EXHIBIT 13
SUBSCRIPTION AGREEMENT
The Shepherd Street Funds, Inc.
000 Xxxxxxxx Xxxxxx
Xxxxxxx-Xxxxx, XX
Gentlemen:
The undersigned ("Subscriber") hereby subscribes for and agrees to acquire
from The Shepherd Street Funds, Inc., a corporation incorporated under the laws
of the State of Maryland (the "Corporation"), the number of shares of $.0001 par
value Common stock of The Shepherd Street Equity Fund (the "Shares") of the
Corporation shown below in consideration of a cash contribution of $20,000
($10.00 per share).
Subscriber hereby represents and warrants to the Corporation that:
(a) Subscriber hereby acknowledges and agrees that the shares will be
issued in reliance upon the exemption from registration contained in
Section 4(2) of the Securities Act of 1933 (the "Securities Act"), and
that such Shares will or may also be issued in reliance upon the
exemptions from registration contained in relevant sections of the
Maryland Securities Act and/or comparable exemptions contained in the
securities laws of other jurisdictions to the extent applicable, and
that the transfer of such shares may be restricted or limited as a
condition to the availability of such exemptions.
(b) The shares are being purchased for investment for the account of the
undersigned and without the intent of participating directly or
indirectly in a distribution of such Shares, and the Shares will not
be transferred except in a transaction that is in compliance with any
and all applicable securities laws.
(c) Subscriber has been supplied with, or has had access to, all
information, including financial statements and other financial
information, of the Corporation, to which a reasonable investor would
attach significance in making investment decisions, and has had the
opportunity to ask questions of, and receive answers from,
knowledgeable individuals concerning the Corporation and the Shares.
(d) Subscriber understands that no registration statement or prospectus
with respect to the corporation or the shares is yet effective, and
Subscriber has made his own inquiry and analysis with respect to the
Corporation and the shares.
(e) Subscriber personally, or together with his purchaser representative,
has such knowledge and experience in financial and business matters to
be capable of evaluating the merits and risks of an investment in the
Corporation and the Shares.
(f) Subscriber is financially able to bear the economic risk of this
investment, can afford to hold the shares for an indefinite period and
can afford a complete loss of this investment. Subscriber has no
present plans to sell or otherwise dispose of the Shares.
Dated as of the 23rd day of September, 1998
Shares of
The Shepherd Street Equity Fund Subscribed Purchase Amount
------------------------------------------ ---------------
2,000 $20,000
SUBSCRIBED BY:
-------------------------------------
XXXXX X. XXX
ACCEPTED BY:
THE SHEPHERD STREET FUNDS, INC.
-------------------------------------
XXXXX X. XXX
PRESIDENT
SUBSCRIPTION AGREEMENT
The Shepherd Street Funds, Inc.
000 Xxxxxxxx Xxxxxx
Xxxxxxx-Xxxxx, XX
Gentlemen:
The undersigned ("Subscriber") hereby subscribes for and agrees to acquire
from The Shepherd Street Funds, Inc., a corporation incorporated under the laws
of the State of Maryland (the "Corporation"), the number of shares of $.0001 par
value Common stock of The Shepherd Street Equity Fund (the "Shares") of the
Corporation shown below in consideration of a cash contribution of $20,000
($10.00 per share).
Subscriber hereby represents and warrants to the Corporation that:
(d) Subscriber hereby acknowledges and agrees that the shares will be
issued in reliance upon the exemption from registration contained in
Section 4(2) of the Securities Act of 1933 (the "Securities Act"), and
that such Shares will or may also be issued in reliance upon the
exemptions from registration contained in relevant sections of the
Maryland Securities Act and/or comparable exemptions contained in the
securities laws of other jurisdictions to the extent applicable, and
that the transfer of such shares may be restricted or limited as a
condition to the availability of such exemptions.
(e) The shares are being purchased for investment for the account of the
undersigned and without the intent of participating directly or
indirectly in a distribution of such Shares, and the Shares will not
be transferred except in a transaction that is in compliance with any
and all applicable securities laws.
(f) Subscriber has been supplied with, or has had access to, all
information, including financial statements and other financial
information, of the Corporation, to which a reasonable investor would
attach significance in making investment decisions, and has had the
opportunity to ask questions of, and receive answers from,
knowledgeable individuals concerning the Corporation and the Shares.
(d) Subscriber understands that no registration statement or prospectus
with respect to the corporation or the shares is yet effective, and
Subscriber has made his own inquiry and analysis with respect to the
Corporation and the shares.
