EQ ADVISORS TRUST AMENDED AND RESTATED FIDELITY BOND SHARING AGREEMENT
Exhibit C
AMENDED AND RESTATED FIDELITY BOND SHARING AGREEMENT
THIS AGREEMENT made and entered into this 9th day of December, 1997 by and between EQ Advisors Trust (“Trust”), an open-end management investment company, on behalf of each of its series specified in Appendix A (“Portfolios”) and EQ Financial Consultants, Inc., the investment manager for the Trust (“Manager”).
WHEREAS, the Manager acts as investment manager to each of the Portfolios and each Portfolio is advised by an investment adviser; and
WHEREAS, pursuant to the requirement of Rule 17g-1 of the Investment Company Act of 1940, as amended (the “1940 Act”), the Trust, on behalf of each Portfolio, and the Manager have obtained fidelity bond coverage as named parties (“Insureds”) under a joint insured fidelity bond, as amended from time to time to reflect any additions to Appendix A (“Bond”); and
WHEREAS, the Insureds, in order to be covered by a single fidelity bond, are required by Rule 17g-1 to be parties to an agreement that establishes the criteria by which premiums and recoveries under the Bond shall be allocated among the Portfolios.
NOW THEREFORE, it is agreed as follows:
1. Amount of Coverage Maintained. The amount of fidelity coverage under the Bond shall at all times be at least equal in the amount to the sum of (i) the total amount of coverage that the Trust, on behalf of each Portfolio, would have been required to provide and maintain individually pursuant to the schedule set forth in paragraph (d) of Rule 17g-1 under the 1940 Act had the Trust not been a named insured under the Bond, plus (ii) the amount of each bond that the Manager would have been required to provide and maintain pursuant to federal statutes or regulations had it not been a named insured under the Bond. The amount of fidelity coverage under the Bond shall be approved at least annually by the Board of Trustees of the Trust, including a majority of those Trustees who are not “interested persons” of the Trust as defined by Section 2(a)(19) of the 1940 Act.
2. Allocation of Recovery. In the event an actual pecuniary loss is suffered by any two or more of the Insureds under circumstances covered by the terms of the Bond, any recovery under the Bond shall be allocated among such Insureds as follows:
(a) If the total amount of coverage provided under the Bond exceeds or is equal to the amount of the combined total amount of loss suffered by the Insureds suffering loss, then each such Insured shall be entitled to recover the amount of its actual loss.
(b) If the amount of loss suffered by each Insured suffering loss exceeds its minimum coverage requirement as set forth in Section 1 hereof and the amount of such Insureds’ combined actual losses exceeds the total amount of coverage provided under the Bond, then each such Insured shall be entitled to recover (i) its minimum coverage requirement, and (ii) to the extent there exists any excess coverage, the proportion of such excess coverage that its minimum requirement bears to the amount of the combined minimum coverage requirements of the Insureds
suffering actual loss; provided, however, that if the actual loss of any such Insureds is less than the sum of (i) and (ii) above, then such difference shall be recoverable by the other Insured or Insureds in proportion to their relative minimum coverage requirements.
(c) If (i) the amount of actual loss suffered by any Insured is less than or equal to its minimum coverage requirement, (ii) the amount of actual loss of another Insured or the other Insureds exceeds its or their minimum coverage requirement or requirements, and (iii) the amount of the combined actual losses of the Insureds exceeds the total amount of coverage provided under the Bond, then any Insured that has suffered an amount of actual loss less than or equal to its minimum coverage requirement shall be entitled to recover its actual loss. If only one other Insured has suffered actual loss, it shall be entitled to recover the remainder of the amount of the coverage under the bond. If more than one Insured has suffered actual loss in excess of the remaining coverage, then they shall allocate such remaining amount of coverage in accordance with paragraph (b) of this section 2.
3. Allocation of Premiums. No premium shall be paid under the Bond unless the Board of Trustees of the Trust, including a majority of those Trustees who are not “interested persons” of the Trust as defined by Section 2(a)(19) of the 1940 Act, shall approve the portion of the premium to be paid by the Trust, on behalf of each Portfolio. The premium payable on the Bond shall be allocated between the Trust and the Manager as determined by the Board of Trustees of the Trust.
4. Amendment. This Agreement may not be amended or modified in any manner except by a written agreement executed by the parties.
5. Filing with the Commission. A copy of this Agreement and any amendment thereto shall be filed with the Securities and Exchange Commission within 10 days after the execution thereof.
6. Applicable Law. This Agreement shall be construed and the provisions thereof interpreted under and in accordance with the laws of the State of New York.
7. Limitations of Liability of Trustees and Shareholders. A copy of the Agreement and Declaration of Trust, and any amendments thereto, are on file with the Secretary of State of Delaware, and it is hereby agreed that this Agreement is executed on behalf of the Trustees of the Trust as Trustees and not individually and that the obligations of this Agreement are not binding upon any of the Trustees, officers or shareholders of the Trust individually but are binding only upon the assets and property of the Trust.
IN WITNESS WHEREOF, EQ Advisors Trust, on behalf of each of its Portfolios, and EQ Financial Consultants, Inc., have caused this Agreement to be executed as of the day and year first written.
| EQ Advisors Trust, on behalf of each of its Portfolios | EQ Financial Consultants, Inc. | |||||||
| By: | /s/ Xxxxx X. Xxxxx |
By: | /s/ Xxxxx X. Xxxxx | |||||
| Xxxxx X. Xxxxx | Xxxxx X. Xxxxx | |||||||
| President and Trustee | Executive Vice President | |||||||
Appendix A
X. Xxxx Price International Stock Portfolio
X. Xxxx Price Equity Income Portfolio
EQ/Xxxxxx Growth & Income Value Portfolio
EQ/Xxxxxx International Equity Portfolio
EQ/Xxxxxx Investors Growth Portfolio
EQ/Xxxxxx Balanced Portfolio
MFS Research Portfolio
MFS Emerging Growth Companies Portfolio
Xxxxxx Xxxxxxx Emerging Markets Equity Portfolio
Warburg Pincus Small Company Value Portfolio
Xxxxxxx Xxxxx World Strategy Portfolio
Xxxxxxx Xxxxx Basic Value Equity Portfolio
Lazard Large Cap Value Portfolio
Lazard Small Cap Value Portfolio
JPM Core Bond Portfolio
BT Small Company Index Portfolio
BT International Equity Index Portfolio
BT Equity 500 Index Portfolio
AMENDMENT NO. 1
TO
AMENDED AND RESTATED FIDELITY BOND SHARING
AMENDMENT NO. 1 to Amended and Restated Fidelity Bond Sharing Agreement (“Amendment No. 1), dated as of December 31, 1998, between EQ Advisors Trust, a Delaware business trust (the “Trust”) and EQ Financial Consultants, Inc., a Delaware corporation (“EQ Financial”)
The Portfolios hereby agree to modify and amend the Amended and Restated Bond Sharing Agreement (the “Agreement”) dated as of December 9, 1997 as follows:
1. New Portfolios. The MFS Growth with Income Portfolio, the EQ/Evergreen Foundation Portfolio and the EQ/Evergreen Portfolio, (the “New Portfolios”) shall be included as Portfolios in the Agreement from and after the date hereof for all purposes on the terms and conditions contained in the Agreement.
2. Appendix A. Appendix A to the Agreement, setting forth the Portfolios of the Trust participating on behalf of which the Trust is entering into the agreement is hereby replaced in its entirety by Appendix A attached hereto.
Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 1 as of the date first above set forth.
| EQ ADVISORS TRUST | EQ FINANCIAL CONSULTANTS, INC. | |||||||
| By: | /s/ Xxxxx X. Xxxxx |
By: | /s/ Xxxxxxx X. Xxxxxx | |||||
| Xxxxx X. Xxxxx | Xxxxxxx X. Xxxxxx | |||||||
| President and Trustee | Chairman of the Board and Chief Executive Officer | |||||||
APPENDIX A
TO
AMENDMENT NO. 1
TO
AMENDED AND RESTATED FIDELITY BOND SHARING AGREEMENT
Portfolios
| BT Equity 500 Index Portfolio | ||||
| BT International Equity Index Portfolio | ||||
| BT Small Company Index Portfolio | ||||
| EQ/Evergreen Foundation | ||||
| EQ/Evergreen Portfolio | ||||
| EQ/MFS Growth with Income Portfolio | ||||
| EQ/Xxxxxx Balanced Portfolio | ||||
| EQ/Xxxxxx Growth & Income Value Portfolio | ||||
| EQ/Xxxxxx International Equity Portfolio | ||||
| EQ/Xxxxxx Investors Growth Portfolio | ||||
| JPM Core Bond Portfolio | ||||
| Lazard Large Cap Value Portfolio | ||||
| Lazard Small Cap Value Portfolio | ||||
| Xxxxxxx Xxxxx Basic Value Equity Portfolio | ||||
| Xxxxxxx Xxxxx World Strategy Portfolio | ||||
| MFS Emerging Growth Companies Portfolio | ||||
| MFS Research Portfolio | ||||
| Xxxxxx Xxxxxxx Emerging Markets Equity Portfolio | ||||
| X. Xxxx Price Equity Income Portfolio | ||||
| X. Xxxx Price International Stock Portfolio | ||||
| Warburg Pincus Small Company Value Portfolio | ||||
AMENDMENT NO. 2
TO
AMENDED AND RESTATED FIDELITY BOND SHARING AGREEMENT
AMENDMENT NO. 2 to Amended and Restated Bond Sharing Agreement (“Amendment No. 1”), dated as of May 1, 1999, between EQ Advisors Trust, a Delaware business trust (the “Trust”) on behalf of each of its series specified in Appendix A attached hereto (the “Portfolios”) and EQ Financial Consultants, Inc., a Delaware corporation (“EQ Financial”).
