Amendment No. 1
Exhibit (h)(xliii)
Amendment No. 1
Amendment No. I to the Fund Participation Agreement ("Agreement") between The Prudential Insurance Company of America ("Insurance Company''), Lazard Asset Management Securities LLC ("XXX") and Lazard Retirement Series, Inc. (the "Fund") dated July 1, 1997.
WHEREAS, the parties have ent1ered into the Agreement regarding the Fund portfolios or portfolios set forth on Schedule I of the Agreement; and
WHEREAS, the parties desire to amend the Agreement in accordance with the provisions of Article XI thereof.
NOW, THEREFORE, in consideration of the above premises, the parties hereby agree as follows:
1. | Section 1.5 shall be deleted in its entirety and hereby replaced with the following: |
"Contract" shall mean variable insurance contracts set forth in Schedule 1 that use the Fund as an underlying investment option. Individuals who participate under a group Contract are "Participants".
2. | Section 1.10 shall be deleted in its entirety and hereby replaced with the following: |
"Separate Account" shall mean a separate account established by the Insurance Company, as set forth in Schedule 1, in accordance with the State Laws of New Jersey.
3. | Section 12.1 is deleted in its entirety and hereby replaced with the following: |
Each notice required by this Agreement shall be given by certified mail, return receipt requested, or by facsimile to be followed up by regular or overnight mail to the appropriate Parties at the following addresses:
Insurer: | The Prudential Insurance Company of America 00 Xxxxxxxxxx Xxxxxx, Xxxx. XXX 0 |
Xxxxxxxx, Xxx Xxxxxx 00000
Attention: Xxxxxx X. Xxxxxxx, Vice President
Facsimile: (000) 000-0000
Xxxxxxx Xxxxxxx, Vice President, Corporate Counsel
Facsimile: (000) 000-0000
Fund: Lazard Retirement Series, Inc.
00 Xxxxxxxxxxx Xxxxx
Xxx Xxxx, Xxx Xxxx 00000
Facsimile: 000-000-0000
Attention: Xxxxxxx Xxxxxxxx
XXX: | Xxxxxx Asset Management Securities LLC | ||
00 Xxxxxxxxxxx Xxxxx | |||
Xxx Xxxx, Xxx Xxxx 00000 | |||
Facsimile: 000-000-0000 | |||
Attention: Xxxxxx X. Xxxx, Esq. | |||
with copies to: | Stroock & Stroock & Xxxxx LLP | ||
000 Xxxxxx Xxxx | |||
Xxx Xxxx, Xxx Xxxx 00000-0000 | |||
Facsimile: 000-000-0000 | |||
Attention: Xxxxxx X. Xxxxxxx, Esq. | |||
Notices shall be deemed to be given on the date of receipt by the addresses as evidenced by the return receipt or facsimile, whichever is earlier. |
IN WITNESS WHEREOF, the parties have caused their duly authorized officers to execute this Amendment No. 1 as of the date of the first above written.
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | |
By: /s/ Xxxxxx X. Provost______________ | |
Name:_Yvonne S. Provost______________ | |
Title:__Vice President__________________ | |
LAZARD RETIREMENT SERIES, INC. | |
By: /s/ Xxxxxxx X. Xxxxxxx | |
Name: Xxxxxxx X. Xxxxxxx | |
Title: President and Director | |
LAZARD ASSET MANAGEMENT SECURITIES LLC | |
By: /s/ Xxxxxxx X. Xxxxxxx | |
Name: Xxxxxxx X. Xxxxxxx | |
Title: Deputy Chairman |
SCHEDULE l
The Funds
Fund Name | Class | Symbol | CUSIP |
Lazard Retirement Small Cap Portfolio* | Service | N/A | 521071803 |
Lazard Retirement U.S. Strategic EQuitv Portfolio | Service | N/A | 521071308 |
Lazard Retirement Emerging Markets Portfolio | Service | N/A | 521071209 |
Lazard Retirement International Eauitv Portfolio | Service | N/A | 521071506 |
* As of June 1, 2009, this portfolio will be known as the Lazard Retirement U.S. Small Mid Cap Portfolio.
This agreement may also cover any additional Portfolios that the Lazard Retirement Series may offer in the future.
Separate Accounts and Contracts
Separate Accounts of the Company Registered Under the 1940 Act as Unit Investment Trusts
The following separate accounts of the Company are subject to the Agreement:
Name of Account | Date Established by Board of Directors of the Company | SEC 1940 Act Registration Number | Type of Product Supported by Account |
Prudential Variable Contract Account GI-2 (VCA-GI-2) | June 24, 1988 | 811-07545 | Variable Life Insurance |
Group Variable Life Insurance Policies Registered Under the Securities Act of 1933
The following Contracts are subject to the Agreement:
Name of Contract | Available Funds | 1933 Act Registration Number | Type of Product Supported by Account |
Group Variable Universal Life | See above | 333-01031 | Variable Life Insurance |
PruBenefit Select | See above | 333-137572 | Variable Life Insurance |