SCHEDULE A As of July 1, 2017
Schedules A and B – Management Agreement – CFST I and CFVIT
SCHEDULE A
As of July 1, 2017
| Series |
Effective Date | |
| Columbia Funds Series Trust I | ||
| CMG Ultra Short Term Bond Fund |
December 1, 2015 | |
| Columbia Adaptive Risk Allocation Fund |
October 1, 2015 | |
| Columbia Alternative Beta Fund |
October 1, 2015 | |
| Columbia AMT-Free Connecticut Intermediate Muni-Bond Fund |
March 1, 2016 | |
| Columbia AMT-Free Intermediate Muni-Bond Fund |
March 1, 2016 | |
| Columbia AMT-Free Massachusetts Intermediate Muni-Bond Fund |
March 1, 2016 | |
| Columbia AMT-Free New York Intermediate Muni-Bond Fund |
March 1, 2016 | |
| Columbia AMT-Free Oregon Intermediate Muni Bond Fund |
December 1, 2015 | |
| Columbia Balanced Fund |
January 1, 2016 | |
| Columbia Bond Fund |
September 1, 2015 | |
| Columbia California Tax-Exempt Fund |
March 1, 2016 | |
| Columbia Contrarian Core Fund |
January 1, 2016 | |
| Columbia Corporate Income Fund |
September 1, 2015 | |
| Columbia Disciplined Small Core Fund |
January 1, 2016 | |
| Columbia Diversified Absolute Return Fund |
October 1, 2015 | |
| Columbia Diversified Real Return Fund |
June 1, 2016 | |
| Columbia Dividend Income Fund |
October 1, 2015 | |
| Columbia Emerging Markets Fund |
January 1, 2016 | |
| Columbia Global Dividend Opportunities Fund |
January 1, 2016 | |
| Columbia Global Energy and Natural Resources Fund |
January 1, 2016 | |
| Columbia Global Technology Growth Fund |
January 1, 2016 | |
| Columbia Greater China Fund |
January 1, 2016 | |
| Columbia High Yield Municipal Fund |
October 1, 2015 | |
| Columbia Large Cap Growth Fund |
December 1, 2015 | |
| Columbia Mid Cap Growth Fund |
January 1, 2016 | |
| Columbia Multi-Asset Income Fund |
September 1, 2015 | |
| Columbia New York Tax-Exempt Fund |
March 1, 2016 | |
| Columbia Pacific/Asia Fund |
August 1, 2015 | |
| Columbia Real Estate Equity Fund |
May 1, 2016 | |
| Columbia Select Large Cap Growth Fund |
August 1, 2015 | |
| Columbia Small Cap Growth Fund I |
January 1, 2016 | |
| Columbia Small Cap Value Fund I |
September 1, 2015 | |
| Columbia Strategic Income Fund |
March 1, 2016 | |
| Columbia Tax-Exempt Fund |
December 1, 2015 | |
| Columbia Total Return Bond Fund |
September 1, 2015 | |
| Columbia U.S. Social Bond Fund |
December 1, 2015 | |
| Columbia U.S. Treasury Index Fund |
September 1, 2015 | |
| Columbia Value and Restructuring Fund |
July 1, 2015 | |
| Multi-Manager Alternative Strategies Fund |
January 1, 2016 | |
| Multi-Manager Growth Strategies Fund |
August 1, 2015 | |
| Multi-Manager Small Cap Equity Strategies Fund |
January 1, 2016 | |
| Multi-Manager Total Return Bond Strategies Fund |
January 1, 2016 |
Schedules A and B – Management Agreement – CFST I and CFVIT
| Effective Date | ||
| Columbia Funds Variable Insurance Trust |
||
| Columbia Variable Portfolio – Asset Allocation Fund |
May 1, 2016 | |
| Columbia Variable Portfolio – Contrarian Core Fund |
May 1, 2016 | |
| Columbia Variable Portfolio – Diversified Absolute Return Fund |
May 1, 2016 | |
| Columbia Variable Portfolio – Long Government/Credit Bond Fund |
May 1, 2016 | |
| Columbia Variable Portfolio – Managed Volatility Conservative Fund |
May 1, 2016 | |
| Columbia Variable Portfolio – Managed Volatility Conservative Growth Fund |
May 1, 2016 | |
| Columbia Variable Portfolio – Managed Volatility Growth Fund |
May 1, 2016 | |
| Columbia Variable Portfolio – Select Large Cap Growth Fund |
May 1, 2016 | |
| Columbia Variable Portfolio – Small Cap Value Fund |
May 1, 2016 | |
| Columbia Variable Portfolio – Small Company Growth Fund |
May 1, 2016 | |
