AMENDMENT NO. 1 TO SERVICES CLASS SERVICES AGREEMENT BY AND BETWEEN GOLDMAN, SACHS & CO., AMERICAN GENERAL LIFE INSURANCE COMPANY AND AIG CAPITAL SERVICES, INC.
AMENDMENT NO. 1 TO
SERVICES CLASS SERVICES AGREEMENT BY AND BETWEEN
XXXXXXX, XXXXX & CO.,
AMERICAN GENERAL LIFE INSURANCE COMPANY
AND
AIG CAPITAL SERVICES, INC.
This Amendment No. 1 (“Amendment”) to the Xxxxxxx Sachs Variable Insurance Trust Service Class Services Agreement dated October 22, 2014 (“Agreement”), is made and entered into this 29th day of April, 2016 by and between XXXXXXX, XXXXX & CO., a New York limited partnership (the “Distributor”), AMERICAN GENERAL LIFE INSURANCE COMPANY, a Texas life insurance company (the “Company”), and AIG CAPITAL SERVICES, INC. (“ACS”).
WITNESSETH:
WHEREAS, the Distributor, the Company and ACS wish to amend the Agreement to add the Xxxxxxx Sachs Government Money Market Fund to be offered in certain additional registered products; and
WHEREAS, Section 8 of the Agreement provides that it may be amended by written instrument signed by all of the parties.
NOW, THEREFORE, in consideration of the mutual covenants herein contained, which consideration is full and complete, the Distributor, the Company and ACS hereby agree as follows:
| 1. | Unless otherwise noted or amended herein, all other terms used in this Amendment shall have the same meaning as in the Agreement. |
| 2. | Except as hereby amended, the Agreement remains in full force and effect in accordance with it terms. |
| 3. | Amendments and Additions to Schedules. |
Schedule A of the Agreement is hereby deleted in its entirety and replaced with the attached Schedule A.
***SIGNATURE PAGE FOLLOWS***
IN WITNESS WHEREOF, each of the parties hereto has caused this Amendment to be executed in its name and behalf by its duly authorized officer on the date specified below.
| Very truly yours, |
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| XXXXXXX, XXXXX & CO. |
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| By: |
/s/ Xxxx Xxxxxx |
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| [Authorized Officer] |
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Accepted and agreed to as of the date first above written:
AMERICAN GENERAL LIFE INSURANCE COMPANY
| By: |
/s/ Xxxxxx X. Xxxxxxxxxxx | |
| Name: |
Xxxxxx X. Xxxxxxxxxxx | |
| Title: |
Executive Vice President, Head of Individual Retirement | |
| Date: |
April 29, 2016 | |
| AIG CAPITAL SERVICES, INC. | ||
| By: |
/s/ Xxxxxxx X. Xxxxxx | |
| Name: |
Xxxxxx X. Xxxxxx | |
| Title: |
Senior Vice President | |
| Date: |
April 29, 2016 | |
2
Schedule A
GS VIT Global Markets Navigator Fund
GS VIT Government Money Market Fund
3
AMENDMENT NO. 2 TO
PARTICIPATION AGREEMENT BY AND BETWEEN
XXXXXXX XXXXX VARIABLE INSURANCE TRUST,
XXXXXXX, SACHS & CO. AND
AMERICAN GENERAL LIFE INSURANCE COMPANY
This Amendment No. 2 to the Participation Agreement dated December 19, 2003 (the “Amendment”), is made and entered into this 29th day of April, 2016 by and between XXXXXXX XXXXX VARIABLE INSURANCE TRUST, a statutory trust formed under the laws of Delaware (the “Trust”), XXXXXXX, SACHS & CO., a New York limited partnership (the “Distributor”), and AMERICAN GENERAL LIFE INSURANCE COMPANY, a Texas life insurance company (the “Company”), on its own behalf and on behalf of each separate account of the Company referred to herein.
WITNESSETH:
WHEREAS, the Trust, the Distributor and the Company entered into a Participation Agreement on December 19, 2003 (the “2003 Agreement”);
WHEREAS, the Trust, the Distributor and the Company wish to amend the 2003 Agreement to reflect the offering of the Service, Institutional and Advisor Shares of certain series of the Trust in certain additional registered products; and
WHEREAS, Article XI of the 2003 Agreement provides that the 2003 Agreement may be amended by written agreement signed by all of the parties.
NOW, THEREFORE, in consideration of the mutual covenants herein contained, which consideration is full and complete, the Trust, the Distributor and the Company hereby agree as follows:
| 1. | Unless otherwise noted or amended herein, all other terms used in this Amendment shall have the same meaning as in the 2003 Agreement. |
| 2. | Except as hereby amended, the 2003 Agreement remains in full force and effect in accordance with it terms. |
| 3. | Amendments and Additions to Schedules. |
Schedule 2 of the Agreement is hereby deleted in its entirety and replaced with the attached Schedule 2.
Schedule 3 of the Agreement is hereby deleted in its entirety and replaced with the attached Schedule 3.
