HOTCHKIS AND WILEY FUNDS FIFTH AMENDMENT TO THE DISTRIBUTION AGREEMENT
HOTCHKIS AND WILEY FUNDS
FIFTH AMENDMENT TO THE
THIS FIFTH AMENDMENT dated as of the 17th day of November, 2010, to the Distribution Agreement, dated as of February 18, 2005, as amended August 15, 2005, February 6, 2006, January 1, 2008 and February 5, 2009 (the "Agreement"), is entered into by and among HOTCHKIS AND WILEY FUNDS, a Delaware statutory trust (the "Trust"), HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC, a Delaware limited liability company (the “Advisor”) and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor").
RECITALS
WHEREAS, the parties have entered into the Agreement; and
WHEREAS, the parties desire to amend the Funds of the Agreement; and
WHEREAS, Section 10.B of the Agreement allows for its amendment by a written instrument executed by the parties.
NOW, THEREFORE, the parties agree that Exhibit A of the Agreement is superseded and replaced with Exhibit A attached hereto.
Except to the extent amended hereby, the Agreement shall remain in full force and effect.
IN WITNESS WHEREOF, the parties hereto have caused this Fifth Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year first written above.
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HOTCHKIS AND WILEY FUNDS
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QUASAR DISTRIBUTORS, LLC
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By: /s/ Xxxx Xxxxx Xxxxx
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By: /s/ Xxxxx X. Xxxxxxxxx
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Printed Name: Xxxx Xxxxx Xxxxx
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Printed Name: Xxxxx X. Xxxxxxxxx
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Title: President
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Title: President
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HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC
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By: /s/ Xxxx Xxxxx Xxxxx
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Printed Name: Xxxx Xxxxx Xxxxx
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Title: Chief Operating Officer
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Exhibit A to the Distribution Agreement – Hotchkis and Wiley Funds
Fund Names
Separate Series of Hotchkis and Wiley Funds
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Name of Series
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Date Added
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Hotchkis and Wiley Value Opportunities Fund1
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04-01-05
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Hotchkis and Wiley Diversified Value Fund2
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04-01-05
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Hotchkis and Wiley Large Cap Value Fund
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04-01-05
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Hotchkis and Wiley Mid-Cap Value Fund
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04-01-05
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Hotchkis and Wiley Small Cap Value Fund
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04-01-05
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Hotchkis and Wiley High Yield Fund
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03-31-09
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Hotchkis and Wiley Capital Income Fund
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on or after 12-31-2010
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