35 September 21, 1999
UNLIMITED STYLE
----------------------------------------------------------------------------------------------------------
LOUNGE-A-ROUND 2,272,024 20 and 24 August 24, 1999
----------------------------------------------------------------------------------------------------------
MAKING A STATEMENT 1,965,862 42 April 2, 1996
----------------------------------------------------------------------------------------------------------
MATURE WISDOM 1,389,046 16 April 8, 1986
----------------------------------------------------------------------------------------------------------
MW MATURE WISDOM 1,859,053 42 October 18, 1994
----------------------------------------------------------------------------------------------------------
NIGHT 'N DAY INTIMATES 1,417,842 42 November 18, 1986
----------------------------------------------------------------------------------------------------------
OLD VILLAGE SHOP 1,407,673 16 September 2, 1986
----------------------------------------------------------------------------------------------------------
HORN & HARDART 1,654,581 42 August 20, 1991
----------------------------------------------------------------------------------------------------------
ONE 212 1,960,854 25 March 5, 1996
----------------------------------------------------------------------------------------------------------
ONE 212 1,962,324 42 March 12, 1996
----------------------------------------------------------------------------------------------------------
PLATINUM WHITE GOOSE 1,751,917 22 February 9, 1993
DOWN
----------------------------------------------------------------------------------------------------------
PREMIERE CHOICE 1,812,567 42 December 21, 1993
----------------------------------------------------------------------------------------------------------
SILHOUETTES 1,526,821 16 February 28, 1989
----------------------------------------------------------------------------------------------------------
SIMPLY TOPS 1,839,470 25 and 42 June 14, 1994
----------------------------------------------------------------------------------------------------------
ST SIMPLY TOPS (Stylized) 2,005,581 42 October 8, 1996
----------------------------------------------------------------------------------------------------------
SLEEPY TEES 2,094,622 24 September 9, 1997
----------------------------------------------------------------------------------------------------------
STANCE A WHOLE NEW 1,933,293 42 November 7, 1995
WAY TO LOOK
----------------------------------------------------------------------------------------------------------
STUDIO COLLECTION 2,269,946 20 and 24 August 10, 1999
----------------------------------------------------------------------------------------------------------
STYLE BEYOND SIZE 2,226,305 35 February 23, 1999
----------------------------------------------------------------------------------------------------------
TAPESTRY 1,394,017 16 May 20, 1986
----------------------------------------------------------------------------------------------------------
THE CATALOG THAT 1,910,627 42 August 8, 1995
BRINGS STYLE HOME
----------------------------------------------------------------------------------------------------------
68
-------------------------------------------------------------------------------------------------------
THE COMPANY STORE 1,263,272 42 January 3, 1984
-------------------------------------------------------------------------------------------------------
THE COMPANY STORE 1,284,377 24 and 25 July 3, 1984
-------------------------------------------------------------------------------------------------------
THE COMPANY STORE'S 1,770,809 22 May 11, 1993
WHITE EUROPEAN DOWN
-------------------------------------------------------------------------------------------------------
THE COST OF LIVING 1,951,602 42 January 23, 1996
GRACIOUSLY
-------------------------------------------------------------------------------------------------------
THERMATILES 2,110,467 11 November 4, 1997
-------------------------------------------------------------------------------------------------------
TWEEDS 1,697,698 25 and 42 June 30, 1992
-------------------------------------------------------------------------------------------------------
WOMEN GIVING BACK 2,084,136 42 July 29, 1997
-------------------------------------------------------------------------------------------------------
YOUR SOURCE FOR THE 1,817,228 42 January 18, 1994
UNIQUE
-------------------------------------------------------------------------------------------------------
IMPROVEMENTS 1,852,742 42 September 6, 1994
-------------------------------------------------------------------------------------------------------
ASCENSIA 1,269,223 24 March 6, 1984
-------------------------------------------------------------------------------------------------------
ETHERIA 1,267,157 24 February 14, 1984
