SCHEDULE A DATED AS OF MARCH 1, 2011 TRANSAMERICA FUNDS OPERATING EXPENSE LIMITS
Exhibit (h)(3)(iv)
SCHEDULE A
DATED AS OF MARCH 1, 2011
OPERATING EXPENSE LIMITS
This Agreement relates to the following Funds of the Company:
|
FUND NAME |
CLASS A, B, C, I, I2, R and T |
CLASS P |
MAXIMUM OPERATING EXPENSE LIMIT EFFECTIVE THROUGH |
| Transamerica AEGON High Yield Bond | 0.95% | 0.90%* | March 1, 2012 |
| Transamerica AQR Managed Futures Strategy | 1.45% | N/A | March 1, 2012 |
| Transamerica Asset Allocation – Conservative Portfolio |
0.45% |
N/A |
March 1, 2012 |
| Transamerica Asset Allocation – Growth Portfolio | 0.45% | N/A | March 1, 2012 |
| Transamerica Asset Allocation – Moderate Growth Portfolio |
0.45% |
N/A |
March 1, 2012 |
| Transamerica Asset Allocation – Moderate Portfolio |
0.45% |
N/A |
March 1, 2012 |
| Transamerica Balanced | 1.45% | 1.10%* | March 1, 2012 |
| Transamerica BlackRock Global Allocation | 1.00% | N/A | March 1, 2012 |
| Transamerica BlackRock Large Cap Value | 1.00% | N/A | March 1, 2012 |
| Transamerica Clarion Global Real Estate Securities |
N/A |
N/A |
March 1, 2012 |
| Transamerica Diversified Equity | 1.17% | 1.15%* | March 1, 2012 |
| Transamerica Federated Market Opportunity | 1.05% | N/A | March 1, 2012 |
| Transamerica First Quadrant Global Macro | 1.65% | N/A | March 1, 2012 |
| Transamerica Flexible Income | 1.00%† | N/A | March 1, 2012 |
| Transamerica Focus | 1.20% | 1.40%* | March 1, 2012 |
| Transamerica Xxxxxxx Xxxxx Commodity Strategy |
1.00% |
N/A |
March 1, 2012 |
| Transamerica Growth Opportunities | 1.40% | 1.40%* | March 1, 2012 |
| Transamerica Xxxxxxxxxx International Value | 1.13% | N/A | March 1, 2012 |
| Transamerica Xxxxxxxx Growth | N/A | N/A | March 1, 2012 |
| Transamerica JPMorgan Core Bond | 0.70% | N/A | March 1, 2012 |
| Transamerica JPMorgan International Bond | 0.75% | N/A | March 1, 2012 |
| Transamerica JPMorgan Long/Short Strategy | 1.65%** | N/A | March 1, 2012 |
| Transamerica JPMorgan Mid Cap Value | 1.05% | N/A | March 1, 2012 |
| Transamerica Xxxxxx Xxxxxx Bond | 0.88% | N/A | March 1, 2012 |
| Transamerica MFS International Equity | N/A | N/A | March 1, 2012 |
| Transamerica Money Market | 0.48% | 0.48% | March 1, 2012 |
| Transamerica Xxxxxx Xxxxxxx Emerging Markets Debt |
1.15% |
N/A |
March 1, 2012 |
| Transamerica Xxxxxx Xxxxxxx Mid-Cap Growth | 1.00% | N/A | March 1, 2012 |
| Transamerica Xxxxxx Xxxxxxx Small Company Growth |
1.15% |
N/A |
March 1, 2012 |
| Transamerica Multi-Manager Alternative Strategies Portfolio |
0.55% |
N/A |
March 1, 2012 |
| Transamerica Multi-Manager International Portfolio | 0.45% | N/A | March 1, 2012 |
| Transamerica Xxxxxxxxx Xxxxxx International | 1.25% | N/A | March 1, 2012 |
| Transamerica Xxxxxxxxxxx Developing Markets | 1.45% | N/A | March 1, 2012 |
| Transamerica Xxxxxxxxxxx Small- & Mid-Cap Value |
1.15% |
N/A |
March 1, 2012 |
| Transamerica PIMCO Real Return TIPS | N/A | N/A | March 1, 2012 |
| Transamerica PIMCO Total Return | N/A | N/A | March 1, 2012 |
