MONETTA TRUST SECOND AMENDMENT TO THE BLUE SKY COMPLIANCE SERVICING AGREEMENT
SECOND AMENDMENT TO THE
THIS SECOND AMENDMENT effective as of April 30, 2013, to the Blue Sky Compliance Servicing Agreement dated as of May 1, 2007, as amended November 5, 2009 (the “Agreement”), is entered into by and between Monetta Trust, a Massachusetts business trust (the “Trust”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
RECITALS
WHEREAS, the parties have entered into the Agreement; and
WHEREAS, the Monetta Fund is reorganizing into a series of the Trust, effective April 30, 2013; and
WHEREAS, the parties desire to amend the funds and fees of the Agreement to add the Monetta Fund; and
WHEREAS, Section 6 of the Agreement allows for its amendment by a written instrument executed by all parties.
NOW, THEREFORE, the parties agree as follows:
Exhibit A of the Agreement is hereby superseded and replaced with Amended Exhibit A attached hereto.
Exhibit B of the Agreement is hereby superseded and replaced with Amended Exhibit B attached hereto.
Except to the extent amended hereby, the Agreement shall remain in full force and effect.
IN WITNESS WHEREOF, the parties hereto have caused this Second Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year first written above.
| MONETTA TRUST | U.S. BANCORP FUND SERVICES, LLC |
| By: /s/ Xxxxxx X. Xxxxxxxxx | By: /s/ Xxxxxxx X. XxXxx |
| Printed Name: Xxxxxx X. Xxxxxxxxx | Printed Name: Xxxxxxx X. XxXxx |
| Title: President | Title: Executive Vice President |
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Amended Exhibit A to the Blue Sky Compliance Servicing Agreement
Fund Names
Separate Series of Monetta Trust at April 30, 2013
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Name of Series
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Orion/Monetta Intermediate Bond Fund
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Monetta Mid-Cap Equity Fund
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Xxxxxxx Xxxxx Investor Fund
Monetta Fund
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2
Amended Exhibit B
to the
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U.S. BANCORP FUND SERVICES, LLC
BLUE SKY COMPLIANCE SERVICES
ANNUAL FEE SCHEDULE at April 30, 2013
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Funds Covered under Fee Schedule
Monetta Fund, Orion/Monetta Intermediate Bond Fund, Monetta Mid-Cap Equity Fund,
and Xxxxxxx Xxxxx Investor Fund
Blue Sky Compliance Service Charges
Annual Fee:
$ for Monetta Fund, Monetta Mid-Cap Equity Fund, Orion/Monetta Intermediate Bond
Fund and Xxxxxxx Xxxxx Investor Fund
Additional funds will result in additional fees
Extraordinary services - quoted separately
Plus out-of-pocket expenses, including but not limited
to:
• Postage, Stationery
• Programming, Special Reports
• Retention of records
• File transmission charges
• Federal and state regulatory filing fees
• Expenses from board of directors meetings
• Auditing and legal expenses
• Blue Sky conversion expenses
• All other out-of-pocket expenses
Fees are billed monthly
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