SCHEDULE A TO THE EXPENSE LIMITATION AGREEMENT DATED MAY 1, 2021 BETWEEN VICTORY PORTFOLIOS AND VICTORY CAPITAL MANAGEMENT INC. OPERATING EXPENSE LIMITS AS OF MAY 1, 2021

SCHEDULE A 

  

TO THE EXPENSE LIMITATION AGREEMENT DATED MAY 1, 2021 

BETWEEN  

VICTORY PORTFOLIOS AND VICTORY CAPITAL MANAGEMENT INC. 

  

OPERATING EXPENSE LIMITS AS OF MAY 1, 2021 

  

  

Fund/Class 

October 31 FYE Funds 

Maximum  

Operating Expense Limit 

Date of Termination 

Effective Date           of Waiver 

Victory Diversified Stock – Class C 

2.02% 

28-Feb-22 

1-Mar-21 

Victory Diversified Stock – Class I 

0.83% 

28-Feb-22 

1-Mar-21 

Victory Diversified Stock – Class R6 

0.78% 

28-Feb-22 

1-Mar-21 

Victory Diversified Stock – Class Y 

0.86% 

28-Feb-22 

1-Mar-21 

Victory INCORE Fund for Income – Class A 

0.91% 

28-Feb-22 

1-Mar-21 

Victory INCORE Fund for Income – Class C 

1.71% 

28-Feb-22 

1-Mar-21 

Victory INCORE Fund for Income – Class I 

0.64% 

28-Feb-22 

1-Mar-21 

Victory INCORE Fund for Income – Class R 

0.91% 

28-Feb-22 

1-Mar-21 

Victory INCORE Fund for Income – Class R6 

0.63% 

28-Feb-22 

1-Mar-21 

Victory INCORE Fund for Income – Class Y 

0.71% 

28-Feb-22 

1-Mar-21 

Victory INCORE Fund for Income – Member Class 

0.75% 

28-Feb-22 

10-Jun-20 

Victory INCORE Investment Grade Convertible – Class A 

1.39% 

28-Feb-22 

1-Mar-21 

Victory INCORE Investment Grade Convertible – Member Class 

1.10% 

28-Feb-22 

10-Jun-20 

Victory NewBridge Large Cap Growth – Class A 

1.36% 

28-Feb-22 

1-Mar-21 

Victory NewBridge Large Cap Growth – Class C 

2.10% 

28-Feb-22 

1-Mar-21 

Victory NewBridge Large Cap Growth – Class I 

0.95% 

28-Feb-22 

1-Mar-21 

Victory NewBridge Large Cap Growth – Class Y 

1.02% 

28-Feb-22 

1-Mar-21 

Victory Special Value – Class C 

2.20% 

28-Feb-22 

1-Mar-21 

Victory Special Value – Class I 

1.15% 

28-Feb-22 

1-Mar-21 

Victory Special Value – Class Y 

1.10% 

28-Feb-22 

1-Mar-21 

Victory Sycamore Established Value – Class C 

1.84% 

28-Feb-22 

1-Mar-21 

Victory Sycamore Small Company Opportunity –  

Class Y 

1.15% 

28-Feb-22 

1-Mar-21 

Victory THB US Small Opportunities Fund – Class A 

1.25% 

3-May-23 

1-May-21 

Victory THB US Small Opportunities Fund – Class I 

1.70% 

3-May-23 

1-May-21 

  