-------------------------------------------------------------------------------------------------------
Miscellaneous Design 1,250,410 24 September 6, 1983
(Goose Logo)
-------------------------------------------------------------------------------------------------------
Miscellaneous Design 1,752,601 20 and 24 February 16, 1993
(Goose Logo)
-------------------------------------------------------------------------------------------------------
QUINTESSA 1,276,167 24 May 1, 1984
-------------------------------------------------------------------------------------------------------
SCANDIA DOWN 1,016,939 24 July 29, 1975
-------------------------------------------------------------------------------------------------------
SCANDIA DOWN 1,725,746 20 and 24 October 20, 1992
-------------------------------------------------------------------------------------------------------
SCANDIA DOWN SHOPS and 1,299,511 20 and 24 October 9, 1984
Design (Goose Logo)
-------------------------------------------------------------------------------------------------------
69
Applications:
-------------------------------------------------------------------------------------------------------------
XXXX APP. NO. CLASS APP. DATE
-------------------------------------------------------------------------------------------------------------
KEYSTONE FULFILLMENT 75/528,629 35, 38 and 39 July 31, 1998
--------------------------------------------------------------------------------------------------------------
KIDCALE 75/501,411 24 June 11, 1998
--------------------------------------------------------------------------------------------------------------
MAXIMUM EXPOSURE 75/764,262 35 July 30, 1999
--------------------------------------------------------------------------------------------------------------
SHAPE ENHANCER 75/607,820 25 December 18, 1998
--------------------------------------------------------------------------------------------------------------
GUMP'S BY MAIL 75/721557 42 June 9, 1999
INTERIORS, & Design
--------------------------------------------------------------------------------------------------------------
COMPAGNIE DE LA CHINE 75/713,766 21 May 25, 1999
--------------------------------------------------------------------------------------------------------------
COMPAGNIE DE LA CHINE 75/757,999 3, 4, 5, 8, 11, July 22, 1999
and Design 14, 20, 21, 24,
25, 27, 30
--------------------------------------------------------------------------------------------------------------
A PLACE FOR 75/630,138 35 January 28, 1999
EVERYTHING... AND
EVERYTHING IN ITS
PLACE!
--------------------------------------------------------------------------------------------------------------
AMERICA'S AUTHORITY IN 75/208,182 42 November 21, 1996
HOME FASHIONS
--------------------------------------------------------------------------------------------------------------
CASHMINA 75/767,446 24 August 4, 1999
--------------------------------------------------------------------------------------------------------------
COMPANY COTTON 75/501,410 24 June 11, 1998
--------------------------------------------------------------------------------------------------------------
COMPANY KIDS 75/503,072 24 and 27 June 12, 1998
--------------------------------------------------------------------------------------------------------------
COMPANY TABLE 75/503,396 21 and 24 June 12, 1998
--------------------------------------------------------------------------------------------------------------
COMPANY TOTS 75/501,408 24 June 11, 1998
--------------------------------------------------------------------------------------------------------------
CONTOUR 75/524,481 25 July 23, 1998
--------------------------------------------------------------------------------------------------------------
DESIUS 75/739,566 9, 35 and 42 June 29, 1999
--------------------------------------------------------------------------------------------------------------
ENCORE 75/758,062 35 July 22, 1999
--------------------------------------------------------------------------------------------------------------
HANOVER BRANDS 75/749,277 16 and 35 July 13, 1999
--------------------------------------------------------------------------------------------------------------
HOT SCOOP 75/534,368 8 August 11, 1998
--------------------------------------------------------------------------------------------------------------
IN GOOD COMPANY 75/610,610 35 December 22, 1998
--------------------------------------------------------------------------------------------------------------
JOBBERWORLD 75/707,506 35, 36 and 39 May 17, 1999
--------------------------------------------------------------------------------------------------------------
KIDCALE 75/501,411 24 June 11, 1998
--------------------------------------------------------------------------------------------------------------
LIFE'S EASIER, NOW THAT 75/629,034 35 January 28, 1999
CLEANING'S EASIER!