***SIGNATURE PAGE FOLLOWS***
IN WITNESS WHEREOF, each of the parties hereto has caused this Amendment to be executed in its name and behalf by its duly authorized officer on the date specified below.
| XXXXXXX XXXXX VARIABLE INSURANCE TRUST | ||||||||||||
| (Trust) | ||||||||||||
| 4/29/16 | /s/ Xxxx Xxxxxx | |||||||||||
| Date: |
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By: |
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| Name: |
Xxxx Xxxxxx |
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| Title: |
M.D. |
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| XXXXXXX, SACHS & CO. | ||||||||||||
| (Distributor) | ||||||||||||
| 4/29/16 | /s/ Xxxx Xxxxxx | |||||||||||
| Date: |
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By: |
|
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| Name: |
Xxxx Xxxxxx |
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| Title: |
M.D. |
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| AMERICAN GENERAL LIFE INSURANCE COMPANY | ||||||||||||
| (Company) | ||||||||||||
| 4/29/16 | /s/ Xxxxxx X. Xxxxxxxxxxx | |||||||||||
| Date: |
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By: |
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| Name: |
Xxxxxx X. Xxxxxxxxxxx |
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| Title: |
President, Individual Retirement |
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2
Schedule 2
Classes of Contracts
Supported by Separate Accounts
Listed on Schedule 1
Effective as of April 29, 2016, the following classes of Contracts are hereby added to this Schedule 2 and made subject to the Agreement:
| Policy Marketing Name | SEC 1933 Act Registration Number |
Name of Supporting Account |
Annuity or Life | |||
| Polaris Platinum III | 333-185762 |
Variable Separate Account |
Variable Annuity | |||
| Polaris Choice IV | 333-185784 |
Variable Separate Account |
Variable Annuity | |||
| Polaris Platinum O-Series | 333-185790 |
Variable Annuity Account Seven |
Variable Annuity | |||
| Polaris Preferred Solution | 333-185778 |
Variable Separate Account |
Variable Annuity | |||
| Polaris Retirement Protector | 333-185787 |
Variable Separate Account |
Variable Annuity | |||
| Polaris Select Investor | 333-198223 |
Variable Separate Account |
Variable Annuity | |||
| [Advisory Fee Product 1-Product Name TBD] | To be assigned |
Variable Separate Account |
Variable Annuity | |||
IN WITNESS WHEREOF, the Trust, the Distributor and the Company hereby amend this Schedule 2 in accordance with Article XI of the Agreement.
| /s/ Xxxx Xxxxxx |
/s/ Xxxxxx X. Xxxxxxxxxxx | |||
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| Xxxxxxx Xxxxx Variable Insurance Trust |
American General Life Insurance Company | |||
| Name: Xxxx Xxxxxx |
Name: Xxxxxx X. Xxxxxxxxxxx | |||
| Title: M.D. |
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| /s/ Xxxx Xxxxxx |
Title: President, Individual Retirement | |||
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| Xxxxxxx, Xxxxx & Co. |
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| Name: Xxxx Xxxxxx |
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| Title: M.D. |
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Schedule 3
Trust Classes and Series
Available Under
Each Class of Contracts
Effective as of the date of this Amendment, the following Trust Classes and Series are available under the Contracts:
| Contracts Marketing Name |
Trust Classes and Series | |
| Platinum Investor VA |
All Series of Xxxxxxx Xxxxx Variable Insurance Trust (Service, Institutional, Advisor) | |
| Platinum Investor I VUL |
All Series of Xxxxxxx Sachs Variable Insurance Trust (Service, Institutional, Advisor) | |
| Platinum Investor II VUL |
All Series of Xxxxxxx Xxxxx Variable Insurance Trust (Service, Institutional, Advisor) | |
| Platinum Investor III VUL |
All Series of Xxxxxxx Sachs Variable Insurance Trust (Service, Institutional, Advisor) | |
| Platinum Investor PLUS VUL |
All Series of Xxxxxxx Xxxxx Variable Insurance Trust (Service, Institutional, Advisor) | |
| Platinum Investor Survivor VUL |
All Series of Xxxxxxx Sachs Variable Insurance Trust (Service, Institutional, Advisor) | |
| Platinum Investor Survivor II VUL |
All Series of Xxxxxxx Xxxxx Variable Insurance Trust (Service, Institutional, Advisor) | |
| Executive Advantage VUL |
All Series of Xxxxxxx Sachs Variable Insurance Trust (Service, Institutional, Advisor) | |
| Gemstone Life VUL |
All Series of Xxxxxxx Xxxxx Variable Insurance Trust (Service, Institutional, Advisor) | |
| Polaris Select Investor Variable Annuity |
All Series of Xxxxxxx Sachs Variable Insurance Trust (Service, Institutional, Advisor) | |
| Polaris Platinum III |
All Series of Xxxxxxx Xxxxx Variable Insurance Trust (Service, Institutional, Advisor) | |
| Polaris Choice IV |
All Series of Xxxxxxx Sachs Variable Insurance Trust (Service, Institutional, Advisor) |
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| Polaris Platinum O-Series |
All Series of Xxxxxxx Xxxxx Variable Insurance Trust (Service, Institutional, Advisor) | |
| Polaris Preferred Solution |
All Series of Xxxxxxx Sachs Variable Insurance Trust (Service, Institutional, Advisor) | |
| Polaris Retirement Protector |
All Series of Xxxxxxx Xxxxx Variable Insurance Trust (Service, Institutional, Advisor) | |
| Polaris Select Investor |
All Series of Xxxxxxx Sachs Variable Insurance Trust (Service, Institutional, Advisor) | |
| [Advisory Fee Product 1-Product Name TBD] |
All Series of Xxxxxxx Xxxxx Variable Insurance Trust (Service, Institutional, Advisor) |
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