Fund/Class 

June 30 FYE Funds 

Maximum Operating Expense Limit 

Date of Termination 

Effective Date    of Waiver 

Victory INCORE Total Return Bond Fund – Class A 

0.85% 

31-Oct-21 

1-Nov-20 

Victory INCORE Total Return Bond Fund – Class C 

1.60% 

31-Oct-21 

1-Nov-20 

Victory INCORE Total Return Bond Fund – Class R6 

0.58% 

31-Oct-21 

1-Nov-20 

Victory INCORE Total Return Bond Fund – Class Y 

0.60% 

31-Oct-21 

1-Nov-20 

Victory Integrity Discovery Fund – Class A 

1.66% 

31-Oct-21 

1-Nov-20 

Victory Integrity Discovery Fund – Class C 

2.45% 

31-Oct-21 

1-Nov-20 

Victory Integrity Discovery Fund – Class R 

2.08% 

31-Oct-21 

1-Nov-20 

Victory Integrity Discovery Fund – Class Y 

1.44% 

31-Oct-21 

1-Nov-20 

Victory Integrity Discovery Fund – Member Class 

1.50% 

31-Oct-21 

10-Jun-20 

Victory Integrity Mid-Cap Value Fund – Class R6 

0.60% 

31-Oct-21 

1-Nov-20 

Victory Integrity Mid-Cap Value Fund – Class A 

1.00% 

31-Oct-21 

1-Nov-20 

Victory Integrity Mid-Cap Value Fund – Class C 

1.75% 

31-Oct-21 

1-Nov-20 

Victory Integrity Mid-Cap Value Fund – Class Y 

0.75% 

31-Oct-21 

1-Nov-20 

Victory Integrity Mid-Cap Value Fund – Member Class 

0.85% 

31-Oct-21 

10-June-20 

Victory Integrity Small/Mid-Cap Value Fund – Class A 

1.13% 

31-Oct-21 

1-Nov-20 

Victory Integrity Small/Mid-Cap Value Fund – Class R6 

0.83% 

31-Oct-21 

1-Nov-20 

Victory Integrity Small/Mid-Cap Value Fund –  Class Y 

0.88% 

31-Oct-21 

1-Nov-20 

Victory Integrity Small/Mid-Cap Value Fund – Member Class 

0.95% 

31-Oct-21 

10-Jun-20 

Victory Integrity Small-Cap Value Fund – Class A 

1.50% 

31-Oct-21 

1-Nov-20 

Victory Integrity Small-Cap Value Fund – Class C 

2.35% 

31-Oct-21 

1-Nov-20 

Victory Integrity Small-Cap Value Fund – Class R 

1.75% 

31-Oct-21 

1-Nov-20 

Victory Munder Mid-Cap Core Growth Fund –  Class A 

1.32% 

31-Oct-21 

1-Nov-20 

Victory Munder Mid-Cap Core Growth Fund – Class C 

2.12% 

31-Oct-21 

1-Nov-20 

Victory Munder Mid-Cap Core Growth Fund –  Class R 

1.57% 

31-Oct-21 

1-Nov-20 

Victory Munder Multi-Cap Fund – Class C 

2.16% 

31-Oct-21 

1-Nov-20 

Victory Munder Small Cap Growth – Class A 

1.40% 

31-Oct-21 

1-Nov-20 

Victory Munder Small Cap Growth – Class I 

1.15% 

31-Oct-21 

1-Nov-20 

Victory Munder Small Cap Growth – Class Y 

1.25% 

31-Oct-21 

1-Nov-20 

Victory Trivalent International Fund—Core Equity – Class A 

0.95% 

31-Oct-21 

1-Nov-20 

Victory Trivalent International Fund—Core Equity – Class C 

1.70% 

31-Oct-21 

1-Nov-20 

Victory Trivalent International Fund—Core Equity – Class I 

0.60% 

31-Oct-21 

1-Nov-20 

Victory Trivalent International Fund—Core Equity – Class R6 

0.55% 

31-Oct-21 

1-Nov-20 

Victory Trivalent International Fund—Core Equity – Class Y 

0.70% 

31-Oct-21 

1-Nov-20 

Victory Trivalent International Small-Cap Fund –  Class A 

1.35% 

31-Oct-21 

1-Nov-20 

Victory Trivalent International Small-Cap Fund –  Class C 

2.10% 

31-Oct-21 

1-Nov-20 

Victory Trivalent International Small-Cap Fund –  Class I 

0.95% 

31-Oct-21 

1-Nov-20 

Victory Trivalent International Small-Cap Fund –  Class R6 

1.10% 

31-Oct-21 

1-Nov-20 

Victory Trivalent International Small-Cap Fund –  Class Y 

1.10% 

31-Oct-21 

1-Nov-20 

  

