Exhibit (d)(1)(x)
FORM OF
AMENDMENT NO. 4
TO THE
AMENDED AND RESTATED
INVESTMENT MANAGEMENT AGREEMENT
AMENDMENT NO. 4 to the Amended and Restated Investment Management Agreement
("Amendment No. 4"), dated as of May 2, 2003, between EQ Advisors Trust, a
Delaware business trust the ("Trust") and The Equitable Life Assurance Society
of the United States, a New York stock life insurance company ("Equitable" or
"Manager").
The Trust and Equitable agree to modify and amend the Amended and Restated
Investment Management Agreement dated as of May 1, 2000 ("Agreement") and as
amended by Amendment No. 1 dated as of September 1, 2000, Amendment No. 2 dated
as of September 1, 2001 and Amendment No. 3 dated as of November 22, 2002
(collectively, the "Amendments"), as follows:
1. Appendix A. Appendix A to the Agreement and Amendments, which set
forth the Portfolios of the Trust for which Equitable is appointed
investment manager is hereby replaced in its entirety by Appendix A
attached hereto, and
2. Appendix B. Appendix B to the Agreement and Amendments, which set
forth the fees payable to Equitable with respect to each Portfolio, is
hereby replaced in its entirety by Appendix B attached hereto.
Except as modified and amended hereby, the Agreement is hereby ratified and
confirmed in fully force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this
Amendment No. 4 as of the date first above set forth.
EQ ADVISORS TRUST THE EQUITABLE LIFE ASSURANCE
SOCIETY OF THE UNITED STATES
---------------------------- ---------------------------
Xxxxxx X. Xxxxx Xxxxx X. Xxxxx
President Executive Vice President and Chief
Investment Officer
Exhibit (d)(1)(x)
APPENDIX A
----------
AMENDMENT NO. 4
TO THE
AMENDED AND RESTATED
INVESTMENT MANAGEMENT AGREEMENT
Portfolios
----------
EQ/Alliance International Portfolio EQ/Equity 500 Index Portfolio
EQ/Alliance Common Stock Portfolio (fka Alliance Equity Index Portfolio)
EQ/Alliance Growth and Income Portfolio EQ/FI Mid Cap Portfolio
EQ/High Yield Portfolio EQ/FI Small/Mid Cap Value Portfolio
(fka EQ/Alliance High Yield Portfolio) (fka Warburg Pincus Small Co. Value Portfolio)
EQ/Alliance Intermediate Government EQ/Janus Large Cap Growth Portfolio
Securities Portfolio EQ/X.X. Xxxxxx Core Bond Portfolio
EQ/Money Market Portfolio (fka JPM Core Bond Portfolio)
EQ/Aggressive Stock Portfolio EQ/Lazard Small Cap Value Portfolio
(fka Alliance Aggressive Stock Portfolio) EQ/Xxxxxxx Focus Portfolio
EQ/Alliance Premier Growth Portfolio EQ/Mercury Basic Value Equity Portfolio )
EQ/Alliance Technology Portfolio (fka Xxxxxxx Xxxxx Basic Value Equity Portfolio
EQ/Alliance Quality Bond Portfolio EQ/MFS Investors Trust Portfolio
EQ/Alliance Small Cap Growth Portfolio (fka MFS Growth with Income Portfolio)
EQ/Balanced Portfolio EQ/MFS Emerging Growth Companies Portfolio
(fka Alliance Balanced Portfolio) EQ/Emerging Markets Equity Portfolio
EQ/Xxxxxxxxx Diversified Value Portfolio EQ/Xxxxxx Growth & Income Value Portfolio
EQ/Xxxxxxx Socially Responsible Portfolio EQ/Xxxxxx International Equity Portfolio
EQ/Capital Guardian International Portfolio EQ/Xxxxxx Voyager Portfolio
EQ/Capital Guardian Research Portfolio (fka EQ/Xxxxxx Growth Investors Portfolio)
EQ/Capital Guardian U.S. Equity Portfolio EQ/Small Company Index Portfolio
EQ/Evergreen Omega Portfolio (fka BT Small Company Index Portfolio)
(fka Evergreen Portfolio)
Exhibit (d)(1)(x)
APPENDIX B
----------
AMENDMENT NO. 4
TO THE AMENDED AND RESTATED
INVESTMENT MANAGEMENT AGREEMENT
The Trust shall pay the Manager, at the end of each calendar month, compensation
computed daily at an annual rate equal to the following:
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(AS A PERCENTAGE OF AVERAGE DAILY NET ASSETS) (FEE ON ALL ASSETS)
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INDEX PORTFOLIOS
----------------
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EQ/Equity 500 Index 0.250%
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EQ/Small Company Index 0.250%
------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------
(AS A PERCENTAGE OF AVERAGE DAILY NET ASSETS)
------------------------------------------------------------------------------------------------------------------------------
FIRST NEXT NEXT NEXT
DEBT PORTFOLIOS $750 MILLION $750 MILLION $1 BILLION $2.5 BILLION THEREAFTER
--------------- ------------ ------------ ---------- ------------ ----------
------------------------------------------------------------------------------------------------------------------------------
EQ/High Yield 0.600% 0.575% 0.550% 0.530% 0.520%
------------------------------------------------------------------------------------------------------------------------------
EQ/Alliance Intermediate Government Securities 0.500% 0.475% 0.450% 0.430% 0.420%
------------------------------------------------------------------------------------------------------------------------------
EQ/Money Market 0.350% 0.325% 0.300% 0.280% 0.270%
------------------------------------------------------------------------------------------------------------------------------
EQ/Alliance Quality Bond 0.525% 0.500% 0.475% 0.455% 0.445%
------------------------------------------------------------------------------------------------------------------------------