| Transamerica Schroders International Small Cap | 1.27% | N/A | March 1, 2012 |
| Transamerica Short-Term Bond | 0.85%† | N/A | March 1, 2012 |
| Transamerica Small/Mid Cap Value | 1.25% | N/A | March 1, 2012 |
| Transamerica Third Avenue Value | 1.00% | N/A | March 1, 2012 |
| Transamerica Xxxxxxxxx International Value | 1.35% | N/A | March 1, 2012 |
| Transamerica TS&W International Equity | 1.15% | N/A | March 1, 2013 |
| Transamerica UBS Large Cap Value | 1.02% | N/A | March 1, 2012 |
| Transamerica WMC Diversified Growth | 1.17% | 1.15%* | March 1, 2012 |
| Transamerica WMC Emerging Markets | 1.40% | N/A | March 1, 2012 |
| Transamerica WMC Quality Value | 1.00% | N/A | March 1, 2012 |
* The expense caps for Class P shares are inclusive of 12b-1 fees.
** Exclusive of dividend and income expense on short sales.
† The Investment Manager has agreed to further reduce Fund Operating Expenses by waiving 0.10% of the 0.35% 12b-1 fee for one year through March 1, 2012, as applicable to Class A shares of Transamerica Short-Term Bond and Class A shares of Transamerica Flexible Income.
SCHEDULE B
DATED AS OF MARCH 1, 2011
FUNDS SUBJECT TO EXPENSE REIMBURSEMENT
| FUND NAME |
| Transamerica AEGON High Yield Bond* |
| Transamerica AQR Managed Futures Strategy |
| Transamerica Asset Allocation - Conservative Portfolio |
| Transamerica Asset Allocation - Growth Portfolio |
| Transamerica Asset Allocation - Moderate Growth Portfolio |
| Transamerica Asset Allocation - Moderate Portfolio |
| Transamerica Balanced |
| Transamerica BlackRock Global Allocation* |
| Transamerica BlackRock Large Cap Value |
| Transamerica Diversified Equity |
| Transamerica Federated Market Opportunity* |
| Transamerica First Quadrant Global Macro |
| Transamerica Flexible Income |
| Transamerica Focus* |
| Transamerica Xxxxxxx Xxxxx Commodity Strategy |
| Transamerica Growth Opportunities* |
| Transamerica Xxxxxxxxxx International Value* |
| Transamerica JPMorgan Core Bond |
| Transamerica JPMorgan International Bond* |
| Transamerica JPMorgan Long/Short Strategy |
| Transamerica JPMorgan Mid Cap Value |
| Transamerica Xxxxxx Xxxxxx Bond |
| Transamerica Money Market |
| Transamerica Xxxxxx Xxxxxxx Emerging Markets Debt |
| Transamerica Xxxxxx Xxxxxxx Mid Cap Growth* |
| Transamerica Xxxxxx Xxxxxxx Small Company Growth |
| Transamerica Multi-Manager Alternative Strategies Portfolio |
| Transamerica Multi-Manager International Portfolio* |
| Transamerica Xxxxxxxxx Xxxxxx International* |
| Transamerica Xxxxxxxxxxx Developing Markets* |
| Transamerica Xxxxxxxxxxx Small-& Mid-Cap Value |
| Transamerica Schroders International Small Cap |
| Transamerica Short-Term Bond |
| Transamerica Small/Mid Cap Value |
| Transamerica Third Avenue Value |
| Transamerica Xxxxxxxxx International Value |
| Transamerica TS&W International Equity |
| Transamerica UBS Large Cap Value |
| Transamerica WMC Diversified Growth* |
| Transamerica WMC Emerging Markets |
| Transamerica WMC Quality Value |
* The Fund may not recapture any fees waived and/or reimbursed prior to March 1, 2008.