Fund/Class
December 31 FYE Funds 

Maximum Operating Expense Limit 

Date of Termination 

Effective Date of Waiver 

Victory Floating Rate Fund – Class A 

1.00% 

30-Apr-22 

1-May-21 

Victory Floating Rate Fund – Class C 

1.80% 

30-Apr-22 

1-May-21 

Victory Floating Rate Fund – Class R 

1.56% 

30-Apr-22 

1-May-21 

Victory Floating Rate Fund – Class Y 

0.78% 

30-Apr-22 

1-May-21 

Victory Floating Rate Fund – Member Class 

0.85% 

30-Apr-22 

10-Jun-20 

Victory Global Energy Transition Fund – Class A 

1.48% 

30-Apr-22 

1-May-21 

Victory Global Energy Transition Fund – Class C 

2.28% 

30-Apr-22 

1-May-21 

Victory Global Energy Transition Fund – Class R 

1.86% 

30-Apr-22 

1-May-21 

Victory Global Energy Transition Fund – Class Y 

1.15% 

30-Apr-22 

1-May-21 

Victory High Income Municipal Bond Fund – Class A 

0.80% 

30-Apr-22 

1-May-21 

Victory High Income Municipal Bond Fund – Class C 

1.57% 

30-Apr-22 

1-May-21 

Victory High Income Municipal Bond Fund – Class Y 

0.57% 

30-Apr-22 

1-May-21 

Victory High Income Municipal Bond Fund – Member Class 

0.65% 

30-Apr-22 

10-Jun-20 

Victory High Yield Fund – Class A 

1.00% 

30-Apr-22 

1-May-21 

Victory High Yield Fund – Class C 

1.70% 

30-Apr-22 

1-May-21 

Victory High Yield Fund – Class R 

1.35% 

30-Apr-22 

1-May-21 

Victory High Yield Fund – Class Y 

0.76% 

30-Apr-22 

1-May-21 

Victory INCORE Investment Quality Bond Fund – Class A 

0.90% 

30-Apr-22 

1-May-21 

Victory INCORE Investment Quality Bond Fund – Class C 

1.77% 

30-Apr-22 

1-May-21 

Victory INCORE Investment Quality Bond Fund – Class R 

1.30% 

30-Apr-22 

1-May-21 

Victory INCORE Investment Quality Bond Fund – Class Y 

0.66% 

30-Apr-22 

1-May-21 

Victory INCORE Low Duration Bond Fund – Class A 

0.85% 

30-Apr-22 

1-May-21 

Victory INCORE Low Duration Bond Fund – Class C 

1.62% 

30-Apr-22 

1-May-21 

Victory INCORE Low Duration Bond Fund – Class R 

1.27% 

30-Apr-22 

1-May-21 

Victory INCORE Low Duration Bond Fund – Class Y 

0.62% 

30-Apr-22 

1-May-21 

Victory Xxxxxx Emerging Markets Fund – Class A 

1.34% 

30-Apr-22 

1-May-21 

Victory Xxxxxx Emerging Markets Fund – Class C 

2.14% 

30-Apr-22 

1-May-21 

Victory Xxxxxx Emerging Markets Fund – Class R 

1.58% 

30-Apr-22 

1-May-21 

Victory Xxxxxx Emerging Markets Fund – Class Y 

0.99% 

30-Apr-22 

1-May-21 

Victory Xxxxxx Emerging Markets Fund – Class R6 

0.89% 

30-Apr-22 

1-May-21 

Victory RS Global Fund – Class A 

0.85% 

30-Apr-22 

1-May-21 

Victory RS Global Fund – Class C 

1.60% 

30-Apr-22 

1-May-21 

Victory RS Global Fund – Class R 

1.10% 

30-Apr-22 

1-May-21 

Victory RS Global Fund – Class Y 

0.60% 

30-Apr-22 

1-May-21 

Victory RS Global Fund – Class R6 

0.55% 

30-Apr-22 

1-May-21 

Victory RS Growth Fund – Class A 

1.10% 

30-Apr-22 

1-May-21 

Victory RS Growth Fund – Class C 

1.93% 

30-Apr-22 

1-May-21 

Victory RS Growth Fund – Class R 

1.71% 

30-Apr-22 

1-May-21 

Victory RS Growth Fund – Class Y 

0.83% 

30-Apr-22 

1-May-21 

Victory RS International Fund – Class A 

1.13% 

30-Apr-22 

1-May-21 

Victory RS International Fund – Class C 

1.88% 

30-Apr-22 

1-May-21 

Victory RS International Fund – Class R 

1.38% 

30-Apr-22 

1-May-21 

Victory RS International Fund – Class Y 

0.88% 

30-Apr-22 

1-May-21 

Victory RS International Fund – Class R6 

0.83% 

30-Apr-22 

1-May-21 

Victory RS Investors Fund – Class A 

1.33% 

30-Apr-22 

1-May-21 

Victory RS Investors Fund – Class C 

2.07% 

30-Apr-22 