(e) Subscriber personally, or together with his purchaser representative,
has such knowledge and experience in financial and business matters to
be capable of evaluating the merits and risks of an investment in the
Corporation and the Shares.
(f) Subscriber is financially able to bear the economic risk of this
investment, can afford to hold the shares for an indefinite period and
can afford a complete loss of this investment. Subscriber has no
present plans to sell or otherwise dispose of the Shares.
Dated as of the 23rd day of September, 1998
Shares of
The Shepherd Street Equity Fund Subscribed Purchase Amount
------------------------------------------ ---------------
2,000 $20,000
SUBSCRIBED BY:
-------------------------------------
XXXXXXX X. XXXXXX
ACCEPTED BY:
THE SHEPHERD STREET FUNDS, INC.
-------------------------------------
XXXXX X. XXX
PRESIDENT
SUBSCRIPTION AGREEMENT
The Shepherd Street Funds, Inc.
000 Xxxxxxxx Xxxxxx
Xxxxxxx-Xxxxx, XX
Gentlemen:
The undersigned ("Subscriber") hereby subscribes for and agrees to acquire
from The Shepherd Street Funds, Inc., a corporation incorporated under the laws
of the State of Maryland (the "Corporation"), the number of shares of $.0001 par
value Common stock of The Shepherd Street Equity Fund (the "Shares") of the
Corporation shown below in consideration of a cash contribution of $20,000
($10.00 per share).
Subscriber hereby represents and warrants to the Corporation that:
(g) Subscriber hereby acknowledges and agrees that the shares will be
issued in reliance upon the exemption from registration contained in
Section 4(2) of the Securities Act of 1933 (the "Securities Act"), and
that such Shares will or may also be issued in reliance upon the
exemptions from registration contained in relevant sections of the
Maryland Securities Act and/or comparable exemptions contained in the
securities laws of other jurisdictions to the extent applicable, and
that the transfer of such shares may be restricted or limited as a
condition to the availability of such exemptions.
(h) The shares are being purchased for investment for the account of the
undersigned and without the intent of participating directly or
indirectly in a distribution of such Shares, and the Shares will not
be transferred except in a transaction that is in compliance with any
and all applicable securities laws.
(i) Subscriber has been supplied with, or has had access to, all
information, including financial statements and other financial
information, of the Corporation, to which a reasonable investor would
attach significance in making investment decisions, and has had the
opportunity to ask questions of, and receive answers from,
knowledgeable individuals concerning the Corporation and the Shares.
(d) Subscriber understands that no registration statement or prospectus
with respect to the corporation or the shares is yet effective, and
Subscriber has made his own inquiry and analysis with respect to the
Corporation and the shares.
(e) Subscriber personally, or together with his purchaser representative,
has such knowledge and experience in financial and business matters to
be capable of evaluating the merits and risks of an investment in the
Corporation and the Shares.
(f) Subscriber is financially able to bear the economic risk of this
investment, can afford to hold the shares for an indefinite period and
can afford a complete loss of this investment. Subscriber has no
present plans to sell or otherwise dispose of the Shares.
Dated as of the 23rd day of September, 1998
Shares of
The Shepherd Street Equity Fund Subscribed Purchase Amount
------------------------------------------ ---------------
2,000 $20,000
SUBSCRIBED BY:
-------------------------------------
XXXXXX X. BEACH
ACCEPTED BY:
THE SHEPHERD STREET FUNDS, INC.
-------------------------------------
XXXXX X. XXX
PRESIDENT
SUBSCRIPTION AGREEMENT
The Shepherd Street Funds, Inc.
000 Xxxxxxxx Xxxxxx
Xxxxxxx-Xxxxx, XX
Gentlemen:
The undersigned ("Subscriber") hereby subscribes for and agrees to acquire
from The Shepherd Street Funds, Inc., a corporation incorporated under the laws
of the State of Maryland (the "Corporation"), the number of shares of $.0001 par
value Common stock of The Shepherd Street Equity Fund (the "Shares") of the
Corporation shown below in consideration of a cash contribution of $20,000
($10.00 per share).
Subscriber hereby represents and warrants to the Corporation that:
(j) Subscriber hereby acknowledges and agrees that the shares will be
issued in reliance upon the exemption from registration contained in
Section 4(2) of the Securities Act of 1933 (the "Securities Act"), and
that such Shares will or may also be issued in reliance upon the
exemptions from registration contained in relevant sections of the
Maryland Securities Act and/or comparable exemptions contained in the
securities laws of other jurisdictions to the extent applicable, and
that the transfer of such shares may be restricted or limited as a
condition to the availability of such exemptions.