| Columbia Variable Portfolio – Strategic Income Fund |
May 1, 2016 | |
| Variable Portfolio – AQR Managed Futures Strategy Fund |
May 1, 2016 | |
| Variable Portfolio – Lazard International Equity Advantage Fund |
May 1, 2016 |
Schedules A and B – Management Agreement – CFST I and CFVIT
SCHEDULE B
Fee Schedule
As of July 1, 2017
For the following funds, the asset charge for each calendar day of each year shall be equal to the total of 1/365th (1/366th in each leap year) of the amount computed in accordance with the fee schedule in the table below:
| Fund |
Schedule B Effective Date |
Net Assets (millions) |
Annual rate at each asset level “Asset Charge” | |||
| Multi-Manager Alternative Strategies Fund*
|
January 1, 2016 | $0 - $500 >$500 - $1,000 >$1,000 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 > $12,000 |
1.100% 1.050% 1.020% 0.990% 0.960% 0.950% | |||
| Variable Portfolio (VP) – AQR Managed Futures Strategy Fund*
|
May 1, 2016 | |||||
| Multi-Manager Total Return Bond Strategies Fund | January 1, 2016 | $0 - $500 >$500 - $1,000 >$1,000 - $2,000 >$2,000 - $3,000 >$3,000 - $6,000 >$6,000 - $7,500 >$7,500 - $9,000 >$9,000 - $12,000 >$12,000 - $20,000 >$20,000 - $24,000 >$24,000 - $50,000 >$50,000
|
0.500% 0.495% 0.480% 0.460% 0.450% 0.430% 0.415% 0.410% 0.390% 0.380% 0.360% 0.340% | |||
| Columbia VP – Long Government/Credit Bond Fund
|
May 1, 2016 | |||||
| Multi-Manager Growth Strategies Fund Columbia Select Large Cap Growth Fund
|
August 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
0.770% 0.720% 0.670% 0.620% 0.600% 0.580% 0.570% | |||
| Columbia Large Cap Growth Fund
|
December 1, 2015 | |||||
| Columbia Contrarian Core Fund Columbia Global Dividend Opportunity Fund
|
January 1, 2016 | |||||
| Columbia VP – Contrarian Core Fund Columbia VP – Select Large Cap Growth Fund
|
May 1, 2016 | |||||
| CMG Ultra Short Term Bond Fund | December 1, 2015 | All | 0.250%(1) | |||
B-1
Schedules A and B – Management Agreement – CFST I and CFVIT
| Fund |
Schedule B Effective Date |
Net Assets (millions) |
Annual rate at each asset level “Asset Charge” | |||
| Columbia Alternative Beta Fund* | October 1, 2016 | $0 - $500 >$500 - $1,000 >$1,000 - $3,000 >$3,000 - $12,000 >$12,000 |
0.960% 0.955% 0.950% 0.940% 0.930% | |||
| Columbia Adaptive Risk Allocation Fund | October 1, 2015 | Category 1 Assets invested in affiliated mutual funds, exchange-traded funds and closed-end funds that pay a management fee (or advisory fee, as applicable) to the Investment Manager. $0 - $500 >$500 - $1,000 >$1,000 - $3,000 >$3,000 - $12,000 >$12,000 |
0.060% 0.055% 0.050% 0.040% 0.030% | |||
| Category 2 Assets invested in exchange-traded funds and mutual funds that are not managed by the Investment Manager or its affiliates. $0 - $500 >$500 - $1,000 >$1,000 - $3,000 >$3,000 - $12,000 >$12,000 |
0.160% 0.155% 0.150% 0.140% 0.130% | |||||
| Category 3 Securities, instruments and other assets not described above, including without limitation affiliated mutual funds, exchange-traded funds and closed-end funds that do not pay a management fee to the Investment Manager, third party closed-end funds, derivatives and individual securities. $0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
0.760% 0.745% 0.730% 0.720% 0.690% 0.665% 0.630% | |||||
B-2
Schedules A and B – Management Agreement – CFST I and CFVIT
| Fund |
Schedule B Effective Date |
Net Assets (millions) |
Annual rate at each asset level “Asset Charge” | |||
| Columbia AMT-Free Oregon Intermediate Muni Bond Fund
|
December 1, 2015 | $0 - $250 >$250 - $500 >$500 - $1,000 >$1,000 - $3,000 >$3,000 - $6,000 >$6,000 - $7,500 >$7,500 - $12,000 >$12,000 |
0.470% 0.465% 0.415% 0.380% 0.340% 0.330% 0.320% 0.310% | |||