The Portfolios hereby agree to modify and amend the Amended and Restated Bond Sharing Agreement (the “Agreement”) dated as of December 9, 1997 as follows:
1. New Portfolios. The EQ/Alliance Premier Growth Portfolio, Capital Guardian Research Portfolio, Capital Guardian U.S. Equity Portfolio, Capital Guardian International Portfolio, (the “New Portfolios”) shall be included as Portfolios in the Agreement from and after the date hereof for all purposes on the terms and conditions contained in the Agreement.
2. Appendix A. Appendix A to the Agreement, setting forth the Portfolios of the Trust participating on behalf of which the Trust is entering into the agreement is hereby replaced in its entirety by Appendix A attached hereto.
3. Allocation of Premiums. Premiums due and payable under the Bond (as defined in the Agreement) shall be paid 90% by the Trust and 10% by EQ Financial.
Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 2 as of the date first above set forth.
| EQ ADVISORS TRUST | EQ FINANCIAL CONSULTANTS, INC. | |||||||
| By: | /s/ Xxxxx X. Xxxxx |
By: | /s/ Xxxxxxx X. Xxxxxx | |||||
| Xxxxx X. Xxxxx | Xxxxxxx X. Xxxxxx | |||||||
| President and Trustee | Chairman of the Board and Chief Executive Officer | |||||||
APPENDIX A
TO
AMENDMENT NO. 2
TO
AMENDED AND RESTATED FIDELITY BOND SHARING AGREEMENT
Portfolios
| BT Equity 500 Index Portfolio | ||||
| BT International Equity Index Portfolio | ||||
| BT Small Company Index Portfolio | ||||
| Capital Guardian Research Portfolio | ||||
| Capital Guardian U.S. Equity Portfolio | ||||
| Capital Guardian International Portfolio | ||||
| EQ/Alliance Premier Growth Portfolio | ||||
| EQ/Evergreen Foundation Portfolio | ||||
| EQ/Evergreen Portfolio | ||||
| EQ/Xxxxxx Balanced Portfolio | ||||
| EQ/Xxxxxx Growth & Income Value Portfolio | ||||
| EQ/Xxxxxx Investors Growth Portfolio | ||||
| EQ/Xxxxxx International Equity Portfolio | ||||
| JPM Core Bond Portfolio | ||||
| Lazard Large Cap Value Portfolio | ||||
| Lazard Small Cap Value Portfolio | ||||
| Xxxxxxx Xxxxx World Strategy Portfolio | ||||
| Xxxxxxx Xxxxx Basic Value Equity Portfolio | ||||
| MFS Emerging Growth Companies Portfolio | ||||
| MFS Growth with Income Portfolio | ||||
| MFS Research Portfolio | ||||
| Xxxxxx Xxxxxxx Emerging Markets Equity Portfolio | ||||
| X. Xxxx Price Equity Income Portfolio | ||||
| X. Xxxx Price International Stock Portfolio | ||||
| Warburg Pincus Small Company Value Portfolio | ||||
AMENDMENT NO. 3
TO
AMENDED AND RESTATED FIDELITY BOND SHARING AGREEMENT
AMENDMENT NO. 3 to Amended and Restated Bond Sharing Agreement (“Amendment No. 3”), dated as of July 12, 1999, between EQ Advisors Trust, a Delaware business trust (the “Trust”) on behalf of each of its series specified in Appendix A attached hereto (the “Portfolios”) and EQ Financial Consultants, Inc., a Delaware corporation (“EQ Financial”).
The Portfolios hereby agree to modify and amend the Amended and Restated Bond Sharing Agreement (the “Agreement”) dated as of December 9, 1997 as follows:
1. New Portfolios. The EQ/Xxxxxxx Socially Responsible Portfolio, Alliance Money Market Portfolio, Alliance Intermediate Government Securities Portfolio, Alliance Quality Bond Portfolio, Alliance High Yield Portfolio, Alliance Common Stock Portfolio, Alliance Equity Index Portfolio, Alliance Growth and Income Portfolio, Alliance Global Portfolio, Alliance International Portfolio, Alliance Balanced Portfolio, Alliance Conservative Investors Portfolio, Alliance Growth Investors Portfolio, Alliance Aggressive Stock Portfolio and Alliance Small Cap Growth Portfolio, (the “New Portfolios”) shall be included as Portfolios in the Agreement from and after the date hereof for all purposes on the terms and conditions contained in the Agreement.
2. Appendix A. Appendix A to the Agreement, setting forth the Portfolios of the Trust participating on behalf of which the Trust is entering into the agreement is hereby replaced in its entirety by Appendix A attached hereto.
3. Allocation of Premiums. Premiums due and payable under the Bond (as defined in the Agreement) shall be paid 90% by the Trust and 10% by EQ Financial.
Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 3 as of the date first above set forth.
| EQ ADVISORS TRUST | EQ FINANCIAL CONSULTANTS, INC. | |||||||
| By: | /s/ Xxxxx X. Xxxxx |
By: | /s/ Xxxxxxx X. Xxxxxx | |||||
| Xxxxx X. Xxxxx | Xxxxxxx X. Xxxxxx | |||||||
| President and Trustee | Chairman of the Board and Chief Executive Officer | |||||||
APPENDIX A
TO
AMENDMENT NO. 3
TO
AMENDED AND RESTATED FIDELITY BOND SHARING AGREEMENT
Portfolios
| Alliance Money Market Portfolio | ||||
| Alliance Intermediate Government Securities Portfolio | ||||
| Alliance Quality Bond Portfolio | ||||
| Alliance High Yield Portfolio | ||||
| Alliance Common Stock Portfolio | ||||
| Alliance Equity Index Portfolio | ||||
| Alliance Growth and Income Portfolio | ||||
| Alliance Global Portfolio | ||||
| Alliance International Portfolio | ||||
| Alliance Balanced Portfolio | ||||
| Alliance Conservative Investors Portfolio | ||||
| Alliance Growth Investors Portfolio | ||||
| Alliance Aggressive Stock Portfolio | ||||
| Alliance Small Cap Growth Portfolio | ||||
| BT Equity 500 Index Portfolio | ||||
| BT International Equity Index Portfolio | ||||
| BT Small Company Index Portfolio | ||||
| Xxxxxxx Socially Responsible Portfolio | ||||
| Capital Guardian Research Portfolio | ||||
| Capital Guardian U.S. Equity Portfolio | ||||
| Capital Guardian International Portfolio | ||||
| EQ/Alliance Premier Growth Portfolio | ||||
| EQ/Evergreen Foundation Portfolio | ||||
| EQ/Evergreen Portfolio | ||||
| EQ/Xxxxxx Balanced Portfolio | ||||
| EQ/Xxxxxx Growth & Income Value Portfolio | ||||
| EQ/Xxxxxx Investors Growth Portfolio | ||||
| EQ/Xxxxxx International Equity Portfolio | ||||
| JPM Core Bond Portfolio | ||||
| Lazard Large Cap Value Portfolio | ||||
| Lazard Small Cap Value Portfolio | ||||
| Xxxxxxx Xxxxx World Strategy Portfolio | ||||
| Xxxxxxx Xxxxx Basic Value Equity Portfolio | ||||
| MFS Emerging Growth Companies Portfolio | ||||
| MFS Growth with Income Portfolio | ||||
| MFS Research Portfolio | ||||
| Xxxxxx Xxxxxxx Emerging Markets Equity Portfolio | ||||
| X. Xxxx Price Equity Income Portfolio | ||||
| X. Xxxx Price International Stock Portfolio | ||||
| Warburg Pincus Small Company Value Portfolio | ||||
AMENDMENT NO. 4
TO
AMENDED AND RESTATED FIDELITY BOND SHARING AGREEMENT
AMENDMENT NO. 4 to Amended and Restated Bond Sharing Agreement (“Amendment No. 4”), dated as of May 1, 2000, between EQ Advisors Trust, a Delaware business trust (the “Trust”) on behalf of each of its series specified in Appendix A attached hereto (the “Portfolios”) and The Equitable Life Assurance Society of the United States (“Equitable”)
The Portfolios hereby agree to modify and amend the Amended and Restated Bond Sharing Agreement (the “Agreement”) dated as of December 9, 1997 as follows:
1. Parties to the Agreement. As a result of the transfer of the Investment Management Agreement between the Trust and EQ Financial Consultants, Inc. to Equitable on September 17, 1999, the parties to the Amended and Restated Bond Sharing Agreement, and any amendments thereto after the date of such transfer, will be the Trust and Equitable.
2. New Portfolios. The EQ/Alliance Technology Portfolio, (the “New Portfolio”) shall be included as a Portfolio in the Agreement from and after the date hereof for all purposes on the terms and conditions contained in the Agreement.
3. Appendix A. Appendix A to the Agreement, setting forth the Portfolios of the Trust participating on behalf of which the Trust is entering into the agreement is hereby replaced in its entirety by Appendix A attached hereto.
4. Allocation of Premiums. Premiums due and payable under the Bond (as defined in the Agreement) shall be paid 90% by the Trust and 10% by Equitable.
Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 4 as of the date first above set forth.
| EQ ADVISORS TRUST | THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES | |||||||
| By: | /s/ Xxxxx X. Xxxxx |
By: | /s/ Xxxxx X. X’Xxxx | |||||
| Xxxxx X. Xxxxx | Xxxxx X. X’Xxxx | |||||||
| President and Trustee | Executive Vice President | |||||||
APPENDIX A
TO
AMENDMENT NO. 4
TO
AMENDED AND RESTATED FIDELITY BOND SHARING AGREEMENT
Portfolios
| EQ/Aggressive Stock Portfolio | ||||
| EQ/Balanced Portfolio | ||||
| EQ/Alliance Technology Portfolio | ||||
| Alliance Money Market Portfolio | ||||
| Alliance Intermediate Government Securities Portfolio | ||||
| Alliance Quality Bond Portfolio | ||||
| Alliance High Yield Portfolio | ||||
| Alliance Common Stock Portfolio | ||||
| Alliance Equity Index Portfolio | ||||
| Alliance Growth and Income Portfolio | ||||
| Alliance Global Portfolio | ||||
| Alliance International Portfolio | ||||
| Alliance Conservative Investors Portfolio | ||||
| Alliance Growth Investors Portfolio | ||||
| Alliance Small Cap Growth Portfolio | ||||
| EQ/Alliance Premier Growth Portfolio | ||||
| BT Equity 500 Index Portfolio | ||||
| BT International Equity Index Portfolio | ||||
| BT Small Company Index Portfolio | ||||
| Capital Guardian Research Portfolio | ||||
| Capital Guardian U.S. Equity Portfolio | ||||
| Capital Guardian International Portfolio | ||||
| Xxxxxxx Socially Responsible Portfolio | ||||
| EQ/Evergreen Foundation Portfolio | ||||
| EQ/Evergreen Portfolio | ||||
| EQ/Xxxxxx Balanced Portfolio | ||||
| EQ/Xxxxxx Growth & Income Value Portfolio | ||||
| EQ/Xxxxxx Investors Growth Portfolio | ||||
| EQ/Xxxxxx International Equity Portfolio | ||||
| X.X. Xxxxxx Core Bond Portfolio | ||||
| Lazard Large Cap Value Portfolio | ||||
| Lazard Small Cap Value Portfolio | ||||
| Mercury World Strategy Portfolio | ||||
| Mercury Basic Value Equity Portfolio | ||||
| MFS Emerging Growth Companies Portfolio | ||||
| MFS Growth with Income Portfolio | ||||
| MFS Research Portfolio | ||||
| Xxxxxx Xxxxxxx Emerging Markets Equity Portfolio | ||||
| X. Xxxx Price Equity Income Portfolio | ||||
| X. Xxxx Price International Stock Portfolio | ||||
| Warburg Pincus Small Company Value Portfolio | ||||
AMENDMENT NO. 5
TO
AMENDED AND RESTATED FIDELITY BOND SHARING AGREEMENT
AMENDMENT NO. 5 to Amended and Restated Fidelity Bond Sharing Agreement (“Amendment No. 5”), dated as of September 1, 2000, between EQ Advisors Trust, a Delaware business trust (the “Trust”) on behalf of each of its series specified in Appendix A attached hereto (the “Portfolios”) and The Equitable Life Assurance Society of the United States (“Equitable”).
The Portfolios hereby agree to modify and amend the Amended and Restated Fidelity Bond Sharing Agreement (the “Agreement”) dated as of December 9, 1997 as follows:
1. New Portfolios. The EQ/AXP New Dimensions Portfolio, EQ/AXP Strategy Aggressive Portfolio, FI Mid Cap Portfolio and the EQ/Janus Large Cap Growth Portfolio (the “New Portfolios”) shall be included as Portfolios in the Agreement from and after the date hereof for all purposes on the terms and conditions contained in the Agreement.
2. Appendix A. Appendix A to the Agreement, setting forth the Portfolios of the Trust participating on behalf of which the Trust is entering into the agreement is hereby replaced in its entirety by Appendix A attached hereto.
3. Allocation of Premiums. Premiums due and payable under the Bond (as defined in the Agreement) shall be paid 90% by the Trust and 10% by Equitable.
Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 5 as of the date first above set forth.
| EQ ADVISORS TRUST | THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES | |||||||
| By: | /s/ Xxxxx X. Xxxxx |
By: | /s/ Xxxxx X. X’Xxxx | |||||
| Xxxxx X. Xxxxx | Xxxxx X. X’Xxxx | |||||||
| President and Trustee | Executive Vice President | |||||||
APPENDIX A
TO
AMENDMENT NO. 5
TO
AMENDED AND RESTATED FIDELITY BOND SHARING AGREEMENT
Portfolios
| Alliance Common Stock Portfolio | ||||
| Alliance Conservative Investors Portfolio | ||||
| Alliance Global Portfolio | ||||
| Alliance Growth and Income Portfolio | ||||
| Alliance Growth Investors Portfolio | ||||
| Alliance High Yield Portfolio | ||||
| Alliance Intermediate Government Securities Portfolio | ||||
| Alliance International Portfolio | ||||
| Alliance Money Market Portfolio | ||||
| Alliance Quality Bond Portfolio | ||||
| Alliance Small Cap Growth Portfolio | ||||
| EQ/Aggressive Stock Portfolio | ||||
| (fka Alliance Aggressive Stock Portfolio) |
||||
| EQ/Alliance Premier Growth Portfolio | ||||
| EQ/Alliance Technology Portfolio | ||||
| EQ/AXP New Dimensions Portfolio | ||||
| EQ/AXP Strategy Aggressive Portfolio | ||||
| EQ/Balanced Portfolio | ||||
| (fka Alliance Balanced Portfolio) |
||||
| Xxxxxxx Socially Responsible Portfolio | ||||
| Capital Guardian International Portfolio | ||||
| Capital Guardian Research Portfolio | ||||
| Capital Guardian U.S. Equity Portfolio | ||||
| EQ Equity 500 Index Portfolio* | ||||
| (fka Alliance Equity Index Portfolio) |
||||
| EQ/Evergreen Foundation Portfolio | ||||
| EQ/Evergreen Portfolio | ||||
| FI Mid Cap Portfolio | ||||
| FI Small/Mid Cap Value Portfolio | ||||
| (fka Warburg Pincus Small Company Value Portfolio) |
||||
| EQ International Equity Index Portfolio* | ||||
| (fka BT International Equity Index Portfolio) |
||||
| EQ/Janus Large Cap Growth Portfolio | ||||
| X.X. Xxxxxx Core Bond Portfolio | ||||
| (fka JPM Core Bond Portfolio) |
||||
| Lazard Large Cap Value Portfolio | ||||
| Lazard Small Cap Value Portfolio | ||||
| Mercury World Strategy Portfolio | ||||
| (fka Xxxxxxx Xxxxx World Strategy Portfolio) |
||||
| Mercury Basic Value Equity Portfolio | ||||
| (fka Xxxxxxx Xxxxx Value Equity Portfolio) |
||||
| MFS Emerging Growth Companies Portfolio |
| MFS Growth with Income Portfolio | ||||
| MFS Research Portfolio | ||||
| Xxxxxx Xxxxxxx Emerging Markets Equity Portfolio | ||||
| EQ/Xxxxxx Balanced Portfolio | ||||
| EQ/Xxxxxx Growth & Income Value Portfolio | ||||
| EQ/Xxxxxx Investors Growth Portfolio | ||||
| EQ/Xxxxxx International Equity Portfolio | ||||
| EQ Small Company Index Portfolio* | ||||
| (fka BT Small Company Index Portfolio) |
||||
| X. Xxxx Price Equity Income Portfolio | ||||
| X. Xxxx Price International Stock Portfolio |
| * | Name Change Effective October 6, 2000. |
AMENDMENT NO. 6
TO
AMENDED AND RESTATED FIDELITY BOND SHARING AGREEMENT
AMENDMENT NO. 6 to Amended and Restated Bond Sharing Agreement (“Amendment No. 6”), dated as of September 1, 2001, between EQ Advisors Trust, a Delaware business trust (“Trust”) on behalf of each of its series specified in Appendix A attached hereto (“Portfolios”) and AXA Advisors, LLC (“Delaware limited liability company”).
The Portfolios hereby agree to modify and amend the Amended and Restated Bond Sharing Agreement (the “Agreement”) dated as of December 9, 1997 as follows:
1. New Portfolio. The EQ/Xxxxxxx Focus Portfolio (“New Portfolio”) shall be included as a Portfolio in the Agreement from and after the date hereof for all purposes on the terms and conditions contained in the Agreement.
2. Appendix A. Appendix A to the Agreement, setting forth the Portfolios of the Trust participating on behalf of which the Trust is entering into the agreement is hereby replaced in its entirety by Appendix A attached hereto.
3. Allocation of Premiums. Premiums due and payable under the Bond (as defined in the Agreement) shall be paid 90% by the Trust and 10% by AXA Advisors, LLC.
Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 6 as of the date first above set forth.