--------------------------------------------------------------------------------------------------------------
NETSAVE 75/498,551 35 June 9, 1998
--------------------------------------------------------------------------------------------------------------
PILLOW MENU 75/758,920 35 and 42 July 23, 1999
--------------------------------------------------------------------------------------------------------------
PLUSH PERFORMANCE 75/ 24 and 25 January 28, 2000
--------------------------------------------------------------------------------------------------------------
TCS 75/528,265 20 and 24 July 30, 1998
--------------------------------------------------------------------------------------------------------------
PRODUCTIVITY PILLOW 75/461,968 20 April 3, 1998
--------------------------------------------------------------------------------------------------------------
SOFTESSENCE 75/406,722 24 December 16, 1997
--------------------------------------------------------------------------------------------------------------
ST. TROPEZ 75/499,381 24 June 11, 1998
--------------------------------------------------------------------------------------------------------------
THE SHOPPER'S EDGE 75/474,697 35 April 27, 1998
--------------------------------------------------------------------------------------------------------------
70
-----------------------------------------------------------------------------------------------------------------------------------
THE SHOPPING EDGE 75/462,705 42 April 6, 1998
-----------------------------------------------------------------------------------------------------------------------------------
THE SOCK 75/507,438 25 June 23, 1998
-----------------------------------------------------------------------------------------------------------------------------------
SCANDIA 75. 20, 24 and 35 January 14, 2000
-----------------------------------------------------------------------------------------------------------------------------------
TURIYA 75/751,412 20, 24 and 27 June 28, 1999
-----------------------------------------------------------------------------------------------------------------------------------
COPYRIGHTS
ERIZON, INC.
None recorded
HANOVER BRANDS, INC.
-----------------------------------------------------------------------------------------------------------------------------------
TITLE REGISTRATION NO. DATE OF REG.
-----------------------------------------------------------------------------------------------------------------------------------
-----------------------------------------------------------------------------------------------------------------------------------
Combination stirring spoon [In sterling silver] GP 643 7/15/50
-----------------------------------------------------------------------------------------------------------------------------------
GUMP's since 1861, a San Francisco legend TX-3-544-126 4/20/93
-----------------------------------------------------------------------------------------------------------------------------------
Home for the holidays VA-611-237 1/23/95
-----------------------------------------------------------------------------------------------------------------------------------
Country angels VA-611-251 1/23/95
-----------------------------------------------------------------------------------------------------------------------------------
[Puppy love; Flannel puppies] VA-611-254 1/24/95
-----------------------------------------------------------------------------------------------------------------------------------
Minuet VA-682-070 1/20/95
-----------------------------------------------------------------------------------------------------------------------------------
Calico cat VA-682-149 1/23/95
-----------------------------------------------------------------------------------------------------------------------------------
Velvet bouquet VA-682-152 1/23/95
-----------------------------------------------------------------------------------------------------------------------------------
Morning splendor VA-682-153 1/23/95
-----------------------------------------------------------------------------------------------------------------------------------
Velvet bouquet VA-682-155 1/23/95
-----------------------------------------------------------------------------------------------------------------------------------
Minuet VA-682-156 1/23/95
-----------------------------------------------------------------------------------------------------------------------------------
Samba VA-682-157 1/23/95
-----------------------------------------------------------------------------------------------------------------------------------
Morning splendor VA-682-158 1/23/95
-----------------------------------------------------------------------------------------------------------------------------------
Country angels VA-682-159 1/23/95
-----------------------------------------------------------------------------------------------------------------------------------
Xxxxx VA-682-160 1/23/95
-----------------------------------------------------------------------------------------------------------------------------------
Baemore VA-682-161 1/23/95
-----------------------------------------------------------------------------------------------------------------------------------
Candle rose VA-682-810 1/23/95
-----------------------------------------------------------------------------------------------------------------------------------
Xxxxx VA-684-363 1/23/95
-----------------------------------------------------------------------------------------------------------------------------------
Morning splendor VA-684-364 1/23/95
-----------------------------------------------------------------------------------------------------------------------------------
Minuet VA-684-365 1/23/95
-----------------------------------------------------------------------------------------------------------------------------------
Country angels VA-700-292 4/11/95
-----------------------------------------------------------------------------------------------------------------------------------
