The Victory Portfolios and Compass EMP Funds Trust Americas Global Window - Fee Agreement
Exhibit 99.B(g)(1)(c)
|
The Victory Portfolios and Compass EMP Funds Trust Americas Global Window - Fee Agreement |
|
This Fee Agreement should be read in conjunction with and consistent with the terms of the Global Custodial Services Agreement between The Victory Portfolios and Compass EMP Funds Trust and Citibank N.A. through its New York offices, dated August 19, 2015 and the terms of that agreement shall be deemed to apply to this Fee Agreement including the governing law specified in that agreement.
|
Country |
|
Safekeeping Fee for |
|
Transaction fee for |
|
Safekeeping Fee for |
|
Transaction fee for |
|
|
ARGENTINA |
|
10.00 |
|
35.00 |
|
10.00 |
|
35.00 |
|
|
AUSTRALIA |
|
1.00 |
|
15.00 |
|
1.00 |
|
15.00 |
|
|
AUSTRIA |
|
2.25 |
|
15.00 |
|
1.75 |
|
15.00 |
|
|
BAHRAIN |
|
35.00 |
|
120.00 |
|
35.00 |
|
120.00 |
|
|
BANGLADESH |
|
38.00 |
|
130.00 |
|
38.00 |
|
130.00 |
|
|
BELGIUM |
|
1.25 |
|
17.50 |
|
1.00 |
|
17.50 |
|
|
BENIN |
|
32.00 |
|
124.00 |
|
32.00 |
|
124.00 |
|
|
BERMUDA |
|
38.00 |
|
115.00 |
|
38.00 |
|
115.00 |
|
|
BOTSWANA |
|
35.00 |
|
115.00 |
|
35.00 |
|
115.00 |
|
|
BRAZIL |
|
9.00 |
|
28.00 |
|
9.00 |
|
28.00 |
|
|
BULGARIA |
|
17.00 |
|
130.00 |
|
17.00 |
|
90.00 |
|
|
BURKINA FASO |
|
32.00 |
|
124.00 |
|
32.00 |
|
124.00 |
|
|
CANADA |
|
0.80 |
|
8.00 |
|
0.80 |
|
8.00 |
|
|
CHILE |
|
9.00 |
|
45.00 |
|
9.00 |
|
45.00 |
|
|
CHINA A-SHARES |
|
9.00 |
|
40.00 |
|
9.00 |
|
40.00 |
|
|
CLEARSTREAM |
|
2.00 |
|
20.00 |
|
1.00 |
|
7.00 |
|
|
COLOMBIA |
|
24.00 |
|
55.00 |
|
24.00 |
|
00.00 |
|
|
XXXXX XXXX |
|
35.00 |
|
60.00 |
|
35.00 |
|
60.00 |
|
|
CROATIA |
|
34.00 |
|
70.00 |
|
34.00 |
|
50.00 |
|
|
CYPRUS |
|
8.00 |
|
17.00 |
|
8.00 |
|
17.00 |
|
|
CZECH REPUBLIC |
|
8.00 |
|
25.00 |
|
8.00 |
|
25.00 |
|
|
DENMARK |
|
1.00 |
|
18.00 |
|
1.00 |
|
18.00 |
|
|
EGYPT |
|
15.00 |
|
35.00 |
|
15.00 |
|
35.00 |
|
|
ESTONIA |
|
20.00 |
|
20.00 |
|
20.00 |
|
20.00 |
|
|
EUROCLEAR DEPOSITORY |
|
2.00 |
|
20.00 |
|
1.00 |
|
7.00 |
|
|
FINLAND |
|
1.25 |
|
17.50 |
|
1.25 |
|
17.50 |
|
|
FRANCE |
|
1.00 |
|
12.00 |
|
1.00 |
|
12.00 |
|
|
GERMANY |
|
1.00 |
|
10.00 |
|
1.00 |
|
10.00 |
|
|
GHANA |
|
32.00 |
|
124.00 |
|
32.00 |
|
124.00 |
|
|
GREECE |
|
7.00 |
|
25.00 |
|
7.00 |
|
25.00 |
|
|
GUINEA BISSAU |
|
40.00 |
|
124.00 |
|
40.00 |
|
124.00 |
|
|
HONG KONG |
|
2.00 |
|
16.00 |
|
2.00 |
|
16.00 |
|
|
HONG KONG/CHINA-B Shares |
|
8.00 |
|
30.00 |
|
8.00 |
|
30.00 |
|
|
HUNGARY |
|
8.00 |
|
30.00 |
|
8.00 |
|
30.00 |
|
|
ICELAND |
|
4.00 |
|
15.00 |
|
4.00 |
|
15.00 |
|
|
INDIA |
|
8.00 |
|
30.00 |
|
8.00 |
|
30.00 |
|
|
INDONESIA |
|
5.00 |
|
25.00 |
|
5.00 |
|
25.00 |
|
|
IRELAND |
|
1.00 |
|
10.00 |
|
1.00 |
|
10.00 |
|
|
ISRAEL |
|
8.50 |
|
35.00 |
|
8.50 |
|
35.00 |
|
|
ITALY |
|
1.00 |
|
10.00 |
|
1.00 |
|