EQ/X.X. Xxxxxx Core Bond 0.450% 0.425% 0.400% 0.380% 0.370%
------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------
(AS A PERCENTAGE OF AVERAGE DAILY NET ASSETS)
------------------------------------------------------------------------------------------------------------------------------
FIRST NEXT NEXT
EQUITY PORTFOLIOS $1 BILLION $1 BILLION NEXT $3 BILLION $5 BILLION THEREAFTER
----------------- ---------- ---------- ---------- ---------- ----------
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EQ/Alliance Common Stock 0.550% 0.500% 0.475% 0.450% 0.425%
------------------------------------------------------------------------------------------------------------------------------
EQ/Alliance Growth and Income 0.600% 0.550% 0.525% 0.500% 0.475%
------------------------------------------------------------------------------------------------------------------------------
EQ/Alliance International 0.750% 0.700% 0.675% 0.650% 0.625%
------------------------------------------------------------------------------------------------------------------------------
EQ/Alliance Premier Growth 0.900% 0.850% 0.825% 0.800% 0.775%
------------------------------------------------------------------------------------------------------------------------------
EQ/Alliance Small Cap Growth 0.750% 0.700% 0.675% 0.650% 0.625%
------------------------------------------------------------------------------------------------------------------------------
EQ/Alliance Technology 0.900% 0.850% 0.825% 0.800% 0.775%
------------------------------------------------------------------------------------------------------------------------------
EQ/Aggressive Stock 0.650% 0.600% 0.575% 0.550% 0.525%
------------------------------------------------------------------------------------------------------------------------------
EQ/Balanced 0.600% 0.550% 0.525% 0.500% 0.475%
------------------------------------------------------------------------------------------------------------------------------
EQ/Xxxxxxxxx Diversified Value 0.650% 0.600% 0.575% 0.550% 0.525%
------------------------------------------------------------------------------------------------------------------------------
EQ/Xxxxxxx Socially Responsible 0.650% 0.600% 0.575% 0.550% 0.525%
------------------------------------------------------------------------------------------------------------------------------
EQ/Capital Guardian International 0.850% 0.800% 0.775% 0.750% 0.725%
------------------------------------------------------------------------------------------------------------------------------
EQ/Capital Guardian Research 0.650% 0.600% 0.575% 0.550% 0.525%
------------------------------------------------------------------------------------------------------------------------------
EQ/Capital Guardian U.S. Equity 0.650% 0.600% 0.575% 0.550% 0.525%
------------------------------------------------------------------------------------------------------------------------------
EQ/Evergreen Omega 0.650% 0.600% 0.575% 0.550% 0.525%
------------------------------------------------------------------------------------------------------------------------------
EQ/FI Small/Mid Cap Value 0.750% 0.700% 0.675% 0.650% 0.625%
------------------------------------------------------------------------------------------------------------------------------
EQ/FI Mid Cap 0.700% 0.650% 0.625% 0.600% 0.575%
------------------------------------------------------------------------------------------------------------------------------
EQ/Janus Large Cap Growth 0.900% 0.850% 0.825% 0.800% 0.775%
------------------------------------------------------------------------------------------------------------------------------
EQ/Lazard Small Cap Value 0.750% 0.700% 0.675% 0.650% 0.625%
------------------------------------------------------------------------------------------------------------------------------
EQ/Xxxxxxx Focus 0.900% 0.850% 0.825% 0.800% 0.775%
------------------------------------------------------------------------------------------------------------------------------
EQ/Mercury Basic Value Equity 0.600% 0.550% 0.525% 0.500% 0.475%
------------------------------------------------------------------------------------------------------------------------------
EQ/MFS Emerging Growth Companies 0.650% 0.600% 0.575% 0.550% 0.525%
------------------------------------------------------------------------------------------------------------------------------
EQ/MFS Investors Trust 0.600% 0.550% 0.525% 0.500% 0.475%
------------------------------------------------------------------------------------------------------------------------------
EQ/Emerging Markets Equity 1.150% 1.100% 1.075% 1.050% 1.025%
------------------------------------------------------------------------------------------------------------------------------
EQ/Xxxxxx Growth & Income Value 0.600% 0.550% 0.525% 0.500% 0.475%
------------------------------------------------------------------------------------------------------------------------------
EQ/Xxxxxx International Equity 0.850% 0.800% 0.775% 0.750% 0.725%
------------------------------------------------------------------------------------------------------------------------------
EQ/Xxxxxx Voyager 0.650% 0.600% 0.575% 0.550% 0.525%
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