| Columbia AMT-Free Connecticut Intermediate Muni-Bond Fund Columbia AMT-Free Massachusetts Intermediate Muni-Bond Fund Columbia AMT-Free New York Intermediate Muni-Bond Fund Columbia California Tax-Exempt Fund Columbia New York Tax-Exempt Fund |
March 1, 2016 | |||||
| Columbia Tax-Exempt Fund | December 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $2,000 >$2,000 - $3,000 >$3,000 - $6,000 >$6,000 - $9,000 >$9,000 - $10,000 >$10,000 - $12,000 >$12,000 - $15,000 >$15,000 - $24,000 >$24,000 - $50,000 >$50,000 |
0.480% 0.475% 0.445% 0.420% 0.385% 0.360% 0.350% 0.340% 0.330% 0.320% 0.300% 0.290% | |||
| Columbia AMT-Free Intermediate Muni-Bond Fund
|
March 1, 2016 | |||||
| Columbia U.S. Social Bond Fund
|
December 1, 2016 | |||||
| Columbia Balanced Fund | January 1, 2016 | $0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
0.720% 0.670% 0.620% 0.570% 0.550% 0.530% 0.520% | |||
| Columbia Dividend Income Fund
|
October 1, 2015
|
|||||
| Columbia Diversified Real Return Fund | June 1, 2016 | Category 1 Assets invested in affiliated funds (including ETFs and closed-end funds) that pay a management fee (or advisory fee, as applicable) to the Investment Manager |
0.02% | |||
| Category 2 Assets invested in ETFs and mutual funds that are not managed by the Investment Manager or its affiliates. Securities, instruments and other assets not described above, including without limitation affiliated mutual funds, ETFs and closed-end mutual funds that do not pay a management fee to the Investment Manager, third party closed-end funds, derivatives and individual securities. |
0.76% | |||||
B-3
Schedules A and B – Management Agreement – CFST I and CFVIT
| Fund |
Schedule B Effective Date |
Net Assets (millions) |
Annual rate at each asset level “Asset Charge” | |||
| Columbia Bond Fund | September 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $2,000 >$2,000 - $3,000 >$3,000 - $6,000 >$6,000 - $7,500 >$7,500 - $9,000 >$9,000 - $12,000 >$12,000 - $20,000 >$20,000 - $24,000 >$24,000 - $50,000 >$50,000 |
0.500% 0.495% 0.480% 0.460% 0.450% 0.430% 0.415% 0.410% 0.390% 0.380% 0.360% 0.340% | |||
|
Columbia Corporate Income Fund Columbia Total Return Bond Fund
|
||||||
| Columbia Diversified Absolute Return Fund* | October 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 > $12,000 |
1.180% 1.130% 1.100% 1.070% 1.040% 1.030% | |||
| Columbia Emerging Markets Fund | July 1, 2017 | $0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
1.100% 1.060% 0.870% 0.820% 0.770% 0.720% 0.700% | |||
| Columbia Global Energy and Natural Resources Fund | January 1, 2016 | $0 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 |
0.750% 0.670% 0.620% 0.600% 0.580% | |||
| Columbia Global Technology Growth Fund | January 1, 2016 | $0 - $500 $500 - $1,000 >$1,000 |
0.870% 0.820% 0.770% | |||
| Columbia Greater China Fund | January 1, 2016 | $0 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 |
0.950% 0.870% 0.820% 0.770% 0.720% | |||
B-4
Schedules A and B – Management Agreement – CFST I and CFVIT
| Fund |
Schedule B Effective Date |
Net Assets (millions) |
Annual rate at each asset level “Asset Charge” | |||
| Columbia High Yield Municipal Fund | October 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $2,000 >$2,000 - $3,000 >$3,000 - $6,000 >$6,000 - $7,500 >$7,500 - $10,000 >$10,000 - $12,000 >$12,000 - $15,000 >$15,000 - $24,000 >$24,000 - $50,000 >$50,000 |
0.540% 0.535% 0.505% 0.480% 0.445% 0.420% 0.410% 0.400% 0.390% 0.380% 0.360% 0.340% | |||
| Columbia Mid Cap Growth Fund | January 1, 2016 | $0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $12,000 >$12,000 |