10.00 |
|
|
IVORY COAST |
|
32.00 |
|
124.00 |
|
32.00 |
|
124.00 |
|
|
JAPAN |
|
1.00 |
|
12.50 |
|
1.00 |
|
12.50 |
|
|
JORDAN |
|
35.00 |
|
95.00 |
|
35.00 |
|
95.00 |
|
|
KAZAKHSTAN |
|
35.00 |
|
120.00 |
|
35.00 |
|
120.00 |
|
|
KENYA |
|
32.00 |
|
124.00 |
|
32.00 |
|
124.00 |
|
|
KUWAIT |
|
35.00 |
|
120.00 |
|
35.00 |
|
120.00 |
|
|
LATVIA |
|
17.00 |
|
25.00 |
|
17.00 |
|
25.00 |
|
|
LEBANON |
|
32.00 |
|
124.00 |
|
32.00 |
|
124.00 |
|
|
LITHUANIA |
|
20.00 |
|
30.00 |
|
20.00 |
|
30.00 |
|
|
MALAYSIA |
|
4.00 |
|
30.00 |
|
4.00 |
|
30.00 |
|
|
MALI |
|
32.00 |
|
124.00 |
|
32.00 |
|
124.00 |
|
|
MALTA |
|
18.00 |
|
75.00 |
|
18.00 |
|
75.00 |
|
|
MAURITIUS |
|
35.00 |
|
120.00 |
|
35.00 |
|
120.00 |
|
|
MEXICO |
|
2.50 |
|
14.00 |
|
2.50 |
|
14.00 |
|
|
MOROCCO |
|
27.00 |
|
70.00 |
|
27.00 |
|
70.00 |
|
|
NAMBIA |
|
32.00 |
|
124.00 |
|
32.00 |
|
124.00 |
|
|
NETHERLANDS |
|
1.00 |
|
10.00 |
|
1.00 |
|
10.00 |
|
|
NEW ZEALAND |
|
1.75 |
|
17.50 |
|
1.75 |
|
17.50 |
|
|
NIGER |
|
32.00 |
|
124.00 |
|
32.00 |
|
124.00 |
|
|
NIGERIA |
|
32.00 |
|
124.00 |
|
32.00 |
|
124.00 |
|
|
NORWAY |
|
1.00 |
|
18.00 |
|
1.00 |
|
18.00 |
|
|
OMAN |
|
35.00 |
|
120.00 |
|
35.00 |
|
120.00 |
|
|
PAKISTAN |
|
15.00 |
|
50.00 |
|
15.00 |
|
50.00 |
|
|
PALESTINE |
|
30.00 |
|
100.00 |
|
30.00 |
|
100.00 |
|
|
PERU |
|
24.00 |
|
45.00 |
|
24.00 |
|
45.00 |
|
|
PHILLIPPINES |
|
5.00 |
|
25.00 |
|
5.00 |
|
25.00 |
|
|
POLAND |
|
9.00 |
|
30.00 |
|
7.50 |
|
30.00 |
|
|
PORTUGAL |
|
5.00 |
|
20.00 |
|
5.00 |
|
20.00 |
|
|
QATAR |
|
35.00 |
|
120.00 |
|
35.00 |
|
120.00 |
|
|
ROMANIA |
|
15.00 |
|
55.00 |
|
15.00 |
|
55.00 |
|
|
RUSSIA |
|
14.00 |
|
70.00 |
|
10.00 |
|
50.00 |
|
|
SINGAPORE |
|
2.00 |
|
20.00 |
|
2.00 |
|
20.00 |
|
|
SLOVAKIA |
|
20.00 |
|
45.00 |
|
20.00 |
|
45.00 |
|
|
SLOVENIA |
|
30.00 |
|
80.00 |
|
30.00 |
|
80.00 |
|
|
SOUTH AFRICA |
|
2.00 |
|
15.00 |
|
2.00 |
|
15.00 |
|
|
SOUTH KOREA |
|
5.00 |
|
17.50 |
|
5.00 |
|
17.50 |
|
|
SPAIN |
|
1.00 |
|
15.00 |
|
1.00 |
|
15.00 |
|
|
SRI LANKA |
|
12.00 |
|
65.00 |
|
12.00 |
|
65.00 |
|
|
SWEDEN |
|
1.00 |
|
14.00 |
|
1.00 |
|
14.00 |
|
|
SWITZERLAND |
|
1.00 |
|
10.00 |
|
1.00 |
|
10.00 |
|
|
TAIWAN |
|
8.00 |
|
30.00 |
|
8.00 |
|
30.00 |
|
|
THAILAND |
|
8.00 |
|
25.00 |
|
8.00 |
|
25.00 |
|
|
TOGO |
|
32.00 |
|
124.00 |
|
32.00 |
|
124.00 |
|
|
TUNISIA |
|
40.00 |
|
35.00 |
|
30.00 |
|
35.00 |
|
|
The Victory Portfolios and Compass EMP Funds Trust Americas Global Window - Fee Agreement |
|
This Fee Agreement should be read in conjunction with and consistent with the terms of the Global Custodial Services Agreement between The Victory Portfolios and Compass EMP Funds Trust and Citibank N.A. through its New York offices, dated August 19, 2015 and the terms of that agreement shall be deemed to apply to this Fee Agreement including the governing law specified in that agreement.