1-May-21 

Victory RS Investors Fund – Class R 

1.95% 

30-Apr-22 

1-May-21 

Victory RS Investors Fund – Class Y 

1.05% 

30-Apr-22 

1-May-21 

Victory RS Large Cap Alpha Fund – Class A 

0.89% 

30-Apr-22 

1-May-21 

Victory RS Large Cap Alpha Fund – Class C 

1.69% 

30-Apr-22 

1-May-21 

Victory RS Large Cap Alpha Fund – Class R 

1.26% 

30-Apr-22 

1-May-21 

Victory RS Large Cap Alpha Fund – Class Y 

0.68% 

30-Apr-22 

1-May-21 

Victory RS Mid Cap Growth Fund – Class A 

1.20% 

30-Apr-22 

1-May-21 

Victory RS Mid Cap Growth Fund – Class C 

2.11% 

30-Apr-22 

1-May-21 

Victory RS Mid Cap Growth Fund – Class R 

1.80% 

30-Apr-22 

1-May-21 

Victory RS Mid Cap Growth Fund – Class Y 

0.95% 

30-Apr-22 

1-May-21 

Victory RS Mid Cap Growth Fund – Class R6 

0.94% 

30-Apr-22 

1-May-21 

Victory RS Mid Cap Growth Fund – Member Class 

1.05% 

30-Apr-22 

10-Jun-20 

Victory RS Partners Fund – Class A 

1.45% 

30-Apr-22 

1-May-21 

Victory RS Partners Fund – Class R 

1.81% 

30-Apr-22 

1-May-21 

Victory RS Partners Fund – Class Y 

1.12% 

30-Apr-22 

1-May-21 

Victory RS Partners Fund – Member Class 

1.25% 

30-Apr-22 

10-Jun-20 

Victory RS Science and Technology Fund – Class A 

1.49% 

30-Apr-22 

1-May-21 

Victory RS Science and Technology Fund – Class C 

2.28% 

30-Apr-22 

1-May-21 

Victory RS Science and Technology Fund – Class R 

1.93% 

30-Apr-22 

1-May-21 

Victory RS Science and Technology Fund – Class Y 

1.24% 

30-Apr-22 

1-May-21 

Victory RS Select Growth Fund – Class A 

1.40% 

30-Apr-22 

1-May-21 

Victory RS Select Growth Fund – Class C 

2.18% 

30-Apr-22 

1-May-21 

Victory RS Select Growth Fund – Class R 

1.91% 

30-Apr-22 

1-May-21 

Victory RS Select Growth Fund – Class Y 

1.14% 

30-Apr-22 

1-May-21 

Victory RS Select Growth Fund – Class R6 

1.06% 

30-Apr-22 

1-May-21 

Victory RS Small Cap Equity Fund – Class A 

1.35% 

30-Apr-22 

1-May-21 

Victory RS Small Cap Equity Fund – Class C 

2.10% 

30-Apr-22 

1-May-21 

Victory RS Small Cap Equity Fund – Class R 

1.75% 

30-Apr-22 

1-May-21 

Victory RS Small Cap Equity Fund – Class Y 

1.10% 

30-Apr-22 

1-May-21 

Victory RS Small Cap Equity Fund – Member Class 

1.15% 

30-Apr-22 

10-Jun-20 

Victory RS Small Cap Growth Fund – Class A 

1.40% 

30-Apr-22 

1-May-21 

Victory RS Small Cap Growth Fund – Class C 

2.16% 

30-Apr-22 

1-May-21 

Victory RS Small Cap Growth Fund – Class R 

1.86% 

30-Apr-22 

1-May-21 

Victory RS Small Cap Growth Fund – Class Y 

1.13% 

30-Apr-22 

1-May-21 

Victory RS Small Cap Growth Fund – Class R6 

1.06% 

30-Apr-22 

1-May-21 

Victory RS Value Fund – Class A 

1.30% 

30-Apr-22 

1-May-21 

Victory RS Value Fund – Class C 

2.07% 

30-Apr-22 

1-May-21 

Victory RS Value Fund – Class R 

1.69% 

30-Apr-22 

1-May-21 

Victory RS Value Fund – Class Y 

1.06% 

30-Apr-22 

1-May-21 

Victory Strategic Income Fund – Class A 

0.95% 

30-Apr-22 

1-May-21 

Victory Strategic Income Fund – Class C 

1.74% 

30-Apr-22 

1-May-21 

Victory Strategic Income Fund – Class R 

1.34% 

30-Apr-22 

1-May-21 

Victory Strategic Income Fund – Class Y 

0.74% 

30-Apr-22 

1-May-21 

Victory Tax-Exempt Fund – Class A 

0.80% 

30-Apr-22 

1-May-21 

Victory Tax-Exempt Fund – Class C 

1.60% 

30-Apr-22 

1-May-21 

Victory Tax-Exempt Fund – Class Y 

0.69% 

30-Apr-22 

1-May-21 

  

  

  

A-1 

NY2-717279  


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Filed: August 27th, 2021
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