(k) The shares are being purchased for investment for the account of the
undersigned and without the intent of participating directly or
indirectly in a distribution of such Shares, and the Shares will not
be transferred except in a transaction that is in compliance with any
and all applicable securities laws.
(l) Subscriber has been supplied with, or has had access to, all
information, including financial statements and other financial
information, of the Corporation, to which a reasonable investor would
attach significance in making investment decisions, and has had the
opportunity to ask questions of, and receive answers from,
knowledgeable individuals concerning the Corporation and the Shares.
(d) Subscriber understands that no registration statement or prospectus
with respect to the corporation or the shares is yet effective, and
Subscriber has made his own inquiry and analysis with respect to the
Corporation and the shares.
(e) Subscriber personally, or together with his purchaser representative,
has such knowledge and experience in financial and business matters to
be capable of evaluating the merits and risks of an investment in the
Corporation and the Shares.
(f) Subscriber is financially able to bear the economic risk of this
investment, can afford to hold the shares for an indefinite period and
can afford a complete loss of this investment. Subscriber has no
present plans to sell or otherwise dispose of the Shares.
Dated as of the 23rd day of September, 1998
Shares of
The Shepherd Street Equity Fund Subscribed Purchase Amount
------------------------------------------ ---------------
2,000 $20,000
SUBSCRIBED BY:
-------------------------------------
XXXXXXX X. XXXXXX
ACCEPTED BY:
THE SHEPHERD STREET FUNDS, INC.
-------------------------------------
XXXXX X. XXX
PRESIDENT
SUBSCRIPTION AGREEMENT
The Shepherd Street Funds, Inc.
000 Xxxxxxxx Xxxxxx
Xxxxxxx-Xxxxx, XX
Gentlemen:
The undersigned ("Subscriber") hereby subscribes for and agrees to acquire
from The Shepherd Street Funds, Inc., a corporation incorporated under the laws
of the State of Maryland (the "Corporation"), the number of shares of $.0001 par
value Common stock of The Shepherd Street Equity Fund (the "Shares") of the
Corporation shown below in consideration of a cash contribution of $20,000
($10.00 per share).
Subscriber hereby represents and warrants to the Corporation that:
(m) Subscriber hereby acknowledges and agrees that the shares will be
issued in reliance upon the exemption from registration contained in
Section 4(2) of the Securities Act of 1933 (the "Securities Act"), and
that such Shares will or may also be issued in reliance upon the
exemptions from registration contained in relevant sections of the
Maryland Securities Act and/or comparable exemptions contained in the
securities laws of other jurisdictions to the extent applicable, and
that the transfer of such shares may be restricted or limited as a
condition to the availability of such exemptions.
(n) The shares are being purchased for investment for the account of the
undersigned and without the intent of participating directly or
indirectly in a distribution of such Shares, and the Shares will not
be transferred except in a transaction that is in compliance with any
and all applicable securities laws.
(o) Subscriber has been supplied with, or has had access to, all
information, including financial statements and other financial
information, of the Corporation, to which a reasonable investor would
attach significance in making investment decisions, and has had the
opportunity to ask questions of, and receive answers from,
knowledgeable individuals concerning the Corporation and the Shares.
(d) Subscriber understands that no registration statement or prospectus
with respect to the corporation or the shares is yet effective, and
Subscriber has made his own inquiry and analysis with respect to the
Corporation and the shares.
(e) Subscriber personally, or together with his purchaser representative,
has such knowledge and experience in financial and business matters to
be capable of evaluating the merits and risks of an investment in the
Corporation and the Shares.
(f) Subscriber is financially able to bear the economic risk of this
investment, can afford to hold the shares for an indefinite period and
can afford a complete loss of this investment. Subscriber has no
present plans to sell or otherwise dispose of the Shares.
Dated as of the 23rd day of September, 1998
Shares of
The Shepherd Street Equity Fund Subscribed Purchase Amount
------------------------------------------ ---------------
2,000 $20,000
SUBSCRIBED BY:
-------------------------------------
XXXX X. XXXXX
ACCEPTED BY:
THE SHEPHERD STREET FUNDS, INC.
-------------------------------------
XXXXX X. XXX
PRESIDENT
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