0.820% 0.770% 0.720% 0.670% 0.660% 0.650% | |||
| Columbia Multi-Asset Income Fund | September 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
0.660% 0.625% 0.610% 0.600% 0.570% 0.545% 0.510% | |||
| Columbia Pacific/Asia Fund | August 1, 2015 | $0 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 |
0.950% 0.870% 0.820% 0.770% 0.720% | |||
| Columbia Real Estate Equity Fund | May 1, 2016 | $0 - $500 $500 - $1,000 $1,000 - $1,500 $1,500 - $3,000 >$3,000 |
0.750% 0.745% 0.720% 0.670% 0.660% | |||
| Columbia Small Cap Value Fund I | September 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $3,000 >$3,000 - $12,000 >$12,000 |
0.870% 0.820% 0.770% 0.760% 0.750% | |||
|
Columbia Small Cap Growth Fund I |
January 1, 2016 | |||||
|
Columbia VP – Small Cap Value Fund
Columbia VP – Small Company Growth Fund |
May 1, 2016 | |||||
|
Multi-Manager Small Cap Equity Strategies Fund |
July 1, 2017 | |||||
B-5
Schedules A and B – Management Agreement – CFST I and CFVIT
| Fund |
Schedule B Effective Date |
Net Assets (millions) |
Annual rate at each asset level “Asset Charge” | |||
| Columbia Disciplined Small Core Fund | July 1, 2017 | $0 - $500 >$500 - $1,000 >$1,000 - $3,000 >$3,000 - $12,000 >$12,000 |
0.850% 0.800% 0.750% 0.740% 0.730% | |||
| Columbia Strategic Income Fund | March 1, 2016 | $0 - $500 >$500 - $1,000 >$1,000 - $2,000 >$2,000 - $3,000 >$3,000 - $6,000 >$6,000 - $7,500 >$7,500 - $9,000 >$9,000 - $10,000 >$10,000 - $12,000 >$12,000 - $15,000 >$15,000 - $20,000 >$20,000 - $24,000 >$24,000 - $50,000 >$50,000 |
0.600% 0.590% 0.575% 0.555% 0.530% 0.505% 0.490% 0.481% 0.469% 0.459% 0.449% 0.433% 0.414% 0.393% | |||
| Columbia VP – Strategic Income Fund | May 1, 2016 | |||||
| Columbia U.S. Treasury Index Fund(2) | September 1, 2015 | All | 0.400% | |||
| Columbia Value and Restructuring Fund | July 1, 2015 | $0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
0.750% 0.740% 0.670% 0.620% 0.600% 0.580% 0.570% | |||
| Columbia VP – Asset Allocation Fund | May 1, 2016 | Category 1 Assets invested in securities, (other than third-party advised mutual funds and funds that pay a management fee (or advisory fee, as applicable) to the Investment Manager) including other funds advised by the Investment Manager that do not pay a management fee, exchange-traded funds, derivatives and individual securities. |
0.570% | |||
| Category 2 Assets invested in non-exchange traded third-party advised mutual funds |
0.120% | |||||
| Category 3 Assets invested in underlying funds that pay a management fee (or advisory fee, as applicable) to the Investment Manager |
0.020% | |||||
B-6
Schedules A and B – Management Agreement – CFST I and CFVIT
| Fund |
Schedule B Effective Date |
Net Assets (millions) |
Annual rate at each asset level “Asset Charge” | |||
| Columbia VP – Diversified Absolute Return Fund* | May 1, 2016 | $0 - $500 $500 - $1,000 $1,000 - $3,000 $3,000 - $6,000 $6,000 - $12,000 > $12,000 |
1.100% 1.050% 1.020% 0.990% 0.960% 0.950% | |||
| Columbia VP – Managed Volatility Conservative Fund Columbia VP – Managed Volatility Conservative Growth Fund Columbia VP – Managed Volatility Growth Fund |
May 1, 2016 | Category 1 Assets invested in affiliated underlying funds (including ETFs and closed-end funds) that pay a management fee (or advisory fee, as applicable) to the Investment Manager |
0.02% | |||
| Category 2 Assets invested in securities (other than affiliated underlying funds (including ETFs and closed end funds) that pay a management fee (or advisory fee, as applicable) to the Investment Manager), including other funds advised by the Investment Manager that do not pay a management fee, third party funds, derivatives and individual securities