| EQ ADVISORS TRUST | AXA ADVISORS, LLC | |||||||
| By: | /s/ Xxxxx X. Xxxxx |
By: | /s/ Xxxxxxx X. Xxxxxx | |||||
| Xxxxx X. Xxxxx | Xxxxxxx X. Xxxxxx | |||||||
| President and Trustee | Chairman of the Board and Chief Executive Officer | |||||||
APPENDIX A
AMENDMENT NO. 6
TO THE AMENDED AND RESTATED
FIDELITY BOND SHARING AGREEMENT
PORTFOLIOS*
| EQ/Alliance Common Stock Portfolio | EQ/Equity 500 Index Portfolio | |
| EQ/Alliance Global Portfolio | (fka Alliance Equity Index Portfolio) | |
| EQ/Alliance Growth and Income Portfolio | EQ/Evergreen Omega Portfolio | |
| EQ/Alliance Growth Investors Portfolio | (fka Evergreen Portfolio) | |
| EQ/Alliance High Yield Portfolio | EQ/FI Mid Cap Portfolio | |
| EQ/Alliance Intermediate Government Securities Portfolio | EQ/FI Small/Mid Cap Value Portfolio | |
| EQ/Alliance International Portfolio | (fka Warburg Pincus Small Company Value Portfolio) | |
| EQ/Alliance Money Market Portfolio | EQ/International Equity Index Portfolio | |
| EQ/Alliance Quality Bond Portfolio | (fka International Equity Index Portfolio) | |
| EQ/Aggressive Stock Portfolio | EQ/X.X. Xxxxxx Core Bond Portfolio | |
| (fka Alliance Aggressive Stock Portfolio) | (fka JPM Core Bond Portfolio) | |
| EQ/Alliance Premier Growth Portfolio | EQ/Lazard Small Cap Value Portfolio | |
| EQ/Alliance Small Cap Growth Portfolio | EQ/XXXXXXX FOCUS PORTFOLIO | |
| EQ/Alliance Technology Portfolio | EQ/Mercury Basic Value Equity Portfolio | |
| EQ/AXP New Dimensions Portfolio | (fka Xxxxxxx Xxxxx Value Equity Portfolio) | |
| EQ/AXP Strategy Aggressive Portfolio | EQ/MFS Emerging Growth Companies Portfolio | |
| EQ/Xxxxxxxxx Diversified Value Portfolio | EQ/MFS Investors Trust Portfolio | |
| (fka Lazard Large Cap Value Portfolio) | (fka MFS Growth with Income Portfolio) | |
| EQ/Balanced Portfolio | EQ/MFS Research Portfolio | |
| (fka Alliance Balanced Portfolio) | EQ/Xxxxxx Xxxxxxx Emerging Markets Equity Portfolio | |
| EQ/Xxxxxxx Socially Responsible Portfolio | EQ/Xxxxxx Balanced Portfolio | |
| EQ/Capital Guardian International Portfolio | EQ/Xxxxxx Growth & Income Value Portfolio | |
| EQ/Capital Guardian Research Portfolio | EQ/Xxxxxx Investors Growth Portfolio | |
| EQ/Capital Guardian U.S. Equity Portfolio | EQ/Xxxxxx International Equity Portfolio | |
| EQ/Small Company Index Portfolio | ||
| EQ/X. Xxxx Price International Stock Portfolio |
| * | Effective May 18, 2001, the EQ Advisors Trust Portfolio names will include “EQ/”. |
AMENDMENT NO. 7
TO THE AMENDED AND
RESTATED FIDELITY BOND SHARING AGREEMENT
AMENDMENT NO. 7 to Amended and Restated Bond Sharing Agreement (“Amendment No. 7”), dated as of December 9, 2002, between EQ Advisors Trust, a Delaware business trust (“Trust”) on behalf of each of its series specified in Appendix A attached hereto (“Portfolios”) and AXA Advisors, LLC (“Delaware limited liability company”).
The Portfolios hereby agree to modify and amend the Amended and Restated Bond Sharing Agreement (the “Agreement”) dated as of December 9, 1997 as follows:
| 1. | Appendix A. Appendix A to the Agreement, setting forth the Portfolios of the Trust participating on behalf of which the Trust is entering into the agreement is hereby replaced in its entirety by Appendix A attached hereto. |
| 2. | Allocation of Premiums. Premiums due and payable under the Bond (as defined in the Agreement) shall be paid 90% by the Trust and 10% by The Equitable Life Assurance Society of the United States (“Equitable”) or its affiliates. |
Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 7 as of the date first above set forth.
| EQ ADVISORS TRUST | THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES | |||||||
| By: | /s/ Xxxxxx X. Xxxxx |
By: | /s/ Xxxxx X. Xxxxx | |||||
| Xxxxxx X. Xxxxx | Xxxxx X. Xxxxx | |||||||
| President | Executive Vice President and Chief Investment Officer | |||||||
APPENDIX A
AMENDMENT NO. 7
TO THE AMENDED AND RESTATED
FIDELITY BOND SHARING AGREEMENT
PORTFOLIOS*
| EQ/Alliance Common Stock Portfolio | EQ/Evergreen Omega Portfolio | |
| EQ/Alliance Growth and Income Portfolio | (fka Evergreen Portfolio) | |
| EQ/ High Yield Portfolio | EQ/FI Mid Cap Portfolio | |
| EQ/Alliance Intermediate Government Securities Portfolio | EQ/FI Small/Mid Cap Value Portfolio | |
| EQ/Alliance International Portfolio | (fka Warburg Pincus Small Company Value Portfolio) | |
| EQ/Money Market Portfolio | EQ/International Equity Index Portfolio | |
| (name change as of November 22, 2002) | (fka BT International Equity Index Portfolio) | |
| EQ/Alliance Quality Bond Portfolio | EQ/X.X. Xxxxxx Core Bond Portfolio | |
| EQ/Aggressive Stock Portfolio | (fka JPM Core Bond Portfolio) | |
| (fka Alliance Aggressive Stock Portfolio) |
EQ/Lazard Small Cap Value Portfolio | |
| EQ/Alliance Premier Growth Portfolio | EQ/XXXXXXX FOCUS PORTFOLIO | |
| EQ/Alliance Small Cap Growth Portfolio | EQ/Mercury Basic Value Equity Portfolio | |
| EQ/Alliance Technology Portfolio | (fka Xxxxxxx Xxxxx Value Equity Portfolio) | |
| EQ/Xxxxxxxxx Diversified Value Portfolio | EQ/MFS Emerging Growth Companies Portfolio | |
| (fka Lazard Large Cap Value Portfolio) |
EQ/MFS Investors Trust Portfolio | |
| EQ/Balanced Portfolio | (fka MFS Growth with Income Portfolio) | |
| (fka Alliance Balanced Portfolio) |
EQ/Emerging Markets Equity Portfolio | |
| EQ/Xxxxxxx Socially Responsible Portfolio | EQ/Xxxxxx Growth & Income Value Portfolio | |
| EQ/Capital Guardian International Portfolio | EQ/Xxxxxx Voyager Portfolio | |
| EQ/Capital Guardian Research Portfolio | (fka EQ/Xxxxxx Investors Growth Portfolio) | |
| EQ/Capital Guardian U.S. Equity Portfolio | EQ/Xxxxxx International Equity Portfolio | |
| EQ/Equity 500 Index Portfolio | EQ/Small Company Index Portfolio | |
| (fka Alliance Equity Index Portfolio) |
(fka BT Small Company Index Portfolio) |
| * | Effective May 18, 2001, the EQ Advisors Trust Portfolio names will include “EQ/”. |
AMENDMENT NO. 8
TO THE AMENDED AND
RESTATED FIDELITY BOND SHARING AGREEMENT
Amendment No. 8 to Amended and Restated Fidelity Bond Sharing Agreement (“Amendment No. 8”), dated as of May 2, 2003, between EQ Advisors Trust, a Delaware business trust (“Trust”) on behalf of each of its series specified in Appendix A attached hereto (“Portfolios”) and AXA Advisors, LLC (“Delaware limited liability company”).
The Portfolios hereby agree to modify and amend the Amended and Restated Fidelity Bond Sharing Agreement (the “Agreement”) dated as of December 9, 1997 and as amended by Amendment No.1 dated December 31, 1998, Amendment No.2 dated as of May 1, 1999, Amendment No. 3 dated as of July 12, 1999, Amendment No. 4 dated as of May 1, 2000, Amendment No. 5 dated as of September 1, 2000, Amendment No. 6 dated as of September 1, 2001 and Amendment No. 7 dated as of December 9, 2002 as follows:
| 1. | Appendix A. Appendix A to the Agreement, setting forth the Portfolios of the Trust participating on behalf of which the Trust is entering into the agreement is hereby replaced in its entirety by Appendix A attached hereto. |
| 2. | Allocation of Premiums. Premiums due and payable under the Bond (as defined in the Agreement) shall be paid 90% by the Trust and 10% by The Equitable Life Assurance Society of the United States (“Equitable”) or its affiliates. |
Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 8 as of the date first above set forth.
| EQ ADVISORS TRUST | THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES | |||||||
| By: | /s/ Xxxxxx X. Xxxxx |
By: | /s/ Xxxxx X. Xxxxx | |||||
| Xxxxxx X. Xxxxx | Xxxxx X. Xxxxx | |||||||
| President | Executive Vice President and Chief Investment Officer | |||||||
APPENDIX A
AMENDMENT NO. 8
TO THE AMENDED AND RESTATED
FIDELITY BOND SHARING AGREEMENT
PORTFOLIOS*
| EQ/Alliance Common Stock Portfolio | EQ/Evergreen Omega Portfolio | |
| EQ/Alliance Growth and Income Portfolio | (fka Evergreen Portfolio) | |
| EQ/ High Yield Portfolio | EQ/FI Mid Cap Portfolio | |
| EQ/Alliance Intermediate Government Securities Portfolio | EQ/FI Small/Mid Cap Value Portfolio | |
| EQ/Alliance International Portfolio | (fka Warburg Pincus Small Company Value Portfolio) | |
| EQ/Money Market Portfolio | EQ/Janus Large Cap Growth Portfolio | |
| (name change as of November 22, 2002) | EQ/X.X. Xxxxxx Core Bond Portfolio | |
| EQ/Alliance Quality Bond Portfolio | (fka JPM Core Bond Portfolio) | |
| EQ/Aggressive Stock Portfolio | EQ/Lazard Small Cap Value Portfolio | |
| (fka Alliance Aggressive Stock Portfolio) |
EQ/XXXXXXX FOCUS PORTFOLIO | |
| EQ/Alliance Premier Growth Portfolio | EQ/Mercury Basic Value Equity Portfolio | |
| EQ/Alliance Small Cap Growth Portfolio | (fka Xxxxxxx Xxxxx Value Equity Portfolio) | |
| EQ/Alliance Technology Portfolio 33.3% | EQ/MFS Emerging Growth Companies Portfolio | |
| EQ/Xxxxxxxxx Diversified Value Portfolio | EQ/MFS Investors Trust Portfolio | |
| (fka Lazard Large Cap Value Portfolio) |
(fka MFS Growth with Income Portfolio) | |
| EQ/Balanced Portfolio | EQ/Emerging Markets Equity Portfolio | |
| (fka Alliance Balanced Portfolio) |
EQ/Xxxxxx Growth & Income Value Portfolio | |
| EQ/Xxxxxxx Socially Responsible Portfolio | EQ/Xxxxxx Voyager Portfolio | |
| EQ/Capital Guardian International Portfolio | (fka EQ/Xxxxxx Investors Growth Portfolio) | |
| EQ/Capital Guardian Research Portfolio | EQ/Xxxxxx International Equity Portfolio | |
| EQ/Capital Guardian U.S. Equity Portfolio | EQ/Small Company Index Portfolio | |
| EQ/Equity 500 Index Portfolio | (fka BT Small Company Index Portfolio) | |
| (fka Alliance Equity Index Portfolio) |
| * | Effective May 18, 2001, the EQ Advisors Trust Portfolio names will include “EQ/”. |
AMENDMENT NO. 9
TO THE AMENDED AND
RESTATED FIDELITY BOND SHARING AGREEMENT
Amendment No. 9 to Amended and Restated Fidelity Bond Sharing Agreement (“Amendment No. 9”), dated as of July 9, 2004, between EQ Advisors Trust, a Delaware business trust (“Trust”) on behalf of each of its series specified in Appendix A attached hereto (“Portfolios”) and AXA Advisors, LLC (“Delaware limited liability company”).