|
Country |
|
Safekeeping Fee for |
|
Transaction fee for |
|
Safekeeping Fee for |
|
Transaction fee for |
|
|
TURKEY |
|
8.00 |
|
25.00 |
|
8.00 |
|
25.00 |
|
|
UNITED ARAB EMIRATES |
|
35.00 |
|
120.00 |
|
35.00 |
|
120.00 |
|
|
UGANDA |
|
35.00 |
|
120.00 |
|
35.00 |
|
100.00 |
|
|
UKRAINE |
|
75.00 |
|
110.00 |
|
15.00 |
|
85.00 |
|
|
UNITED KINGDOM |
|
0.50 |
|
7.00 |
|
0.50 |
|
7.00 |
|
|
VENEZUELA |
|
35.00 |
|
100.00 |
|
35.00 |
|
100.00 |
|
|
VIETNAM |
|
25.00 |
|
70.00 |
|
25.00 |
|
70.00 |
|
|
ZAMBIA |
|
32.00 |
|
124.00 |
|
32.00 |
|
124.00 |
|
|
ZIMBABWE |
|
45.00 |
|
150.00 |
|
45.00 |
|
150.00 |
|
|
|
|
Domestic Assets Under Custody |
|
| ||
|
|
|
$0-$10BN |
|
>$10BN |
|
|
|
United States Fees (All-in) |
|
0.5 Bps |
|
0.4 Bps |
|
|
|
* Additional Standard fees are as follows: |
|
Fees (USD) |
|
|
Manual instruction (Fax / Telex): additional per settlement |
|
20.00 |
|
|
Late instruction: additional per settlement |
|
15.00 |
|
|
Repair of Electronic instruction: additional per item |
|
15.00 |
|
|
Cancellations: per instruction |
|
15.00 |
|
|
Physical Settlements |
|
15.00 |
|
|
Same Day Settlement |
|
20.00 |
|
|
Free Cash Receipt |
|
10.00 |
|
|
Free Cash Payment |
|
10.00 |
|
|
Structured 3rd party FX messages (Convertible currencies) |
|
25.00 |
|
|
Corporate Action processing per event (per account) |
|
waived |
|
|
Income Processing per event (per account) |
|
waived |
|
|
Proxy Voting (per event notification) |
|
15.00 |
|
|
Proxy Voting (per vote instruction per client) |
|
15.00 |
|
|
Block Trading (applied to the second and each additional “legs” settled ) |
|
waived |
|
|
Monthly Account Maintenance Fee (Per Account) |
|
100.00 |
|
|
Mutual Fund Order Routing Service |
|
Fees (USD) |
|
|
Mutual Fund Account Opening Fee (per account) |
|
50.00 |
|
|
Mutual Fund order Routing-Subscription/Redemption/Transfer |
|
35.00 |
|
|
Taxation Services |
|
Fees (USD) |
|
|
Retrospective Tax Reclaim (per submission) |
|
130.00 |
|
|
ADR statements |
|
130.00 |
|
|
Customised exceptional report requests |
|
waived |
|
|
Exceptional certification and issuance of documentation. |
|
130.00 |
|
|
Business As Usual Tax Reclaim (per submission by post) |
|
25.00 |
|
|
Business As Usual Tax Reclaim (per submission by electronic means) |
|
15.00 |
|
|
Stamp Duty Tax Reclaims (SDRT) |
|
25.00 |
|
Out-of-Pocket expenses:
All charges will be payable by the client where appropriate. These include, but are not limited to:
Re-registration fees
Stamp duties
Crest Fines / Fines from any other Depository
Depository charges (ICSD Euclid reporting, account maintenance, ADR & Depository Receipt Fees etc)
Fiscalization Levies
Notarization and consularization fees
Stock certificate splits
Crossing of Stocks
Turnover Taxes
Scrip Fees
Transportation / courier / postage Charges
Unpriced Securities:
Bonds will be priced at Par and the basis point charge will be applied per market Equities will be be priced at $1.00 per share with a bp charge per market assessed.
|
Accepted by: |
Accepted by: | |||
|
The Victory Portfolios and Compass EMP Funds Trust |
Citibank, N.A. | |||
|
|
|
| ||
|
Name |
Xxxxxxxxxxx Xxxx |
|
Name |
Xxxxxxx Xxxxxx-Xxxxxx |
|
|
|
|
|
|
|
Title |
President |
|
Title |
Vice President |
|
|
|
|
|
|
|
Date |
8/19/15 |
|
Date |
|