$0 - $500 >$500 - $1,000 >$1,000 - $1,500 >$1,500 - $3,000 >$3,000 - $6,000 >$6,000 - $12,000 >$12,000 |
0.720% 0.670% 0.620% 0.570% 0.550% 0.530% 0.520% | |||||
| VP – Lazard International Equity Advantage Fund | May 1, 2016 | $0 - $500 $500 - $1,000 $1,000 - $1,500 $1,500 - $3,000 $3,000 - $6,000 $6,000 - $12,000 >$12,000 |
0.870% 0.820% 0.770% 0.720% 0.700% 0.680% 0.670% | |||
| * | When calculating asset levels for purposes of determining fee breakpoints, asset levels are based on net assets of the Fund, including assets invested in any wholly-owned subsidiary advised by the Investment Manager (“Subsidiaries”). Fees payable by the Fund under this agreement shall be reduced by any management fees paid to the Investment Manager by any Subsidiaries under separate management agreements with the Subsidiaries. |
B-7
Schedules A and B – Management Agreement – CFST I and CFVIT
| (1) | Fee is a “unitary fee,” as contemplated by Section 3(b) of this Agreement, pursuant to which the Investment Manager pays all operating costs and expenses of CMG Ultra Short Term Bond Fund (other than independent trustees’ fees and expenses, including their legal counsel, auditing expenses, interest incurred on borrowing by the Fund, if any, portfolio transaction expenses, taxes and extraordinary expenses), including accounting expenses (other than audit fees), legal fees for the Fund, transfer agent fees, custodian fees, governmental fees, cost of stock certificates and any other expenses (including clerical expenses) of issue, sale, repurchase, or redemption of shares, expenses of registering or qualifying shares for sale, transfer taxes, and all expenses of preparing the Fund’s registration statement and prospectus, and the cost of printing and delivering to shareholders prospectuses and reports, all executive salaries and executive expenses, office rent of the Fund, ordinary office expenses (other than the expense of clerical services relating to the administration of the Fund) and for any other expenses that, if otherwise borne by the Fund, would cause the Fund to “be deemed to be acting as a distributor of securities of which it is the issuer, other than through an underwriter” pursuant to Rule 12b-1 under the Act. |
| (2) | The Investment Manager has agreed to pay all operating expenses of the Fund with the exception of brokerage fees and commissions, taxes, interest, fees and expenses of Trustees who are not officers, directors or employees of the Investment Manager or its affiliates, distribution (12b-1) and/or shareholder servicing fees, and any extraordinary non-recurring expenses that may arise, including but not limited to, litigation expenses. |
The computation shall be made for each calendar day on the basis of net assets as of the close of the preceding day. In the case of the suspension of the computation of net asset value, the fee for each calendar day during such suspension shall be computed as of the close of business on the last full day on which the net assets were computed. Net assets as of the close of a full day shall include all transactions in shares of the Fund recorded on the books of the Fund for that day.
B-8
Schedules A and B – Management Agreement – CFST I and CFVIT
IN WITNESS THEREOF, the parties hereto have executed the foregoing Schedule A and Schedule B as of
June 14, 2017.
| COLUMBIA FUNDS VARIABLE INSURANCE TRUST | ||
| By: | /s/ Xxxxxxxxxxx X. Xxxxxxxx | |
| Name: Xxxxxxxxxxx X. Xxxxxxxx | ||
| Title: President | ||
| COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | ||
| By: | /s/ Xxx X. Xxxxxxx | |
| Name: |
Xxx X. Xxxxxxx | |
| Title: |
Head of Operations | |
B-9