The Portfolios hereby agree to modify and amend the Amended and Restated Fidelity Bond Sharing Agreement (the “Agreement”) dated as of December 9, 1997 and as amended by Amendment No.1 dated December 31, 1998, Amendment No.2 dated as of May 1, 1999, Amendment No. 3 dated as of July 12, 1999, Amendment No. 4 dated as of May 1, 2000, Amendment No. 5 dated as of September 1, 2000, Amendment No. 6 dated as of September 1, 2001 and Amendment No. 7 dated as of December 9, 2002, and Amendment No. 8 dated as of May 2, 2004 as follows:
| 1. | Appendix A. Appendix A to the Agreement, setting forth the Portfolios of the Trust participating on behalf of which the Trust is entering into the agreement is hereby replaced in its entirety by Appendix A attached hereto. |
| 2. | Allocation of Premiums. Premiums due and payable under the Bond (as defined in the Agreement) shall be paid 90% by the Trust and 10% by The Equitable Life Assurance Society of the United States (“Equitable”) or its affiliates. |
Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 9 as of the date first above set forth.
| EQ ADVISORS TRUST | THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES | |||||||
| By: | /s/ Xxxxxxx X. Xxxxxxxxx |
By: | /s/ Xxxxxx X. Xxxxx | |||||
| Xxxxxxx X. Xxxxxxxxx | Xxxxxx X. Xxxxx | |||||||
| Chief Financial Officer | Senior Vice President | |||||||
APPENDIX A
AMENDMENT NO. 9
TO THE AMENDED AND RESTATED
FIDELITY BOND SHARING AGREEMENT
PORTFOLIOS*
| EQ/Alliance Common Stock Portfolio | EQ/Emerging Markets Equity Portfolio | |
| EQ/Alliance Growth and Income Portfolio | EQ/Equity 500 Index Portfolio | |
| EQ/Alliance Intermediate Government Securities Portfolio | (fka Alliance Equity Index Portfolio) | |
| EQ/Alliance International Portfolio | EQ/Evergreen Omega Portfolio | |
| EQ/Money Market Portfolio | (fka Evergreen Portfolio) | |
| (name change as of November 22, 2002) | EQ/FI Mid Cap Portfolio | |
| EQ/Alliance Quality Bond Portfolio | EQ/FI Small/Mid Cap Value Portfolio | |
| EQ/Alliance Premier Growth Portfolio | (fka Warburg Pincus Small Company Value Portfolio) | |
| EQ/Alliance Small Cap Growth Portfolio | EQ/Janus Large Cap Growth Portfolio | |
| EQ/Xxxxxxxxx Diversified Value Portfolio | EQ/X.X. Xxxxxx Core Bond Portfolio | |
| (fka Lazard Large Cap Value Portfolio) |
(fka JPM Core Bond Portfolio) | |
| EQ/Xxxxxxx Socially Responsible Portfolio | EQ/Lazard Small Cap Value Portfolio | |
| EQ/Capital Guardian International Portfolio | EQ/XXXXXXX FOCUS PORTFOLIO | |
| EQ/Capital Guardian Research Portfolio | EQ/Mercury Basic Value Equity Portfolio | |
| EQ/Capital Guardian U.S. Equity Portfolio | (fka Xxxxxxx Xxxxx Value Equity Portfolio) | |
| EQ/Enterprise Capital Appreciation Portfolio | EQ/Mercury International Value Portfolio | |
| EQ/Enterprise Deep Value Portfolio | (fka EQ/Xxxxxx International Equity Portfolio) | |
| EQ/Enterprise Equity Income Portfolio | EQ/MFS Emerging Growth Companies Portfolio | |
| EQ/Enterprise Equity Portfolio | EQ/MFS Investors Trust Portfolio | |
| EQ/Enterprise Global Socially Responsive Portfolio | (fka MFS Growth with Income Portfolio) | |
| EQ/Enterprise Growth and Income Portfolio | EQ/MONY Diversified Portfolio | |
| EQ/Enterprise Growth Portfolio | EQ/MONY Equity Income Portfolio | |
| EQ/Enterprise High Yield Bond Portfolio | EQ/MONY Equity Growth Portfolio | |
| EQ/Enterprise International Growth Portfolio | EQ/MONY Government Securities Portfolio | |
| EQ/Enterprise Managed Portfolio | EQ/MONY Intermediate Term Bond Portfolio | |
| EQ/Enterprise Mergers and Acquisitions Portfolio | EQ/MONY Long Term Bond Portfolio | |
| EQ/Enterprise Multi-Cap Growth Portfolio | EQ/MONY Money Market Portfolio | |
| EQ/Enterprise Short Duration Bond Portfolio | EQ/Xxxxxx Growth & Income Value Portfolio | |
| EQ/Enterprise Small Company Growth Portfolio | EQ/Xxxxxx Voyager Portfolio | |
| EQ/Enterprise Small Company Value Portfolio | (fka EQ/Xxxxxx Investors Growth Portfolio) | |
| EQ/Enterprise Total Return Portfolio | EQ/Small Company Index Portfolio | |
| (fka BT Small Company Index Portfolio) |
| * | Effective May 18, 2001, the EQ Advisors Trust Portfolio names include “EQ/”. |
AMENDMENT NO. 10
TO THE AMENDED AND
RESTATED FIDELITY BOND SHARING AGREEMENT
Amendment No. 10 to Amended and Restated Fidelity Bond Sharing Agreement (“Amendment No. 10”), dated as of October 1, 2004, between EQ Advisors Trust, a Delaware business trust (“Trust”) on behalf of each of its series specified in Appendix A attached hereto (“Portfolios”) and AXA Advisors, LLC (“Delaware limited liability company”).
The Portfolios hereby agree to modify and amend the Amended and Restated Fidelity Bond Sharing Agreement (the “Agreement”) dated as of December 9, 1997 and as amended by Amendment No.1 dated December 31, 1998, Amendment No.2 dated as of May 1, 1999, Amendment No. 3 dated as of July 12, 1999, Amendment No. 4 dated as of May 1, 2000, Amendment No. 5 dated as of September 1, 2000, Amendment No. 6 dated as of September 1, 2001 and Amendment No. 7 dated as of December 9, 2002, Amendment No. 8 dated as of May 2, 2004 and Amendment No. 9 dated as of July 9, 2004 as follows:
| 1. | Appendix A. Appendix A to the Agreement, setting forth the Portfolios of the Trust participating on behalf of which the Trust is entering into the agreement is hereby replaced in its entirety by Appendix A attached hereto. |
| 2. | Allocation of Premiums. Premiums due and payable under the Bond (as defined in the Agreement) shall be paid 90% by the Trust and 10% by The Equitable Life Assurance Society of the United States (“Equitable”) or its affiliates. |
Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 10 as of the date first above set forth.