[Garden fairy] VA-950-630 5/10/99
-----------------------------------------------------------------------------------------------------------------------------------
Tomorrow west Philadelphia welcomes its first Horn & Hardart
automat - cafeteria A 110971 4/2/40
-----------------------------------------------------------------------------------------------------------------------------------
71
-----------------------------------------------------------------------------------------------------------------------------------
Fresh; nothing has ever been contrived or invented that takes the
place of fresh, natural goodness in food. KK 149134 2/15/60
-----------------------------------------------------------------------------------------------------------------------------------
Get total flavor! Automated gilt edge coffee. KK 190890 10/14/65
-----------------------------------------------------------------------------------------------------------------------------------
Xxxx Xxxxx'x riverboat playhouse V Au-37-722 4/20/82
-----------------------------------------------------------------------------------------------------------------------------------
Nature walk-stepping stone molds. VA-705-957 4/6/95
-----------------------------------------------------------------------------------------------------------------------------------
American VA-646-658 5/2/95
-----------------------------------------------------------------------------------------------------------------------------------
Scheherazade VA-689-418 4/10/95
-----------------------------------------------------------------------------------------------------------------------------------
Indies VA-700-290 4/11/95
-----------------------------------------------------------------------------------------------------------------------------------
Galaxy VA-700-291 4/11/95
-----------------------------------------------------------------------------------------------------------------------------------
Teddy bear throw VA-705-740 4/10/95
-----------------------------------------------------------------------------------------------------------------------------------
Papillon VA-705-742 4/10/95
-----------------------------------------------------------------------------------------------------------------------------------
Ipanema VA-705-743 4/10/95
-----------------------------------------------------------------------------------------------------------------------------------
Veranda VA-710-819 4/11/95
-----------------------------------------------------------------------------------------------------------------------------------
Captiva comforter set VA-710-820 4/11/95
-----------------------------------------------------------------------------------------------------------------------------------
Angels flannel sheets; Angel throw VA-710-821 4/11/95
-----------------------------------------------------------------------------------------------------------------------------------
Coronado VA-711-856 4/12/95
-----------------------------------------------------------------------------------------------------------------------------------
Topiary VA-711-857 4/12/95
-----------------------------------------------------------------------------------------------------------------------------------
Enchanted forest VA-711-858 4/12/95
-----------------------------------------------------------------------------------------------------------------------------------
Bellissima VA-711-859 4/12/95
-----------------------------------------------------------------------------------------------------------------------------------
Verve VA-711-860 4/12/95
-----------------------------------------------------------------------------------------------------------------------------------
Teddy bear flannels VA-711-861 4/12/95
-----------------------------------------------------------------------------------------------------------------------------------
Twelve days of Christmas VA-721-725 5/23/95
-----------------------------------------------------------------------------------------------------------------------------------
St. Nick VA-726-212 5/26/95
-----------------------------------------------------------------------------------------------------------------------------------
Turkey VA-726-598 5/30/95
-----------------------------------------------------------------------------------------------------------------------------------
Pumpkin VA-742-792 5/2/95
-----------------------------------------------------------------------------------------------------------------------------------
Regal paisley VA-751-418 12/27/95
-----------------------------------------------------------------------------------------------------------------------------------
Nostalgic Santa Throw VA-751-419 12/27/95
-----------------------------------------------------------------------------------------------------------------------------------
Snowman VA-754-002 12/27/95
-----------------------------------------------------------------------------------------------------------------------------------
Rallye stripes VA-759-696 8/15/95
-----------------------------------------------------------------------------------------------------------------------------------
Nutcracker screen VA-761-121 12/13/95
-----------------------------------------------------------------------------------------------------------------------------------
Velvet scroll VA-761-122 12/13/95
-----------------------------------------------------------------------------------------------------------------------------------
Sheepy xxxxxxx VA-761-123 12/13/95
-----------------------------------------------------------------------------------------------------------------------------------
Jewelstone VA-761-124 12/13/95
-----------------------------------------------------------------------------------------------------------------------------------
We three kings VA-761-125 12/13/95
-----------------------------------------------------------------------------------------------------------------------------------
