AMENDMENT TO AGREEMENT PURSUANT TO DISTRIBUTION AND SERVICE PLAN
EXHIBIT 28(m)(3)(i)
AMENDMENT TO AGREEMENT PURSUANT TO DISTRIBUTION
AND SERVICE PLAN
This Amendment to Agreement Pursuant to Distribution and Service Plan (this “Amendment”) is made this 11th day of April 2012 by and between Maxim Series Fund, Inc., a Maryland corporation, (the “Fund”) and GWFS Equities, Inc., a Delaware corporation (the “Distributor”).
WHEREAS, the Fund and Distributor are parties to that certain Agreement Pursuant to Distribution and Service Plan dated December 31, 2010, as amended (the “Agreement”); and
WHEREAS, the Fund and Distributor desire to amend the Agreement as set forth below.
NOW, THEREFORE, in consideration of the mutual promises and undertakings herein provided, the Fund and Distributor hereby agree as follows:
| 1. | Schedule A of the Agreement is deleted in its entirety and replaced with the Schedule A attached hereto and incorporated herein. |
| 2. | In the event of a conflict between the terms of this Amendment and the Agreement, the terms of this Amendment shall control. |
| 3. | This Amendment may be executed in two or more counterparts, each of which shall be an original and all of which together shall constitute one instrument. |
| 4. | Except as amended by this Amendment, all other provisions of the Agreement shall remain in full force and effect. |
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by their respective officers thereunto duly authorized at Greenwood Village, Colorado, on the day and year first written above.
| MAXIM SERIES FUND, INC. |
GWFS EQUITIES, INC. | |||||||
| By: |
/s/ X.X. Xxxxxx |
By: |
/s/ X.X. Xxxxxx | |||||
| Name: |
X.X Xxxxxx |
Name: |
X.X. Xxxxxx | |||||
| Title: |
Chief Financial Officer & Treasurer |
Title: |
President | |||||
Schedule A
Portfolios
Maxim International Index Portfolio
Maxim S&P MidCap 400® Index Portfolio
Maxim Lifetime 2015 Portfolio I
Maxim Lifetime 2015 Portfolio II
Maxim Lifetime 2015 Portfolio III
Maxim Lifetime 2025 Portfolio I
Maxim Lifetime 2025 Portfolio II
Maxim Lifetime 2025 Portfolio III
Maxim Lifetime 2035 Portfolio I
Maxim Lifetime 2035 Portfolio II
Maxim Lifetime 2035 Portfolio III
Maxim Lifetime 2045 Portfolio I
Maxim Lifetime 2045 Portfolio II
Maxim Lifetime 2045 Portfolio III
Maxim Lifetime 2055 Portfolio I
Maxim Lifetime 2055 Portfolio II
Maxim Lifetime 2055 Portfolio III
Maxim SecureFoundation® Balanced Portfolio
Maxim SecureFoundation® Lifetime 2015 Portfolio
Maxim SecureFoundation® Lifetime 2020 Portfolio
Maxim SecureFoundation® Lifetime 2025 Portfolio
Maxim SecureFoundation® Lifetime 2030 Portfolio
Maxim SecureFoundation® Lifetime 2035 Portfolio
Maxim SecureFoundation® Lifetime 2040 Portfolio
Maxim SecureFoundation® Lifetime 2045 Portfolio
Maxim SecureFoundation® Lifetime 2050 Portfolio
Maxim SecureFoundation® Lifetime 2055 Portfolio
Maxim Short Duration Bond Portfolio
Maxim U.S. Government Mortgage Securities Portfolio
Maxim Federated Bond Portfolio
Maxim Bond Index Portfolio
Xxxxx Xxxxxx Xxxxxx Bond Portfolio
Xxxxx Xxxxxx High Yield Bond Portfolio
Xxxxx Xxxxxxxxx Global Bond Portfolio
Xxxxx Xxxxxx Xxxxxx Small-Cap Value Portfolio
Maxim Invesco Small-Cap Value Portfolio
Maxim Ariel Small-Cap Value Portfolio
Maxim S&P SmallCap 600® Index Portfolio
Maxim Small-Cap Growth Portfolio
Xxxxx Xxxxxxx Xxxxx XxxXxx Value Portfolio
Maxim Xxxxx XxxXxx Value Portfolio
Maxim X. Xxxx Price XxxXxx Growth Portfolio
Maxim X. Xxxx Price Equity/Income Portfolio
Maxim Stock Index Portfolio
Maxim S&P 500® Index Portfolio
Maxim Janus Large Cap Growth Portfolio
Maxim MFS International Value Portfolio
Maxim Invesco ADR Portfolio
Maxim MFS International Growth Portfolio
Maxim Conservative Profile I Portfolio
Maxim Moderately Conservative Profile I Portfolio
Maxim Moderate Profile I Portfolio
Maxim Moderately Aggressive Profile I Portfolio
Maxim Aggressive Profile I Portfolio
Maxim Conservative Profile II Portfolio
Maxim Moderately Conservative Profile II Portfolio
Maxim Moderate Profile II Portfolio
Maxim Moderately Aggressive Profile II Portfolio
Maxim Aggressive Profile II Portfolio
Xxxxx Xxxxxx Equity Income Portfolio
Maxim American Century Growth Portfolio