| EQ ADVISORS TRUST | AXA EQUITABLE LIFE INSURANCE COMPANY | |||||||
| By: | /s/ Xxxxxxx X. Xxxxxxxxx |
By: | /s/ Xxxxxx X. Xxxxx | |||||
| Xxxxxxx X. Xxxxxxxxx | Xxxxxx X. Xxxxx | |||||||
| Chief Financial Officer | Senior Vice President | |||||||
APPENDIX A
AMENDMENT NO. 10
TO THE AMENDED AND RESTATED
FIDELITY BOND SHARING AGREEMENT
PORTFOLIOS*
| EQ/Alliance Common Stock Portfolio | EQ/Equity 500 Index Portfolio | |
| EQ/Alliance Growth and Income Portfolio | (fka Alliance Equity Index Portfolio) | |
| EQ/Alliance Intermediate Government Securities Portfolio | EQ/Evergreen Omega Portfolio | |
| EQ/Alliance International Portfolio | (fka Evergreen Portfolio) | |
| EQ/Money Market Portfolio | EQ/FI Mid Cap Portfolio | |
| (name change as of November 22, 2002) | EQ/FI Small/Mid Cap Value Portfolio | |
| EQ/Alliance Quality Bond Portfolio | (fka Warburg Pincus Small Company Value Portfolio) | |
| EQ/Alliance Premier Growth Portfolio | EQ/Janus Large Cap Growth Portfolio | |
| EQ/Alliance Small Cap Growth Portfolio | EQ/X.X. Xxxxxx Core Bond Portfolio | |
| EQ/Xxxxxxxxx Diversified Value Portfolio | (fka JPM Core Bond Portfolio) | |
| (fka Lazard Large Cap Value Portfolio) |
EQ/Lazard Small Cap Value Portfolio | |
| EQ/Xxxxxxx Socially Responsible Portfolio | EQ/XXXXXXX FOCUS PORTFOLIO | |
| EQ/Capital Guardian International Portfolio | EQ/Mercury Basic Value Equity Portfolio | |
| EQ/Capital Guardian Research Portfolio | (fka Xxxxxxx Xxxxx Value Equity Portfolio) | |
| EQ/Capital Guardian U.S. Equity Portfolio | EQ/Mercury International Value Portfolio | |
| EQ/Enterprise Capital Appreciation Portfolio | (fka EQ/Xxxxxx International Equity Portfolio) | |
| EQ/Enterprise Deep Value Portfolio | EQ/MFS Emerging Growth Companies Portfolio | |
| EQ/Enterprise Equity Income Portfolio | EQ/MFS Investors Trust Portfolio | |
| EQ/Enterprise Equity Portfolio | (fka MFS Growth with Income Portfolio) | |
| EQ/Enterprise Global Socially Responsive Portfolio | EQ/MONY Diversified Portfolio | |
| EQ/Enterprise Growth and Income Portfolio | EQ/MONY Equity Income Portfolio | |
| EQ/Enterprise Growth Portfolio | EQ/MONY Equity Growth Portfolio | |
| EQ/Enterprise High Yield Bond Portfolio | EQ/MONY Government Securities Portfolio | |
| EQ/Enterprise International Growth Portfolio | EQ/MONY Intermediate Term Bond Portfolio | |
| EQ/Enterprise Managed Portfolio | EQ/MONY Long Term Bond Portfolio | |
| EQ/Enterprise Mergers and Acquisitions Portfolio | EQ/MONY Money Market Portfolio | |
| EQ/Enterprise Multi-Cap Growth Portfolio | EQ/Xxxxxx Growth & Income Value Portfolio | |
| EQ/Enterprise Short Duration Bond Portfolio | EQ/Xxxxxx Voyager Portfolio | |
| EQ/Enterprise Small Company Growth Portfolio | (fka EQ/Xxxxxx Investors Growth Portfolio) | |
| EQ/Enterprise Small Company Value Portfolio | EQ/Small Company Index Portfolio | |
| EQ/Enterprise Total Return Portfolio | (fka BT Small Company Index Portfolio) | |
| EQ/Emerging Markets Equity Portfolio | EQ/Xxxxx Fargo Xxxxxxxxxx Small Cap Portfolio |
| * | Effective May 18, 2001, the EQ Advisors Trust Portfolio names will include “EQ/”. |
AMENDMENT NO. 11
TO THE AMENDED AND
RESTATED FIDELITY BOND SHARING AGREEMENT
Amendment No. 11 to Amended and Restated Fidelity Bond Sharing Agreement (“Amendment No. 10”), dated as of May 1, 2005, between EQ Advisors Trust, a Delaware business trust (“Trust”) on behalf of each of its series specified in Appendix A attached hereto (“Portfolios”) and AXA Advisors, LLC (“Delaware limited liability company”).
The Portfolios hereby agree to modify and amend the Amended and Restated Fidelity Bond Sharing Agreement (the “Agreement”) dated as of December 9, 1997 and as amended by Amendment No.1 dated December 31, 1998, Amendment No.2 dated as of May 1, 1999, Amendment No. 3 dated as of July 12, 1999, Amendment No. 4 dated as of May 1, 2000, Amendment No. 5 dated as of September 1, 2000, Amendment No. 6 dated as of September 1, 2001 and Amendment No. 7 dated as of December 9, 2002, Amendment No. 8 dated as of May 2, 2004, Amendment No. 9 dated as of July 9, 2004, and Amendment No. 10 dated as of October 1, 2004 as follows:
| 1. | Appendix A. Appendix A to the Agreement, setting forth the Portfolios of the Trust participating on behalf of which the Trust is entering into the agreement is hereby replaced in its entirety by Appendix A attached hereto. |
| 2. | Allocation of Premiums. Premiums due and payable under the Bond (as defined in the Agreement) shall be paid 90% by the Trust and 10% by The Equitable Life Assurance Society of the United States (“Equitable”) or its affiliates. |
Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 11 as of the date first above set forth.
| EQ ADVISORS TRUST | AXA EQUITABLE LIFE INSURANCE COMPANY | |||||||
| By: | /s/ Xxxxxxx X. Xxxxxxxxx |
By: | /s/ Xxxxxx X. Xxxxx | |||||
| Xxxxxxx X. Xxxxxxxxx | Xxxxxx X. Xxxxx | |||||||
| Chief Financial Officer | Senior Vice President | |||||||
APPENDIX A
AMENDMENT NO. 11
TO THE AMENDED AND RESTATED
FIDELITY BOND SHARING AGREEMENT
PORTFOLIOS*
| EQ/Alliance Common Stock Portfolio | EQ/Lazard Small Cap Value Portfolio | |
| EQ/Alliance Growth and Income Portfolio | EQ/Lord Xxxxxx Growth and Income Portfolio | |
| EQ/Alliance Intermediate Government Securities Portfolio | EQ/Lord Xxxxxx Mid Cap Value Portfolio | |
| EQ/Alliance International Portfolio | EQ/Lord Xxxxxx Large Cap Core Portfoliio | |
| EQ/Money Market Portfolio | EQ/XXXXXXX FOCUS PORTFOLIO | |
| (fka EQ/Alliance Money Market Portfolio ) |
EQ/Mercury Basic Value Equity Portfolio | |
| EQ/Alliance Quality Bond Portfolio | (fka Xxxxxxx Xxxxx Value Equity Portfolio) | |
| EQ/Alliance Premier Growth Portfolio | EQ/Mercury International Value Portfolio | |
| EQ/Alliance Small Cap Growth Portfolio | (fka EQ/Xxxxxx International Equity Portfolio) | |
| EQ/Xxxxxxxxx Diversified Value Portfolio | EQ/MFS Emerging Growth Companies Portfolio | |
| (fka Lazard Large Cap Value Portfolio) |
EQ/MFS Investors Trust Portfolio | |
| EQ/Bear Xxxxxxx Small Company Growth Portfolio | (fka MFS Growth with Income Portfolio) | |
| (fka EQ/Enterprise Small Company Growth Portfolio) |
EQ/Montag & Xxxxxxxx Growth Portfolio | |
| EQ/Boston Advisors Equity Income Portfolio | (fka EQ/Enterprise Growth Portfolio) | |
| (fka EQ/Enterprise Equity Income Portfolio) |
EQ/MONY Diversified Portfolio | |
| EQ/Xxxxxxx Socially Responsible Portfolio | EQ/MONY Equity Income Portfolio | |
| EQ/Capital Guardian International Portfolio | EQ/MONY Equity Growth Portfolio | |
| EQ/Capital Guardian Research Portfolio | EQ/ Government Securities Portfolio | |
| EQ/Capital Guardian U.S. Equity Portfolio | (fka EQ/MONY Government Securities Portfolio) | |
| EQ/Capital Guardian Growth Portfolio | EQ/ Intermediate Term Bond Portfolio | |
| (fka EQ/Xxxxxx Voyager Portfolio) |
(fka EQ/MONY Intermediate Term Bond Portfolio) | |
| EQ/Xxxxxxx-Xxxxxx High Yield Bond | EQ/ Long Term Bond Portfolio | |
| (fka EQ/Enterprise High Yield Bond Portfolio) |
(fka EQ/MONY Long Term Bond Portfolio) | |
| EQ/Enterprise Capital Appreciation Portfolio | EQ/ Money Market Portfolio | |
| EQ/Enterprise Deep Value Portfolio | (fka EQ/MONY Money Market Portfolio) | |
| EQ/Enterprise Global Socially Responsive Portfolio | EQ/PIMCO Real Return Portfolio | |
| EQ/Enterprise International Growth Portfolio | (fka EQ/Enterprise Total Return Portfolio) | |
| EQ/Enterprise Managed Portfolio | EQ/Xxxxxx Growth & Income Value Portfolio | |
| EQ/Enterprise Multi-Cap Growth Portfolio | EQ/Xxxxxx Voyager Portfolio | |
| EQ/Equity 500 Index Portfolio | (fka EQ/Xxxxxx Investors Growth Portfolio) | |
| (fka Alliance Equity Index Portfolio) |
EQ/Small Company Index Portfolio | |
| EQ/Evergreen Omega Portfolio | (fka BT Small Company Index Portfolio) | |
| (fka Evergreen Portfolio) |
EQ/ Short Duration Bond Portfolio | |
| EQ/FI Mid Cap Portfolio | (fka EQ/Enterprise Short Duration Bond Portfolio) | |
| EQ/FI Small/Mid Cap Value Portfolio | EQ/TCW Equity Portfolio | |
| (fka Warburg Pincus Small Company Value Portfolio) |
(fka EQ/Enterprise Equity Portfolio) | |
| EQ/Gabelli Mergers and Acquisitions Portfolio | EQ/UBS Growth and Income Portfolio | |
| (fka EQ/Enterprise Mergers and Acquisitions Portfolio) |
(fka EQ/Enterprise Growth and Income Portfolio) | |
| EQ/Gabelli Small Company Value Portfolio | EQ/Xxx Xxxxxx Xxxxxxxx Portfolio | |
| EQ/Enterprise Small Company Value Portfolio) | EQ/Xxx Xxxxxx Emerging Markets Equity Portfolio | |
| EQ/Janus Large Cap Growth Portfolio | (fka EQ/Emerging Markets Equity Portfolio) | |
| EQ/X.X. Xxxxxx Core Bond Portfolio | EQ/Xxx Xxxxxx Mid Cap Growth Portfolio | |
| (fka JPM Core Bond Portfolio) |
EQ/Xxxxx Fargo Xxxxxxxxxx Small Cap Portfolio | |
| EQ/XX Xxxxxx Value Opportunities | ||
| (fka EQ/Xxxxxx Growth and Income Portfolio) |
AMENDMENT NO. 12
TO THE AMENDED AND
RESTATED FIDELITY BOND SHARING AGREEMENT
Amendment No. 12 to Amended and Restated Fidelity Bond Sharing Agreement (“Amendment No. 13”), dated as of September 20, 2005, between EQ Advisors Trust, a Delaware business trust (“Trust”) on behalf of each of its series specified in Appendix A attached hereto (“Portfolios”) and AXA Advisors, LLC (“Delaware limited liability company”).
