Schedule I
To
Sales Support Agreement Effective January 1, 2000
Individual Annuity Contracts:
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Diversifier II Individual Variable and Fixed Annuity Contracts - Flexible
Purchase Payments. Policy forms DI-283-F, DI-883-F, DI-1182-V, DI-783-V, DV-790
and DV-790-F and variations thereof as required under state insurance laws.
Penn Mutual Optimizer Group Variable and Fixed Annuity Contract - Flexible
Purchase Payments. Policy form EB1555 and variations thereof as required under
state insurance laws.
Tradewind Individual Deferred Annuity Contract-Single Purchase Payment. Policy
SPDA-96 and variations thereof as required under state insurance laws.
Pennant Select Individual Variable and Fixed Annuity Contract - Flexible
Purchase Payments. Policy form VAA-98 and variations thereof as required under
state insurance laws.
Commander Individual Variable and Fixed Annuity Contract - Flexible Purchase
Payments. Policy form VAB-98 and variations thereof as required under state
insurance laws.
Compensation:
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With respect to Individual Annuity Contracts sold by designated Penn Mutual
agents/registered representative contracted through a Penn Mutual Career Agency
office (CAS), Penn Mutual shall compensate HTK as follows:
1. 0.24% of Diversifier II purchase payments made in the first contract year.
0.12% of Diversifier II purchase payments made in the second and subsequent
contract years. Amounts transferred from a Fixed Annuity Contract to an
Variable Contract or vice versa are not purchase payments under the contract
to which the amounts are transferred.
2. 0.24% of Penn Mutual Optimizer purchase payments made in the first contract
year. 0.12% of Penn Mutual Optimizer purchase payments made in the second
and subsequent contract years. 3. 0.07% of Tradewind purchase payments.
4. 0.24% of Pennant Select purchase payments.
5. 0.10% of Commander purchase payments
With respect to Individual Annuity Contracts sold by designated Penn Mutual
agents/registered representative contracted through a Penn Mutual Regional
office (IFN) or the XxXxxxx Agency, PCP (XxXxxxx), Penn Mutual shall compensate
HTK as follows:
1. 0.20% of Diversifier II purchase payments made in the first contract year.
0.10% of Diversifier II purchase payments made in the second and subsequent
contract years. Amounts transferred from a Fixed Annuity Contract to an
Variable Contract or vice versa are not purchase payments under the contract
to which the amounts are transferred.
2. 0.20% of Penn Mutual Optimizer purchase payments made in the first contract
year. 0.10% of Penn Mutual Optimizer purchase payments made in the second
and subsequent contract years.
3. 0.20% of Pennant Select purchase payments.
4. 0.075% of Commander purchase payments
Agreed
Attest The Penn Mutual Life Insurance Company
By:
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Xxxxxxx X. Xxxxx
Vice President Products & Programs
Date:
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Attest Xxxxxx, Xxxxxxxx and Xxxx, Inc.
By:
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Xxxxxx X. Xxxxxxxxx
President and Chief Executive Officer
Date:
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