Lady Guinevere: no. H95 VA-761-549 12/18/95
-----------------------------------------------------------------------------------------------------------------------------------
Picket Fence chest. VA-783-519 2/2/96
-----------------------------------------------------------------------------------------------------------------------------------
Farm scene screen VA-783-525 12/27/95
-----------------------------------------------------------------------------------------------------------------------------------
Nostalgia Santa sheets VA-783-526 12/27/95
-----------------------------------------------------------------------------------------------------------------------------------
Nostalgia Santa comforter VA-783-527 12/27/95
-----------------------------------------------------------------------------------------------------------------------------------
72
-----------------------------------------------------------------------------------------------------------------------------------
Summer Breeze VA-807-871 9/12/96
-----------------------------------------------------------------------------------------------------------------------------------
Bedtime bears VA-807-872 9/12/96
-----------------------------------------------------------------------------------------------------------------------------------
Shell island VA-807-873 9/12/96
-----------------------------------------------------------------------------------------------------------------------------------
Yo Yo Quilt VA-807-874 9/12/96
-----------------------------------------------------------------------------------------------------------------------------------
Barnyard friends VA-807-875 9/12/96
-----------------------------------------------------------------------------------------------------------------------------------
Santa's PJs VA-807-876 9/12/96
-----------------------------------------------------------------------------------------------------------------------------------
Xxx. Xxxxx' nightgown VA-807-877 9/12/96
-----------------------------------------------------------------------------------------------------------------------------------
Teddy bear wall hanging VA-809-786 10/31/96
-----------------------------------------------------------------------------------------------------------------------------------
Rose portrait VA-810-444 9/16/96
-----------------------------------------------------------------------------------------------------------------------------------
Jungle shadows VA-810-445 9/16/96
-----------------------------------------------------------------------------------------------------------------------------------
Daydreams VA-810-452 9/16/96
-----------------------------------------------------------------------------------------------------------------------------------
Pandemonium VA-810-453 9/16/96
-----------------------------------------------------------------------------------------------------------------------------------
Sweetheart quilt VA-810-454 9/16/96
-----------------------------------------------------------------------------------------------------------------------------------
Timberline VA-810-991 9/6/96
-----------------------------------------------------------------------------------------------------------------------------------
Candy cane sheets VA-813-688 9/23/96
-----------------------------------------------------------------------------------------------------------------------------------
Xxxxxx Xxxx VA-816-149 9/20/96
-----------------------------------------------------------------------------------------------------------------------------------
Xxxx xxxxx VA-817-050 9/20/96
-----------------------------------------------------------------------------------------------------------------------------------
Chantilly rose VA-817-051 9/20/96
-----------------------------------------------------------------------------------------------------------------------------------
Vivaldi VA-817-052 9/20/96
-----------------------------------------------------------------------------------------------------------------------------------
Puppy Love VA-848-808 4/4/97
-----------------------------------------------------------------------------------------------------------------------------------
Merry Christmas VA-856-108 5/8/97
-----------------------------------------------------------------------------------------------------------------------------------
Night before Christmas VA-856-109 5/8/97
-----------------------------------------------------------------------------------------------------------------------------------
Carousel VA-856-110 5/8/97
-----------------------------------------------------------------------------------------------------------------------------------
Frosty VA-856-111 5/8/97
-----------------------------------------------------------------------------------------------------------------------------------
Flower of the month VA-862-843 8/11/97
-----------------------------------------------------------------------------------------------------------------------------------
Merry Christmas bed-in-a-bag VA-865-028 4/9/97
-----------------------------------------------------------------------------------------------------------------------------------
Crystal lace VA-871-485 8/11/97
-----------------------------------------------------------------------------------------------------------------------------------
Xxxxxxxx Xxxx Bedding VA-872-656 7/30/97
-----------------------------------------------------------------------------------------------------------------------------------
Purrfection VA-872-688 7/30/97
-----------------------------------------------------------------------------------------------------------------------------------
Country walk VA-873-593 7/30/97
-----------------------------------------------------------------------------------------------------------------------------------
Skyline VA-873-594 7/30/97
-----------------------------------------------------------------------------------------------------------------------------------