The Portfolios hereby agree to modify and amend the Amended and Restated Fidelity Bond Sharing Agreement (the “Agreement”) dated as of December 9, 1997 and as amended by Amendment No.1 dated December 31, 1998, Amendment No.2 dated as of May 1, 1999, Amendment No. 3 dated as of July 12, 1999, Amendment No. 4 dated as of May 1, 2000, Amendment No. 5 dated as of September 1, 2000, Amendment No. 6 dated as of September 1, 2001 and Amendment No. 7 dated as of December 9, 2002, Amendment No. 8 dated as of May 2, 2004, Amendment No. 9 dated as of July 9, 2004, Amendment No. 10 dated as of October 1, 2004, Amendment No. 11 dated as of May 1, 2005 as follows:
| 1. | Appendix A. Appendix A to the Agreement, setting forth the Portfolios of the Trust participating on behalf of which the Trust is entering into the agreement is hereby replaced in its entirety by Appendix A attached hereto. |
| 2. | Allocation of Premiums. Premiums due and payable under the Bond (as defined in the Agreement) shall be paid 90% by the Trust and 10% by The Equitable Life Assurance Society of the United States (“Equitable”) or its affiliates. |
Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 13 as of the date first above set forth.
| EQ ADVISORS TRUST | AXA EQUITABLE LIFE INSURANCE COMPANY | |||||||
| By: | /s/ Xxxxxxx X. Xxxxxxxxx |
By: | /s/ Xxxxxx X. Xxxxx | |||||
| Xxxxxxx X. Xxxxxxxxx | Xxxxxx X. Xxxxx | |||||||
| Chief Financial Officer | Senior Vice President | |||||||
APPENDIX A
AMENDMENT NO. 12
TO THE AMENDED AND RESTATED
FIDELITY BOND SHARING AGREEMENT
PORTFOLIOS*
| EQ/Alliance Common Stock Portfolio | EQ/XX Xxxxxx Value Opportunities Portfolio | |
| EQ/Alliance Growth and Income Portfolio | (fka EQ/Xxxxxx Growth and Income Portfolio) | |
| EQ/Alliance Intermediate Government Securities Portfolio | EQ/Lazard Small Cap Value Portfolio | |
| EQ/Alliance International Portfolio | EQ/Xxxx Xxxxx Value Equity Portfolio | |
| EQ/Money Market Portfolio | EQ/Lord Xxxxxx Growth and Income Portfolio | |
| (fka EQ/Alliance Money Market Portfolio ) |
EQ/Lord Xxxxxx Mid Cap Value Portfolio | |
| EQ/Alliance Quality Bond Portfolio | EQ/Lord Xxxxxx Large Cap Core Portfoliio | |
| EQ/Alliance Large Cap Growth Portfolio | EQ/XXXXXXX FOCUS PORTFOLIO | |
| (fka EQ/Alliance Premier Growth Portfolio) |
EQ/Mercury Basic Value Equity Portfolio | |
| EQ/Alliance Small Cap Growth Portfolio | (fka Xxxxxxx Xxxxx Value Equity Portfolio) | |
| EQ/Ariel Appreciation II Portfolio | EQ/Mercury International Value Portfolio | |
| EQ/Xxxxxxxxx Diversified Value Portfolio | (fka EQ/Xxxxxx International Equity Portfolio) | |
| (fka Lazard Large Cap Value Portfolio) |
EQ/MFS Emerging Growth Companies Portfolio | |
| EQ/Bear Xxxxxxx Small Company Growth Portfolio | EQ/MFS Investors Trust Portfolio | |
| (fka EQ/Enterprise Small Company Growth Portfolio) |
(fka MFS Growth with Income Portfolio) | |
| EQ/Boston Advisors Equity Income Portfolio | EQ/Montag & Xxxxxxxx Growth Portfolio | |
| (fka EQ/Enterprise Equity Income Portfolio) |
(fka EQ/Enterprise Growth Portfolio) | |
| EQ/Xxxxxxx Socially Responsible Portfolio | EQ/MONY Diversified Portfolio | |
| EQ/Capital Guardian International Portfolio | EQ/MONY Equity Income Portfolio | |
| EQ/Capital Guardian Research Portfolio | EQ/MONY Equity Growth Portfolio | |
| EQ/Capital Guardian U.S. Equity Portfolio | EQ/ Government Securities Portfolio | |
| EQ/Capital Guardian Growth Portfolio | (fka EQ/MONY Government Securities Portfolio) | |
| (fka EQ/Xxxxxx Voyager Portfolio) |
EQ/ Intermediate Term Bond Portfolio | |
| EQ/Xxxxxxx-Xxxxxx High Yield Bond | (fka EQ/MONY Intermediate Term Bond Portfolio) | |
| (fka EQ/Enterprise High Yield Bond Portfolio) |
EQ/ Long Term Bond Portfolio | |
| EQ/Enterprise Capital Appreciation Portfolio | (fka EQ/MONY Long Term Bond Portfolio) | |
| EQ/Enterprise Deep Value Portfolio | EQ/ MONY Money Market Portfolio | |
| EQ/Enterprise Global Socially Responsive Portfolio | EQ/PIMCO Real Return Portfolio | |
| EQ/International Growth Portfolio | (fka EQ/Enterprise Total Return Portfolio) | |
| (fka EQ/Enterprise International Growth Portfolio) |
EQ/Small Company Index Portfolio | |
| EQ/Enterprise Managed Portfolio | (fka BT Small Company Index Portfolio) | |
| EQ/Enterprise Multi-Cap Growth Portfolio | EQ/ Short Duration Bond Portfolio | |
| EQ/Equity 500 Index Portfolio | (fka EQ/Enterprise Short Duration Bond Portfolio) | |
| (fka Alliance Equity Index Portfolio) |
EQ/TCW Equity Portfolio | |
| EQ/Evergreen Omega Portfolio | (fka EQ/Enterprise Equity Portfolio) | |
| (fka Evergreen Portfolio) |
EQ/UBS Growth and Income Portfolio | |
| EQ/Evergreen International Bond Portfolio | (fka EQ/Enterprise Growth and Income Portfolio) | |
| EQ/FI Mid Cap Portfolio | EQ/Xxx Xxxxxx Xxxxxxxx Portfolio | |
| EQ/FI Small/Mid Cap Value Portfolio | EQ/Xxx Xxxxxx Emerging Markets Equity Portfolio | |
| (fka Warburg Pincus Small Company Value Portfolio) |
(fka EQ/Emerging Markets Equity Portfolio) | |
| EQ/Mergers and Acquisitions Portfolio | EQ/Xxx Xxxxxx Mid Cap Growth Portfolio | |
| (fka EQ/Enterprise Mergers and Acquisitions Portfolio) |
EQ/Xxxxx Fargo Xxxxxxxxxx Small Cap Portfolio | |
| EQ/Small Company Value Portfolio | ||
| (fka EQ/Enterprise Small Company Value Portfolio) |
||
| EQ/Janus Large Cap Growth Portfolio | ||
| EQ/X.X. Xxxxxx Core Bond Portfolio | ||
| (fka JPM Core Bond Portfolio) |
AMENDMENT NO. 13
AMENDED AND RESTATED FIDELITY BOND SHARING AGREEMENT
AMENDMENT NO. 13 to the Amended and Restated Fidelity Bond Sharing Agreement (“Amendment No. 13”), dated as of August 1, 2006, between EQ/Advisors Trust, a Delaware statutory trust (“Trust”) on behalf of each of its series specified in Appendix A attached hereto (“Portfolios”) and AXA Equitable Life Insurance Company, the investment manager for the Trust (“Manager”).
The Portfolios hereby agree to modify and amend the Amended and Restated Fidelity Bond Sharing Agreement, dated as of December 9, 1997, as amended, between the Trust, on behalf of each of the Portfolios, and the Manager (“Agreement”), as follows:
| 1. | New Portfolios. EQ/AXA Xxxxxxxxx Value Long/Short Portfolio, EQ/Xxxxx New York Venture Portfolio, EQ/Franklin Small Cap Value Portfolio, EQ/Franklin Income Portfolio, EQ/International ETF Portfolio, EQ/Mutual Shares Portfolio, EQ/Xxxxxxxxxxx Global Portfolio, EQ/Xxxxxxxxxxx Main Street Opportunity Portfolio, EQ/Xxxxxxxxxxx Main Street Small Cap Portfolio, EQ/Xxxxxxxxx Growth Portfolio and EQ/Xxx Xxxxxx Real Estate Portfolio, (“New Portfolios”) shall be included as Portfolios in the Agreement from and after the date hereof for all purposes on the terms and conditions contained in the Agreement. |
| 2. | Appendix A. Appendix A to the Agreement, setting forth the Portfolios of the Trust participating on behalf of which the Trust is entering into the agreement is hereby replaced in its entirety by Appendix A attached hereto. |
| 3. | Allocation of Premiums. Premiums due and payable under the Bond (as defined in the Agreement) shall be paid 90% by the Trust and 10% by the Manager or its affiliates. |
Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 13 as of the date first above set forth.
