Amendment to Investment Sub-Advisory Agreement Between Curian Capital, LLC; Invesco Advisers, Inc.; and Curian Variable Series Trust
EX 99.28(d)(13)
Amendment to
Between Curian Capital, LLC;
Invesco Advisers, Inc.; and
This Amendment is made by and between Curian Capital, LLC, a Michigan limited liability company and registered investment adviser (“Adviser”), Invesco Advisers, Inc., a Delaware corporation and registered investment adviser (“Sub-Adviser”) and Curian Variable Series Trust, a Massachusetts business trust (“Trust”).
Whereas, the Adviser, the Sub-Adviser and the Trust entered into an Investment Sub-Advisory Agreement dated as of December 19, 2011 (“Agreement”), whereby the Adviser appointed the Sub-Adviser to provide certain sub-investment advisory services to certain investment portfolios (the “Funds” or each a “Fund”) of the Trust; and
Whereas, the parties have agreed to amend Schedule A and Schedule B of the Agreement to amend the following fund name (“Fund Name Change”):
Fund Name Change (effective March 1, 2012)
Curian/Invesco Balanced-Risk Commodities Fund to
Curian/Invesco Balanced-Risk Commodities Strategy Fund.
Now Therefore, the parties hereby agree to amend the Agreement as follows:
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1.
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Schedule A to the Agreement is hereby deleted and replaced in its entirety with Schedule A dated March 1, 2012, attached hereto.
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2.
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Schedule B to the Agreement is hereby deleted and replaced in its entirety with Schedule B dated March 1, 2012, attached hereto.
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3.
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This Amendment may be executed in two or more counterparts, which together shall constitute one document.
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In Witness Whereof, the Adviser, the Sub-Adviser, and the Trust have caused this Amendment to be executed as of March 15, 2012, effective as of March 1, 2012.
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Curian Capital, LLC
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Invesco Advisers, Inc.
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By: /s/ Xxxxxxx X. Xxxx
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By: /s/ Xxxx Xxxxxx
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Name: Xxxxxxx X. Xxxx
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Name: Xxxx Xxxxxx
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Title: President and Chief Executive Officer
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Title: Senior Vice President
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By: /s/ Xxxxx X. Xxxxxxx
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Name: Xxxxx X. Xxxxxxx
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Title: Assistant Secretary
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Schedule A
Dated March 1, 2012
(Funds)
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Curian/Invesco Balanced-Risk Commodities Strategy Fund
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A-1
Schedule B
Dated March 1, 2012
(Compensation)
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Fund
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Assets
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Annual Rate
(Based on Average
Net Assets of each Fund)
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Curian/Invesco Balanced-Risk Commodities Strategy Fund
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$0 to $250 million
$250 to $500 million
Over $500 million
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.50%
.45%
.40%
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B-1