| EQ ADVISORS TRUST | AXA EQUITABLE LIFE INSURANCE COMPANY | |||||||
| By: | /s/ Xxxxxxx X. Xxxxxxxxx |
By: | /s/ Xxxxxx X. Xxxxx | |||||
| Xxxxxxx X. Xxxxxxxxx | Xxxxxx X. Xxxxx | |||||||
| Chief Financial Officer and Treasurer | Senior Vice President | |||||||
APPENDIX A
AMENDMENT NO. 13
TO THE AMENDED AND RESTATED
FIDELITY BOND SHARING AGREEMENT
PORTFOLIOS
| EQ/Alliance Common Stock Portfolio | EQ/Xxx Xxxxxx Xxxxxxxx Portfolio | |
| EQ/Alliance Growth and Income Portfolio | EQ/Xxx Xxxxxx Emerging Markets Equity Portfolio | |
| EQ/Alliance Intermediate Government Securities Portfolio | EQ/Xxx Xxxxxx Mid Cap Growth Portfolio | |
| EQ/Alliance International Portfolio | EQ/Xxxxx Fargo Xxxxxxxxxx Small Cap Portfolio | |
| EQ/Alliance Large Cap Growth Portfolio | EQ/Bear Xxxxxxx Small Company Growth Portfolio | |
| EQ/Alliance Quality Bond Portfolio | EQ/Boston Advisors Equity Income Portfolio | |
| EQ/Alliance Small Cap Growth Portfolio | EQ/Xxxxxxx-Xxxxxx High Yield Bond Portfolio | |
| EQ/Ariel Appreciation II | EQ/Enterprise Moderate Allocation Portfolio | |
| EQ/Xxxxxxxxx Diversified Value Portfolio | EQ/GAMCO Mergers and Acquisitions Portfolio | |
| EQ/Xxxxxxx Socially Responsible Portfolio | EQ/GAMCO Small Company Value Portfolio | |
| EQ/Capital Guardian Growth Portfolio | EQ/Government Securities Portfolio | |
| EQ/Capital Guardian International Portfolio | EQ/Intermediate Term Bond Portfolio | |
| EQ/Capital Guardian Research Portfolio | EQ/International Growth Portfolio | |
| EQ/Capital Guardian U.S. Equity Portfolio | EQ/Long Term Bond Portfolio | |
| EQ/Equity 500 Index Portfolio | EQ/Montag & Xxxxxxxx Growth Portfolio | |
| EQ/Evergreen International Bond Portfolio | EQ/PIMCO Real Return Portfolio | |
| EQ/Evergreen Omega Portfolio | EQ/TCW Equity Portfolio | |
| EQ/FI Mid Cap Portfolio | EQ/Short Duration Bond Portfolio | |
| EQ/FI Mid Cap Value Portfolio | EQ/UBS Growth and Income Portfolio | |
| EQ/Janus Large Cap Growth Portfolio | EQ/AXA Xxxxxxxxx Value Long/Short Portfolio | |
| EQ/JPMorgan Core Bond Portfolio | EQ/Xxxxx New York Venture Portfolio | |
| EQ/JPMorgan Value Opportunities Portfolio | EQ/Franklin Income Portfolio | |
| EQ/Lazard Small Cap Value Portfolio | EQ/Franklin Small Cap Value Portfolio | |
| EQ/Xxxx Xxxxx Value Equity Portfolio | EQ/International ETF Portfolio | |
| EQ/Lord Xxxxxx Growth and Income Portfolio | EQ/Mutual Shares Portfolio | |
| EQ/Lord Xxxxxx Large Cap Core Portfolio | EQ/Xxxxxxxxxxx Global Portfolio | |
| EQ/Lord Xxxxxx Mid Cap Value Portfolio | EQ/Xxxxxxxxxxx Main Street Opportunity Portfolio | |
| EQ/Xxxxxxx Focus Portfolio | EQ/Xxxxxxxxxxx Main Street Small Cap Portfolio | |
| EQ/Mercury Basic Value Equity Portfolio | EQ/Xxxxxxxxx Growth Portfolio | |
| EQ/Mercury International Value Portfolio | EQ/Xxx Xxxxxx Real Estate Portfoli | |
| EQ/MFS Emerging Growth Companies Portfolio | ||
| EQ/MFS Investors Trust Portfolio | ||
| EQ/Money Market Portfolio | ||
| EQ/Small Company Index Portfolio |
AMENDMENT NO. 14
AMENDED AND RESTATED FIDELITY BOND SHARING AGREEMENT
AMENDMENT NO. 14 to the Amended and Restated Fidelity Bond Sharing Agreement (“Amendment No. 14”), dated as of May 1, 2007, between EQ Advisors Trust, a Delaware statutory trust (“Trust”) on behalf of each of its series specified in Appendix A attached hereto (“Portfolios”) and AXA Equitable Life Insurance Company, the investment manager for the Trust (“Manager”).
The Portfolios hereby agree to modify and amend the Amended and Restated Fidelity Bond Sharing Agreement, dated as of December 9, 1997, as amended, between the Trust, on behalf of each of the Portfolios, and the Manager (“Agreement”), as follows:
| 1. | Amendment No. 14 includes provisions for a new portfolio of the Trust (the EQ/Franklin Xxxxxxxxx Founding Strategy Portfolio) and updates the names of certain existing Portfolios. |
| 2. | MarketPLUS Portfolios. Effective as of May 25, 2007, the EQ/Capital Guardian International Portfolio, EQ/FI Mid Cap Value Portfolio, EQ/MFS Investors Trust Portfolio and EQ/MFS Emerging Growth Companies Portfolio will convert to the MarketPLUS International Core Portfolio, MarketPLUS Mid Cap Value Portfolio, MarketPLUS Large Cap Core Portfolio and MarketPLUS Large Cap Growth Portfolio, respectively. |
| 3. | Appendix A. Appendix A to the Agreement, setting forth the Portfolios of the Trust participating on behalf of which the Trust is entering into the agreement is hereby replaced in its entirety by Appendix A attached hereto. |
Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 14 as of the date first above set forth.
| EQ ADVISORS TRUST | AXA EQUITABLE LIFE INSURANCE COMPANY | |||||||
| By: | /s/ Xxxxxxx X. Xxxxxxxxx |
By: | /s/ Xxxxxx X. Xxxxx | |||||
| Xxxxxxx X. Xxxxxxxxx | Xxxxxx X. Xxxxx | |||||||
| Chief Financial Officer and Treasurer | Senior Vice President | |||||||
APPENDIX A
AMENDMENT NO. 14
AMENDED AND RESTATED
FIDELITY BOND SHARING AGREEMENT
| EQ/AllianceBernstein Common Stock Portfolio | EQ/Xxxx Xxxxx Value Equity Portfolio | |
| EQ/AllianceBernstein International Portfolio | EQ/Long Term Bond Portfolio | |
| EQ/AllianceBernstein Large Cap Growth Portfolio | EQ/Lord Xxxxxx Growth and Income Portfolio | |
| EQ/AllianceBernstein Quality Bond Portfolio | EQ/Lord Xxxxxx Large Cap Core Portfolio | |
| EQ/AllianceBernstein Small Cap Growth Portfolio | EQ/Lord Xxxxxx Mid Cap Value Portfolio | |
| EQ/AllianceBernstein Value Portfolio | EQ/Xxxxxxx Focus Portfolio | |
| EQ/Ariel Appreciation II | EQ/Mercury Basic Value Equity* | |
| EQ/AXA Xxxxxxxxx Value Long/Short Portfolio | EQ/Mercury International Value* | |
| EQ/BlackRock Basic Value Equity Portfolio* | EQ/MFS Emerging Growth Companies Portfolio* | |
| (formerly, EQ/Mercury Basic Value Equity) | EQ/MFS Investors Trust Portfolio* | |
| EQ/BlackRock International Value Portfolio* | EQ/Money Market Portfolio | |
| (formerly, EQ/Mercury International Value) | EQ/Montag & Xxxxxxxx Growth Portfolio | |
| EQ/Bond Index Portfolio | EQ/Mutual Shares Portfolio | |
| EQ/Boston Advisors Equity Income Portfolio | EQ/Xxxxxxxxxxx Global Portfolio | |
| EQ/Xxxxxxx Socially Responsible Portfolio | EQ/Xxxxxxxxxxx Main Street Opportunity Portfolio | |
| EQ/Capital Guardian Growth Portfolio | EQ/Xxxxxxxxxxx Main Street Small Cap Portfolio | |
| EQ/Capital Guardian International Portfolio* | EQ/PIMCO Real Return Portfolio | |
| EQ/Capital Guardian Research Portfolio | EQ/Short Duration Bond Portfolio | |
| EQ/Xxxxxxx-Xxxxxx High Yield Bond Portfolio | EQ/Small Cap Value Portfolio | |
| EQ/Xxxxx New York Venture Portfolio | EQ/Small Company Growth Portfolio | |
| EQ/Enterprise Moderate Allocation Portfolio | EQ/Small Company Index Portfolio | |
| EQ/Equity 500 Index Portfolio | EQ/TCW Equity Portfolio | |
| EQ/Evergreen International Bond Portfolio | EQ/Xxxxxxxxx Growth Portfolio | |
| EQ/Evergreen Omega Portfolio | EQ/UBS Growth and Income Portfolio | |
| EQ/FI Mid Cap Portfolio | EQ/Xxx Xxxxxx Xxxxxxxx Portfolio | |
| EQ/FI Mid Cap Value Portfolio* | EQ/Xxx Xxxxxx Emerging Markets Equity Portfolio | |
| EQ/Franklin Income Portfolio | EQ/Xxx Xxxxxx Mid Cap Growth Portfolio | |
| EQ/Franklin Small Cap Value Portfolio | EQ/Xxx Xxxxxx Real Estate Portfolio | |
| EQ/Franklin Xxxxxxxxx Founding Strategy Portfolio | EQ/Xxxxx Fargo Xxxxxxxxxx Small Cap Portfolio | |
| EQ/GAMCO Mergers and Acquisitions Portfolio | MarketPLUS International Core Portfolio* | |
| EQ/GAMCO Small Company Value Portfolio | MarketPLUS Large Cap Core Portfolio* | |
| EQ/Government Securities Portfolio | MarketPLUS Large Cap Growth Portfolio* | |
| EQ/International ETF Portfolio | MarketPLUS Mid Cap Value Portfolio* | |
| EQ/International Growth Portfolio | ||
| EQ/Janus Large Cap Growth Portfolio | ||
| EQ/JPMorgan Core Bond Portfolio | ||
| EQ/JPMorgan Value Opportunities Portfolio |
| * | Name changes effective on or about May 25, 2007. |
